0000773757-13-000017.txt : 20130326 0000773757-13-000017.hdr.sgml : 20130326 20130326152452 ACCESSION NUMBER: 0000773757-13-000017 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130326 DATE AS OF CHANGE: 20130326 EFFECTIVENESS DATE: 20130326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 13716658 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010620 Columbia Tax-Exempt Fund C000029373 Class A COLTX C000029374 Class B CTEBX C000029375 Class C COLCX C000029376 Class Z CTEZX 0000773757 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032858 Class A COEAX C000032859 Class B COEBX C000032860 Class C CORCX C000032862 Class Z CMBFX C000122662 Class R5 CODRX 0000773757 S000012081 Columbia Large Cap Growth Fund C000032910 Class A LEGAX C000032911 Class B LEGBX C000032912 Class C LEGCX C000032914 Class T GAEGX C000032915 Class Z GEGTX C000034322 Class E CLGEX C000034323 Class F CLGFX C000078989 Class Y CGFYX C000094687 Class I CLGIX C000094688 Class R CGWRX C000094689 Class K CLRUX C000094690 Class R5 CLWFX C000094691 Class W CLGWX C000122672 Class R4 CCGRX 0000773757 S000027194 CMG Ultra Short Term Bond Fund C000082083 CMG Ultra Short Term Bond Fund CMGUX NSAR-A 1 answer.fil NSAR-A PAGE 1 000 A000000 01/31/2013 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6173859594 002 A000000 225 FRANKLIN STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02110 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 42 007 C010600 6 007 C020600 Columbia Tax-Exempt Fund 007 C030600 N 007 C013200 32 007 C023200 Columbia Oregon Intermediate Muni Bond Fund 007 C033200 N 007 C014400 44 007 C024400 Columbia Large Cap Growth Fund 007 C034400 N 007 C016300 63 007 C026300 CMG Ultra Short Term Bond Fund 007 C036300 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02110 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. PAGE 2 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 014 B00AA02 8-42582 014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA03 8-16791 014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA04 8-67196 015 A000601 JPMORGAN CHASE BANK, N.A. 015 B000601 C 015 C010601 NEW YORK 015 C020601 NY 015 C030601 10005 015 E010601 X 015 A003201 JPMORGAN CHASE BANK, N.A. 015 B003201 C 015 C013201 NEW YORK 015 C023201 NY 015 C033201 10005 015 E013201 X 015 A004401 JPMORGAN CHASE BANK, N.A. 015 B004401 C 015 C014401 NEW YORK 015 C024401 NY 015 C034401 10005 015 E014401 X 015 A004402 AB SEB BANKAS 015 B004402 S 015 C014402 VILNIUS 015 D014402 LITHUANIA 015 E044402 X 015 A004403 BANCO BCT, S.A. 015 B004403 S 015 C014403 SAN JOSE 015 D014403 COSTA RICA 015 E044403 X 015 A004404 BANCO ITAU URUGUAY S.A. 015 B004404 S 015 C014404 MONTEVIDEO 015 D014404 URUGUAY 015 E044404 X 015 A004405 BANCO NACIONAL DE MEXICO, S.A. PAGE 3 015 B004405 S 015 C014405 MEXICO CITY 015 D014405 MEXICO 015 E044405 X 015 A004406 BANCO SANTANDER CHILE 015 B004406 S 015 C014406 SANTIAGO 015 D014406 CHILE 015 E044406 X 015 A004407 BANK HANDLOWY W. WARSZAWIE S.A. 015 B004407 S 015 C014407 WARSAW 015 D014407 POLAND 015 E044407 X 015 A004408 BANK LEUMI LE-ISRAEL B.M. 015 B004408 S 015 C014408 TEL AVIV 015 D014408 ISRAEL 015 E044408 X 015 A004409 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B004409 S 015 C014409 TUNIS 015 D014409 TUNISIA 015 E044409 X 015 A004410 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004410 S 015 C014410 BRUSSELS 015 D014410 BELGIUM 015 E044410 X 015 A004411 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004411 S 015 C014411 PANTIN 015 D014411 FRANCE 015 E044411 X 015 A004412 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004412 S 015 C014412 MILAN 015 D014412 ITALY 015 E044412 X 015 A004413 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004413 S 015 C014413 HESPERANGE 015 D014413 LUXEMBOURG 015 E044413 X 015 A004414 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004414 S 015 C014414 AMSTERDAM 015 D014414 NETHERLANDS 015 E044414 X 015 A004415 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B004415 S PAGE 4 015 C014415 LISBON 015 D014415 PORTUGAL 015 E044415 X 015 A004416 CANADIAN IMPERIAL BANK OF COMMERCE 015 B004416 S 015 C014416 TORONTO 015 D014416 CANADA 015 E044416 X 015 A004417 CITIBANK A.S. 015 B004417 S 015 C014417 ISTANBUL 015 D014417 TURKEY 015 E044417 X 015 A004418 CITIBANK DEL PERU S.A. 015 B004418 S 015 C014418 SAN ISIDRO 015 D014418 PERU 015 E044418 X 015 A004419 CITIBANK, N.A. 015 B004419 S 015 C014419 CAIRO 015 D014419 EGYPT 015 E044419 X 015 A004420 CITIBANK, N.A. 015 B004420 S 015 C014420 CARACAS 015 D014420 VENEZUELA 015 E044420 X 015 A004421 CORPBANCA INVESTMENT TRUST COLOMBIA S.A. 015 B004421 S 015 C014421 BOGATA 015 D014421 COLOMBIA 015 E044421 X 015 A004422 DBS BANK LTD. 015 B004422 S 015 C014422 SINGAPORE 015 D014422 SINGAPORE 015 E044422 X 015 A004423 DEUTSCHE BANK AG 015 B004423 S 015 C014423 ESCHBORN 015 D014423 GERMANY 015 E044423 X 015 A004424 DEUTSCHE BANK AG 015 B004424 S 015 C014424 BUDAPEST 015 D014424 HUNGARY 015 E044424 X 015 A004425 DEUTSCHE BANK AG 015 B004425 S 015 C014425 JAKARTA PAGE 5 015 D014425 INDONESIA 015 E044425 X 015 A004426 DEUTSCHE BANK AG 015 B004426 S 015 C014426 LONDON 015 D014426 UNITED KINGDOM 015 E044426 X 015 A004427 FIRSTRAND BANK LIMITED 015 B004427 S 015 C014427 JOHANNESBURG 015 D014427 SOUTH AFRICA 015 E044427 X 015 A004428 HSBC BANK (CHINA) COMPANY LIMITED 015 B004428 S 015 C014428 SHANGHAI 015 D014428 CHINA 015 E044428 X 015 A004429 HSBC BANK (VIETNAM) LTD. 015 B004429 S 015 C014429 HO CHI MINH CITY 015 D014429 VIETNAM 015 E044429 X 015 A004430 HSBC BANK ARGENTINA S.A. 015 B004430 S 015 C014430 BUENOS AIRES 015 D014430 ARGENTINA 015 E044430 X 015 A004431 HSBC BANK BERMUDA LIMITED 015 B004431 S 015 C014431 HAMILTON 015 D014431 BERMUDA 015 E044431 X 015 A004432 HSBC BANK MALAYSIA BERHAD 015 B004432 S 015 C014432 KUALA LUMPUR 015 D014432 MALAYSIA 015 E044432 X 015 A004433 HSBC BANK MALTA P.L.C. 015 B004433 S 015 C014433 QORMI 015 D014433 MALTA 015 E044433 X 015 A004434 HSBC BANK MIDDLE EAST LIMITED 015 B004434 S 015 C014434 AL SEEF 015 D014434 BAHRAIN 015 E044434 X 015 A004435 HSBC BANK MIDDLE EAST LIMITED 015 B004435 S 015 C014435 AMMAN 015 D014435 JORDAN PAGE 6 015 E044435 X 015 A004436 HSBC BANK MIDDLE EAST LIMITED 015 B004436 S 015 C014436 SAFAT 015 D014436 KUWAIT 015 E044436 X 015 A004437 HSBC BANK MIDDLE EAST LIMITED 015 B004437 S 015 C014437 BEIRUT 015 D014437 LEBANON 015 E044437 X 015 A004438 HSBC BANK MIDDLE EAST LIMITED 015 B004438 S 015 C014438 RAMALLAH 015 D014438 PALESTINE TERRITORY 015 E044438 X 015 A004439 HSBC BANK MIDDLE EAST LIMITED 015 B004439 S 015 C014439 DOHA 015 D014439 QATAR 015 E044439 X 015 A004440 HSBC BANK MIDDLE EAST LIMITED 015 B004440 S 015 C014440 DUBAI 015 D014440 UAE-ADX 015 E044440 X 015 A004441 HSBC BANK MIDDLE EAST LIMITED 015 B004441 S 015 C014441 DUBAI 015 D014441 UAE-DFM 015 E044441 X 015 A004442 HSBC BANK MIDDLE EAST LIMITED 015 B004442 S 015 