0000950123-11-080963.txt : 20110829
0000950123-11-080963.hdr.sgml : 20110829
20110829161141
ACCESSION NUMBER: 0000950123-11-080963
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 5
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110829
DATE AS OF CHANGE: 20110829
EFFECTIVENESS DATE: 20110829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I
CENTRAL INDEX KEY: 0000773757
IRS NUMBER: 363376651
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04367
FILM NUMBER: 111063016
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 8003382550
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
DATE OF NAME CHANGE: 19991025
FORMER COMPANY:
FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000773757
S000010615
Columbia High Yield Municipal Fund
C000029350
Class A
LHIAX
C000029351
Class B
CHMBX
C000029352
Class C
CHMCX
C000029353
Class Z
SRHMX
0000773757
S000012102
Columbia Small Cap Value Fund I
C000033005
Class A
CSMIX
C000033006
Class B
CSSBX
C000033007
Class C
CSSCX
C000033008
Class Z
CSCZX
C000078991
Class Y
CSVYX
C000094700
Class I
CVUIX
C000094701
Class R
CSVRX
NSAR-B
1
answer.fil
ANNUAL REPORT
PAGE 1
000 B000000 06/30/2011
000 C000000 0000773757
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA FUNDS SERIES TRUST I
001 B000000 811-04367
001 C000000 6173859594
002 A000000 225 FRANKLIN ST.
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 37
007 C010200 2
007 C020200 Columbia High Yield Municipal Fund
007 C030200 N
007 C010700 7
007 C020700 Columbia Small Cap Value Fund I
007 C030700 N
008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B00AA01 A
008 C00AA01 801-25943
008 D01AA01 BOSTON
008 D02AA01 MA
008 D03AA01 02110
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
012 B00AA01 84-5685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02110
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
PAGE 2
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
014 B00AA02 8-42582
014 A00AA03 SECURITIES AMERICA, INC.
014 B00AA03 8-26602
014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA04 8-16791
014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA05 8-67196
015 A000201 AB SEB BANKAS
015 B000201 S
015 C010201 VILNIUS
015 D010201 LITHUANIA
015 E040201 X
015 A000202 BANCO BCT, S.A.
015 B000202 S
015 C010202 SAN JOSE
015 D010202 COSTA RICA
015 E040202 X
015 A000203 BANCO ITAU URUGUAY S.A.
015 B000203 S
015 C010203 MONTEVIDEO
015 D010203 URUGUAY
015 E040203 X
015 A000204 BANCO NACIONAL DE MEXICO, S.A.
015 B000204 S
015 C010204 MEXICO CITY
015 D010204 MEXICO
015 E040204 X
015 A000205 BANCO SANTANDER CHILE
015 B000205 S
015 C010205 SANTIAGO
015 D010205 CHILE
015 E040205 X
015 A000206 BANK HANDLOWY W. WARSZAWIE S.A.
015 B000206 S
015 C010206 WARSAW
015 D010206 POLAND
015 E040206 X
015 A000207 BANK LEUMI LE-ISRAEL B.M.
015 B000207 S
015 C010207 TEL AVIV
015 D010207 ISRAEL
015 E040207 X
015 A000208 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A.
015 B000208 S
015 C010208 TUNIS CEDEX
015 D010208 TUNISIA
PAGE 3
015 E040208 X
015 A000209 BARCLAYS BANK OF ZIMBABWE LIMITED
015 B000209 S
015 C010209 HARARE
015 D010209 ZIMBABWE
015 E040209 X
015 A000210 BGL BNP PARIBAS
015 B000210 S
015 C010210 LUXEMBOURG
015 D010210 LUXEMBOURG
015 E040210 X
015 A000211 BNP PARIBAS SECURITIES SERVICES S.A.
015 B000211 S
015 C010211 BRUSSELS
015 D010211 BELGIUM
015 E040211 X
015 A000212 BNP PARIBAS SECURITIES SERVICES S.A.
015 B000212 S
015 C010212 PANTIN
015 D010212 FRANCE
015 E040212 X
