0000950123-12-001821.txt : 20120130 0000950123-12-001821.hdr.sgml : 20120130 20120130141629 ACCESSION NUMBER: 0000950123-12-001821 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 EFFECTIVENESS DATE: 20120130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 12554977 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX C000094661 Class R CSNRX C000094662 Class R4 CSIVX C000094663 Class R5 CTIVX C000094664 Class W CTTWX 0000773757 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A COLHX C000033002 Class B COHBX C000033003 Class C CHYCX C000033004 Class Z LHYZX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX C000094718 Class I CIBIX NSAR-A 1 285357answer.fil SEMI ANNUAL REPORT PAGE 1 000 A000000 11/30/2011 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6126715682 002 A000000 225 FRANKLIN STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02110 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 37 007 C010500 5 007 C020500 Columbia Strategic Income Fund 007 C030500 N 007 C010800 8 007 C020800 Columbia High Yield Opportunity Fund 007 C030800 N 007 C016200 62 007 C026200 Columbia International Bond Fund 007 C036200 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02110 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA PAGE 2 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 014 B00AA02 8-42582 014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA03 8-16791 014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA04 8-67196 015 A00AA01 JPMORGAN CHASE BANK, N.A 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10005 015 E01AA01 X 015 A00AA02 BANCO BCT, S.A. 015 B00AA02 S 015 C01AA02 SAN JOSE 015 D01AA02 COSTA RICA 015 E04AA02 X 015 A00AA03 BANCO ITAU URUGUAY S.A. 015 B00AA03 S 015 C01AA03 MONTEVIDEO 015 D01AA03 URUGUAY 015 E04AA03 X 015 A00AA04 BANCO NACIONAL DE MEXICO, S.A. 015 B00AA04 S 015 C01AA04 MEXICO CITY 015 D01AA04 MEXICO 015 E04AA04 X 015 A00AA05 BANCO SANTANDER CHILE 015 B00AA05 S 015 C01AA05 SANTIAGO 015 D01AA05 CHILE 015 E04AA05 X 015 A00AA06 BANK HANDLOWY W. WARSZAWIE S.A. 015 B00AA06 S 015 C01AA06 WARSAW 015 D01AA06 POLAND 015 E04AA06 X 015 A00AA07 BANK LEUMI LE-ISRAEL B.M. 015 B00AA07 S 015 C01AA07 TEL AVIV 015 D01AA07 ISRAEL 015 E04AA07 X 015 A00AA08 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. PAGE 3 015 B00AA08 S 015 C01AA08 TUNIS CEDEX 015 D01AA08 TUNISIA 015 E04AA08 X 015 A00AA09 BARCLAYS BANK OF ZIMBABWE LIMITED 015 B00AA09 S 015 C01AA09 HARARE 015 D01AA09 ZIMBABWE 015 E04AA09 X 015 A00AA10 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA10 S 015 C01AA10 BRUSSELS 015 D01AA10 BELGIUM 015 E04AA10 X 015 A00AA11 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA11 S 015 C01AA11 PANTIN 015 D01AA11 FRANCE 015 E04AA11 X 015 A00AA12 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA12 S 015 C01AA12 MILAN 015 D01AA12 ITALY 015 E04AA12 X 015 A00AA13 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA13 S 015 C01AA13 HESPERANGE 015 D01AA13 LUXEMBOURG 015 E04AA13 X 015 A00AA14 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA14 S 015 C01AA14 AMSTERDAM 015 D01AA14 NETHERLANDS 015 E04AA14 X 015 A00AA15 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B00AA15 S 015 C01AA15 LISBON 015 D01AA15 PORTUGAL 015 E04AA15 X 015 A00AA16 CANADIAN IMPERIAL BANK OF COMMERCE 015 B00AA16 S 015 C01AA16 TORONTO 015 D01AA16 CANADA 015 E04AA16 X 015 A00AA17 CITIBANK A.S. 015 B00AA17 S 015 C01AA17 ISTANBUL 015 D01AA17 TURKEY 015 E04AA17 X 015 A00AA18 CITIBANK DEL PERU S.A. 015 B00AA18 S PAGE 4 015 C01AA18 SAN