0000773757-13-000017.txt : 20130326
0000773757-13-000017.hdr.sgml : 20130326
20130326152452
ACCESSION NUMBER: 0000773757-13-000017
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130326
DATE AS OF CHANGE: 20130326
EFFECTIVENESS DATE: 20130326
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I
CENTRAL INDEX KEY: 0000773757
IRS NUMBER: 363376651
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04367
FILM NUMBER: 13716658
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 8003382550
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
DATE OF NAME CHANGE: 19991025
FORMER COMPANY:
FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000773757
S000010620
Columbia Tax-Exempt Fund
C000029373
Class A
COLTX
C000029374
Class B
CTEBX
C000029375
Class C
COLCX
C000029376
Class Z
CTEZX
0000773757
S000012071
Columbia Oregon Intermediate Municipal Bond Fund
C000032858
Class A
COEAX
C000032859
Class B
COEBX
C000032860
Class C
CORCX
C000032862
Class Z
CMBFX
C000122662
Class R5
CODRX
0000773757
S000012081
Columbia Large Cap Growth Fund
C000032910
Class A
LEGAX
C000032911
Class B
LEGBX
C000032912
Class C
LEGCX
C000032914
Class T
GAEGX
C000032915
Class Z
GEGTX
C000034322
Class E
CLGEX
C000034323
Class F
CLGFX
C000078989
Class Y
CGFYX
C000094687
Class I
CLGIX
C000094688
Class R
CGWRX
C000094689
Class K
CLRUX
C000094690
Class R5
CLWFX
C000094691
Class W
CLGWX
C000122672
Class R4
CCGRX
0000773757
S000027194
CMG Ultra Short Term Bond Fund
C000082083
CMG Ultra Short Term Bond Fund
CMGUX
NSAR-A
1
answer.fil
NSAR-A
PAGE 1
000 A000000 01/31/2013
000 C000000 0000773757
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA FUNDS SERIES TRUST I
001 B000000 811-04367
001 C000000 6173859594
002 A000000 225 FRANKLIN STREET
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 42
007 C010600 6
007 C020600 Columbia Tax-Exempt Fund
007 C030600 N
007 C013200 32
007 C023200 Columbia Oregon Intermediate Muni Bond Fund
007 C033200 N
007 C014400 44
007 C024400 Columbia Large Cap Growth Fund
007 C034400 N
007 C016300 63
007 C026300 CMG Ultra Short Term Bond Fund
007 C036300 N
008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B00AA01 A
008 C00AA01 801-25943
008 D01AA01 BOSTON
008 D02AA01 MA
008 D03AA01 02110
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
PAGE 2
012 B00AA01 84-05685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02266
012 C04AA01 8081
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 MINNEAPOLIS
013 B02AA01 MN
013 B03AA01 55402
014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
014 B00AA02 8-42582
014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA03 8-16791
014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA04 8-67196
015 A000601 JPMORGAN CHASE BANK, N.A.
015 B000601 C
015 C010601 NEW YORK
015 C020601 NY
015 C030601 10005
015 E010601 X
015 A003201 JPMORGAN CHASE BANK, N.A.
015 B003201 C
015 C013201 NEW YORK
015 C023201 NY
015 C033201 10005
015 E013201 X
015 A004401 JPMORGAN CHASE BANK, N.A.
015 B004401 C
015 C014401 NEW YORK
015 C024401 NY
015 C034401 10005
015 E014401 X
015 A004402 AB SEB BANKAS
015 B004402 S
015 C014402 VILNIUS
015 D014402 LITHUANIA
015 E044402 X
015 A004403 BANCO BCT, S.A.
015 B004403 S
015 C014403 SAN JOSE
015 D014403 COSTA RICA
015 E044403 X
015 A004404 BANCO ITAU URUGUAY S.A.
015 B004404 S
015 C014404 MONTEVIDEO
015 D014404 URUGUAY
015 E044404 X
015 A004405 BANCO NACIONAL DE MEXICO, S.A.
PAGE 3
015 B004405 S
015 C014405 MEXICO CITY
015 D014405 MEXICO
015 E044405 X
015 A004406 BANCO SANTANDER CHILE
015 B004406 S
015 C014406 SANTIAGO
015 D014406 CHILE
015 E044406 X
015 A004407 BANK HANDLOWY W. WARSZAWIE S.A.
015 B004407 S
015 C014407 WARSAW
015 D014407 POLAND
015 E044407 X
015 A004408 BANK LEUMI LE-ISRAEL B.M.
015 B004408 S
015 C014408 TEL AVIV
015 D014408 ISRAEL
015 E044408 X
015 A004409 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A.
015 B004409 S
015 C014409 TUNIS
015 D014409 TUNISIA
015 E044409 X
015 A004410 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004410 S
015 C014410 BRUSSELS
015 D014410 BELGIUM
015 E044410 X
015 A004411 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004411 S
015 C014411 PANTIN
015 D014411 FRANCE
015 E044411 X
015 A004412 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004412 S
015 C014412 MILAN
015 D014412 ITALY
015 E044412 X
015 A004413 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004413 S
015 C014413 HESPERANGE
015 D014413 LUXEMBOURG
015 E044413 X
015 A004414 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004414 S
015 C014414 AMSTERDAM
015 D014414 NETHERLANDS
015 E044414 X
015 A004415 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B004415 S
PAGE 4
015 C014415 LISBON
015 D014415 PORTUGAL
015 E044415 X
015 A004416 CANADIAN IMPERIAL BANK OF COMMERCE
015 B004416 S
015 C014416 TORONTO
015 D014416 CANADA
015 E044416 X
015 A004417 CITIBANK A.S.
015 B004417 S
015 C014417 ISTANBUL
015 D014417 TURKEY
015 E044417 X
015 A004418 CITIBANK DEL PERU S.A.
015 B004418 S
015 C014418 SAN ISIDRO
015 D014418 PERU
015 E044418 X
015 A004419 CITIBANK, N.A.
015 B004419 S
015 C014419 CAIRO
015 D014419 EGYPT
015 E044419 X
015 A004420 CITIBANK, N.A.
015 B004420 S
015 C014420 CARACAS
015 D014420 VENEZUELA
015 E044420 X
015 A004421 CORPBANCA INVESTMENT TRUST COLOMBIA S.A.
015 B004421 S
015 C014421 BOGATA
015 D014421 COLOMBIA
015 E044421 X
015 A004422 DBS BANK LTD.
015 B004422 S
015 C014422 SINGAPORE
015 D014422 SINGAPORE
015 E044422 X
015 A004423 DEUTSCHE BANK AG
015 B004423 S
015 C014423 ESCHBORN
015 D014423 GERMANY
015 E044423 X
015 A004424 DEUTSCHE BANK AG
015 B004424 S
015 C014424 BUDAPEST
015 D014424 HUNGARY
015 E044424 X
015 A004425 DEUTSCHE BANK AG
015 B004425 S
015 C014425 JAKARTA
PAGE 5
015 D014425 INDONESIA
015 E044425 X
015 A004426 DEUTSCHE BANK AG
015 B004426 S
015 C014426 LONDON
015 D014426 UNITED KINGDOM
015 E044426 X
015 A004427 FIRSTRAND BANK LIMITED
015 B004427 S
015 C014427 JOHANNESBURG
015 D014427 SOUTH AFRICA
015 E044427 X
015 A004428 HSBC BANK (CHINA) COMPANY LIMITED
015 B004428 S
015 C014428 SHANGHAI
015 D014428 CHINA
015 E044428 X
015 A004429 HSBC BANK (VIETNAM) LTD.
015 B004429 S
015 C014429 HO CHI MINH CITY
015 D014429 VIETNAM
015 E044429 X
015 A004430 HSBC BANK ARGENTINA S.A.
015 B004430 S
015 C014430 BUENOS AIRES
015 D014430 ARGENTINA
015 E044430 X
015 A004431 HSBC BANK BERMUDA LIMITED
015 B004431 S
015 C014431 HAMILTON
015 D014431 BERMUDA
015 E044431 X
015 A004432 HSBC BANK MALAYSIA BERHAD
015 B004432 S
015 C014432 KUALA LUMPUR
015 D014432 MALAYSIA
015 E044432 X
015 A004433 HSBC BANK MALTA P.L.C.
015 B004433 S
015 C014433 QORMI
015 D014433 MALTA
015 E044433 X
015 A004434 HSBC BANK MIDDLE EAST LIMITED
015 B004434 S
015 C014434 AL SEEF
015 D014434 BAHRAIN
015 E044434 X
015 A004435 HSBC BANK MIDDLE EAST LIMITED
015 B004435 S
015 C014435 AMMAN
015 D014435 JORDAN
PAGE 6
015 E044435 X
015 A004436 HSBC BANK MIDDLE EAST LIMITED
015 B004436 S
015 C014436 SAFAT