015 A000213 BNP PARIBAS SECURITIES SERVICES S.A.
015 B000213 S
015 C010213 MILAN
015 D010213 ITALY
015 E040213 X
015 A000214 BNP PARIBAS SECURITIES SERVICES S.A.
015 B000214 S
015 C010214 AMSTERDAM
015 D010214 NETHERLANDS
015 E040214 X
015 A000215 BNP PARIBAS SECURITIES SERVICES S.A.
015 B000215 S
015 C010215 LISBON
015 D010215 PORTUGAL
015 E040215 X
015 A000216 CANADIAN IMPERIAL BANK OF COMMERCE
015 B000216 S
015 C010216 TORONTO
015 D010216 CANADA
015 E040216 X
015 A000217 CITIBANK A.S.
015 B000217 S
015 C010217 ISTANBUL
015 D010217 TURKEY
015 E040217 X
015 A000218 CITIBANK DEL PERU S.A.
015 B000218 S
015 C010218 SAN ISIDRO
015 D010218 PERU
015 E040218 X
PAGE 4
015 A000219 CITIBANK, N.A.
015 B000219 S
015 C010219 CAIRO
015 D010219 EGYPT
015 E040219 X
015 A000220 CITIBANK, N.A.
015 B000220 S
015 C010220 CARACAS
015 D010220 VENEZUELA
015 E040220 X
015 A000221 DBS BANK LTD.
015 B000221 S
015 C010221 SINGAPORE
015 D010221 SINGAPORE
015 E040221 X
015 A000222 DEUTSCHE BANK AG
015 B000222 S
015 C010222 ESCHBORN
015 D010222 GERMANY
015 E040222 X
015 A000223 DEUTSCHE BANK AG
015 B000223 S
015 C010223 JAKARTA
015 D010223 INDONESIA
015 E040223 X
015 A000224 DEUTSCHE BANK AG
015 B000224 S
015 C010224 LONDON
015 D010224 UNITED KINGDOM
015 E040224 X
015 A000225 DEUTSCHE BANK ZRT.
015 B000225 S
015 C010225 BUDAPEST
015 D010225 HUNGARY
015 E040225 X
015 A000226 FIRSTRAND BANK LIMITED
015 B000226 S
015 C010226 JOHANNESBURG
015 D010226 SOUTH AFRICA
015 E040226 X
015 A000227 HSBC BANK (CHINA) COMPANY LIMITED
015 B000227 S
015 C010227 SHANGHAI
015 D010227 CHINA
015 E040227 X
015 A000228 HSBC BANK (CHINA) COMPANY LIMITED
015 B000228 S
015 C010228 SHENZHEN
015 D010228 CHINA
015 E040228 X
015 A000229 HSBC BANK (VIETNAM) LTD.
PAGE 5
015 B000229 S
015 C010229 HO CHI MINH CITY
015 D010229 VIETNAM
015 E040229 X
015 A000230 HSBC BANK ARGENTINA S.A.
015 B000230 S
015 C010230 BUENOS AIRES
015 D010230 ARGENTINA
015 E040230 X
015 A000231 HSBC BANK BRASIL S.A. BANCO MULTIPLO
015 B000231 S
015 C010231 SAO PAULO
015 D010231 BRAZIL
015 E040231 X
015 A000232 HSBC BANK MALAYSIA BERHAD
015 B000232 S
015 C010232 KUALA LUMPUR
015 D010232 MALAYSIA
015 E040232 X
015 A000233 HSBC BANK MALTA P.L.C.
015 B000233 S
015 C010233 QORMI
015 D010233 MALTA
015 E040233 X
015 A000234 HSBC BANK MIDDLE EAST LIMITED
015 B000234 S
015 C010234 AL SEEF
015 D010234 BAHRAIN
015 E040234 X
015 A000235 HSBC BANK MIDDLE EAST LIMITED
015 B000235 S
015 C010235 AMMAN
015 D010235 JORDAN
015 E040235 X
015 A000236 HSBC BANK MIDDLE EAST LIMITED
015 B000236 S
015 C010236 SAFAT
015 D010236 KUWAIT
015 E040236 X
015 A000237 HSBC BANK MIDDLE EAST LIMITED
015 B000237 S
015 C010237 BEIRUT
015 D010237 LEBANON
015 E040237 X
015 A000238 HSBC BANK MIDDLE EAST LIMITED
015 B000238 S
015 C010238 RUWI
015 D010238 OMAN
015 E040238 X
015 A000239 HSBC BANK MIDDLE EAST LIMITED
015 B000239 S
PAGE 6
015 C010239 RAMALLAH
015 D010239 PALESTINE
015 E040239 X
015 A000240 HSBC BANK MIDDLE EAST LIMITED
015 B000240 S
015 C010240 DOHA
015 D010240 QATAR
015 E040240 X
015 A000241 HSBC BANK MIDDLE EAST LIMITED
015 B000241 S
015 C010241 DUBAI
015 D010241 UAE-ADX
015 E040241 X
015 A000242 HSBC BANK MIDDLE EAST LIMITED
015 B000242 S
015 C010242 DUBAI
015 D010242 UAE-DFM
015 E040242 X
015 A000243 HSBC BANK MIDDLE EAST LIMITED
015 B000243 S
015 C010243 DUBAI
015 D010243 UAE-NASDAQ DUBAI
015 E040243 X
015 A000244 HSBC BANK PLC
015 B000244 S
015 C010244 ATHENS
015 D010244 GREECE
015 E040244 X
015 A000245 ING BANK (EURASIA) ZAO