ISIDRO 015 D01AA18 PERU 015 E04AA18 X 015 A00AA19 CITIBANK, N.A. 015 B00AA19 S 015 C01AA19 CAIRO 015 D01AA19 EGYPT 015 E04AA19 X 015 A00AA20 CITIBANK, N.A. 015 B00AA20 S 015 C01AA20 CARACAS 015 D01AA20 VENEZUELA 015 E04AA20 X 015 A00AA21 DBS BANK LTD. 015 B00AA21 S 015 C01AA21 SINGAPORE 015 D01AA21 SINGAPORE 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 ESCHBORN 015 D01AA22 GERMANY 015 E04AA22 X 015 A00AA23 DEUTSCHE BANK AG 015 B00AA23 S 015 C01AA23 JAKARTA 015 D01AA23 INDONESIA 015 E04AA23 X 015 A00AA24 DEUTSCHE BANK AG 015 B00AA24 S 015 C01AA24 LONDON 015 D01AA24 UNITED KINGDOM 015 E04AA24 X 015 A00AA25 DEUTSCHE BANK ZRT. 015 B00AA25 S 015 C01AA25 BUDAPEST 015 D01AA25 HUNGARY 015 E04AA25 X 015 A00AA26 FIRSTRAND BANK LIMITED 015 B00AA26 S 015 C01AA26 JOHANNESBURG 015 D01AA26 SOUTH AFRICA 015 E04AA26 X 015 A00AA27 HSBC BANK (CHINA) COMPANY LIMITED 015 B00AA27 S 015 C01AA27 SHANGHAI 015 D01AA27 CHINA 015 E04AA27 X 015 A00AA28 HSBC BANK (VIETNAM) LTD. 015 B00AA28 S 015 C01AA28 HO CHI MINH CITY PAGE 5 015 D01AA28 VIETNAM 015 E04AA28 X 015 A00AA29 HSBC BANK ARGENTINA S.A. 015 B00AA29 S 015 C01AA29 BUENOS AIRES 015 D01AA29 ARGENTINA 015 E04AA29 X 015 A00AA30 HSBC BANK BERMUDA LIMITED 015 B00AA30 S 015 C01AA30 HAMILTON 015 D01AA30 BERMUDA 015 E04AA30 X 015 A00AA31 HSBC BANK MALAYSIA BERHAD 015 B00AA31 S 015 C01AA31 KUALA LUMPUR 015 D01AA31 MALAYSIA 015 E04AA31 X 015 A00AA32 HSBC BANK MALTA P.L.C. 015 B00AA32 S 015 C01AA32 QORMI 015 D01AA32 MALTA 015 E04AA32 X 015 A00AA33 HSBC BANK MIDDLE EAST LIMITED 015 B00AA33 S 015 C01AA33 AL SEEF 015 D01AA33 BAHRAIN 015 E04AA33 X 015 A00AA34 HSBC BANK MIDDLE EAST LIMITED 015 B00AA34 S 015 C01AA34 AMMAN 015 D01AA34 JORDAN 015 E04AA34 X 015 A00AA35 HSBC BANK MIDDLE EAST LIMITED 015 B00AA35 S 015 C01AA35 SAFAT 015 D01AA35 KUWAIT 015 E04AA35 X 015 A00AA36 HSBC BANK MIDDLE EAST LIMITED 015 B00AA36 S 015 C01AA36 BEIRUT 015 D01AA36 LEBANON 015 E04AA36 X 015 A00AA37 HSBC BANK MIDDLE EAST LIMITED 015 B00AA37 S 015 C01AA37 RUWI 015 D01AA37 OMAN 015 E04AA37 X 015 A00AA38 HSBC BANK MIDDLE EAST LIMITED 015 B00AA38 S 015 C01AA38 RAMALLAH 015 D01AA38 PALESTINE TERRITORY PAGE 6 015 E04AA38 X 015 A00AA39 HSBC BANK MIDDLE EAST LIMITED 015 B00AA39 S 015 C01AA39 DOHA 015 D01AA39 QATAR 015 E04AA39 X 015 A00AA40 HSBC BANK MIDDLE EAST LIMITED 015 B00AA40 S 015 C01AA40 DUBAI 015 D01AA40 UAE-ADX 015 E04AA40 X 015 A00AA41 HSBC BANK MIDDLE EAST LIMITED 015 B00AA41 S 015 C01AA41 DUBAI 015 D01AA41 UAE-DFM 015 E04AA41 X 015 A00AA42 HSBC BANK MIDDLE EAST LIMITED 015 B00AA42 S 015 C01AA42 DUBAI 015 D01AA42 UAE-NASDAQ DUBAI 015 E04AA42 X 015 A00AA43 HSBC BANK PLC 015 B00AA43 S 015 C01AA43 ATHENS 015 D01AA43 GREECE 015 E04AA43 X 015 A00AA44 HSBC SAUDI ARABIA LIMITED 015 B00AA44 S 015 C01AA44 RIYADH 015 D01AA44 SAUDI ARABIA 015 E04AA44 X 015 A00AA45 ING BANK (EURASIA) ZAO 015 B00AA45 S 015 C01AA45 MOSCOW 015 D01AA45 RUSSIA 015 E04AA45 X 015 A00AA46 ING BANK N.V. 015 B00AA46 S 015 C01AA46 SOFIA 015 D01AA46 BULGARIA 015 E04AA46 X 015 A00AA47 ING BANK N.V. 015 B00AA47 S 015 C01AA47 BUCHAREST 015 D01AA47 ROMANIA 015 E04AA47 X 015 A00AA48 ING BANK UKRAINE 015 B00AA48 S 015 C01AA48 KIEV 015 D01AA48 UKRAINE 015 E04AA48 X PAGE 7 015 A00AA49 ISLANDSBANKI HF. 015 B00AA49 S 015 C01AA49 REYKJAVIK 015 D01AA49 ICELAND 015 E04AA49 X 015 A00AA50 J.P. MORGAN AG 015 B00AA50 S 015 C01AA50 FRANKFURT 015 D01AA50 GERMANY 015 E04AA50 X 015 A00AA51 J.P. MORGAN BANK INTERNATIONAL 015 B00AA51 S 015 C01AA51 MOSCOW 015 D01AA51 RUSSIA 015 E04AA51 X 015 A00AA52 J.P. MORGAN S.A. DTVM 015 B00AA52 S 