015 D014436 KUWAIT
015 E044436 X
015 A004437 HSBC BANK MIDDLE EAST LIMITED
015 B004437 S
015 C014437 BEIRUT
015 D014437 LEBANON
015 E044437 X
015 A004438 HSBC BANK MIDDLE EAST LIMITED
015 B004438 S
015 C014438 RAMALLAH
015 D014438 PALESTINE TERRITORY
015 E044438 X
015 A004439 HSBC BANK MIDDLE EAST LIMITED
015 B004439 S
015 C014439 DOHA
015 D014439 QATAR
015 E044439 X
015 A004440 HSBC BANK MIDDLE EAST LIMITED
015 B004440 S
015 C014440 DUBAI
015 D014440 UAE-ADX
015 E044440 X
015 A004441 HSBC BANK MIDDLE EAST LIMITED
015 B004441 S
015 C014441 DUBAI
015 D014441 UAE-DFM
015 E044441 X
015 A004442 HSBC BANK MIDDLE EAST LIMITED
015 B004442 S
015 C014442 DUBAI
015 D014442 UAE-NASDAQ DUBAI
015 E044442 X
015 A004443 HSBC BANK OMAN S.A.O.G.
015 B004443 S
015 C014443 SEEB
015 D014443 OMAN
015 E044443 X
015 A004444 HSBC BANK PLC
015 B004444 S
015 C014444 ATHENS
015 D014444 GREECE
015 E044444 X
015 A004445 HSBC SAUDI ARABIA LIMITED
015 B004445 S
015 C014445 RIYADH
015 D014445 SAUDI ARABIA
015 E044445 X
PAGE 7
015 A004446 ING BANK N.V.
015 B004446 S
015 C014446 SOFIA
015 D014446 BULGARIA
015 E044446 X
015 A004447 ING BANK N.V.
015 B004447 S
015 C014447 BUCHAREST
015 D014447 ROMANIA
015 E044447 X
015 A004448 ING BANK UKRAINE
015 B004448 S
015 C014448 KIEV
015 D014448 UKRAINE
015 E044448 X
015 A004449 ISLANDSBANKI HF.
015 B004449 S
015 C014449 REYKJAVIK
015 D014449 ICELAND
015 E044449 X
015 A004450 J.P. MORGAN AG
015 B004450 S
015 C014450 FRANKFURT
015 D014450 GERMANY
015 E044450 X
015 A004451 J.P. MORGAN BANK INTERNATIONAL
015 B004451 S
015 C014451 MOSCOW
015 D014451 RUSSIA
015 E044451 X
015 A004452 J.P. MORGAN S.A. DTVM
015 B004452 S
015 C014452 SAO PAULO
015 D014452 BRAZIL
015 E044452 X
015 A004453 JPMORGAN CHASE BANK, N.A.
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015 C014453 SYDNEY
015 D014453 AUSTRALIA
015 E044453 X
015 A004454 JPMORGAN CHASE BANK, N.A.
015 B004454 S
015 C014454 QUARRY BAY
015 D014454 HONG KONG
015 E044454 X
015 A004455 JPMORGAN CHASE BANK, N.A.
015 B004455 S
015 C014455 MUMBAI
015 D014455 INDIA
015 E044455 X
015 A004456 JPMORGAN CHASE BANK, N.A.
PAGE 8
015 B004456 S
015 C014456 WELLINGTON
015 D014456 NEW ZEALAND
015 E044456 X
015 A004457 JPMORGAN CHASE BANK, N.A.
015 B004457 S
015 C014457 TAIPEI
015 D014457 TAIWAN
015 E044457 X
015 A004458 JPMORGAN CHASE BANK, N.A.
015 B004458 S
015 C014458 LONDON
015 D014458 UNITED KINGDOM
015 E044458 X
015 A004459 MIZUHO CORPORATE BANK, LIMITED
015 B004459 S
015 C014459 TOKYO
015 D014459 JAPAN
015 E044459 X
015 A004460 NORDEA BANK AB
015 B004460 S
015 C014460 STOCKHOLM
015 D014460 SWEDEN
015 E044460 X
015 A004461 NORDEA BANK DANMARK A/S
015 B004461 S
015 C014461 TAASTRUP
015 D014461 DENMARK
015 E044461 X
015 A004462 NORDEA BANK FINLAND PLC
015 B004462 S
015 C014462 HELSINKI
015 D014462 FINLAND
015 E044462 X
015 A004463 NORDEA BANK NORGE ASA
015 B004463 S
015 C014463 OSLO
015 D014463 NORWAY
015 E044463 X
015 A004464 PRIVREDNA BANKA ZAGREB D.D.
015 B004464 S
015 C014464 ZAGREB
015 D014464 CROATIA
015 E044464 X
015 A004465 REPUBLIC BANK LIMITED
015 B004465 S
015 C014465 PORT OF SPAIN
015 D014465 TRINIDAD AND TOBAGO
015 E044465 X
015 A004466 ROYAL BANK OF CANADA
015 B004466 S
PAGE 9
015 C014466 TORONTO
015 D014466 CANADA
015 E044466 X
015 A004467 SANTANDER INVESTMENT, S.A.
015 B004467 S
015 C014467 MADRID
015 D014467 SPAIN
015 E044467 X
015 A004468 SB HSBC BANK KAZAKHSTAN JSC
015 B004468 S
015 C014468 ALMATY
015 D014468 KAZAKHSTAN
015 E044468 X
015 A004469 SOCIETE GENERALE
015 B004469 S
015 C014469 PARIS
015 D014469 FRANCE
015 E044469 X
015 A004470 SOCIETE GENERALE DE BANK COTE D'IVOIRE SA
015 B004470 S
015 C014470 ABIDJAN
015 D014470 IVORY COAST
015 E044470 X
015 A004471 SOCIETE GENERALE MAROCAINE DE BANQUES
015 B004471 S
015 C014471 CASABLANCA
015 D014471 MOROCCO
015 E044471 X
015 A004472 STANBIC BANK TANZANIA LIMITED
015 B004472 S
015 C014472 DAR ES SALAAM
015 D014472 TANZANIA
015 E044472 X
015 A004473 STANBIC BANK ZIMBABWE LIMITED
015 B004473 S
015 C014473 HARARE
015 D014473 ZIMBABWE
015 E044473 X
015 A004474 STANBIC IBTC BANK PLC
015 B004474 S
015 C014474 LAGOS
015 D014474 NIGERIA
015 E044474 X
015 A004475 STANDARD BANK LIMITED, MALAWI
015 B004475 S
015 C014475 BLANTYRE
015 D014475 MALAWI
015 E044475 X
015 A004476 STANDARD BANK NAMIBIA LIMITED
015 B004476 S
015 C014476 WINDHOEK
PAGE 10
015 D014476 NAMIBIA
015 E044476 X
015 A004477 STANDARD CHARTERED BANK
015 B004477 S
015 C014477 DHAKA
015 D014477 BANGLADESH
015 E044477 X
015 A004478 STANDARD CHARTERED BANK (PAKISTAN) LIMITED
015 B004478 S
015 C014478 KARACHI
015 D014478 PAKISTAN
015 E044478 X
015 A004479 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B004479 S
015 C014479 BANGKOK
015 D014479 THAILAND
015 E044479 X
015 A004480 STANDARD CHARTERED BANK BOTSWANA LIMITED
015 B004480 S
015 C014480 GABORONE
015 D014480 BOTSWANA
015 E044480 X
015 A004481 STANDARD CHARTERED BANK GHANA LIMITED
015 B004481 S
015 C014481 ACCRA
015 D014481 GHANA
015 E044481 X
015 A004482 STANDARD CHARTERED BANK KENYA LIMITED
015 B004482 S
015 C014482 NAIROBI
015 D014482 KENYA
015 E044482 X
015 A004483 STANDARD CHARTERED BANK KOREA LIMITED
015 B004483 S
015 C014483 SEOUL
015 D014483 SOUTH KOREA
015 E044483 X
015 A004484 STANDARD CHARTERED BANK UGANDA LIMITED
015 B004484 S
015 C014484 KAMPALA
015 D014484 UGANDA
015 E044484 X
015 A004485 STANDARD CHARTERED BANK ZAMBIA PLC
015 B004485 S
015 C014485 LUSAKA
015 D014485 ZAMBIA
015 E044485 X
015 A004486 SWEDBANK AS
015 B004486 S
015 C014486 TALLINN
015 D014486 ESTONIA
PAGE 11
015 E044486 X
015 A004487 SWEDBANK AS
015 B004487 S
015 C014487 RIGA
015 D014487 LATVIA
015 E044487 X
015 A004488 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED
015 B004488 S
015 C014488 TOKYO
015 D014488 JAPAN
015 E044488 X
015 A004489 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B004489 S
015 C014489 KOWLOON
015 D014489 HONG KONG
015 E044489 X
015 A004490 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B004490 S
015 C014490 EBENE
015 D014490 MAURITIUS
015 E044490 X
015 A004491 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B004491 S
015 C014491 TAGUIG CITY
015 D014491 PHILIPPINES
015 E044491 X
015 A004492 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B004492 S
015 C014492 COLOMBO
015 D014492 SRI LANKA
015 E044492 X
015 A004493 UBS AG
015 B004493 S
015 C014493 ZURICH
015 D014493 SWITZERLAND
015 E044493 X
015 A004494 UNICREDIT BANK AUSTRIA AG
015 B004494 S
015 C014494 VIENNA
015 D014494 AUSTRIA
015 E044494 X
015 A004495 UNICREDIT BANK CZECH REPUBLIC A.S.
015 B004495 S
015 C014495 PRAGUE
015 D014495 CZECH REPUBLIC
015 E044495 X
015 A004496 UNICREDIT BANK SLOVAKIA A.S.
015 B004496 S
015 C014496 BRATISLAVA
015 D014496 SLOVAK REPUBLIC
015 E044496 X
PAGE 12
015 A004497 UNICREDIT BANK SRBIJA A.D.
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015 C014497 BELGRADE
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015 A004498 UNICREDIT BANKA SLOVENIJA D.D.