015 B000245 S
015 C010245 MOSCOW
015 D010245 RUSSIA
015 E040245 X
015 A000246 ING BANK N.V.
015 B000246 S
015 C010246 SOFIA
015 D010246 BULGARIA
015 E040246 X
015 A000247 ING BANK N.V.
015 B000247 S
015 C010247 BUCHAREST
015 D010247 ROMANIA
015 E040247 X
015 A000248 ING BANK UKRAINE
015 B000248 S
015 C010248 KIEV
015 D010248 UKRAINE
015 E040248 X
015 A000249 ISLANDSBANKI HF.
015 B000249 S
015 C010249 REYKJAVIK
PAGE 7
015 D010249 ICELAND
015 E040249 X
015 A000250 J.P. MORGAN AG
015 B000250 S
015 C010250 FRANKFURT
015 D010250 GERMANY
015 E040250 X
015 A000251 J.P. MORGAN BANK INTERNATIONAL
015 B000251 S
015 C010251 MOSCOW
015 D010251 RUSSIA
015 E040251 X
015 A000252 JPMORGAN CHASE BANK, N.A
015 B000252 C
015 C010252 NEW YORK
015 C020252 NY
015 C030252 10005
015 E010252 X
015 A000253 JPMORGAN CHASE BANK, N.A.
015 B000253 S
015 C010253 SYDNEY
015 D010253 AUSTRALIA
015 E040253 X
015 A000254 JPMORGAN CHASE BANK, N.A.
015 B000254 S
015 C010254 MUMBAI
015 D010254 INDIA
015 E040254 X
015 A000255 JPMORGAN CHASE BANK, N.A.
015 B000255 S
015 C010255 TAIPEI
015 D010255 TAIWAN
015 E040255 X
015 A000256 JPMORGAN CHASE BANK, N.A.
015 B000256 S
015 C010256 LONDON
015 D010256 UNITED KINGDOM
015 E040256 X
015 A000257 MIZUHO CORPORATE BANK, LIMITED
015 B000257 S
015 C010257 TOKYO
015 D010257 JAPAN
015 E040257 X
015 A000258 NATIONAL AUSTRALIA BANK LIMITED
015 B000258 S
015 C010258 AUCKLAND
015 D010258 NEW ZEALAND
015 E040258 X
015 A000259 NORDEA BANK AB
015 B000259 S
015 C010259 STOCKHOLM
PAGE 8
015 D010259 SWEDEN
015 E040259 X
015 A000260 NORDEA BANK DANMARK A/S
015 B000260 S
015 C010260 TAASTRUP
015 D010260 DENMARK
015 E040260 X
015 A000261 NORDEA BANK FINLAND PLC
015 B000261 S
015 C010261 HELSINKI
015 D010261 FINLAND
015 E040261 X
015 A000262 NORDEA BANK NORGE ASA
015 B000262 S
015 C010262 OSLO
015 D010262 NORWAY
015 E040262 X
015 A000263 PRIVREDNA BANKA ZAGREB D.D.
015 B000263 S
015 C010263 ZAGREB
015 D010263 CROATIA
015 E040263 X
015 A000264 REPUBLIC BANK LIMITED
015 B000264 S
015 C010264 PORT OF SPAIN
015 D010264 TRINIDAD AND TOBAGO
015 E040264 X
015 A000265 ROYAL BANK OF CANADA
015 B000265 S
015 C010265 TORONTO
015 D010265 CANADA
015 E040265 X
015 A000266 SABB SECURITES LIMITED
015 B000266 S
015 C010266 RIYADH
015 D010266 SAUDI ARABIA
015 E040266 X
015 A000267 SANTANDER INVESTMENT TRUST COLUMBIA S.A.
015 B000267 S
015 C010267 BOGOTA
015 D010267 COLUMBIA
015 E040267 X
015 A000268 SANTANDER INVESTMENT, S.A.
015 B000268 S
015 C010268 MADRID
015 D010268 SPAIN
015 E040268 X
015 A000269 SB HSBC BANK KAZAKHSTAN JSC
015 B000269 S
015 C010269 ALMATY
015 D010269 KAZAKHSTAN
PAGE 9
015 E040269 X
015 A000270 SOCIETE GENERALE
015 B000270 S
015 C010270 PARIS
015 D010270 FRANCE
015 E040270 X
015 A000271 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B000271 S
015 C010271 ABIDJAN
015 D010271 IVORY COAST
015 E040271 X
015 A000272 SOCIETE GENERALE MAROCAINE DE BANQUES
015 B000272 S
015 C010272 CASABLANCA
015 D010272 MOROCCO
015 E040272 X
015 A000273 STANBIC IBTC BANK PLC
015 B000273 S
015 C010273 LAGOS
015 D010273 NIGERIA
015 E040273 X
015 A000274 STANDARD BANK NAMIBIA LIMITED
015 B000274 S
015 C010274 WINDHOEK
015 D010274 NAMIBIA
015 E040274 X
015 A000275 STANDARD CHARTERED BANK
015 B000275 S
015 C010275 DHAKA
015 D010275 BANGLADESH
015 E040275 X
015 A000276 STANDARD CHARTERED BANK
015 B000276 S
015 C010276 MUMBAI
015 D010276 INDIA
015 E040276 X
015 A000277 STANDARD CHARTERED BANK (PAKISTAN) LIMITED
015 B000277 S
015 C010277 KARACHI