015 C01AA52 SAO PAULO 015 D01AA52 BRAZIL 015 E04AA52 X 015 A00AA53 JPMORGAN CHASE BANK, N.A. 015 B00AA53 S 015 C01AA53 SYDNEY 015 D01AA53 AUSTRALIA 015 E04AA53 X 015 A00AA54 JPMORGAN CHASE BANK, N.A. 015 B00AA54 S 015 C01AA54 MUMBAI 015 D01AA54 INDIA 015 E04AA54 X 015 A00AA55 JPMORGAN CHASE BANK, N.A. 015 B00AA55 S 015 C01AA55 WELLINGTON 015 D01AA55 NEW ZEALAND 015 E04AA55 X 015 A00AA56 JPMORGAN CHASE BANK, N.A. 015 B00AA56 S 015 C01AA56 TAIPEI 015 D01AA56 TAIWAN 015 E04AA56 X 015 A00AA57 JPMORGAN CHASE BANK, N.A. 015 B00AA57 S 015 C01AA57 LONDON 015 D01AA57 UNITED KINGDOM 015 E04AA57 X 015 A00AA58 MIZUHO CORPORATE BANK, LIMITED 015 B00AA58 S 015 C01AA58 TOKYO 015 D01AA58 JAPAN 015 E04AA58 X 015 A00AA59 NORDEA BANK AB PAGE 8 015 B00AA59 S 015 C01AA59 STOCKHOLM 015 D01AA59 SWEDEN 015 E04AA59 X 015 A00AA60 NORDEA BANK DANMARK A/S 015 B00AA60 S 015 C01AA60 TAASTRUP 015 D01AA60 DENMARK 015 E04AA60 X 015 A00AA61 NORDEA BANK FINLAND PLC 015 B00AA61 S 015 C01AA61 HELSINKI 015 D01AA61 FINLAND 015 E04AA61 X 015 A00AA62 NORDEA BANK NORGE ASA 015 B00AA62 S 015 C01AA62 OSLO 015 D01AA62 NORWAY 015 E04AA62 X 015 A00AA63 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA63 S 015 C01AA63 ZAGREB 015 D01AA63 CROATIA 015 E04AA63 X 015 A00AA64 REPUBLIC BANK LIMITED 015 B00AA64 S 015 C01AA64 PORT OF SPAIN 015 D01AA64 TRINIDAD AND TOBAGO 015 E04AA64 X 015 A00AA65 ROYAL BANK OF CANADA 015 B00AA65 S 015 C01AA65 TORONTO 015 D01AA65 CANADA 015 E04AA65 X 015 A00AA66 SANTANDER INVESTMENT TRUST COLUMBIA S.A. 015 B00AA66 S 015 C01AA66 BOGOTA 015 D01AA66 COLUMBIA 015 E04AA66 X 015 A00AA67 SANTANDER INVESTMENT, S.A. 015 B00AA67 S 015 C01AA67 MADRID 015 D01AA67 SPAIN 015 E04AA67 X 015 A00AA68 SB HSBC BANK KAZAKHSTAN JSC 015 B00AA68 S 015 C01AA68 ALMATY 015 D01AA68 KAZAKHSTAN 015 E04AA68 X 015 A00AA69 SOCIETE GENERALE 015 B00AA69 S PAGE 9 015 C01AA69 PARIS 015 D01AA69 FRANCE 015 E04AA69 X 015 A00AA70 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA70 S 015 C01AA70 ABIDJAN 015 D01AA70 IVORY COAST 015 E04AA70 X 015 A00AA71 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B00AA71 S 015 C01AA71 CASABLANCA 015 D01AA71 MOROCCO 015 E04AA71 X 015 A00AA72 STANBIC IBTC BANK PLC 015 B00AA72 S 015 C01AA72 LAGOS 015 D01AA72 NIGERIA 015 E04AA72 X 015 A00AA73 STANDARD BANK LIMITED, MALAWI 015 B00AA73 S 015 C01AA73 BLANTYRE 015 D01AA73 MALAWI 015 E04AA73 X 015 A00AA74 STANDARD BANK NAMIBIA LIMITED 015 B00AA74 S 015 C01AA74 WINDHOEK 015 D01AA74 NAMIBIA 015 E04AA74 X 015 A00AA75 STANDARD CHARTERED BANK 015 B00AA75 S 015 C01AA75 DHAKA 015 D01AA75 BANGLADESH 015 E04AA75 X 015 A00AA76 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B00AA76 S 015 C01AA76 KARACHI 015 D01AA76 PAKISTAN 015 E04AA76 X 015 A00AA77 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B00AA77 S 015 C01AA77 BANGKOK 015 D01AA77 THAILAND 015 E04AA77 X 015 A00AA78 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B00AA78 S 015 C01AA78 GABORONE 015 D01AA78 BOTSWANA 015 E04AA78 X 015 A00AA79 STANDARD CHARTERED BANK GHANA LIMITED 015 B00AA79 S 015 C01AA79 ACCRA PAGE 10 015 D01AA79 GHANA 015 E04AA79 X 015 A00AA80 STANDARD CHARTERED BANK KENYA LIMITED 015 B00AA80 S 015 C01AA80 NAIROBI 015 D01AA80 KENYA 015 E04AA80 X 015 A00AA81 STANDARD CHARTERED BANK UGANDA LIMITED 015 B00AA81 S 015 C01AA81 KAMPALA 015 D01AA81 UGANDA 015 E04AA81 X 015 A00AA82 STANDARD CHARTERED BANK ZAMBIA PLC 015 B00AA82 S 015 C01AA82 LUSAKA 015 D01AA82 ZAMBIA 015 E04AA82 X 015 A00AA83 STANDARD CHARTERED FIRST BANK KOREA LIMITED 015 B00AA83 S 015 C01AA83 SEOUL 015 D01AA83 