015 B004498 S
015 C014498 LJUBLJANA
015 D014498 SLOVENIA
015 E044498 X
015 A006301 JPMORGAN CHASE BANK, N.A.
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015 C036301 10005
015 E016301 X
015 A006302 AB SEB BANKAS
015 B006302 S
015 C016302 VILNIUS
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015 E046302 X
015 A006303 BANCO BCT, S.A.
015 B006303 S
015 C016303 SAN JOSE
015 D016303 COSTA RICA
015 E046303 X
015 A006304 BANCO ITAU URUGUAY S.A.
015 B006304 S
015 C016304 MONTEVIDEO
015 D016304 URUGUAY
015 E046304 X
015 A006305 BANCO NACIONAL DE MEXICO, S.A.
015 B006305 S
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015 D016305 MEXICO
015 E046305 X
015 A006306 BANCO SANTANDER CHILE
015 B006306 S
015 C016306 SANTIAGO
015 D016306 CHILE
015 E046306 X
015 A006307 BANK HANDLOWY W. WARSZAWIE S.A.
015 B006307 S
015 C016307 WARSAW
015 D016307 POLAND
015 E046307 X
015 A006308 BANK LEUMI LE-ISRAEL B.M.
015 B006308 S
015 C016308 TEL AVIV
015 D016308 ISRAEL
015 E046308 X
PAGE 13
015 A006309 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A.
015 B006309 S
015 C016309 TUNIS
015 D016309 TUNISIA
015 E046309 X
015 A006310 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006310 S
015 C016310 BRUSSELS
015 D016310 BELGIUM
015 E046310 X
015 A006311 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006311 S
015 C016311 PANTIN
015 D016311 FRANCE
015 E046311 X
015 A006312 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006312 S
015 C016312 MILAN
015 D016312 ITALY
015 E046312 X
015 A006313 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006313 S
015 C016313 HESPERANGE
015 D016313 LUXEMBOURG
015 E046313 X
015 A006314 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006314 S
015 C016314 AMSTERDAM
015 D016314 NETHERLANDS
015 E046314 X
015 A006315 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B006315 S
015 C016315 LISBON
015 D016315 PORTUGAL
015 E046315 X
015 A006316 CANADIAN IMPERIAL BANK OF COMMERCE
015 B006316 S
015 C016316 TORONTO
015 D016316 CANADA
015 E046316 X
015 A006317 CITIBANK A.S.
015 B006317 S
015 C016317 ISTANBUL
015 D016317 TURKEY
015 E046317 X
015 A006318 CITIBANK DEL PERU S.A.
015 B006318 S
015 C016318 SAN ISIDRO
015 D016318 PERU
015 E046318 X
015 A006319 CITIBANK, N.A.
PAGE 14
015 B006319 S
015 C016319 CAIRO
015 D016319 EGYPT
015 E046319 X
015 A006320 CITIBANK, N.A.
015 B006320 S
015 C016320 CARACAS
015 D016320 VENEZUELA
015 E046320 X
015 A006321 CORPBANCA INVESTMENT TRUST COLOMBIA S.A.
015 B006321 S
015 C016321 BOGATA
015 D016321 COLOMBIA
015 E046321 X
015 A006322 DBS BANK LTD.
015 B006322 S
015 C016322 SINGAPORE
015 D016322 SINGAPORE
015 E046322 X
015 A006323 DEUTSCHE BANK AG
015 B006323 S
015 C016323 ESCHBORN
015 D016323 GERMANY
015 E046323 X
015 A006324 DEUTSCHE BANK AG
015 B006324 S
015 C016324 BUDAPEST
015 D016324 HUNGARY
015 E046324 X
015 A006325 DEUTSCHE BANK AG
015 B006325 S
015 C016325 JAKARTA
015 D016325 INDONESIA
015 E046325 X
015 A006326 DEUTSCHE BANK AG
015 B006326 S
015 C016326 LONDON
015 D016326 UNITED KINGDOM
015 E046326 X
015 A006327 FIRSTRAND BANK LIMITED
015 B006327 S
015 C016327 JOHANNESBURG
015 D016327 SOUTH AFRICA
015 E046327 X
015 A006328 HSBC BANK (CHINA) COMPANY LIMITED
015 B006328 S
015 C016328 SHANGHAI
015 D016328 CHINA
015 E046328 X
015 A006329 HSBC BANK (VIETNAM) LTD.
015 B006329 S
PAGE 15
015 C016329 HO CHI MINH CITY
015 D016329 VIETNAM
015 E046329 X
015 A006330 HSBC BANK ARGENTINA S.A.
015 B006330 S
015 C016330 BUENOS AIRES
015 D016330 ARGENTINA
015 E046330 X
015 A006331 HSBC BANK BERMUDA LIMITED
015 B006331 S
015 C016331 HAMILTON
015 D016331 BERMUDA
015 E046331 X
015 A006332 HSBC BANK MALAYSIA BERHAD
015 B006332 S
015 C016332 KUALA LUMPUR
015 D016332 MALAYSIA
015 E046332 X
015 A006333 HSBC BANK MALTA P.L.C.
015 B006333 S
015 C016333 QORMI
015 D016333 MALTA
015 E046333 X
015 A006334 HSBC BANK MIDDLE EAST LIMITED
015 B006334 S
015 C016334 AL SEEF
015 D016334 BAHRAIN
015 E046334 X
015 A006335 HSBC BANK MIDDLE EAST LIMITED
015 B006335 S
015 C016335 AMMAN
015 D016335 JORDAN
015 E046335 X
015 A006336 HSBC BANK MIDDLE EAST LIMITED
015 B006336 S
015 C016336 SAFAT
015 D016336 KUWAIT
015 E046336 X
015 A006337 HSBC BANK MIDDLE EAST LIMITED
015 B006337 S
015 C016337 BEIRUT
015 D016337 LEBANON
015 E046337 X
015 A006338 HSBC BANK MIDDLE EAST LIMITED
015 B006338 S
015 C016338 RAMALLAH
015 D016338 PALESTINE TERRITORY
015 E046338 X
015 A006339 HSBC BANK MIDDLE EAST LIMITED
015 B006339 S
015 C016339 DOHA
PAGE 16
015 D016339 QATAR
015 E046339 X
015 A006340 HSBC BANK MIDDLE EAST LIMITED
015 B006340 S
015 C016340 DUBAI
015 D016340 UAE-ADX
015 E046340 X
015 A006341 HSBC BANK MIDDLE EAST LIMITED
015 B006341 S
015 C016341 DUBAI
015 D016341 UAE-DFM
015 E046341 X
015 A006342 HSBC BANK MIDDLE EAST LIMITED
015 B006342 S
015 C016342 DUBAI
015 D016342 UAE-NASDAQ DUBAI
015 E046342 X
015 A006343 HSBC BANK OMAN S.A.O.G.
015 B006343 S
015 C016343 SEEB
015 D016343 OMAN
015 E046343 X
015 A006344 HSBC BANK PLC
015 B006344 S
015 C016344 ATHENS
015 D016344 GREECE
015 E046344 X
015 A006345 HSBC SAUDI ARABIA LIMITED
015 B006345 S
015 C016345 RIYADH
015 D016345 SAUDI ARABIA
015 E046345 X
015 A006346 ING BANK N.V.
015 B006346 S
015 C016346 SOFIA
015 D016346 BULGARIA
015 E046346 X
015 A006347 ING BANK N.V.
015 B006347 S
015 C016347 BUCHAREST
015 D016347 ROMANIA
015 E046347 X
015 A006348 ING BANK UKRAINE
015 B006348 S
015 C016348 KIEV
015 D016348 UKRAINE
015 E046348 X
015 A006349 ISLANDSBANKI HF.
015 B006349 S
015 C016349 REYKJAVIK
015 D016349 ICELAND
PAGE 17
015 E046349 X
015 A006350 J.P. MORGAN AG
015 B006350 S
015 C016350 FRANKFURT
015 D016350 GERMANY
015 E046350 X
015 A006351 J.P. MORGAN BANK INTERNATIONAL
015 B006351 S
015 C016351 MOSCOW
015 D016351 RUSSIA
015 E046351 X
015 A006352 J.P. MORGAN S.A. DTVM
015 B006352 S
015 C016352 SAO PAULO
015 D016352 BRAZIL
015 E046352 X
015 A006353 JPMORGAN CHASE BANK, N.A.
015 B006353 S
015 C016353 SYDNEY
015 D016353 AUSTRALIA
015 E046353 X
015 A006354 JPMORGAN CHASE BANK, N.A.