C014442 DUBAI 015 D014442 UAE-NASDAQ DUBAI 015 E044442 X 015 A004443 HSBC BANK OMAN S.A.O.G. 015 B004443 S 015 C014443 SEEB 015 D014443 OMAN 015 E044443 X 015 A004444 HSBC BANK PLC 015 B004444 S 015 C014444 ATHENS 015 D014444 GREECE 015 E044444 X 015 A004445 HSBC SAUDI ARABIA LIMITED 015 B004445 S 015 C014445 RIYADH 015 D014445 SAUDI ARABIA 015 E044445 X PAGE 7 015 A004446 ING BANK N.V. 015 B004446 S 015 C014446 SOFIA 015 D014446 BULGARIA 015 E044446 X 015 A004447 ING BANK N.V. 015 B004447 S 015 C014447 BUCHAREST 015 D014447 ROMANIA 015 E044447 X 015 A004448 ING BANK UKRAINE 015 B004448 S 015 C014448 KIEV 015 D014448 UKRAINE 015 E044448 X 015 A004449 ISLANDSBANKI HF. 015 B004449 S 015 C014449 REYKJAVIK 015 D014449 ICELAND 015 E044449 X 015 A004450 J.P. MORGAN AG 015 B004450 S 015 C014450 FRANKFURT 015 D014450 GERMANY 015 E044450 X 015 A004451 J.P. MORGAN BANK INTERNATIONAL 015 B004451 S 015 C014451 MOSCOW 015 D014451 RUSSIA 015 E044451 X 015 A004452 J.P. MORGAN S.A. DTVM 015 B004452 S 015 C014452 SAO PAULO 015 D014452 BRAZIL 015 E044452 X 015 A004453 JPMORGAN CHASE BANK, N.A. 015 B004453 S 015 C014453 SYDNEY 015 D014453 AUSTRALIA 015 E044453 X 015 A004454 JPMORGAN CHASE BANK, N.A. 015 B004454 S 015 C014454 QUARRY BAY 015 D014454 HONG KONG 015 E044454 X 015 A004455 JPMORGAN CHASE BANK, N.A. 015 B004455 S 015 C014455 MUMBAI 015 D014455 INDIA 015 E044455 X 015 A004456 JPMORGAN CHASE BANK, N.A. PAGE 8 015 B004456 S 015 C014456 WELLINGTON 015 D014456 NEW ZEALAND 015 E044456 X 015 A004457 JPMORGAN CHASE BANK, N.A. 015 B004457 S 015 C014457 TAIPEI 015 D014457 TAIWAN 015 E044457 X 015 A004458 JPMORGAN CHASE BANK, N.A. 015 B004458 S 015 C014458 LONDON 015 D014458 UNITED KINGDOM 015 E044458 X 015 A004459 MIZUHO CORPORATE BANK, LIMITED 015 B004459 S 015 C014459 TOKYO 015 D014459 JAPAN 015 E044459 X 015 A004460 NORDEA BANK AB 015 B004460 S 015 C014460 STOCKHOLM 015 D014460 SWEDEN 015 E044460 X 015 A004461 NORDEA BANK DANMARK A/S 015 B004461 S 015 C014461 TAASTRUP 015 D014461 DENMARK 015 E044461 X 015 A004462 NORDEA BANK FINLAND PLC 015 B004462 S 015 C014462 HELSINKI 015 D014462 FINLAND 015 E044462 X 015 A004463 NORDEA BANK NORGE ASA 015 B004463 S 015 C014463 OSLO 015 D014463 NORWAY 015 E044463 X 015 A004464 PRIVREDNA BANKA ZAGREB D.D. 015 B004464 S 015 C014464 ZAGREB 015 D014464 CROATIA 015 E044464 X 015 A004465 REPUBLIC BANK LIMITED 015 B004465 S 015 C014465 PORT OF SPAIN 015 D014465 TRINIDAD AND TOBAGO 015 E044465 X 015 A004466 ROYAL BANK OF CANADA 015 B004466 S PAGE 9 015 C014466 TORONTO 015 D014466 CANADA 015 E044466 X 015 A004467 SANTANDER INVESTMENT, S.A. 015 B004467 S 015 C014467 MADRID 015 D014467 SPAIN 015 E044467 X 015 A004468 SB HSBC BANK KAZAKHSTAN JSC 015 B004468 S 015 C014468 ALMATY 015 D014468 KAZAKHSTAN 015 E044468 X 015 A004469 SOCIETE GENERALE 015 B004469 S 015 C014469 PARIS 015 D014469 FRANCE 015 E044469 X 015 A004470 SOCIETE GENERALE DE BANK COTE D'IVOIRE SA 015 B004470 S 015 C014470 ABIDJAN 015 D014470 IVORY COAST 015 E044470 X 015 A004471 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B004471 S 015 C014471 CASABLANCA 015 D014471 MOROCCO 015 E044471 X 015 A004472 STANBIC BANK TANZANIA LIMITED 015 B004472 S 015 C014472 DAR ES SALAAM 015 D014472 TANZANIA 015 E044472 X 015 A004473 STANBIC BANK ZIMBABWE LIMITED 015 B004473 S 015 C014473 HARARE 015 D014473 ZIMBABWE 015 E044473 X 015 A004474 STANBIC IBTC BANK PLC 015 B004474 S 015 C014474 LAGOS 015 D014474 NIGERIA 015 E044474 X 015 A004475 STANDARD BANK LIMITED, MALAWI 015 B004475 S 015 C014475 BLANTYRE 015 D014475 MALAWI 015 E044475 X 015 A004476 STANDARD BANK NAMIBIA LIMITED 015 B004476 S 015 C014476 WINDHOEK PAGE 10 015 D014476 NAMIBIA 015 E044476 X 015 A004477 STANDARD CHARTERED BANK 015 B004477 S 015 C014477 DHAKA 015 D014477 BANGLADESH 015 E044477 X 015 A004478 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B004478 S 015 C014478 KARACHI 015 D014478 PAKISTAN 015 E044478 X 015 A004479 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B004479 S 015 C014479 BANGKOK 015 D014479 THAILAND 015 E044479 X 015 A004480 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B004480 S 015 C014480 GABORONE 015 D014480 BOTSWANA 015 E044480 X 015 A004481 STANDARD CHARTERED BANK GHANA LIMITED 015 B004481 S 015 C014481 ACCRA 015 D014481 GHANA 015 E044481 X 015 A004482 STANDARD CHARTERED BANK KENYA LIMITED 015 B004482 S 015 C014482 NAIROBI 015 D014482 KENYA 015 E044482 X 015 A004483 STANDARD CHARTERED BANK KOREA LIMITED 015 B004483 S 015 C014483 SEOUL 015 D014483 SOUTH KOREA 015 E044483 X 015 A004484 STANDARD CHARTERED BANK UGANDA LIMITED 015 B004484 S 015 C014484 KAMPALA 015 D014484 UGANDA 015 E044484 X 015 A004485 STANDARD CHARTERED BANK ZAMBIA PLC 015 B004485 S 015 C014485 LUSAKA 015 D014485 ZAMBIA 015 E044485 X 015 A004486 SWEDBANK AS 015 B004486 S 015 C014486 TALLINN 015 D014486 ESTONIA PAGE 11 015 E044486 X 015 A004487 SWEDBANK AS 015 B004487 S 015 C014487 RIGA 015 D014487 LATVIA 015 E044487 X 015 A004488 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B004488 S 015 C014488 TOKYO 015 D014488 JAPAN 015 E044488 X 015 A004489 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B004489 S 015 C014489 KOWLOON 015 D014489 HONG KONG 015 E044489 X 015 A004490 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B004490 S 015 C014490 EBENE 015 D014490 MAURITIUS 015 E044490 X 015 A004491 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B004491 S 015 C014491 TAGUIG CITY 015 D014491 PHILIPPINES 015 E044491 X 015 A004492 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B004492 S 015 C014492 COLOMBO 015 D014492 SRI LANKA 015 E044492 X 015 A004493 UBS AG 015 B004493 S 015 C014493 ZURICH 015 D014493 SWITZERLAND 015 E044493 X 015 A004494 UNICREDIT BANK AUSTRIA AG 015 B004494 S 015 C014494 VIENNA 015 D014494 AUSTRIA 015 E044494 X 015 A004495 UNICREDIT BANK CZECH REPUBLIC A.S. 015 B004495 S 015 C014495 PRAGUE 015 D014495 CZECH REPUBLIC 015 E044495 X 015 A004496 UNICREDIT BANK SLOVAKIA A.S. 015 B004496 S 015 C014496 BRATISLAVA 015 D014496 SLOVAK REPUBLIC 015 E044496 X PAGE 12 015 A004497 UNICREDIT BANK SRBIJA A.D. 015 B004497 S 015 C014497 BELGRADE 015 D014497 SERBIA 015 E044497 X 015 A004498 UNICREDIT BANKA SLOVENIJA D.D. 015 B004498 S 015 C014498 LJUBLJANA 015 D014498 SLOVENIA 015 E044498 X 015 A006301 JPMORGAN CHASE BANK, N.A. 015 B006301 C 015 C016301 NEW YORK 015 C026301 NY 015 C036301 10005 015 E016301 X 015 A006302 AB SEB BANKAS 015 B006302 S 015 C016302 VILNIUS 015 D016302 LITHUANIA 015 E046302 X 015 A006303 BANCO BCT, S.A. 015 B006303 S 015 C016303 SAN JOSE 015 D016303 COSTA RICA 015 E046303 X 015 A006304 BANCO ITAU URUGUAY S.A. 015 B006304 S 015 C016304 MONTEVIDEO 015 D016304 URUGUAY 015 E046304 X 015 A006305 BANCO NACIONAL DE MEXICO, S.A. 015 B006305 S 015 C016305 MEXICO CITY 015 D016305 MEXICO 015 E046305 X 015 A006306 BANCO SANTANDER CHILE 015 B006306 S 015 C016306 SANTIAGO 015 D016306 CHILE 015 E046306 X 015 A006307 BANK