SOUTH KOREA 015 E04AA83 X 015 A00AA84 SWEDBANK AS 015 B00AA84 S 015 C01AA84 TALLINN 015 D01AA84 ESTONIA 015 E04AA84 X 015 A00AA85 SWEDBANK AS 015 B00AA85 S 015 C01AA85 RIGA 015 D01AA85 LATVIA 015 E04AA85 X 015 A00AA86 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B00AA86 S 015 C01AA86 TOKYO 015 D01AA86 JAPAN 015 E04AA86 X 015 A00AA87 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B00AA87 S 015 C01AA87 KOWLOON 015 D01AA87 HONG KONG 015 E04AA87 X 015 A00AA88 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B00AA88 S 015 C01AA88 EBENE 015 D01AA88 MAURITIUS 015 E04AA88 X 015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B00AA89 S 015 C01AA89 TAGUIG CITY 015 D01AA89 PHILIPPINES PAGE 11 015 E04AA89 X 015 A00AA90 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B00AA90 S 015 C01AA90 COLOMBO 015 D01AA90 SRI LANKA 015 E04AA90 X 015 A00AA91 UBS AG 015 B00AA91 S 015 C01AA91 ZURICH 015 D01AA91 SWITZERLAND 015 E04AA91 X 015 A00AA92 UNICREDIT BANK AUSTRIA AG 015 B00AA92 S 015 C01AA92 VIENNA 015 D01AA92 AUSTRIA 015 E04AA92 X 015 A00AA93 UNICREDIT BANK CZECH REPUBLIC A.S. 015 B00AA93 S 015 C01AA93 PRAGUE 015 D01AA93 CZECH REPUBLIC 015 E04AA93 X 015 A00AA94 UNICREDIT BANK SLOVAKIA A.S. 015 B00AA94 S 015 C01AA94 BRATISLAVA 015 D01AA94 SLOVAK REPUBLIC 015 E04AA94 X 015 A00AA95 UNICREDIT BANK SRBIJA A.D. 015 B00AA95 S 015 C01AA95 BELGRADE 015 D01AA95 SERBIA 015 E04AA95 X 015 A00AA96 UNICREDIT BANKA SLOVENIJA D.D. 015 B00AA96 S 015 C01AA96 LJUBLJANA 015 D01AA96 SLOVENIA 015 E04AA96 X 015 A00AA97 AB SEB BANKAS 015 B00AA97 S 015 C01AA97 VILNIUS 015 D01AA97 LITHUANIA 015 E04AA97 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 208 019 C00AA00 COLUMBIAFD 020 A000001 J.P. MORGAN SECURITIES, INC. 020 B000001 13-3224016 020 C000001 34 020 A000002 ROYAL BANK OF SCOTLAND 020 C000002 4 021 000000 39 PAGE 12 022 A000001 JPMorgan Securities 022 B000001 13-3224016 022 C000001 200554 022 D000001 171828 022 A000002 BARCLAYS CAPITAL 022 C000002 131599 022 D000002 128939 022 A000003 CITIGROUP GLOBAL MARKETS INC. 022 B000003 11-2418191 022 C000003 126503 022 D000003 92862 022 A000004 Morgan Stanley 022 B000004 13-2655998 022 C000004 79144 022 D000004 91976 022 A000005 Goldman, Sachs & Co. 022 B000005 13-5108880 022 C000005 90761 022 D000005 69916 022 A000006 CREDIT SUISSE SECURITIES (USA) L.L.C. 022 B000006 13-5659485 022 C000006 89237 022 D000006 70971 022 A000007 DEUTSCHE BANK SECURITIES INC. 022 B000007 13-2730828 022 C000007 54841 022 D000007 80898 022 A000008 JEFFERIES & COMPANY, INC. 022 B000008 95-2622900 022 C000008 73488 022 D000008 54806 022 A000009 NOMURA SECURITIES INTERNATIONAL, INC. 022 B000009 13-2642206 022 C000009 38946 022 D000009 59765 022 A000010 STATE STREET BANK & TRUST COMPANY 022 B000010 04-1867445 022 C000010 90224 022 D000010 0 023 C000000 1172219 023 D000000 1094514 024 000500 Y 024 000800 Y 024 006200 N 025 A000501 Bear Stearns Commercial Mortgage Securities 025 B000501 13-3299429 025 C000501 D 025 D000501 7283 025 A000502 Citigroup, Inc. 025 B000502 11-2418191 025 C000502 D PAGE 13 025 D000502 848 025 A000503 Credit Suisse Mortgage Capital Certificates 025 B000503 13-5659485 025 C000503 D 025 D000503 9899 025 A000504 Credit Suisse First Boston Mort Sec Corp. 025 B000504 13-3320910 025 C000504 D 025 D000504 606 025 A000505 E*TRADE Financial Corp. 025 B000505 77-0116489 025 C000505 D 025 D000505 6852 025 A000506 GS Mortgage Securities Corp. II 025 B000506 13-5108880 025 C000506 D 025 D000506 10407 025 A000507 JPMorgan Chase & Co. 025 B000507 13-3224016 025 