015 B006354 S
015 C016354 QUARRY BAY
015 D016354 HONG KONG
015 E046354 X
015 A006355 JPMORGAN CHASE BANK, N.A.
015 B006355 S
015 C016355 MUMBAI
015 D016355 INDIA
015 E046355 X
015 A006356 JPMORGAN CHASE BANK, N.A.
015 B006356 S
015 C016356 WELLINGTON
015 D016356 NEW ZEALAND
015 E046356 X
015 A006357 JPMORGAN CHASE BANK, N.A.
015 B006357 S
015 C016357 TAIPEI
015 D016357 TAIWAN
015 E046357 X
015 A006358 JPMORGAN CHASE BANK, N.A.
015 B006358 S
015 C016358 LONDON
015 D016358 UNITED KINGDOM
015 E046358 X
015 A006359 MIZUHO CORPORATE BANK, LIMITED
015 B006359 S
015 C016359 TOKYO
015 D016359 JAPAN
015 E046359 X
PAGE 18
015 A006360 NORDEA BANK AB
015 B006360 S
015 C016360 STOCKHOLM
015 D016360 SWEDEN
015 E046360 X
015 A006361 NORDEA BANK DANMARK A/S
015 B006361 S
015 C016361 TAASTRUP
015 D016361 DENMARK
015 E046361 X
015 A006362 NORDEA BANK FINLAND PLC
015 B006362 S
015 C016362 HELSINKI
015 D016362 FINLAND
015 E046362 X
015 A006363 NORDEA BANK NORGE ASA
015 B006363 S
015 C016363 OSLO
015 D016363 NORWAY
015 E046363 X
015 A006364 PRIVREDNA BANKA ZAGREB D.D.
015 B006364 S
015 C016364 ZAGREB
015 D016364 CROATIA
015 E046364 X
015 A006365 REPUBLIC BANK LIMITED
015 B006365 S
015 C016365 PORT OF SPAIN
015 D016365 TRINIDAD AND TOBAGO
015 E046365 X
015 A006366 ROYAL BANK OF CANADA
015 B006366 S
015 C016366 TORONTO
015 D016366 CANADA
015 E046366 X
015 A006367 SANTANDER INVESTMENT, S.A.
015 B006367 S
015 C016367 MADRID
015 D016367 SPAIN
015 E046367 X
015 A006368 SB HSBC BANK KAZAKHSTAN JSC
015 B006368 S
015 C016368 ALMATY
015 D016368 KAZAKHSTAN
015 E046368 X
015 A006369 SOCIETE GENERALE
015 B006369 S
015 C016369 PARIS
015 D016369 FRANCE
015 E046369 X
015 A006370 SOCIETE GENERALE DE BANK COTE D'IVOIRE SA
PAGE 19
015 B006370 S
015 C016370 ABIDJAN
015 D016370 IVORY COAST
015 E046370 X
015 A006371 SOCIETE GENERALE MAROCAINE DE BANQUES
015 B006371 S
015 C016371 CASABLANCA
015 D016371 MOROCCO
015 E046371 X
015 A006372 STANBIC BANK TANZANIA LIMITED
015 B006372 S
015 C016372 DAR ES SALAAM
015 D016372 TANZANIA
015 E046372 X
015 A006373 STANBIC BANK ZIMBABWE LIMITED
015 B006373 S
015 C016373 HARARE
015 D016373 ZIMBABWE
015 E046373 X
015 A006374 STANBIC IBTC BANK PLC
015 B006374 S
015 C016374 LAGOS
015 D016374 NIGERIA
015 E046374 X
015 A006375 STANDARD BANK LIMITED, MALAWI
015 B006375 S
015 C016375 BLANTYRE
015 D016375 MALAWI
015 E046375 X
015 A006376 STANDARD BANK NAMIBIA LIMITED
015 B006376 S
015 C016376 WINDHOEK
015 D016376 NAMIBIA
015 E046376 X
015 A006377 STANDARD CHARTERED BANK
015 B006377 S
015 C016377 DHAKA
015 D016377 BANGLADESH
015 E046377 X
015 A006378 STANDARD CHARTERED BANK (PAKISTAN) LIMITED
015 B006378 S
015 C016378 KARACHI
015 D016378 PAKISTAN
015 E046378 X
015 A006379 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B006379 S
015 C016379 BANGKOK
015 D016379 THAILAND
015 E046379 X
015 A006380 STANDARD CHARTERED BANK BOTSWANA LIMITED
015 B006380 S
PAGE 20
015 C016380 GABORONE
015 D016380 BOTSWANA
015 E046380 X
015 A006381 STANDARD CHARTERED BANK GHANA LIMITED
015 B006381 S
015 C016381 ACCRA
015 D016381 GHANA
015 E046381 X
015 A006382 STANDARD CHARTERED BANK KENYA LIMITED
015 B006382 S
015 C016382 NAIROBI
015 D016382 KENYA
015 E046382 X
015 A006383 STANDARD CHARTERED BANK KOREA LIMITED
015 B006383 S
015 C016383 SEOUL
015 D016383 SOUTH KOREA
015 E046383 X
015 A006384 STANDARD CHARTERED BANK UGANDA LIMITED
015 B006384 S
015 C016384 KAMPALA
015 D016384 UGANDA
015 E046384 X
015 A006385 STANDARD CHARTERED BANK ZAMBIA PLC
015 B006385 S
015 C016385 LUSAKA
015 D016385 ZAMBIA
015 E046385 X
015 A006386 SWEDBANK AS
015 B006386 S
015 C016386 TALLINN
015 D016386 ESTONIA
015 E046386 X
015 A006387 SWEDBANK AS
015 B006387 S
015 C016387 RIGA
015 D016387 LATVIA
015 E046387 X
015 A006388 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED
015 B006388 S
015 C016388 TOKYO
015 D016388 JAPAN
015 E046388 X
015 A006389 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B006389 S
015 C016389 KOWLOON
015 D016389 HONG KONG
015 E046389 X
015 A006390 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B006390 S
015 C016390 EBENE
PAGE 21
015 D016390 MAURITIUS
015 E046390 X
015 A006391 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B006391 S
015 C016391 TAGUIG CITY
015 D016391 PHILIPPINES
015 E046391 X
015 A006392 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B006392 S
015 C016392 COLOMBO
015 D016392 SRI LANKA
015 E046392 X
015 A006393 UBS AG
015 B006393 S
015 C016393 ZURICH
015 D016393 SWITZERLAND
015 E046393 X
015 A006394 UNICREDIT BANK AUSTRIA AG
015 B006394 S
015 C016394 VIENNA
015 D016394 AUSTRIA
015 E046394 X
015 A006395 UNICREDIT BANK CZECH REPUBLIC A.S.
015 B006395 S
015 C016395 PRAGUE
015 D016395 CZECH REPUBLIC
015 E046395 X
015 A006396 UNICREDIT BANK SLOVAKIA A.S.
015 B006396 S
015 C016396 BRATISLAVA
015 D016396 SLOVAK REPUBLIC
015 E046396 X
015 A006397 UNICREDIT BANK SRBIJA A.D.
015 B006397 S
015 C016397 BELGRADE
015 D016397 SERBIA
015 E046397 X
015 A006398 UNICREDIT BANKA SLOVENIJA D.D.
015 B006398 S
015 C016398 LJUBLJANA
015 D016398 SLOVENIA
015 E046398 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 208
019 C00AA00 COLUMBIAFD
020 A000001 Goldman, Sachs & Co.
020 B000001 13-5108880
020 C000001 514
020 A000002 JPMorgan Securities
020 B000002 13-3224016
PAGE 22
020 C000002 304
020 A000003 BARCLAYS CAPITAL
020 B000003 13-3297824
020 C000003 245
020 A000004 DEUTSCHE BANK SECURITIES INC.
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020 C000004 105
020 A000005 CITIGROUP GLOBAL MARKETS INC.
020 B000005 11-2418191
020 C000005 98
020 A000006 UBS SECURITIES LLC
020 B000006 13-3873456
020 C000006 71
020 A000007 CREDIT SUISSE SECURITIES (USA) L.L.C.
020 B000007 13-5659485
020 C000007 49
020 A000008 MORGAN STANLEY
020 B000008 13-2655998
020 C000008 37
020 A000009 SUSQUEHANNA INVESTMENT GROUP
020 C000009 18
020 A000010 Burke & Quick Partners LLC
020 B000010 13-3163874
020 C000010 9
021 000000 1501
022 A000001 J.P. MORGAN SECURITIES, INC.