HANDLOWY W. WARSZAWIE S.A. 015 B006307 S 015 C016307 WARSAW 015 D016307 POLAND 015 E046307 X 015 A006308 BANK LEUMI LE-ISRAEL B.M. 015 B006308 S 015 C016308 TEL AVIV 015 D016308 ISRAEL 015 E046308 X PAGE 13 015 A006309 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B006309 S 015 C016309 TUNIS 015 D016309 TUNISIA 015 E046309 X 015 A006310 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006310 S 015 C016310 BRUSSELS 015 D016310 BELGIUM 015 E046310 X 015 A006311 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006311 S 015 C016311 PANTIN 015 D016311 FRANCE 015 E046311 X 015 A006312 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006312 S 015 C016312 MILAN 015 D016312 ITALY 015 E046312 X 015 A006313 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006313 S 015 C016313 HESPERANGE 015 D016313 LUXEMBOURG 015 E046313 X 015 A006314 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006314 S 015 C016314 AMSTERDAM 015 D016314 NETHERLANDS 015 E046314 X 015 A006315 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006315 S 015 C016315 LISBON 015 D016315 PORTUGAL 015 E046315 X 015 A006316 CANADIAN IMPERIAL BANK OF COMMERCE 015 B006316 S 015 C016316 TORONTO 015 D016316 CANADA 015 E046316 X 015 A006317 CITIBANK A.S. 015 B006317 S 015 C016317 ISTANBUL 015 D016317 TURKEY 015 E046317 X 015 A006318 CITIBANK DEL PERU S.A. 015 B006318 S 015 C016318 SAN ISIDRO 015 D016318 PERU 015 E046318 X 015 A006319 CITIBANK, N.A. PAGE 14 015 B006319 S 015 C016319 CAIRO 015 D016319 EGYPT 015 E046319 X 015 A006320 CITIBANK, N.A. 015 B006320 S 015 C016320 CARACAS 015 D016320 VENEZUELA 015 E046320 X 015 A006321 CORPBANCA INVESTMENT TRUST COLOMBIA S.A. 015 B006321 S 015 C016321 BOGATA 015 D016321 COLOMBIA 015 E046321 X 015 A006322 DBS BANK LTD. 015 B006322 S 015 C016322 SINGAPORE 015 D016322 SINGAPORE 015 E046322 X 015 A006323 DEUTSCHE BANK AG 015 B006323 S 015 C016323 ESCHBORN 015 D016323 GERMANY 015 E046323 X 015 A006324 DEUTSCHE BANK AG 015 B006324 S 015 C016324 BUDAPEST 015 D016324 HUNGARY 015 E046324 X 015 A006325 DEUTSCHE BANK AG 015 B006325 S 015 C016325 JAKARTA 015 D016325 INDONESIA 015 E046325 X 015 A006326 DEUTSCHE BANK AG 015 B006326 S 015 C016326 LONDON 015 D016326 UNITED KINGDOM 015 E046326 X 015 A006327 FIRSTRAND BANK LIMITED 015 B006327 S 015 C016327 JOHANNESBURG 015 D016327 SOUTH AFRICA 015 E046327 X 015 A006328 HSBC BANK (CHINA) COMPANY LIMITED 015 B006328 S 015 C016328 SHANGHAI 015 D016328 CHINA 015 E046328 X 015 A006329 HSBC BANK (VIETNAM) LTD. 015 B006329 S PAGE 15 015 C016329 HO CHI MINH CITY 015 D016329 VIETNAM 015 E046329 X 015 A006330 HSBC BANK ARGENTINA S.A. 015 B006330 S 015 C016330 BUENOS AIRES 015 D016330 ARGENTINA 015 E046330 X 015 A006331 HSBC BANK BERMUDA LIMITED 015 B006331 S 015 C016331 HAMILTON 015 D016331 BERMUDA 015 E046331 X 015 A006332 HSBC BANK MALAYSIA BERHAD 015 B006332 S 015 C016332 KUALA LUMPUR 015 D016332 MALAYSIA 015 E046332 X 015 A006333 HSBC BANK MALTA P.L.C. 015 B006333 S 015 C016333 QORMI 015 D016333 MALTA 015 E046333 X 015 A006334 HSBC BANK MIDDLE EAST LIMITED 015 B006334 S 015 C016334 AL SEEF 015 D016334 BAHRAIN 015 E046334 X 015 A006335 HSBC BANK MIDDLE EAST LIMITED 015 B006335 S 015 C016335 AMMAN 015 D016335 JORDAN 015 E046335 X 015 A006336 HSBC BANK MIDDLE EAST LIMITED 015 B006336 S 015 C016336 SAFAT 015 D016336 KUWAIT 015 E046336 X 015 A006337 HSBC BANK MIDDLE EAST LIMITED 015 B006337 S 015 C016337 BEIRUT 015 D016337 LEBANON 015 E046337 X 015 A006338 HSBC BANK MIDDLE EAST LIMITED 015 B006338 S 015 C016338 RAMALLAH 015 D016338 PALESTINE TERRITORY 015 E046338 X 015 A006339 HSBC BANK MIDDLE EAST LIMITED 015 B006339 S 015 C016339 DOHA PAGE 16 015 D016339 QATAR 015 E046339 X 015 A006340 HSBC BANK MIDDLE EAST LIMITED 015 B006340 S 015 C016340 DUBAI 015 D016340 UAE-ADX 015 E046340 X 015 A006341 HSBC BANK MIDDLE EAST LIMITED 015 B006341 S 015 C016341 DUBAI 015 D016341 UAE-DFM 015 E046341 X 015 A006342 HSBC BANK MIDDLE EAST LIMITED 015 B006342 S 015 C016342 DUBAI 015 D016342 UAE-NASDAQ DUBAI 015 E046342 X 015 A006343 HSBC BANK OMAN S.A.O.G. 015 B006343 S 015 C016343 SEEB 015 D016343 OMAN 015 E046343 X 015 A006344 HSBC BANK PLC 015 B006344 S 015 C016344 ATHENS 015 D016344 GREECE 015 E046344 X 015 A006345 HSBC SAUDI ARABIA LIMITED 015 B006345 S 015 C016345 RIYADH 015 D016345 SAUDI ARABIA 015 E046345 X 015 A006346 ING BANK N.V. 015 B006346 S 015 C016346 SOFIA 015 D016346 BULGARIA 015 E046346 X 015 A006347 ING BANK N.V. 015 B006347 S 015 C016347 BUCHAREST 015 D016347 ROMANIA 015 E046347 X 015 A006348 ING BANK UKRAINE 015 B006348 S 015 C016348 KIEV 015 D016348 UKRAINE 015 E046348 X 015 A006349 ISLANDSBANKI HF. 015 B006349 S 015 C016349 REYKJAVIK 015 D016349 ICELAND PAGE 17 015 E046349 X 015 A006350 J.P. MORGAN AG 015 B006350 S 015 C016350 FRANKFURT 015 D016350 GERMANY 015 E046350 X 015 A006351 J.P. MORGAN BANK INTERNATIONAL 015 B006351 S 015 C016351 MOSCOW 015 D016351 RUSSIA 015 E046351 X 015 A006352 J.P. MORGAN S.A. DTVM 015 B006352 S 015 C016352 SAO PAULO 015 D016352 BRAZIL 015 E046352 X 015 A006353 JPMORGAN CHASE BANK, N.A. 015 B006353 S 015 C016353 SYDNEY 015 D016353 AUSTRALIA 015 E046353 X 015 A006354 JPMORGAN CHASE BANK, N.A. 015 B006354 S 015 C016354 QUARRY BAY 015 D016354 HONG KONG 015 E046354 X 015 A006355 JPMORGAN CHASE BANK, N.A. 015 B006355 S 015 C016355 MUMBAI 015 D016355 INDIA 015 E046355 X 015 A006356 JPMORGAN CHASE BANK, N.A. 015 B006356 S 015 C016356 WELLINGTON 015 D016356 NEW ZEALAND 015 E046356 X 015 A006357 JPMORGAN CHASE BANK, N.A. 015 B006357 S 015 C016357 TAIPEI 015 D016357 TAIWAN 015 E046357 X 015 A006358 JPMORGAN CHASE BANK, N.A. 015 B006358 S 015 C016358 LONDON 015 D016358 UNITED KINGDOM 015 E046358 X 015 A006359 MIZUHO CORPORATE BANK, LIMITED 015 B006359 S 015 C016359 TOKYO 015 D016359 JAPAN 015 E046359 X PAGE 18 015 A006360 NORDEA BANK AB 015 B006360 S 015 C016360 STOCKHOLM 015 D016360 SWEDEN 015 E046360 X 015 A006361 NORDEA BANK DANMARK A/S 015 B006361 S 015 C016361 TAASTRUP 015 D016361 DENMARK 015 E046361 X 015 A006362 NORDEA BANK FINLAND PLC 015 B006362 S 015 C016362 HELSINKI 015 D016362 FINLAND 015 E046362 X 015 A006363 NORDEA BANK NORGE ASA 015 B006363 S 015 C016363 OSLO 015 D016363 NORWAY 015 E046363 X 015 A006364 PRIVREDNA BANKA ZAGREB D.D. 015 B006364 S 015 C016364 ZAGREB 015 D016364 CROATIA 015 E046364 X 015 A006365 REPUBLIC BANK LIMITED 015 B006365 S 015 C016365 PORT OF SPAIN 015 D016365 TRINIDAD AND TOBAGO 015 E046365 X 015 A006366 ROYAL BANK OF CANADA 015 B006366 S 015 C016366 TORONTO 015 D016366 CANADA 015 E046366 X 015 A006367 SANTANDER INVESTMENT, S.A. 015 B006367 S 015 C016367 MADRID 015 D016367 SPAIN 015 E046367 X 015 A006368 SB HSBC BANK KAZAKHSTAN JSC 015 B006368 S 015 C016368 ALMATY 015 D016368 KAZAKHSTAN 015 E046368 X 015 A006369 SOCIETE GENERALE 015 B006369 S 015 C016369 PARIS 015 D016369 FRANCE 015 E046369 X 015 A006370 SOCIETE GENERALE DE BANK COTE D'IVOIRE SA PAGE 19 015 B006370 S 015 C016370 ABIDJAN 015 D016370 