C000507 D 025 D000507 2772 025 A000508 Morgan Stanley 025 B000508 13-2655998 025 C000508 D 025 D000508 10023 025 A000509 Nuveen Investments, Inc. 025 B000509 36-2639476 025 C000509 D 025 D000509 1028 025 A000510 Citigroup Mortgage Loan Trust, Inc. 025 B000510 11-2418191 025 C000510 D 025 D000510 14514 025 A000511 JPMorgan Chase Commercial Mortgage Securities 025 B000511 13-3224016 025 C000511 D 025 D000511 7767 025 A000512 JPMorgan Reremic 025 B000512 13-3224016 025 C000512 D 025 D000512 1169 025 A000513 Morgan Stanley Capital I 025 B000513 13-2655998 025 C000513 D 025 D000513 8836 025 A000514 Morgan Stanley Reremic Trust 025 B000514 13-2655998 025 C000514 D 025 D000514 10581 025 A000801 E*TRADE Financial Corp. 025 B000801 77-0116489 PAGE 14 025 C000801 D 025 D000801 2331 025 A000802 Nuveen Investments, Inc. 025 B000802 36-2639476 025 C000802 D 025 D000802 287 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010500 371277 028 A020500 4635 028 A030500 0 028 A040500 39749 028 B010500 66358 028 B020500 4622 028 B030500 0 028 B040500 52618 028 C010500 49934 028 C020500 4835 028 C030500 0 028 C040500 45201 028 D010500 42383 028 D020500 5201 028 D030500 0 028 D040500 30762 028 E010500 47215 028 E020500 5241 028 E030500 0 028 E040500 38367 028 F010500 46969 028 F020500 5276 028 F030500 0 028 F040500 40007 028 G010500 624136 028 G020500 29810 028 G030500 0 028 G040500 246704 028 H000500 18629 028 A010800 1374 028 A020800 0 028 A030800 0 028 A040800 13093 028 B010800 8854 028 B020800 759 PAGE 15 028 B030800 0 028 B040800 4374 028 C010800 1739 028 C020800 768 028 C030800 0 028 C040800 7239 028 D010800 4083 028 D020800 721 028 D030800 0 028 D040800 5192 028 E010800 36445 028 E020800 817 028 E030800 0 028 E040800 20594 028 F010800 4330 028 F020800 1707 028 F030800 0 028 F040800 21504 028 G010800 56825 028 G020800 4772 028 G030800 0 028 G040800 71996 028 H000800 6785 028 A016200 545 028 A026200 48 028 A036200 0 028 A046200 751 028 B016200 17662 028 B026200 50 028 B036200 0 028 B046200 827 028 C016200 579 028 C026200 82 028 C036200 0 028 C046200 3804 028 D016200 1695 028 D026200 81 028 D036200 0 028 D046200 1075 028 E016200 140 028 E026200 82 028 E036200 0 028 E046200 1641 028 F016200 323 028 F026200 97 028 F036200 0 028 F046200 212 028 G016200 20944 028 G026200 440 028 G036200 0 028 G046200 8310 PAGE 16 028 H006200 521 029 000500 Y 029 000800 Y 029 006200 Y 030 A000500 709 030 B000500 4.75 030 C000500 0.00 030 A000800 31 030 B000800 4.75 030 C000800 0.00 030 A006200 11 030 B006200 4.75 030 C006200 0.00 031 A000500 163 031 B000500 0 031 A000800 5 031 B000800 0 031 A006200 1 031 B006200 0 032 000500 291 032 000800 23 032 006200 7 033 000500 255 033 000800 3 033 006200 3 034 000500 Y 034 000800 Y 034 006200 N 035 000500 29 035 000800 4 035 006200 0 036 A000500 N 036 B000500 0 036 A000800 N 036 B000800 0 036 B006200 0 037 000500 N 037 000800 N 037 006200 N 038 000500 0 038 000800 0 038 006200 0 039 000500 Y 039 000800 Y 039 006200 N 040 000500 Y 040 000800 Y 040 006200 Y 041 000500 Y 041 000800 Y 041 006200 Y PAGE 17 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 042 A006200 0 042 B006200 0 042 C006200 100 042 D006200 0 042 E006200 0 042 F006200 0 042 G006200 0 042 H006200 0 043 000500 2955 043 000800 321 043 006200 4 044 000500 0 044 000800 0 044 006200 0 045 000500 Y 045 000800 Y 045 006200 Y 046 000500 N 046 000800 N 046 006200 N 047 000500 Y 047 000800 Y 047 006200 Y 048 000500 0.000 048 A010500 500000 048 A020500 0.530 048 B010500 500000 048 B020500 0.525 048 C010500 1000000 048 