022 B000001 13-3224016
022 C000001 574759
022 D000001 15059
022 A000002 CITIGROUP GLOBAL MARKETS INC.
022 B000002 11-2418191
022 C000002 339297
022 D000002 27751
022 A000003 BARCLAYS CAPITAL
022 B000003 13-3297824
022 C000003 341657
022 D000003 23329
022 A000004 Morgan Stanley
022 B000004 13-2655998
022 C000004 331562
022 D000004 25356
022 A000005 GOLDMAN, SACHS & CO.
022 B000005 13-5108880
022 C000005 302016
022 D000005 36975
022 A000006 WELLS FARGO INVESTMENTS, LLC
022 B000006 91-1374280
022 C000006 227957
022 D000006 32195
022 A000007 DREYFUS
022 C000007 79000
PAGE 23
022 D000007 109800
022 A000008 RBC DAIN RAUCHER INC.
022 B000008 41-0212020
022 C000008 87046
022 D000008 21226
022 A000009 JEFFERIES & COMPANY, INC.
022 B000009 95-2622900
022 C000009 54805
022 D000009 15165
022 A000010 G. X. Clarke & Co.
022 B000010 13-2969143
022 C000010 40992
022 D000010 24990
023 C000000 2823088
023 D000000 472411
024 000600 N
024 003200 N
024 004400 Y
024 006300 Y
025 A004401 Citigroup, Inc.
025 B004401 11-2418191
025 C004401 E
025 D004401 24428
025 A006301 Bear Stearns Commercial Mortgage Securities
025 B006301 13-3299429
025 C006301 D
025 D006301 19810
025 A006302 Citigroup, Inc.
025 B006302 11-2418191
025 C006302 D
025 D006302 13134
025 A006303 Citigroup Mortgage Loan Trust, Inc.
025 B006303 11-2418191
025 C006303 D
025 D006303 2344
025 A006304 Credit Suisse First Boston Corp.
025 B006304 13-5659485
025 C006304 D
025 D006304 7997
025 A006305 Credit Suisse Mortgage Capital Certificates
025 B006305 13-5659485
025 C006305 D
025 D006305 1048
025 A006306 GOLDMAN, SACHS & CO.
025 B006306 13-5108880
025 C006306 D
025 D006306 12305
025 A006307 GS Mortgage Securities Corp. II
025 B006307 13-5108880
025 C006307 D
025 D006307 7225
PAGE 24
025 A006308 JPMorgan Chase
025 B006308 13-3224016
025 C006308 D
025 D006308 34704
025 A006309 Lehman Brothers
025 B006309 13-2518466
025 C006309 D
025 D006309 10876
025 A006310 Merrill Lynch Mortgage Trust
025 B006310 13-5674085
025 C006310 D
025 D006310 18762
025 A006311 Morgan Stanley
025 B006311 13-2655998
025 C006311 D
025 D006311 11501
025 A006312 Morgan Stanley ABS Capital I
025 B006312 13-2655998
025 C006312 D
025 D006312 24222
025 A006313 Morgan Stanley, Dean Witter Capital I
025 B006313 13-2655998
025 C006313 D
025 D006313 693
025 A006314 PNC Funding Corp.
025 B006314 25-1471636
025 C006314 D
025 D006314 7924
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 Y
026 G010000 N
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PAGE 25
028 D020600 11326
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PAGE 26
028 B034400 0
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PAGE 27
028 H006300 0
029 000600 Y
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PAGE 28
037 006300 N
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PAGE 29
043 006300 0
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PAGE 30
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PAGE 31
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053 B003200 Y
053 C003200 N
053 A004400 N
053 A006300 Y
053 B006300 Y
053 C006300 N
054 A000600 Y
054 B000600 Y
054 C000600 Y
054 D000600 N
054 E000600 N
054 F000600 N
054 G000600 Y
054 H000600 Y
054 I000600 N
054 J000600 Y
054 K000600 N
054 L000600 Y
054 M000600 Y
054 N000600 N
054 O000600 Y
054 A003200 Y
054 B003200 Y
054 C003200 Y
054 D003200 N
054 E003200 N
PAGE 32
054 F003200 N
054 G003200 Y
054 H003200 Y
054 I003200 N
054 J003200 Y
054 K003200 N
054 L003200 Y
054 M003200 Y
054 N003200 N
054 O003200 Y
054 A004400 Y
054 B004400 Y
054 C004400 Y
054 D004400 N
054 E004400 N
054 F004400 N
054 G004400 Y
054 H004400 Y
054 I004400 N
054 J004400 Y
054 K004400 N
054 L004400 Y
054 M004400 Y
054 N004400 N
054 O004400 Y
054 A006300 Y
054 B006300 Y
054 C006300 Y
054 D006300 N
054 E006300 N
054 F006300 Y
054 G006300 Y
054 H006300 Y
054 I006300 N
054 J006300 Y
054 K006300 Y
054 L006300 Y
054 M006300 Y
054 N006300 Y
054 O006300 Y
055 A000600 N
055 B000600 N
055 A003200 N
055 B003200 N
055 A004400 N
055 B004400 N
055 A006300 N
055 B006300 N
056 000600 Y
056 003200 Y
056 004400 Y
PAGE 33
056 006300 Y
057 000600 N
057 003200 N
057 004400 N
057 006300 N
058 A000600 N
058 A003200 N
058 A004400 N
058 A006300 N
059 000600 Y
059 003200 Y
059 004400 Y
059 006300 Y
060 A000600 Y
060 B000600 Y
060 A003200 Y
060 B003200 Y
060 A004400 Y
060 B004400 Y
060 A006300 Y
060 B006300 Y
061 000600 2000
061 003200 2000
061 004400 2000
061 006300 25000
062 A000600 Y
062 B000600 0.0
062 C000600 0.0
062 D000600 0.0
062 E000600 0.0
062 F000600 0.0
062 G000600 0.0
062 H000600 0.0
062 I000600 0.0
062 J000600 0.0
062 K000600 0.0
062 L000600 1.7
062 M000600 0.0
062 N000600 0.0
062 O000600 96.1
062 P000600 0.0
062 Q000600 0.0
062 R000600 0.8
062 A003200 Y
062 B003200 0.0
062 C003200 0.0
062 D003200 0.0
062 E003200 0.0
062 F003200 0.0
062 G003200 0.0
062 H003200 0.0
PAGE 34
062 I003200 0.0
062 J003200 0.0
062 K003200 0.0
062 L003200 0.9
062 M003200 0.0
062 N003200 0.0
062 O003200 98.2
062 P003200 0.0
062 Q003200 0.0
062 R003200 0.0
062 A004400 N
062 B004400 0.0
062 C004400 0.0
062 D004400 0.0
062 E004400 0.0
062 F004400 0.0
062 G004400 0.0
062 H004400 0.0
062 I004400 0.0
062 J004400 0.0
062 K004400 0.0
062 L004400 0.0
062 M004400 0.0
062 N004400 0.0
062 O004400 0.0
062 P004400 0.0
062 Q004400 0.0
062 R004400 99.0
062 A006300 Y
062 B006300 0.0
062 C006300 0.0
062 D006300 0.0
062 E006300 0.0
062 F006300 0.0
062 G006300 0.0
062 H006300 0.0
062 I006300 0.0
062 J006300 0.0
062 K006300 0.0
062 L006300 6.6
062 M006300 6.3
062 N006300 8.5
062 O006300 2.3
062 P006300 74.7
062 Q006300 1.6
062 R006300 0.0
063 A000600 0
063 B000600 6.9
063 A003200 0
063 B003200 5.8
063 A004400 0
PAGE 35
063 B004400 0.0
063 A006300 0
063 B006300 5.4
064 A000600 Y
064 B000600 Y
064 A003200 Y
064 B003200 N
064 A006300 Y
064 B006300 N
065 000600 N
066 A000600 N
066 A003200 N
066 A004400 Y
066 B004400 N
066 C004400 Y
066 D004400 N
066 E004400 N
066 F004400 N