015 D010277 PAKISTAN
015 E040277 X
015 A000278 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B000278 S
015 C010278 BANGKOK
015 D010278 THAILAND
015 E040278 X
015 A000279 STANDARD CHARTERED BANK BOTSWANA LIMITED
015 B000279 S
015 C010279 GABORONE
015 D010279 BOTSWANA
015 E040279 X
PAGE 10
015 A000280 STANDARD CHARTERED BANK GHANA LIMITED
015 B000280 S
015 C010280 ACCRA
015 D010280 GHANA
015 E040280 X
015 A000281 STANDARD CHARTERED BANK KENYA LIMITED
015 B000281 S
015 C010281 NAIROBI
015 D010281 KENYA
015 E040281 X
015 A000282 STANDARD CHARTERED BANK UGANDA LIMITED
015 B000282 S
015 C010282 KAMPALA
015 D010282 UGANDA
015 E040282 X
015 A000283 STANDARD CHARTERED BANK ZAMBIA PLC
015 B000283 S
015 C010283 LUSAKA
015 D010283 ZAMBIA
015 E040283 X
015 A000284 STANDARD CHARTERED FIRST BANK KOREA LIMITED
015 B000284 S
015 C010284 SEOUL
015 D010284 SOUTH KOREA
015 E040284 X
015 A000285 SWEDBANK AS
015 B000285 S
015 C010285 TALLINN
015 D010285 ESTONIA
015 E040285 X
015 A000286 SWEDBANK AS
015 B000286 S
015 C010286 RIGA
015 D010286 LATVIA
015 E040286 X
015 A000287 THE BANK OF BERMUDA LIMITED
015 B000287 S
015 C010287 HAMILTON
015 D010287 BERMUDA
015 E040287 X
015 A000288 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED
015 B000288 S
015 C010288 TOKYO
015 D010288 JAPAN
015 E040288 X
015 A000289 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B000289 S
015 C010289 KOWLOON
015 D010289 HONG KONG
015 E040289 X
015 A000290 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
PAGE 11
015 B000290 S
015 C010290 WORLI MUMBAI
015 D010290 INDIA
015 E040290 X
015 A000291 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B000291 S
015 C010291 EBENE
015 D010291 MAURITIUS
015 E040291 X
015 A000292 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B000292 S
015 C010292 TAGUIG CITY
015 D010292 PHILIPPINES
015 E040292 X
015 A000293 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B000293 S
015 C010293 COLOMBO
015 D010293 SRI LANKA
015 E040293 X
015 A000294 UBS AG
015 B000294 S
015 C010294 ZURICH
015 D010294 SWITZERLAND
015 E040294 X
015 A000295 UNICREDIT BANK AUSTRIA AG
015 B000295 S
015 C010295 VIENNA
015 D010295 AUSTRIA
015 E040295 X
015 A000296 UNICREDIT BANK CZECH REPUBLIC A.S.
015 B000296 S
015 C010296 PRAGUE
015 D010296 CZECH REPUBLIC
015 E040296 X
015 A000297 UNICREDIT BANK SLOVAKIA A.S.
015 B000297 S
015 C010297 BRATISLAVA
015 D010297 SLOVAK REPUBLIC
015 E040297 X
015 A000298 UNICREDIT BANK SRBIJA A.D.
015 B000298 S
015 C010298 BELGRADE
015 D010298 SERBIA
015 E040298 X
015 A000299 UNICREDIT BANKA SLOVENIJA D.D.
015 B000299 S
015 C010299 LJUBLJANA
015 D010299 SLOVENIA
015 E040299 X
018 00AA00 Y
019 A00AA00 Y
PAGE 12
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019 C00AA00 COLUMBIAFD
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020 B000004 52-1630477
020 C000004 114
020 A000005 WEEDEN & CO. L.P.
020 B000005 13-3364318
020 C000005 107
020 A000006 CITIGROUP GLOBAL MARKETS INC.
020 B000006 11-2418191
020 C000006 69
020 A000007 DEUTSCHE BANK SECURITIES INC.
020 B000007 13-2730828
020 C000007 61
020 A000008 GOLDMAN, SACHS & CO.
020 B000008 13-5108880
020 C000008 57
020 A000009 BARCLAYS CAPITAL
020 C000009 55
020 A000010 KEEFE, BRUYETTE & WOODS, INC.
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022 A000004 CITIGROUP GLOBAL MARKETS INC.
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022 A000005 BARCLAYS CAPITAL
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PAGE 13
022 B000006 13-3224016