C020500 0.515 048 D010500 1000000 048 D020500 0.495 048 E010500 3000000 048 E020500 0.480 048 F010500 1500000 PAGE 18 048 F020500 0.455 048 G010500 1500000 048 G020500 0.440 048 H010500 1000000 048 H020500 0.431 048 I010500 5000000 048 I020500 0.419 048 J010500 5000000 048 J020500 0.409 048 K010500 50000000 048 K020500 0.353 048 000800 0.000 048 A010800 250000 048 A020800 0.590 048 B010800 250000 048 B020800 0.575 048 C010800 250000 048 C020800 0.570 048 D010800 250000 048 D020800 0.560 048 E010800 1000000 048 E020800 0.550 048 F010800 1000000 048 F020800 0.540 048 G010800 3000000 048 G020800 0.515 048 H010800 1500000 048 H020800 0.490 048 I010800 1500000 048 I020800 0.475 048 J010800 1000000 048 J020800 0.450 048 K010800 50000000 048 K020800 0.360 048 006200 0.000 048 A016200 1000000 048 A026200 0.570 048 B016200 1000000 048 B026200 0.525 048 C016200 1000000 048 C026200 0.520 048 D016200 3000000 048 D026200 0.515 048 E016200 1500000 048 E026200 0.510 048 F016200 4500000 048 F026200 0.500 048 G016200 8000000 048 G026200 0.490 048 H016200 30000000 048 H026200 0.480 PAGE 19 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 048 K016200 50000000 048 K026200 0.470 049 000500 N 049 000800 N 049 006200 N 050 000500 N 050 000800 N 050 006200 N 051 000500 N 051 000800 N 051 006200 N 052 000500 N 052 000800 N 052 006200 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000800 Y 053 B000800 Y 053 C000800 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000500 N 055 B000500 N 055 A000800 Y 055 B000800 N 055 A006200 N 055 B006200 N 056 000500 Y 056 000800 Y 056 006200 Y PAGE 20 057 000500 N 057 000800 N 057 006200 N 058 A000500 N 058 A000800 N 058 A006200 N 059 000500 Y 059 000800 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A000800 Y 060 B000800 Y 060 A006200 N 060 B006200 N 061 000500 2000 061 000800 2000 061 006200 2000 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 22.8 062 M000500 6.2 062 N000500 4.5 062 O000500 0.1 062 P000500 50.3 062 Q000500 34.9 062 R000500 0.0 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.6 PAGE 21 062 P000800 95.2 062 Q000800 2.0 062 R000800 7.9 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 062 D006200 0.0 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.4 062 M006200 0.0 062 N006200 0.0 062 O006200 0.0 062 P006200 4.7 062 Q006200 92.7 062 R006200 0.0 063 A000500 0 063 B000500 9.4 063 A000800 0 063 B000800 4.2 063 A006200 0 063 B006200 8.9 064 A000500 Y 064 B000500 Y 064 A000800 N 064 B000800 Y 064 A006200 N 064 B006200 N 065 000500 N 066 A000500 N 066 A000800 N 066 A006200 N 067 000500 N 067 000800 N 067 006200 N 068 A000500 N 068 B000500 N 068 A000800 N 068 B000800 N 068 A006200 N 068 B006200 Y 069 000500 N 069 000800 N 069 006200 N 070 A010500 Y 070 A020500 Y PAGE 22 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 Y 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y PAGE 23 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 070 A016200 Y 070 A026200 Y 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 Y 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 N 070 K016200 Y 070 K026200 Y 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 Y 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N PAGE 24 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 849218 071 B000500 827320 071 C000500 2104841 071 D000500 39 071 A000800 117879 071 B000800 127280 071 C000800 294315 071 D000800 40 071 A006200 19821 071 B006200 6967 071 C006200 55586 071 D006200 13 072 A000500 6 072 B000500 66749 072 C000500 