066 G004400 N
066 A006300 N
067 000600 N
067 003200 N
067 004400 N
067 006300 N
068 A000600 N
068 B000600 N
068 A003200 N
068 B003200 N
068 A004400 N
068 B004400 N
068 A006300 N
068 B006300 N
069 000600 N
069 003200 N
069 004400 N
069 006300 N
070 A010600 Y
070 A020600 N
070 B010600 Y
070 B020600 N
070 C010600 Y
070 C020600 N
070 D010600 Y
070 D020600 N
070 E010600 Y
070 E020600 N
070 F010600 Y
070 F020600 N
070 G010600 Y
070 G020600 N
070 H010600 Y
PAGE 36
070 H020600 N
070 I010600 Y
070 I020600 N
070 J010600 Y
070 J020600 Y
070 K010600 Y
070 K020600 Y
070 L010600 Y
070 L020600 N
070 M010600 Y
070 M020600 N
070 N010600 Y
070 N020600 N
070 O010600 Y
070 O020600 N
070 P010600 Y
070 P020600 N
070 Q010600 N
070 Q020600 N
070 R010600 Y
070 R020600 N
070 A013200 Y
070 A023200 N
070 B013200 N
070 B023200 N
070 C013200 Y
070 C023200 N
070 D013200 N
070 D023200 N
070 E013200 Y
070 E023200 N
070 F013200 Y
070 F023200 N
070 G013200 Y
070 G023200 N
070 H013200 Y
070 H023200 N
070 I013200 Y
070 I023200 N
070 J013200 Y
070 J023200 N
070 K013200 Y
070 K023200 Y
070 L013200 Y
070 L023200 N
070 M013200 N
070 M023200 N
070 N013200 Y
070 N023200 N
070 O013200 Y
070 O023200 N
PAGE 37
070 P013200 Y
070 P023200 N
070 Q013200 Y
070 Q023200 N
070 R013200 N
070 R023200 N
070 A014400 Y
070 A024400 Y
070 B014400 Y
070 B024400 N
070 C014400 Y
070 C024400 N
070 D014400 Y
070 D024400 N
070 E014400 Y
070 E024400 N
070 F014400 Y
070 F024400 N
070 G014400 Y
070 G024400 N
070 H014400 Y
070 H024400 N
070 I014400 Y
070 I024400 N
070 J014400 Y
070 J024400 N
070 K014400 Y
070 K024400 Y
070 L014400 Y
070 L024400 Y
070 M014400 Y
070 M024400 Y
070 N014400 Y
070 N024400 Y
070 O014400 Y
070 O024400 N
070 P014400 Y
070 P024400 N
070 Q014400 Y
070 Q024400 N
070 R014400 Y
070 R024400 N
070 A016300 Y
070 A026300 Y
070 B016300 Y
070 B026300 N
070 C016300 Y
070 C026300 N
070 D016300 Y
070 D026300 N
070 E016300 Y
PAGE 38
070 E026300 N
070 F016300 Y
070 F026300 N
070 G016300 Y
070 G026300 N
070 H016300 Y
070 H026300 N
070 I016300 Y
070 I026300 N
070 J016300 Y
070 J026300 N
070 K016300 Y
070 K026300 Y
070 L016300 Y
070 L026300 N
070 M016300 Y
070 M026300 N
070 N016300 Y
070 N026300 Y
070 O016300 Y
070 O026300 N
070 P016300 Y
070 P026300 N
070 Q016300 Y
070 Q026300 N
070 R016300 Y
070 R026300 N
071 A000600 250267
071 B000600 308146
071 C000600 4576016
071 D000600 5
071 A003200 47233
071 B003200 23208
071 C003200 487229
071 D003200 5
071 A004400 1365022
071 B004400 1480431
071 C004400 2514718
071 D004400 54
071 A006300 926493
071 B006300 436036
071 C006300 1400850
071 D006300 31
072 A000600 6
072 B000600 112957
072 C000600 5
072 D000600 0
072 E000600 0
072 F000600 8732
072 G000600 1379
072 H000600 0
PAGE 39
072 I000600 2623
072 J000600 18
072 K000600 166
072 L000600 0
072 M000600 73
072 N000600 62
072 O000600 0
072 P000600 57
072 Q000600 0
072 R000600 14
072 S000600 91
072 T000600 4293
072 U000600 0
072 V000600 0
072 W000600 103
072 X000600 17611
072 Y000600 0
072 Z000600 95351
072AA000600 10479
072BB000600 0
072CC010600 12099
072CC020600 0
072DD010600 76298
072DD020600 18295
072EE000600 0
072 A003200 6
072 B003200 8774
072 C003200 0
072 D003200 0
072 E003200 0
072 F003200 1011
072 G003200 171
072 H003200 0
072 I003200 259
072 J003200 3
072 K003200 30
072 L003200 0
072 M003200 17
072 N003200 32
072 O003200 0
072 P003200 0
072 Q003200 0
072 R003200 14
072 S003200 8
072 T003200 125
072 U003200 0
072 V003200 0
072 W003200 6
072 X003200 1676
072 Y003200 172
072 Z003200 7270
PAGE 40
072AA003200 449
072BB003200 0
072CC013200 0
072CC023200 2363
072DD013200 460
072DD023200 6810
072EE003200 0
072 A004400 6
072 B004400 253
072 C004400 24119
072 D004400 0
072 E004400 0
072 F004400 8137
072 G004400 689
072 H004400 0
072 I004400 2730
072 J004400 15
072 K004400 298
072 L004400 0
072 M004400 41
072 N004400 96
072 O004400 0
072 P004400 0
072 Q004400 0
072 R004400 12
072 S004400 50
072 T004400 2355
072 U004400 0
072 V004400 0
072 W004400 54
072 X004400 14477
072 Y004400 0
072 Z004400 9895
072AA004400 182127
072BB004400 0
072CC014400 68418
072CC024400 0
072DD014400 2772
072DD024400 5031
072EE004400 0
072 A006300 6
072 B006300 8655
072 C006300 52
072 D006300 0
072 E006300 0
072 F006300 1947
072 G006300 0
072 H006300 0
072 I006300 0
072 J006300 0
072 K006300 0
PAGE 41
072 L006300 0
072 M006300 26
072 N006300 0
072 O006300 0
072 P006300 0
072 Q006300 0
072 R006300 16
072 S006300 20
072 T006300 0
072 U006300 0
072 V006300 0
072 W006300 0
072 X006300 2009
072 Y006300 57
072 Z006300 6755
072AA006300 1036
072BB006300 0
072CC016300 0
072CC026300 1837
072DD016300 6834
072DD026300 0
072EE006300 0
073 A010600 0.0000
073 A020600 0.0000
073 B000600 0.0000
073 C000600 0.0000
073 A013200 0.0000
073 A023200 0.0000
073 B003200 0.0000
073 C003200 0.0000
073 A014400 0.0000
073 A024400 0.0000
073 B004400 0.0000
073 C004400 0.0000
073 A016300 0.0000
073 A026300 0.0000
073 B006300 0.0000
073 C006300 0.0000
074 A000600 0
074 B000600 0
074 C000600 0
074 D000600 4534171
074 E000600 10169
074 F000600 0
074 G000600 0
074 H000600 0
074 I000600 80072
074 J000600 42916
074 K000600 260
074 L000600 62744
074 M000600 36
PAGE 42
074 N000600 4730368
074 O000600 0
074 P000600 1023
074 Q000600 0
074 R010600 0
074 R020600 0
074 R030600 0
074 R040600 39273
074 S000600 0
074 T000600 4690072
074 U010600 265372
074 U020600 61664
074 V010600 0.00
074 V020600 0.00
074 W000600 0.0000
074 X000600 53080
074 Y000600 0
074 A003200 0
074 B003200 0
074 C003200 0
074 D003200 496624
074 E003200 0
074 F003200 0
074 G003200 0
074 H003200 0
074 I003200 4680
074 J003200 0
074 K003200 40
074 L003200 6088
074 M003200 4
074 N003200 507436
074 O003200 0
074 P003200 107
074 Q003200 0
074 R013200 0
074 R023200 0
074 R033200 0
074 R043200 1507
074 S003200 0
074 T003200 505822
074 U013200 2802
074 U023200 36400
074 V013200 0.00
074 V023200 0.00
074 W003200 0.0000
074 X003200 2374
074 Y003200 0
074 A004400 0
074 B004400 0
074 C004400 0
074 D004400 0
PAGE 43
074 E004400 32091