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022 A000007 MORGAN STANLEY
022 B000007 13-2655998
022 C000007 16123
022 D000007 15293
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PAGE 14
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PAGE 15
029 000700 Y
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PAGE 16
044 000200 0
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047 000700 Y
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048 A010200 100000
048 A020200 0.450
048 B010200 100000
048 B020200 0.425
048 C010200 0
048 C020200 0.000
048 D010200 0
048 D020200 0.000
048 E010200 0
048 E020200 0.000
048 F010200 0
048 F020200 0.000
048 G010200 0
048 G020200 0.000
048 H010200 0
048 H020200 0.000
048 I010200 0
048 I020200 0.000
048 J010200 0
048 J020200 0.000
048 K010200 200000
048 K020200 0.400
048 000700 0.000
048 A010700 500000
048 A020700 0.790
048 B010700 500000
048 B020700 0.745
048 C010700 0
048 C020700 0.000
048 D010700 0
048 D020700 0.000
048 E010700 0
048 E020700 0.000
048 F010700 0
048 F020700 0.000
048 G010700 0
048 G020700 0.000
048 H010700 0
048 H020700 0.000
048 I010700 0
048 I020700 0.000
048 J010700 0
PAGE 17
048 J020700 0.000
048 K010700 1000000
048 K020700 0.700
049 000200 N
049 000700 N
050 000200 N
050 000700 N
051 000200 N
051 000700 N
052 000200 N
052 000700 N
053 A000200 Y
053 B000200 Y
053 C000200 N
053 A000700 Y
053 B000700 Y
053 C000700 N
054 A00AA00 Y
054 B00AA00 Y
054 C00AA00 N
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 Y
054 H00AA00 N
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 Y
055 A000200 N
055 B000200 N
055 A000700 N
055 B000700 Y
056 000200 Y
056 000700 Y
057 000200 N
057 000700 N
058 A00AA00 N
059 00AA00 Y
060 A00AA00 Y
060 B00AA00 Y
061 00AA00 2000
062 A000200 Y
062 B000200 0.0
062 C000200 0.0
062 D000200 0.0
062 E000200 0.0
062 F000200 0.0
PAGE 18
062 G000200 0.0
062 H000200 0.0
062 I000200 0.0
062 J000200 0.0
062 K000200 0.0
062 L000200 2.9
062 M000200 0.0
062 N000200 0.0
062 O000200 94.8
062 P000200 0.0
062 Q000200 1.4
062 R000200 0.0
062 A000700 N
062 B000700 0.0
062 C000700 0.0
062 D000700 0.0
062 E000700 0.0
062 F000700 0.0
062 G000700 0.0
062 H000700 0.0
062 I000700 0.0
062 J000700 0.0
062 K000700 0.0
062 L000700 0.0
062 M000700 0.0
062 N000700 0.0
062 O000700 0.0
062 P000700 0.0
062 Q000700 0.0
062 R000700 0.0
063 A000200 0
063 B000200 7.3
063 A000700 0
063 B000700 0.0
064 A000200 N
064 B000200 Y
065 000200 N
066 A000200 N
066 A000700 Y
066 B000700 N
066 C000700 Y
066 D000700 N
066 E000700 N
066 F000700 N
066 G000700 N
067 000200 N
067 000700 N
068 A000200 N
068 B000200 N
068 A000700 N
068 B000700 N
PAGE 19
069 000200 N
069 000700 N
070 A010200 Y
070 A020200 N
070 B010200 Y
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 Y
070 D020200 N
070 E010200 Y
070 E020200 N
070 F010200 Y
070 F020200 N
070 G010200 Y
070 G020200 N
070 H010200 Y
070 H020200 N
070 I010200 Y
070 I020200 N
070 J010200 Y
070 J020200 Y
070 K010200 Y
070 K020200 Y
070 L010200 N
070 L020200 N
070 M010200 N
070 M020200 N
070 N010200 Y
070 N020200 N
070 O010200 Y
070 O020200 N
070 P010200 Y
070 P020200 N
070 Q010200 Y
070 Q020200 N
070 R010200 Y
070 R020200 N
070 A010700 Y
070 A020700 Y
070 B010700 Y
070 B020700 N
070 C010700 Y
070 C020700 N
070 D010700 Y
070 D020700 N
070 E010700 Y
070 E020700 N
070 F010700 Y
070 F020700 Y
070 G010700 Y
PAGE 20
070 G020700 N
070 H010700 Y
070 H020700 N
070 I010700 Y
070 I020700 N
070 J010700 Y
070 J020700 N
070 K010700 Y