IVORY COAST 015 E046370 X 015 A006371 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B006371 S 015 C016371 CASABLANCA 015 D016371 MOROCCO 015 E046371 X 015 A006372 STANBIC BANK TANZANIA LIMITED 015 B006372 S 015 C016372 DAR ES SALAAM 015 D016372 TANZANIA 015 E046372 X 015 A006373 STANBIC BANK ZIMBABWE LIMITED 015 B006373 S 015 C016373 HARARE 015 D016373 ZIMBABWE 015 E046373 X 015 A006374 STANBIC IBTC BANK PLC 015 B006374 S 015 C016374 LAGOS 015 D016374 NIGERIA 015 E046374 X 015 A006375 STANDARD BANK LIMITED, MALAWI 015 B006375 S 015 C016375 BLANTYRE 015 D016375 MALAWI 015 E046375 X 015 A006376 STANDARD BANK NAMIBIA LIMITED 015 B006376 S 015 C016376 WINDHOEK 015 D016376 NAMIBIA 015 E046376 X 015 A006377 STANDARD CHARTERED BANK 015 B006377 S 015 C016377 DHAKA 015 D016377 BANGLADESH 015 E046377 X 015 A006378 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B006378 S 015 C016378 KARACHI 015 D016378 PAKISTAN 015 E046378 X 015 A006379 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B006379 S 015 C016379 BANGKOK 015 D016379 THAILAND 015 E046379 X 015 A006380 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B006380 S PAGE 20 015 C016380 GABORONE 015 D016380 BOTSWANA 015 E046380 X 015 A006381 STANDARD CHARTERED BANK GHANA LIMITED 015 B006381 S 015 C016381 ACCRA 015 D016381 GHANA 015 E046381 X 015 A006382 STANDARD CHARTERED BANK KENYA LIMITED 015 B006382 S 015 C016382 NAIROBI 015 D016382 KENYA 015 E046382 X 015 A006383 STANDARD CHARTERED BANK KOREA LIMITED 015 B006383 S 015 C016383 SEOUL 015 D016383 SOUTH KOREA 015 E046383 X 015 A006384 STANDARD CHARTERED BANK UGANDA LIMITED 015 B006384 S 015 C016384 KAMPALA 015 D016384 UGANDA 015 E046384 X 015 A006385 STANDARD CHARTERED BANK ZAMBIA PLC 015 B006385 S 015 C016385 LUSAKA 015 D016385 ZAMBIA 015 E046385 X 015 A006386 SWEDBANK AS 015 B006386 S 015 C016386 TALLINN 015 D016386 ESTONIA 015 E046386 X 015 A006387 SWEDBANK AS 015 B006387 S 015 C016387 RIGA 015 D016387 LATVIA 015 E046387 X 015 A006388 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B006388 S 015 C016388 TOKYO 015 D016388 JAPAN 015 E046388 X 015 A006389 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006389 S 015 C016389 KOWLOON 015 D016389 HONG KONG 015 E046389 X 015 A006390 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006390 S 015 C016390 EBENE PAGE 21 015 D016390 MAURITIUS 015 E046390 X 015 A006391 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006391 S 015 C016391 TAGUIG CITY 015 D016391 PHILIPPINES 015 E046391 X 015 A006392 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006392 S 015 C016392 COLOMBO 015 D016392 SRI LANKA 015 E046392 X 015 A006393 UBS AG 015 B006393 S 015 C016393 ZURICH 015 D016393 SWITZERLAND 015 E046393 X 015 A006394 UNICREDIT BANK AUSTRIA AG 015 B006394 S 015 C016394 VIENNA 015 D016394 AUSTRIA 015 E046394 X 015 A006395 UNICREDIT BANK CZECH REPUBLIC A.S. 015 B006395 S 015 C016395 PRAGUE 015 D016395 CZECH REPUBLIC 015 E046395 X 015 A006396 UNICREDIT BANK SLOVAKIA A.S. 015 B006396 S 015 C016396 BRATISLAVA 015 D016396 SLOVAK REPUBLIC 015 E046396 X 015 A006397 UNICREDIT BANK SRBIJA A.D. 015 B006397 S 015 C016397 BELGRADE 015 D016397 SERBIA 015 E046397 X 015 A006398 UNICREDIT BANKA SLOVENIJA D.D. 015 B006398 S 015 C016398 LJUBLJANA 015 D016398 SLOVENIA 015 E046398 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 208 019 C00AA00 COLUMBIAFD 020 A000001 Goldman, Sachs & Co. 020 B000001 13-5108880 020 C000001 514 020 A000002 JPMorgan Securities 020 B000002 13-3224016 PAGE 22 020 C000002 304 020 A000003 BARCLAYS CAPITAL 020 B000003 13-3297824 020 C000003 245 020 A000004 DEUTSCHE BANK SECURITIES INC. 020 B000004 13-2730828 020 C000004 105 020 A000005 CITIGROUP GLOBAL MARKETS INC. 020 B000005 11-2418191 020 C000005 98 020 A000006 UBS SECURITIES LLC 020 B000006 13-3873456 020 C000006 71 020 A000007 CREDIT SUISSE SECURITIES (USA) L.L.C. 020 B000007 13-5659485 020 C000007 49 020 A000008 MORGAN STANLEY 020 B000008 13-2655998 020 C000008 37 020 A000009 SUSQUEHANNA INVESTMENT GROUP 020 C000009 18 020 A000010 Burke & Quick Partners LLC 020 B000010 13-3163874 020 C000010 9 021 000000 1501 022 A000001 J.P. MORGAN SECURITIES, INC. 022 B000001 13-3224016 022 C000001 574759 022 D000001 15059 022 A000002 CITIGROUP GLOBAL MARKETS INC. 022 B000002 11-2418191 022 C000002 339297 022 D000002 27751 022 A000003 BARCLAYS CAPITAL 022 B000003 13-3297824 022 C000003 341657 022 D000003 23329 022 A000004 Morgan Stanley 022 B000004 13-2655998 022 C000004 331562 022 D000004 25356 022 A000005 GOLDMAN, SACHS & CO. 022 B000005 13-5108880 022 C000005 302016 022 D000005 36975 022 A000006 WELLS FARGO INVESTMENTS, LLC 022 B000006 91-1374280 022 C000006 227957 022 D000006 32195 022 A000007 DREYFUS 022 C000007 79000 PAGE 23 022 D000007 109800 022 A000008 RBC DAIN RAUCHER INC. 022 B000008 41-0212020 022 C000008 87046 022 D000008 21226 022 A000009 JEFFERIES & COMPANY, INC. 022 B000009 95-2622900 022 C000009 54805 022 D000009 15165 022 A000010 G. X. Clarke & Co. 022 B000010 13-2969143 022 C000010 40992 022 D000010 24990 023 C000000 2823088 023 D000000 472411 024 000600 N 024 003200 N 024 004400 Y 024 006300 Y 025 A004401 Citigroup, Inc. 025 B004401 11-2418191 025 C004401 E 025 D004401 24428 025 A006301 Bear Stearns Commercial Mortgage Securities 025 B006301 13-3299429 025 C006301 D 025 D006301 19810 025 A006302 Citigroup, Inc. 025 B006302 11-2418191 025 C006302 D 025 D006302 13134 025 A006303 Citigroup Mortgage Loan Trust, Inc. 025 B006303 11-2418191 025 C006303 D 025 D006303 2344 025 A006304 Credit Suisse First Boston Corp. 025 B006304 13-5659485 025 C006304 D 025 D006304 7997 025 A006305 Credit Suisse Mortgage Capital Certificates 025 B006305 13-5659485 025 C006305 D 025 D006305 1048 025 A006306 GOLDMAN, SACHS & CO. 025 B006306 13-5108880 025 C006306 D 025 D006306 12305 025 A006307 GS Mortgage Securities Corp. II 025 B006307 13-5108880 025 C006307 D 025 D006307 7225 PAGE 24 025 A006308 JPMorgan Chase 025 B006308 13-3224016 025 C006308 D 025 D006308 34704 025 A006309 Lehman Brothers 025 B006309 13-2518466 025 C006309 D 025 D006309 10876 025 A006310 Merrill Lynch Mortgage Trust 025 B006310 13-5674085 025 C006310 D 025 D006310 18762 025 A006311 Morgan Stanley 025 B006311 13-2655998 025 C006311 D 025 D006311 11501 025 A006312 Morgan Stanley ABS Capital I 025 B006312 13-2655998 025 C006312 D 025 D006312 24222 025 A006313 Morgan Stanley, Dean Witter Capital I 025 B006313 13-2655998 025 C006313 D 025 D006313 693 025 A006314 PNC Funding Corp. 025 B006314 25-1471636 025 C006314 D 025 D006314 7924 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010600 25563 028 A020600 -1 028 A030600 0 028 A040600 32886 028 B010600 24380 028 B020600 11147 028 B030600 0 028 B040600 32776 028 C010600 27309 028 C020600 10999 028 C030600 0 028 C040600 34311 028 D010600 29331 PAGE 25 028 D020600 11326 028 D030600 0 028 D040600 54273 028 E010600 27609 028 E020600 10891 028 E030600 0 028 E040600 