074 F004400 2558130
074 G004400 0
074 H004400 0
074 I004400 37793
074 J004400 49358
074 K004400 201
074 L004400 3361
074 M004400 64
074 N004400 2680998
074 O004400 24875
074 P004400 569
074 Q004400 0
074 R014400 0
074 R024400 0
074 R034400 0
074 R044400 1992
074 S004400 0
074 T004400 2653562
074 U014400 48617
074 U024400 44595
074 V014400 0.00
074 V024400 0.00
074 W004400 0.0000
074 X004400 139424
074 Y004400 0
074 A006300 0
074 B006300 0
074 C006300 0
074 D006300 1647560
074 E006300 0
074 F006300 0
074 G006300 0
074 H006300 0
074 I006300 115673
074 J006300 5328
074 K006300 33
074 L006300 27046
074 M006300 0
074 N006300 1795640
074 O006300 24855
074 P006300 45
074 Q006300 0
074 R016300 0
074 R026300 0
074 R036300 0
074 R046300 6640
074 S006300 0
074 T006300 1764100
074 U016300 195838
074 U026300 0
PAGE 44
074 V016300 9.01
074 V026300 0.00
074 W006300 0.0000
074 X006300 9
074 Y006300 0
075 A000600 0
075 B000600 4729104
075 A003200 0
075 B003200 502673
075 A004400 0
075 B004400 2580120
075 A006300 0
075 B006300 1541187
076 000600 0.00
076 003200 0.00
076 004400 0.00
076 006300 0.00
077 A000000 Y
077 B000000 N
077 C000000 N
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 Y
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078 000000 N
080 C00AA00 0
081 B00AA00 0
082 B00AA00 0
083 B00AA00 0
084 B00AA00 0
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
PAGE 45
086 E020000 0
086 F010000 0
086 F020000 0
This report is signed on behalf of the registrant (or depositor or trustee).
City of: Boston State of: Massachusetts Date: March 22, 2013
Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I
/s/ Michael G. Clarke
-------------------------------------------------------------------------------
Michael G. Clarke
Treasurer
/s/ Joseph F. DiMaria
-------------------------------------------------------------------------------
Joseph F. DiMaria
Chief Accounting Officer
Witness
Columbia Funds Series Trust I
EX-99.77E LEGAL
2
EX99.77E.txt
EX-99.77E LEGAL
EXHIBIT77E
Columbia Funds Series Trust I (the "Trust") - Semi-annual N-SAR report for the
period ending 1/31/13
CMG Ultra Short Term Bond Fund
Columbia Large Cap Growth Fund
Columbia Oregon Intermediate Municipal Bond Fund
Columbia Tax-Exempt Fund
-------------------------------------------------------------------------------
Item 77E - Legal Proceedings:
In December 2005, without admitting or denying the allegations, American
Express Financial Corporation (AEFC, which is now known as Ameriprise
Financial, Inc. (Ameriprise Financial)) entered into settlement agreements
with the Securities and Exchange Commission (SEC) and Minnesota Department of
Commerce (MDOC) related to market timing activities. As a result, AEFC was
censured and ordered to cease and desist from committing or causing any
violations of certain provisions of the Investment Advisers Act of 1940, the
Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay
disgorgement of $10 million and civil money penalties of $7 million. AEFC also
agreed to retain an independent distribution consultant to assist in
developing a plan for distribution of all disgorgement and civil penalties
ordered by the SEC in accordance with various undertakings detailed at
www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its
affiliates have cooperated with the SEC and the MDOC in these legal
proceedings, and have made regular reports to the funds' Boards of Trustees.
Ameriprise Financial and certain of its affiliates have historically been
involved in a number of legal, arbitration and regulatory proceedings,
including routine litigation, class actions, and governmental actions,
concerning matters arising in connection with the conduct of their business
activities. Ameriprise Financial believes that the Funds are not currently the
subject of, and that neither Ameriprise Financial nor any of its affiliates
are the subject of, any pending legal, arbitration or regulatory proceedings
that are likely to have a material adverse effect on the Funds or the ability
of Ameriprise Financial or its affiliates to perform under their contracts
with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as
necessary, 8-K filings with the Securities and Exchange Commission on legal
and regulatory matters that relate to Ameriprise Financial and its affiliates.
Copies of these filings may be obtained by accessing the SEC website at
www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions, reduced
sale of fund shares or other adverse consequences to the Funds. Further,
although we believe proceedings are not likely to have a material adverse
effect on the Funds or the ability of Ameriprise Financial or its affiliates
to perform under their contracts with the Funds, these proceedings are subject
to uncertainties and, as such, we are unable to estimate the possible loss or
range of loss that may result. An adverse outcome in one or more of these
proceedings could result in adverse judgments, settlements, fines, penalties
or other relief that could have a material adverse effect on the consolidated
financial condition or results of operations of Ameriprise Financial.
EX-99.77I NEW SECUR
3
EX99.77I.txt
EX-99.77I NEW SECUR
EXHIBIT 77I
Columbia Funds Series Trust I (the "Trust") - Semi-annual N-SAR report for the
period ending 1/31/13
CMG Ultra Short Term Bond Fund
Columbia Large Cap Growth Fund
Columbia Oregon Intermediate Municipal Bond Fund
Columbia Tax-Exempt Fund
-------------------------------------------------------------------------------
Item 77I/77Q1(d) - Terms of new or amended securities:
Changes to certain features of Class A, R3, R4, R5, Y and Z shares of the
Columbia Funds, as described in the supplement to the prospectus(es) and
Statement of Additional Information of each of the below-named funds, dated
and filed October 1, 2012 pursuant to Rule 497(e) of the Securities Act of
1933,Accession No. 0001193125-12-410379, are incorporated by reference.