169 072 D000500 0 072 E000500 0 072 F000500 5702 072 G000500 697 072 H000500 0 072 I000500 1888 072 J000500 92 072 K000500 107 072 L000500 0 072 M000500 33 072 N000500 71 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 25 072 S000500 58 072 T000500 2955 072 U000500 0 072 V000500 0 072 W000500 24 072 X000500 11652 072 Y000500 386 072 Z000500 55652 072AA000500 14052 072BB000500 0 072CC010500 0 072CC020500 80506 072DD010500 31723 072DD020500 23891 072EE000500 0 072 A000800 6 072 B000800 11484 PAGE 25 072 C000800 77 072 D000800 0 072 E000800 0 072 F000800 896 072 G000800 88 072 H000800 0 072 I000800 273 072 J000800 13 072 K000800 26 072 L000800 0 072 M000800 12 072 N000800 22 072 O000800 0 072 P000800 0 072 Q000800 7 072 R000800 25 072 S000800 10 072 T000800 321 072 U000800 0 072 V000800 0 072 W000800 7 072 X000800 1700 072 Y000800 91 072 Z000800 9952 072AA000800 0 072BB000800 193 072CC010800 0 072CC020800 18751 072DD010800 6137 072DD020800 4056 072EE000800 0 072 A006200 6 072 B006200 1015 072 C006200 0 072 D006200 0 072 E006200 0 072 F006200 162 072 G006200 22 072 H006200 0 072 I006200 14 072 J006200 16 072 K006200 20 072 L006200 0 072 M006200 8 072 N006200 21 072 O006200 0 072 P006200 0 072 Q006200 3 072 R006200 20 072 S006200 1 072 T006200 4 PAGE 26 072 U006200 0 072 V006200 0 072 W006200 4 072 X006200 295 072 Y006200 58 072 Z006200 778 072AA006200 158 072BB006200 0 072CC016200 0 072CC026200 2392 072DD016200 19 072DD026200 595 072EE006200 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 073 A016200 0.0000 073 A026200 0.0000 073 B006200 0.0000 073 C006200 0.0000 074 A000500 3579 074 B000500 56760 074 C000500 0 074 D000500 2116067 074 E000500 122 074 F000500 456 074 G000500 0 074 H000500 0 074 I000500 446854 074 J000500 14870 074 K000500 148 074 L000500 35526 074 M000500 1808 074 N000500 2676190 074 O000500 9523 074 P000500 450 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 460735 074 S000500 0 074 T000500 2205482 074 U010500 210103 074 U020500 160058 074 V010500 0.00 PAGE 27 074 V020500 0.00 074 W000500 0.0000 074 X000500 52340 074 Y000500 7338 074 A000800 0 074 B000800 21028 074 C000800 0 074 D000800 287663 074 E000800 0 074 F000800 51 074 G000800 0 074 H000800 0 074 I000800 2268 074 J000800 7197 074 K000800 68 074 L000800 6985 074 M000800 7 074 N000800 325267 074 O000800 7511 074 P000800 130 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 23476 074 S000800 0 074 T000800 294150 074 U010800 46201 074 U020800 29315 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 7749 074 Y000800 0 074 A006200 431 074 B006200 0 074 C006200 0 074 D006200 56794 074 E006200 0 074 F006200 0 074 G006200 0 074 H006200 0 074 I006200 230 074 J006200 129 074 K006200 5 074 L006200 793 074 M006200 16 074 N006200 58398 074 O006200 19 074 P006200 5 074 Q006200 0 PAGE 28 074 R016200 0 074 R026200 0 074 R036200 0 074 R046200 83 074 S006200 0 074 T006200 58291 074 U016200 192 074 U026200 5054 074 V016200 0.00 074 V026200 0.00 074 W006200 0.0000 074 X006200 196 074 Y006200 13 075 A000500 0 075 B000500 2152660 075 A000800 0 075 B000800 371522 075 A006200 0 075 B006200 56702 076 000500 0.00 076 000800 0.00 076 006200 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 PAGE 29 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: January 20, 2012 Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I /s/ Michael G. Clarke -------------------------- Michael G. Clarke Treasurer /s/ Wade M. Voigt -------------------------- Wade M. Voigt Assistant Treasurer Witness COLUMBIA FUNDS SERIES