EX-99.77H 3 d128054dex9977h.htm EXHIBIT 77H Exhibit 77H

N-SAR Item 77H: Change in Control of Registrant

Below are the persons presumed to control Registrant’s series because such person owns more than 25% of a series based on the records of the series.

As of November 30th 2015

 

Fund    Name of Person    Ownership % of Series  

Columbia Dividend Income Fund

   Merrill Lynch Pierce Fenner & Smith Inc for the Sole Benefit
of its Customers
     25.22

Columbia Diversified Absolute Return Fund

   American Enterprised Investment Services      27.80

As of June 1st 2015

 

Fund    Name of Person    Ownership % of Series  

Columbia Diversified Absolute Return Fund

   JPMCB NA Cust for Columbia Captial Allocation Moderate
Aggressive Portfolio
     37.58

Columbia Diversified Absolute Return Fund

   JPMCB NA Cust for Columbia Captial Allocation Moderate
Portfolio
     30.00