83911 028 F010600 23467 028 F020600 22509 028 F030600 0 028 F040600 51555 028 G010600 157659 028 G020600 66871 028 G030600 0 028 G040600 289712 028 H000600 28445 028 A013200 10381 028 A023200 0 028 A033200 3173 028 A043200 0 028 B013200 3882 028 B023200 895 028 B033200 3266 028 B043200 0 028 C013200 4837 028 C023200 871 028 C033200 2988 028 C043200 0 028 D013200 3500 028 D023200 905 028 D033200 3224 028 D043200 0 028 E013200 5561 028 E023200 859 028 E033200 6556 028 E043200 0 028 F013200 5484 028 F023200 1823 028 F033200 5192 028 F043200 0 028 G013200 33645 028 G023200 5353 028 G033200 24399 028 G043200 0 028 H003200 3469 028 A014400 12041 028 A024400 0 028 A034400 0 028 A044400 13271 028 B014400 37239 028 B024400 0 PAGE 26 028 B034400 0 028 B044400 35819 028 C014400 12922 028 C024400 0 028 C034400 0 028 C044400 28980 028 D014400 13908 028 D024400 0 028 D034400 0 028 D044400 57857 028 E014400 15696 028 E024400 6245 028 E034400 0 028 E044400 42835 028 F014400 17415 028 F024400 0 028 F034400 0 028 F044400 30984 028 G014400 109221 028 G024400 6245 028 G034400 0 028 G044400 209746 028 H004400 3626 028 A016300 198497 028 A026300 0 028 A036300 0 028 A046300 58089 028 B016300 112819 028 B026300 35 028 B036300 0 028 B046300 72802 028 C016300 133530 028 C026300 84 028 C036300 0 028 C046300 74895 028 D016300 96233 028 D026300 0 028 D036300 0 028 D046300 169744 028 E016300 154727 028 E026300 48 028 E036300 0 028 E046300 194847 028 F016300 355124 028 F026300 86 028 F036300 0 028 F046300 81619 028 G016300 1050930 028 G026300 253 028 G036300 0 028 G046300 651996 PAGE 27 028 H006300 0 029 000600 Y 029 003200 Y 029 004400 Y 029 006300 N 030 A000600 1266 030 B000600 4.75 030 C000600 0.00 030 A003200 30 030 B003200 3.25 030 C003200 0.00 030 A004400 367 030 B004400 5.75 030 C004400 0.00 030 A006300 0 030 B006300 0.00 030 C006300 0.00 031 A000600 624 031 B000600 0 031 A003200 12 031 B003200 0 031 A004400 266 031 B004400 0 031 A006300 0 031 B006300 0 032 000600 436 032 003200 17 032 004400 50 032 006300 0 033 000600 206 033 003200 1 033 004400 51 033 006300 0 034 000600 Y 034 003200 Y 034 004400 Y 034 006300 N 035 000600 16 035 003200 0 035 004400 9 035 006300 0 036 A000600 N 036 B000600 0 036 A003200 N 036 B003200 0 036 A004400 N 036 B004400 0 036 B006300 0 037 000600 N 037 003200 N 037 004400 N PAGE 28 037 006300 N 038 000600 0 038 003200 0 038 004400 0 038 006300 0 039 000600 N 039 003200 N 039 004400 N 039 006300 N 040 000600 Y 040 003200 Y 040 004400 Y 040 006300 N 041 000600 Y 041 003200 Y 041 004400 Y 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A003200 0 042 B003200 0 042 C003200 100 042 D003200 0 042 E003200 0 042 F003200 0 042 G003200 0 042 H003200 0 042 A004400 0 042 B004400 0 042 C004400 100 042 D004400 0 042 E004400 0 042 F004400 0 042 G004400 0 042 H004400 0 042 A006300 0 042 B006300 0 042 C006300 0 042 D006300 0 042 E006300 0 042 F006300 0 042 G006300 0 042 H006300 0 043 000600 4293 043 003200 125 043 004400 2355 PAGE 29 043 006300 0 044 000600 0 044 003200 0 044 004400 0 044 006300 0 045 000600 Y 045 003200 Y 045 004400 Y 045 006300 Y 046 000600 N 046 003200 N 046 004400 N 046 006300 N 047 000600 Y 047 003200 Y 047 004400 Y 047 006300 Y 048 000600 0.000 048 A010600 1000000 048 A020600 0.410 048 B010600 1000000 048 B020600 0.385 048 C010600 1000000 048 C020600 0.360 048 D010600 3000000 048 D020600 0.335 048 E010600 3000000 048 E020600 0.310 048 F010600 1000000 048 F020600 0.300 048 G010600 5000000 048 G020600 0.290 048 H010600 9000000 048 H020600 0.280 048 I010600 26000000 048 I020600 0.260 048 J010600 0 048 J020600 0.000 048 K010600 50000000 048 K020600 0.250 048 003200 0.000 048 A013200 500000 048 A023200 0.400 048 B013200 500000 048 B023200 0.350 048 C013200 2000000 048 C023200 0.320 048 D013200 3000000 048 D023200 0.290 048 E013200 1500000 048 E023200 0.280 PAGE 30 048 F013200 0 048 F023200 0.000 048 G013200 0 048 G023200 0.000 048 H013200 0 048 H023200 0.000 048 I013200 0 048 I023200 0.000 048 J013200 0 048 J023200 0.000 048 K013200 7500000 048 K023200 0.270 048 004400 0.000 048 A014400 500000 048 A024400 0.710 048 B014400 500000 048 B024400 0.665 048 C014400 500000 048 C024400 0.620 048 D014400 1500000 048 D024400 0.570 048 E014400 3000000 048 E024400 0.560 048 F014400 0 048 F024400 0.000 048 G014400 0 048 G024400 0.000 048 H014400 0 048 H024400 0.000 048 I014400 0 048 I024400 0.000 048 J014400 0 048 J024400 0.000 048 K014400 6000000 048 K024400 0.540 048 006300 0.250 048 A016300 0 048 A026300 0.000 048 B016300 0 048 B026300 0.000 048 C016300 0 048 C026300 0.000 048 D016300 0 048 D026300 0.000 048 E016300 0 048 E026300 0.000 048 F016300 0 048 F026300 0.000 048 G016300 0 048 G026300 0.000 048 H016300 0 PAGE 31 048 H026300 0.000 048 I016300 0 048 I026300 0.000 048 J016300 0 048 J026300 0.000 048 K016300 0 048 K026300 0.000 049 000600 N 049 003200 N 049 004400 N 049 006300 N 050 000600 N 050 003200 N 050 004400 N 050 006300 N 051 000600 N 051 003200 N 051 004400 N 051 006300 N 052 000600 N 052 003200 N 052 004400 N 052 006300 N 053 A000600 N 053 A003200 Y 053 B003200 Y 053 C003200 N 053 A004400 N 053 A006300 Y 053 B006300 Y 053 C006300 N 054 A000600 Y 054 B000600 Y 054 C000600 Y 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 Y 054 M000600 Y 054 N000600 N 054 O000600 Y 054 A003200 Y 054 B003200 Y 054 C003200 Y 054 D003200 N 054 E003200 N PAGE 32 054 F003200 N 054 G003200 Y 054 H003200 Y 054 I003200 N 054 J003200 Y 054 K003200 N 054 L003200 Y 054 M003200 Y 054 N003200 N 054 O003200 Y 054 A004400 Y 054 B004400 Y 054 C004400 Y 054 D004400 N 054 E004400 N 054 F004400 N 054 G004400 Y 054 H004400 Y 054 I004400 N 054 J004400 Y 054 K004400 N 054 L004400 Y 054 M004400 Y 054 N004400 N 054 O004400 Y 054 A006300 Y 054 B006300 Y 054 C006300 Y 054 D006300 N 054 E006300 N 054 F006300 Y 054 G006300 Y 054 H006300 Y 054 I006300 N 054 J006300 Y 054 K006300 Y 054 L006300 Y 054 M006300 Y 054 N006300 Y 054 O006300 Y 055 A000600 N 055 B000600 N 055 A003200 N 055 B003200 N 055 A004400 N 055 B004400 N 055 A006300 N 055 B006300 N 056 000600 Y 056 003200 Y 056 004400 Y PAGE 33 056 006300 Y 057 000600 N 057 003200 N 057 004400 N 057 006300 N 058 A000600 N 058 A003200 N 058 A004400 N 058 A006300 N 059 000600 Y 059 003200 Y 059 004400 Y 059 006300 Y 060 A000600 Y 060 B000600 Y 060 A003200 Y 060 B003200 Y 060 A004400 Y 060 B004400 Y 060 A006300 Y 060 B006300 Y 061 000600 2000 061 003200 2000 061 004400 2000 061 006300 25000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 1.7 062 M000600 0.0 062 N000600 0.0 062 O000600 96.1 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.8 062 A003200 Y 062 B003200 0.0 062 C003200 0.0 062 D003200 0.0 062 E003200 0.0 062 F003200 0.0 062 G003200 0.0 062 H003200 0.0 PAGE 34 062 I003200 0.0 062 J003200 0.0 062 K003200 0.0 062 L003200 0.9 062 M003200 0.0 062 N003200 0.0 062 O003200 98.2 062 P003200 0.0 062 Q003200 0.0 062 R003200 0.0 062 A004400 N 062 B004400 0.0 062 C004400 