070 K020700 Y
070 L010700 Y
070 L020700 Y
070 M010700 Y
070 M020700 N
070 N010700 Y
070 N020700 Y
070 O010700 Y
070 O020700 Y
070 P010700 Y
070 P020700 Y
070 Q010700 Y
070 Q020700 N
070 R010700 Y
070 R020700 N
071 A000200 169166
071 B000200 215058
071 C000200 720999
071 D000200 23
071 A000700 613255
071 B000700 539097
071 C000700 1756790
071 D000700 31
072 A000200 12
072 B000200 47452
072 C000200 17
072 D000200 0
072 E000200 0
072 F000200 3085
072 G000200 828
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072 I000200 897
072 J000200 25
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072 S000200 54
072 T000200 276
PAGE 21
072 U000200 0
072 V000200 0
072 W000200 28
072 X000200 5600
072 Y000200 462
072 Z000200 42331
072AA000200 0
072BB000200 7615
072CC010200 0
072CC020200 9702
072DD010200 3763
072DD020200 37289
072EE000200 0
072 A000700 12
072 B000700 100
072 C000700 28583
072 D000700 0
072 E000700 0
072 F000700 13093
072 G000700 241
072 H000700 0
072 I000700 3300
072 J000700 61
072 K000700 393
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072 N000700 158
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072 S000700 107
072 T000700 2455
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072 X000700 20093
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072AA000700 136155
072BB000700 0
072CC010700 306050
072CC020700 0
072DD010700 7017
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072EE000700 6213
073 A010200 0.0000
073 A020200 0.0000
073 B000200 0.0000
073 C000200 0.0000
073 A010700 0.0000
PAGE 22
073 A020700 0.0000
073 B000700 0.0000
073 C000700 0.0000
074 A000200 0
074 B000200 0
074 C000200 0
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074 E000200 0
074 F000200 0
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074 H000200 0
074 I000200 30801
074 J000200 5191
074 K000200 69
074 L000200 12233
074 M000200 0
074 N000200 727358
074 O000200 5789
074 P000200 181
074 Q000200 0
074 R010200 0
074 R020200 0
074 R030200 0
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074 S000200 0
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074 U010200 6630
074 U020200 67991
074 V010200 0.00
074 V020200 0.00
074 W000200 0.0000
074 X000200 3317
074 Y000200 0
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074 C000700 0
074 D000700 0
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074 G000700 0
074 H000700 0
074 I000700 236502
074 J000700 18435
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PAGE 23
074 R020700 0
074 R030700 0
074 R040700 396578
074 S000700 0
074 T000700 1960462
074 U010700 15237
074 U020700 26229
074 V010700 0.00
074 V020700 0.00
074 W000700 0.0000
074 X000700 33546
074 Y000700 0
075 A000200 0
075 B000200 749362
075 A000700 0
075 B000700 1763472
076 000200 0.00
076 000700 0.00
077 A000000 Y
077 B000000 Y
077 C000000 Y
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 Y
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078 000000 N
080 A00AA00 ICI Mutual Insurance Company
080 C00AA00 10000
081 A00AA00 Y
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082 A00AA00 N
082 B00AA00 0
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
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085 A00AA00 Y
085 B00AA00 N
086 A010000 0
PAGE 24
086 A020000 0
086 B010000 0
086 B020000 0
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SIGNATURE SEE BELOW
TITLE SEE BELOW
This report is signed on behalf of the registrant (or depositor or trustee).