TRUST I EX-99.77E LEGAL 2 dex9977e.txt EXHIBIT 77E Exhibit 77E COLUMBIA FUNDS SERIES TRUST I - SEMI-ANNUAL N-SAR REPORT FOR THE PERIOD ENDING 11/30/11 Columbia High Yield Opportunity Fund Columbia International Bond Fund Columbia Strategic Income Fund (the "Funds") ITEM 77E--LEGAL PROCEEDINGS: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company mutual funds (currently branded as Columbia) and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of the plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On December 9, 2010, the District Court reinstated its July 9, 2007 summary judgment order in favor of the defendants. On January 10, 2011, plaintiffs filed a notice of appeal with the Eighth Circuit. In response to the plaintiffs' opening appellate brief filed on March 18, 2011, the defendants filed a response brief on May 4, 2011 with the Eighth Circuit. The plaintiffs filed a reply brief on May 26, 2011 and oral arguments took place on November 17, 2011. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC), which is now known as Ameriprise Financial, Inc. (Ameriprise Financial) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and MDOC in these legal proceedings, and have made regular reports to the funds' Boards of Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. EX-99.77M MERGERS 3 EX_77M.TXT EXHIBIT 77M Exhibit 77M COLUMBIA FUNDS SERIES TRUST I - SEMI-ANNUAL N-SAR REPORT FOR THE PERIOD ENDING 11/30/11 Columbia High Yield Opportunity Fund Columbia International Bond Fund Columbia Strategic Income Fund (the "Funds") ITEM 77M/77Q1(G) -- MERGERS: The series of Columbia Funds Series Trust I listed in the table below in the column captioned "Acquiring Fund" (the "Acquiring Fund") became the surviving entity in a reorganization (the "Reorganization") with the series of RiverSource Strategic Allocation Series, Inc. listed next to it under the column of the table below captioned "Acquired Fund" (the "Acquired Fund"): ACQUIRED FUND ACQUIRING FUND ------------- -------------- RiverSource Strategic Columbia Strategic Income Allocation Fund Income Fund In September 2010, the Board of Trustees of Columbia Funds Series Trust I and the Board of Directors of RiverSource Strategic Allocation Series, Inc. each approved an agreement and plan of reorganization (the "Agreement and Plan") providing for the sale of all of the assets of the Acquired Fund to, and the assumption of all of the liabilities and obligations of the Acquired Fund by, the Acquiring Fund, in complete liquidation of the Acquired Fund. At a meeting of shareholders held on February 15, 2011, shareholders of the Acquired Fund approved the Agreement and Plan with respect to the applicable Reorganization. Effective on June 6, 2011, the Acquiring Fund acquired all the assets of, and assumed all the liabilities and obligations of the Acquired Fund in complete liquidation of the Acquired Fund. Shareholders of each class of shares of the Acquired Fund received shares of the corresponding share class of the Acquiring Fund in accordance with the Agreement and Plan. The registration statement of Columbia Funds Series Trust I on behalf of Columbia Strategic Income Fund, on Form N-14, which was filed with the Securities and Exchange Commission on December 29, 2010 (ACCESSION NO. 0001193125-10-289277) is incorporated by reference, including without limitation the Agreement and Plan filed as Exhibit (4) to the registration statement and the applicable prospectus/proxy statement describing the applicable Reorganization.