0.0 062 D004400 0.0 062 E004400 0.0 062 F004400 0.0 062 G004400 0.0 062 H004400 0.0 062 I004400 0.0 062 J004400 0.0 062 K004400 0.0 062 L004400 0.0 062 M004400 0.0 062 N004400 0.0 062 O004400 0.0 062 P004400 0.0 062 Q004400 0.0 062 R004400 99.0 062 A006300 Y 062 B006300 0.0 062 C006300 0.0 062 D006300 0.0 062 E006300 0.0 062 F006300 0.0 062 G006300 0.0 062 H006300 0.0 062 I006300 0.0 062 J006300 0.0 062 K006300 0.0 062 L006300 6.6 062 M006300 6.3 062 N006300 8.5 062 O006300 2.3 062 P006300 74.7 062 Q006300 1.6 062 R006300 0.0 063 A000600 0 063 B000600 6.9 063 A003200 0 063 B003200 5.8 063 A004400 0 PAGE 35 063 B004400 0.0 063 A006300 0 063 B006300 5.4 064 A000600 Y 064 B000600 Y 064 A003200 Y 064 B003200 N 064 A006300 Y 064 B006300 N 065 000600 N 066 A000600 N 066 A003200 N 066 A004400 Y 066 B004400 N 066 C004400 Y 066 D004400 N 066 E004400 N 066 F004400 N 066 G004400 N 066 A006300 N 067 000600 N 067 003200 N 067 004400 N 067 006300 N 068 A000600 N 068 B000600 N 068 A003200 N 068 B003200 N 068 A004400 N 068 B004400 N 068 A006300 N 068 B006300 N 069 000600 N 069 003200 N 069 004400 N 069 006300 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y PAGE 36 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A013200 Y 070 A023200 N 070 B013200 N 070 B023200 N 070 C013200 Y 070 C023200 N 070 D013200 N 070 D023200 N 070 E013200 Y 070 E023200 N 070 F013200 Y 070 F023200 N 070 G013200 Y 070 G023200 N 070 H013200 Y 070 H023200 N 070 I013200 Y 070 I023200 N 070 J013200 Y 070 J023200 N 070 K013200 Y 070 K023200 Y 070 L013200 Y 070 L023200 N 070 M013200 N 070 M023200 N 070 N013200 Y 070 N023200 N 070 O013200 Y 070 O023200 N PAGE 37 070 P013200 Y 070 P023200 N 070 Q013200 Y 070 Q023200 N 070 R013200 N 070 R023200 N 070 A014400 Y 070 A024400 Y 070 B014400 Y 070 B024400 N 070 C014400 Y 070 C024400 N 070 D014400 Y 070 D024400 N 070 E014400 Y 070 E024400 N 070 F014400 Y 070 F024400 N 070 G014400 Y 070 G024400 N 070 H014400 Y 070 H024400 N 070 I014400 Y 070 I024400 N 070 J014400 Y 070 J024400 N 070 K014400 Y 070 K024400 Y 070 L014400 Y 070 L024400 Y 070 M014400 Y 070 M024400 Y 070 N014400 Y 070 N024400 Y 070 O014400 Y 070 O024400 N 070 P014400 Y 070 P024400 N 070 Q014400 Y 070 Q024400 N 070 R014400 Y 070 R024400 N 070 A016300 Y 070 A026300 Y 070 B016300 Y 070 B026300 N 070 C016300 Y 070 C026300 N 070 D016300 Y 070 D026300 N 070 E016300 Y PAGE 38 070 E026300 N 070 F016300 Y 070 F026300 N 070 G016300 Y 070 G026300 N 070 H016300 Y 070 H026300 N 070 I016300 Y 070 I026300 N 070 J016300 Y 070 J026300 N 070 K016300 Y 070 K026300 Y 070 L016300 Y 070 L026300 N 070 M016300 Y 070 M026300 N 070 N016300 Y 070 N026300 Y 070 O016300 Y 070 O026300 N 070 P016300 Y 070 P026300 N 070 Q016300 Y 070 Q026300 N 070 R016300 Y 070 R026300 N 071 A000600 250267 071 B000600 308146 071 C000600 4576016 071 D000600 5 071 A003200 47233 071 B003200 23208 071 C003200 487229 071 D003200 5 071 A004400 1365022 071 B004400 1480431 071 C004400 2514718 071 D004400 54 071 A006300 926493 071 B006300 436036 071 C006300 1400850 071 D006300 31 072 A000600 6 072 B000600 112957 072 C000600 5 072 D000600 0 072 E000600 0 072 F000600 8732 072 G000600 1379 072 H000600 0 PAGE 39 072 I000600 2623 072 J000600 18 072 K000600 166 072 L000600 0 072 M000600 73 072 N000600 62 072 O000600 0 072 P000600 57 072 Q000600 0 072 R000600 14 072 S000600 91 072 T000600 4293 072 U000600 0 072 V000600 0 072 W000600 103 072 X000600 17611 072 Y000600 0 072 Z000600 95351 072AA000600 10479 072BB000600 0 072CC010600 12099 072CC020600 0 072DD010600 76298 072DD020600 18295 072EE000600 0 072 A003200 6 072 B003200 8774 072 C003200 0 072 D003200 0 072 E003200 0 072 F003200 1011 072 G003200 171 072 H003200 0 072 I003200 259 072 J003200 3 072 K003200 30 072 L003200 0 072 M003200 17 072 N003200 32 072 O003200 0 072 P003200 0 072 Q003200 0 072 R003200 14 072 S003200 8 072 T003200 125 072 U003200 0 072 V003200 0 072 W003200 6 072 X003200 1676 072 Y003200 172 072 Z003200 7270 PAGE 40 072AA003200 449 072BB003200 0 072CC013200 0 072CC023200 2363 072DD013200 460 072DD023200 6810 072EE003200 0 072 A004400 6 072 B004400 253 072 C004400 24119 072 D004400 0 072 E004400 0 072 F004400 8137 072 G004400 689 072 H004400 0 072 I004400 2730 072 J004400 15 072 K004400 298 072 L004400 0 072 M004400 41 072 N004400 96 072 O004400 0 072 P004400 0 072 Q004400 0 072 R004400 12 072 S004400 50 072 T004400 2355 072 U004400 0 072 V004400 0 072 W004400 54 072 X004400 14477 072 Y004400 0 072 Z004400 9895 072AA004400 182127 072BB004400 0 072CC014400 68418 072CC024400 0 072DD014400 2772 072DD024400 5031 072EE004400 0 072 A006300 6 072 B006300 8655 072 C006300 52 072 D006300 0 072 E006300 0 072 F006300 1947 072 G006300 0 072 H006300 0 072 I006300 0 072 J006300 0 072 K006300 0 PAGE 41 072 L006300 0 072 M006300 26 072 N006300 0 072 O006300 0 072 P006300 0 072 Q006300 0 072 R006300 16 072 S006300 20 072 T006300 0 072 U006300 0 072 V006300 0 072 W006300 0 072 X006300 2009 072 Y006300 57 072 Z006300 6755 072AA006300 1036 072BB006300 0 072CC016300 0 072CC026300 1837 072DD016300 6834 072DD026300 0 072EE006300 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A013200 0.0000 073 A023200 0.0000 073 B003200 0.0000 073 C003200 0.0000 073 A014400 0.0000 073 A024400 0.0000 073 B004400 0.0000 073 C004400 0.0000 073 A016300 0.0000 073 A026300 0.0000 073 B006300 0.0000 073 C006300 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 4534171 074 E000600 10169 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 80072 074 J000600 42916 074 K000600 260 074 L000600 62744 074 M000600 36 PAGE 42 074 N000600 4730368 074 O000600 0 074 P000600 1023 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 39273 074 S000600 0 074 T000600 4690072 074 U010600 265372 074 U020600 61664 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 53080 074 Y000600 0 074 A003200 0 074 B003200 0 074 C003200 0 074 D003200 496624 074 E003200 0 074 F003200 0 074 G003200 0 074 H003200 0 074 I003200 4680 074 J003200 0 074 K003200 40 074 L003200 6088 074 M003200 4 074 N003200 507436 074 O003200 0 074 P003200 107 074 Q003200 0 074 R013200 0 074 R023200 0 074 R033200 0 074 R043200 1507 074 S003200 0 074 T003200 505822 074 U013200 2802 074 U023200 36400 074 V013200 0.00 074 V023200 0.00 074 W003200 0.0000 074 X003200 2374 074 Y003200 0 074 A004400 0 074 B004400 0 074 C004400 0 074 D004400 0 PAGE 43 074 E004400 32091 074 F004400 2558130 074 G004400 0 074 H004400 0 074 I004400 37793 074 J004400 49358 074 K004400 201 074 L004400 3361 074 M004400 64 074 N004400 2680998 074 O004400 24875 074 P004400 569 074 Q004400 0 074 R014400 0 074 R024400 0 074 R034400 0 074 R044400 1992 074 S004400 0 074 T004400 2653562 074 U014400 48617 074 U024400 44595 074 V014400 0.00 074 V024400 0.00 074 W004400 0.0000 074 X004400 139424 074 Y004400 0 074 A006300 0 074 B006300 0 074 C006300 0 074 D006300 1647560 074 E006300 0 074 F006300 0 074 G006300 0 074 H006300 0 074 I006300 115673 074 