City of: Boston State of: MA Date: August 19, 2011
Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I
/s/ Michael G. Clarke
-----------------------
Michael G. Clarke
Treasurer
/s/ Wade M. Voigt
-----------------------
Wade M. Voigt
Assistant Treasurer
Witness
COLUMBIA FUNDS SERIES TRUST I
EX-99.77B ACCT LTTR
2
c66001ex99b.txt
EXHIBIT 77B
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Trustees and Shareholders of Columbia Funds Series Trust I
In planning and performing our audits of the financial statements of Columbia
High Yield Municipal Fund and Columbia Small Cap Value Fund I (each a series of
Columbia Funds Series Trust I and hereafter collectively referred to as the
"Funds") as of and for the year ended June 30, 2011, in accordance with the
standards of the Public Company Accounting Oversight Board (United States), we
considered the Funds' internal control over financial reporting, including
controls over safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the financial statements
and to comply with the requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Funds' internal control over
financial reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess the
expected benefits and related costs of controls. A fund's internal control over
financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance with generally accepted
accounting principles. A fund's internal control over financial reporting
includes those policies and procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the fund; (2) provide reasonable
assurance that transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the fund are being made only
in accordance with authorizations of management and trustees of the fund; and
(3) provide reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a fund's assets that could have
a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree of compliance
with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design
or operation of a control does not allow management or employees, in the normal
course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material misstatement of the
Funds' annual or interim financial statements will not be prevented or detected
on a timely basis.
Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted no
deficiencies in the Funds' internal control over financial reporting and its
operation, including controls over safeguarding securities, that we consider to
be material weaknesses as defined above as of June 30, 2011.
This report is intended solely for the information and use of management and the
Board of Trustees of the Funds and the Securities and Exchange Commission and is
not intended to be and should not be used by anyone other than these specified
parties.
/s/PricewaterhouseCoopers LLP
Boston, Massachusetts
August 22, 2011
EX-99.77C VOTES
3
c66001ex99c.txt
EXHIBIT 77C
Exhibit 77C
ITEM 77C - MATTERS SUBMITTED TO A VOTE OF SECURITY HOLDERS:
COLUMBIA HIGH YIELD MUNICIPAL FUND
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve a proposed amendment
to the Investment Management Services Agreement with Columbia Management
Investment Advisers, LLC. The proposal was approved as follows:
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES
--------- ------------- ----------- ----------------
597,744,180 8,967,254 3,793,846 0
EX-99.77E LEGAL
4
c66001ex99e.txt
EXHIBIT 77E
EXHIBIT 77E
ITEM 77E - LEGAL PROCEEDINGS:
In June 2004, an action captioned John E. Gallus et al. v. American Express
Financial Corp. and American Express Financial Advisors Inc. was filed in the
United States District Court for the District of Arizona. The plaintiffs allege
that they are investors in several American Express Company mutual funds
(branded as Columbia or RiverSource) and they purport to bring the action
derivatively on behalf of those funds under the Investment Company Act of 1940.
The plaintiffs allege that fees allegedly paid to the defendants by the funds
for investment advisory and administrative services are excessive. The
plaintiffs seek remedies including restitution and rescission of investment
advisory and distribution agreements. The plaintiffs voluntarily agreed to
transfer this case to the United States District Court for the District of
Minnesota (the District Court). In response to defendants' motion to dismiss the
complaint, the District Court dismissed one of plaintiffs' four claims and
granted plaintiffs limited discovery. Defendants moved for summary judgment in
April 2007. Summary judgment was granted in the defendants' favor on July 9,
2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of
Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth
Circuit reversed summary judgment and remanded to the District Court for further
proceedings. On August 6, 2009, defendants filed a writ of certiorari with the
U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the
District Court proceedings while the Supreme Court considers and rules in a case
captioned Jones v. Harris Associates, which involves issues of law similar to
those presented in the Gallus case. On March 30, 2010, the Supreme Court issued
its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme
Court vacated the Eighth Circuit's decision in the Gallus case and remanded the
case to the Eighth Circuit for further consideration in light of the Supreme
Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth
Circuit remanded the Gallus case to the District Court for further consideration
in light of the Supreme Court's decision in Jones v. Harris Associates. On
December 9, 2010, the District Court reinstated its July 9, 2007 summary
judgment order in favor of the defendants. On January 10, 2011, plaintiffs filed
a notice of appeal with the Eighth Circuit. In response to the plaintiffs'
opening appellate brief filed on March 18, 2011, the defendants filed a response
brief on May 4, 2011 with the Eighth Circuit. The plaintiffs filed a reply brief
on May 26, 2011.