J006300 5328 074 K006300 33 074 L006300 27046 074 M006300 0 074 N006300 1795640 074 O006300 24855 074 P006300 45 074 Q006300 0 074 R016300 0 074 R026300 0 074 R036300 0 074 R046300 6640 074 S006300 0 074 T006300 1764100 074 U016300 195838 074 U026300 0 PAGE 44 074 V016300 9.01 074 V026300 0.00 074 W006300 0.0000 074 X006300 9 074 Y006300 0 075 A000600 0 075 B000600 4729104 075 A003200 0 075 B003200 502673 075 A004400 0 075 B004400 2580120 075 A006300 0 075 B006300 1541187 076 000600 0.00 076 003200 0.00 076 004400 0.00 076 006300 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 PAGE 45 086 E020000 0 086 F010000 0 086 F020000 0 This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: March 22, 2013 Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I /s/ Michael G. Clarke ------------------------------------------------------------------------------- Michael G. Clarke Treasurer /s/ Joseph F. DiMaria ------------------------------------------------------------------------------- Joseph F. DiMaria Chief Accounting Officer Witness Columbia Funds Series Trust I EX-99.77E LEGAL 2 EX99.77E.txt EX-99.77E LEGAL EXHIBIT77E Columbia Funds Series Trust I (the "Trust") - Semi-annual N-SAR report for the period ending 1/31/13 CMG Ultra Short Term Bond Fund Columbia Large Cap Growth Fund Columbia Oregon Intermediate Municipal Bond Fund Columbia Tax-Exempt Fund ------------------------------------------------------------------------------- Item 77E - Legal Proceedings: In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the funds' Boards of Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. EX-99.77I NEW SECUR 3 EX99.77I.txt EX-99.77I NEW SECUR EXHIBIT 77I Columbia Funds Series Trust I (the "Trust") - Semi-annual N-SAR report for the period ending 1/31/13 CMG Ultra Short Term Bond Fund Columbia Large Cap Growth Fund Columbia Oregon Intermediate Municipal Bond Fund Columbia Tax-Exempt Fund ------------------------------------------------------------------------------- Item 77I/77Q1(d) - Terms of new or amended securities: Changes to certain features of Class A, R3, R4, R5, Y and Z shares of the Columbia Funds, as described in the supplement to the prospectus(es) and Statement of Additional Information of each of the below-named funds, dated and filed October 1, 2012 pursuant to Rule 497(e) of the Securities Act of 1933,Accession No. 0001193125-12-410379, are incorporated by reference. * Columbia Large Cap Growth Fund * Columbia Oregon Intermediate Municipal Bond Fund * Columbia Tax-Exempt Fund COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST I COLUMBIA FUNDS SERIES TRUST II (the "Trusts") Supplement dated October 1, 2012 to certain Prospectuses and Statements of Additional Information Certain features of Class A, R3, R4, R5, Y and Z shares of the Columbia Funds are changing, as described below: As used in this Supplement, the term "retirement plan" refers to retirement plans created under sections 401(a), 401(k), 457 and 403(b) of the Internal Revenue Code of 1986, as amended (the Code), non-qualified deferred compensation plans governed by section 409A of the Code and similar plans but does not refer to individual retirement plans. The term "omnibus retirement plan" refers to a retirement plan that has a plan-level or omnibus account with the Funds' transfer agent. The term "selling agent" refers to the financial intermediaries that are authorized to sell Fund shares. Selling agents include broker-dealers and financial advisors as well as firms that employ such broker-dealers and financial advisors, including, for example, brokerage firms, banks, investment advisers, third party administrators and other financial intermediaries, including Ameriprise Financial, Inc. and its affiliates. Effective as of the date hereof, the Prospectuses and the Statements of Additional Information (together, the SAIs) to which this Supplement is attached are modified as indicated below: 1.Name Change for Class R4. Effective October 25, 2012, Class R4 shares will be re-named Class K shares and all references to Class R4 shares in the Prospectuses and the SAIs will be deemed to be references to Class K shares. There are no other changes to this share class. Class K shares remain closed to new investors and new accounts, subject to certain exceptions described in the applicable Prospectus. References to Class K shares below refer to the Class R4 shares that have been re-named Class K shares. 2.Changes to Class R3. The following changes will occur to Class R3 shares: A.Name Change. Effective October 31, 2012, Class R3 shares will be re-named Class R4 shares and all references to Class R3 shares in the Prospectuses and the SAIs will be deemed to be references to Class R4 shares. References to Class R4 shares below refer to the Class R3 shares that have been re-named Class R4 shares. B.Fee Changes. Effective November 1, 2012, Class R4 shares of a Fund will no longer be subject to a 0.25% distribution fee or 0.25% plan administration fee. In addition, the transfer agency fees for Class R4 shares will increase, as described below under Transfer Agency Fees. C.Re-opening. Effective November 8, 2012, Class R4 shares will be available for purchase by omnibus retirement plans, trust companies or similar institutions, 501(c)(3) charitable organizations, 529 plans and health savings accounts. 3.Changes to Class R5 - Re-opening; Eligibility. Effective November 8, 2012, Class R5 shares of a Fund are available only to (i) registered investment advisers that clear Fund share transactions for their client or customer accounts through designated mutual fund trading platforms that have been granted specific written authorization from the Funds'transfer agent with respect to Class R5 eligibility apart from selling, servicing or similar agreements and (ii) omnibus retirement plans. Prior to November 8, 2012, Class R5 shares were closed to new investors and new accounts, subject to certain exceptions. Existing shareholders who do not satisfy the new eligibility requirements for investment in Class R5 shares may not establish new Class R5 accounts, but may continue to make additional purchases of Class R5 shares in accounts opened and funded prior to November 8, 2012. In addition, investment advisory programs and similar programs that opened a Class R5 account as of May 1, 2010, and continuously hold Class R5 shares in such account after such date, may generally not only continue to make additional purchases of Class R5 shares but also open new Class R5 accounts and add new shareholders in the program. 4.Changes to Class Y - Eligibility. Effective November 8, 2012, Class Y shares of a Fund are available only to (i) omnibus retirement plans with plan assets of at least $10 million as of the date of funding the Fund account; and (ii) omnibus retirement plans with plan assets of less than $10 million as of the date of funding the Fund account, provided that such plans invest $500,000 or more in Class Y shares of the Fund. Prior to November 8, 2012, Class Y shares were offered only to certain former shareholders of series of the former Columbia Funds Institutional Trust (together, Former CFIT Shareholders). Former CFIT Shareholders who opened and funded a Class Y account with a Fund as of the close of business on November 7, 2012 may continue to make additional purchases of Class Y shares even if they do not satisfy the new eligibility requirements but may not establish new Class Y accounts and will not be eligible to exchange Class Y shares of a Fund into Class Y shares of other Funds. Former CFIT Shareholders may exchange Class Y shares of a Fund for Class Z shares of the same Fund or Class Z shares of another Fund, subject to applicable minimum investments. 5.Changes to Class Z - Partial Closing. A.Omnibus Retirement Plans. Effective March 29, 2013, omnibus retirement plans are not permitted to establish new Class Z accounts, other than pursuant to the following exceptions. Omnibus retirement plans that opened and funded a Class Z account with a Fund as of the close of business on March 28, 2013, and continuously hold Class Z shares in such account after March 28, 2013, may continue to make additional purchases of Class Z shares, open new Class Z accounts and add new participants. In addition, an omnibus retirement plan may, in the discretion of the Funds'distributor, open new Class Z accounts for a Fund after March 28, 2013 if the plan'sponsor or an affiliated sponsor opened and funded a Class Z account for another omnibus retirement plan as of March 28, 2013. If an omnibus retirement plan invested in Class Z shares changes recordkeepers after March 28, 2013, any new accounts established for that plan may not be established in Class Z shares but such a plan may establish new accounts in a different share class for which the plan is eligible. B.Selling Agents that Clear through Certain Platforms. Effective March 29, 2013, accounts of selling agents (other than omnibus retirement plans, discussed above) that clear Fund share transactions for their client or customer accounts through designated mutual fund trading platforms that have received specific written notice from the Funds' transfer agent of the termination of their eligibility for new purchases of Class Z shares will not be permitted to establish new Class Z accounts or make additional purchases of Class Z shares for existing accounts (other than through reinvestment of distributions). C.Other Existing Class Z Shareholders. Existing holders of Class Z shares (other than those described in the immediately preceding paragraph) may continue to maintain Class Z accounts and make additional purchases of Class Z shares (including through reinvestment of distributions). 6.Exchangeability. Shareholders may exchange shares of one share class of a Fund for shares of another share class of the Fund or another fund managed by Columbia Management Investment Advisers, LLC or its affiliates, subject to eligibility. Before making such an exchange, you should consider the fees and expenses of each share class. 7.Front-End Sales Charge Waivers for Class A Shares. Effective November 8, 2012, the Funds'distributor may waive front-end sales charges on (i) purchases (including exchanges) of Class A shares in accounts of selling agents that have entered into agreements with the Funds' distributor to offer Fund shares to self-directed investment brokerage accounts that may or may not charge a transaction fee to customers and (ii) exchanges of Class Z shares of a Fund for Class A shares of the Fund. 8.Selling Agent Compensation. The following is added to the section of each Prospectus entitled Selling Agent Compensation as the last paragraph of such section: Generally, the Distributor, the Investment Manager and their affiliates do not make any of the marketing support payments described in the first and second paragraph of this section with respect to Class Y shares; provided, however, that such payments are, or may be, made to Bank of America with respect to Class Y shares of Columbia Bond Fund, Columbia Global Dividend Opportunity Fund, Columbia Income Opportunities Fund, Columbia Large Cap Enhanced Core Fund, Columbia Large Cap Growth Fund, Columbia Large Cap Value Fund, Columbia Mid Cap Growth Fund, Columbia Mid Cap Value Fund, Columbia Multi-Advisor International Equity Fund, Columbia Short Term Bond Fund, Columbia Small Cap Growth Fund I and Columbia Small Cap Value Fund I. In addition, the Funds' transfer agent does not pay selling agents for the shareholder servicing support described in the third and fourth paragraph of this section with respect to Class Y shares. 9.Transfer Agency Fees. Effective November 1, 2012, the Funds will pay their transfer agent the following transfer agency fee: (i) an annual fee of $21 per account (excluding Class I share accounts) and (ii) either (a) for all share classes other than Class I, K, R5 and Y) an annual rate of 0.20% of the average aggregate value of shares maintained in omnibus accounts (other than omnibus accounts for which American Enterprise Investment Services, Inc. is the broker of record or accounts where the beneficial owner is a customer of Ameriprise Financial Services, Inc., for which the transfer agent is reimbursed $16 annually, calculated monthly based on the total number of positions in which accounts at the end of such month) or (b) for Class K and Class R5 shares 0.05% of the average aggregate value of shares maintained in omnibus accounts, provided that total transfer agency fees for Class K and Class R5 shares, including reimbursements, shall not exceed 0.05%. The Funds also pay certain reimbursable out-of-pocket expenses of the transfer agent, as described in the Statement of Additional Information. Prior to November 1, 2012, Class R4 shares paid a lower transfer agency fee equal to (i) an annual fee of $21 per account and (ii) 0.05% of the average aggregate value of shares maintained in omnibus accounts. Effective November 1, 2012, Class Y shares will not pay transfer agency fees for at least twelve months. ***** On November 7, 2012, a Form Type 485(b), Accession No. 0001193125-12-456916, an amendment to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. This amendment registered new classes of shares of the Fund listed below, effective November 8, 2012, and describes the characteristics of the new classes of shares: ------------------------------------- ------------------------------ Fund New Shares Class(es) ------------------------------------- ------------------------------ Columbia Large Cap Growth Fund Class R4 ------------------------------------- ------------------------------ Columbia Oregon Intermediate Municipal Bond Fund Class R5 ------------------------------------- ------------------------------