In December 2005, without admitting or denying the allegations, American Express
Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc.
(Ameriprise Financial)), entered into settlement agreements with the Securities
and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC)
related to market timing activities. As a result, AEFC was censured and ordered
to cease and desist from committing or causing any violations of certain
provisions of the Investment Advisers Act of 1940, the Investment Company Act of
1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million
and civil money penalties of $7 million. AEFC also agreed to retain an
independent distribution consultant to assist in developing a plan for
distribution of all disgorgement and civil penalties ordered by the SEC in
accordance with various undertakings detailed at www.sec.gov/
litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have
cooperated with the SEC and the MDOC in these legal proceedings, and have made
regular reports to the funds' Boards of Directors/Trustees.
Ameriprise Financial and certain of its affiliates have historically been
involved in a number of legal, arbitration and regulatory proceedings, including
routine litigation, class actions, and governmental actions, concerning matters
arising in connection with the conduct of their business activities. Ameriprise
Financial believes that the Funds are not currently the subject of, and that
neither Ameriprise Financial nor any of its affiliates are the subject of, any
pending legal, arbitration or regulatory proceedings that are likely to have a
material adverse effect on the Funds or the ability of Ameriprise Financial or
its affiliates to perform under their contracts with the Funds. Ameriprise
Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the
Securities and Exchange Commission on legal and regulatory matters that relate
to Ameriprise Financial and its affiliates. Copies of these filings may be
obtained by accessing the SEC website at www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions, reduced
sale of fund shares or other adverse consequences to the Funds. Further,
although we believe proceedings are not likely to have a material adverse effect
on the Funds or the ability of Ameriprise Financial or its affiliates to perform
under their contracts with the Funds, these proceedings are subject to
uncertainties and, as such, we are unable to estimate the possible loss or range
of loss that may result. An adverse outcome in one or more of these proceedings
could result in adverse judgments, settlements, fines, penalties or other relief
that could have a material adverse effect on the consolidated financial
condition or results of operations of Ameriprise Financial.
EX-99.77M MERGERS
5
c66001ex99m.txt
EXHIBIT 77M
EXHIBIT 77M
ITEM 77M/77Q1(g) - MERGERS:
Columbia Small Cap Value Fund I (the "Acquiring Fund") became the surviving
entity in a reorganization with RiverSource Disciplined Small Cap Value Fund, a
series of RiverSource Dimensions Series, Inc. (the "Acquired Fund").
In September 2010, the Board of Trustees of Columbia Funds Series Trust I and
the Board of Directors of RiverSource Dimensions Series, Inc. each approved an
agreement and plan of reorganization (the "Agreement and Plan") providing for
the sale of all of the assets of the Acquired Fund to, and the assumption of all
of the liabilities and obligations of the Acquired Fund by, the Acquiring Fund,
in complete liquidation of the Acquired Fund. At a meeting of shareholders held
on February 15, 2011, shareholders of the Acquired Fund approved the Agreement
and Plan with respect to the applicable Reorganization.
Effective on June 3, 2011, the Acquiring Fund acquired all the assets of, and
assumed all the liabilities and obligations of, the Acquired Fund, in complete
liquidation of the Acquired Fund. Shareholders of each class of shares of the
Acquired Fund received shares of the corresponding share class of the Acquiring
Fund in accordance with the Agreement and Plan.
The registration statement of Columbia Funds Series Trust I on Form N-14, which
was filed with the Securities and Exchange Commission on July 22, 2011
(accession no. 0001193125-11-194672), is incorporated by reference, including
without limitation the Agreement and Plan filed as Exhibit (4) to the
registration statement and the applicable prospectus/proxy statement describing
the applicable Reorganization, which was filed with the Securities and Exchange
Commission on December 28, 2010 (accession no. 0001193125-10-289274).