* Columbia Large Cap Growth Fund
* Columbia Oregon Intermediate Municipal Bond Fund
* Columbia Tax-Exempt Fund
COLUMBIA FUNDS SERIES TRUST
COLUMBIA FUNDS SERIES TRUST I
COLUMBIA FUNDS SERIES TRUST II
(the "Trusts")
Supplement dated October 1, 2012
to certain Prospectuses and Statements of Additional Information
Certain features of Class A, R3, R4, R5, Y and Z shares of the Columbia Funds
are changing, as described below:
As used in this Supplement, the term "retirement plan" refers to retirement
plans created under sections 401(a), 401(k), 457 and 403(b) of the Internal
Revenue Code of 1986, as amended (the Code), non-qualified deferred compensation
plans governed by section 409A of the Code and similar plans but does not refer
to individual retirement plans. The term "omnibus retirement plan" refers to a
retirement plan that has a plan-level or omnibus account with the Funds'
transfer agent. The term "selling agent" refers to the financial intermediaries
that are authorized to sell Fund shares. Selling agents include broker-dealers
and financial advisors as well as firms that employ such broker-dealers and
financial advisors, including, for example, brokerage firms, banks, investment
advisers, third party administrators and other financial intermediaries,
including Ameriprise Financial, Inc. and its affiliates.
Effective as of the date hereof, the Prospectuses and the Statements of
Additional Information (together, the SAIs) to which this Supplement is
attached are modified as indicated below:
1.Name Change for Class R4. Effective October 25, 2012, Class R4 shares will
be re-named Class K shares and all references to Class R4 shares in the
Prospectuses and the SAIs will be deemed to be references to Class K
shares. There are no other changes to this share class. Class K shares
remain closed to new investors and new accounts, subject to certain
exceptions described in the applicable Prospectus. References to Class K
shares below refer to the Class R4 shares that have been re-named Class K
shares.
2.Changes to Class R3. The following changes will occur to Class R3 shares:
A.Name Change. Effective October 31, 2012, Class R3 shares will be re-named
Class R4 shares and all references to Class R3 shares in the Prospectuses
and the SAIs will be deemed to be references to Class R4 shares.
References to Class R4 shares below refer to the Class R3 shares that
have been re-named Class R4 shares.
B.Fee Changes. Effective November 1, 2012, Class R4 shares of a Fund will
no longer be subject to a 0.25% distribution fee or 0.25% plan
administration fee. In addition, the transfer agency fees for Class R4
shares will increase, as described below under Transfer Agency Fees.
C.Re-opening. Effective November 8, 2012, Class R4 shares will be available
for purchase by omnibus retirement plans, trust companies or similar
institutions, 501(c)(3) charitable organizations, 529 plans and health
savings accounts.
3.Changes to Class R5 - Re-opening; Eligibility. Effective November 8, 2012,
Class R5 shares of a Fund are available only to (i) registered investment
advisers that clear Fund share transactions for their client or customer
accounts through designated mutual fund trading platforms that have been
granted specific written authorization from the Funds'transfer agent with
respect to Class R5 eligibility apart from selling, servicing or similar
agreements and (ii) omnibus retirement plans. Prior to November 8, 2012,
Class R5 shares were closed to new investors and new accounts, subject to
certain exceptions. Existing shareholders who do not satisfy the new
eligibility requirements for investment in Class R5 shares may not
establish new Class R5 accounts, but may continue to make additional
purchases of Class R5 shares in accounts opened and funded prior to
November 8, 2012. In addition, investment advisory programs and similar
programs that opened a Class R5 account as of May 1, 2010, and continuously
hold Class R5 shares in such account after such date, may generally not
only continue to make additional purchases of Class R5 shares but also open
new Class R5 accounts and add new shareholders in the program.
4.Changes to Class Y - Eligibility. Effective November 8, 2012, Class Y
shares of a Fund are available only to (i) omnibus retirement plans with
plan assets of at least $10 million as of the date of funding the Fund
account; and (ii) omnibus retirement plans with plan assets of less than
$10 million as of the date of funding the Fund account, provided that such
plans invest $500,000 or more in Class Y shares of the Fund. Prior to
November 8, 2012, Class Y shares were offered only to certain former
shareholders of series of the former Columbia Funds Institutional Trust
(together, Former CFIT Shareholders). Former CFIT Shareholders who opened
and funded a Class Y account with a Fund as of the close of business on
November 7, 2012 may continue to make additional purchases of Class Y
shares even if they do not satisfy the new eligibility requirements but
may not establish new Class Y accounts and will not be eligible to exchange
Class Y shares of a Fund into Class Y shares of other Funds. Former CFIT
Shareholders may exchange Class Y shares of a Fund for Class Z shares of
the same Fund or Class Z shares of another Fund, subject to applicable
minimum investments.
5.Changes to Class Z - Partial Closing.
A.Omnibus Retirement Plans. Effective March 29, 2013, omnibus retirement
plans are not permitted to establish new Class Z accounts, other than
pursuant to the following exceptions. Omnibus retirement plans that
opened and funded a Class Z account with a Fund as of the close of
business on March 28, 2013, and continuously hold Class Z shares in such
account after March 28, 2013, may continue to make additional purchases
of Class Z shares, open new Class Z accounts and add new participants.
In addition, an omnibus retirement plan may, in the discretion of the
Funds'distributor, open new Class Z accounts for a Fund after March 28,
2013 if the plan'sponsor or an affiliated sponsor opened and funded a
Class Z account for another omnibus retirement plan as of March 28, 2013.
If an omnibus retirement plan invested in Class Z shares changes
recordkeepers after March 28, 2013, any new accounts established for that
plan may not be established in Class Z shares but such a plan may
establish new accounts in a different share class for which the plan is
eligible.
B.Selling Agents that Clear through Certain Platforms. Effective March 29,
2013, accounts of selling agents (other than omnibus retirement plans,
discussed above) that clear Fund share transactions for their client or
customer accounts through designated mutual fund trading platforms that
have received specific written notice from the Funds' transfer agent of
the termination of their eligibility for new purchases of Class Z shares
will not be permitted to establish new Class Z accounts or make
additional purchases of Class Z shares for existing accounts (other than
through reinvestment of distributions).
C.Other Existing Class Z Shareholders. Existing holders of Class Z shares
(other than those described in the immediately preceding paragraph) may
continue to maintain Class Z accounts and make additional purchases of
Class Z shares (including through reinvestment of distributions).
6.Exchangeability. Shareholders may exchange shares of one share class of a
Fund for shares of another share class of the Fund or another fund managed
by Columbia Management Investment Advisers, LLC or its affiliates, subject
to eligibility. Before making such an exchange, you should consider the
fees and expenses of each share class.
7.Front-End Sales Charge Waivers for Class A Shares. Effective November 8,
2012, the Funds'distributor may waive front-end sales charges on (i)
purchases (including exchanges) of Class A shares in accounts of selling
agents that have entered into agreements with the Funds' distributor to
offer Fund shares to self-directed investment brokerage accounts that may
or may not charge a transaction fee to customers and (ii) exchanges of
Class Z shares of a Fund for Class A shares of the Fund.
8.Selling Agent Compensation. The following is added to the section of each
Prospectus entitled Selling Agent Compensation as the last paragraph of
such section:
Generally, the Distributor, the Investment Manager and their
affiliates do not make any of the marketing support payments described
in the first and second paragraph of this section with respect to
Class Y shares; provided, however, that such payments are, or may be,
made to Bank of America with respect to Class Y shares of Columbia
Bond Fund, Columbia Global Dividend Opportunity Fund, Columbia Income
Opportunities Fund, Columbia Large Cap Enhanced Core Fund, Columbia
Large Cap Growth Fund, Columbia Large Cap Value Fund, Columbia Mid Cap
Growth Fund, Columbia Mid Cap Value Fund, Columbia Multi-Advisor
International Equity Fund, Columbia Short Term Bond Fund, Columbia
Small Cap Growth Fund I and Columbia Small Cap Value Fund I. In
addition, the Funds' transfer agent does not pay selling agents for
the shareholder servicing support described in the third and fourth
paragraph of this section with respect to Class Y shares.
9.Transfer Agency Fees. Effective November 1, 2012, the Funds will pay their
transfer agent the following transfer agency fee: (i) an annual fee of $21
per account (excluding Class I share accounts) and (ii) either (a) for all
share classes other than Class I, K, R5 and Y) an annual rate of 0.20% of
the average aggregate value of shares maintained in omnibus accounts (other
than omnibus accounts for which American Enterprise Investment Services,
Inc. is the broker of record or accounts where the beneficial owner is a
customer of Ameriprise Financial Services, Inc., for which the transfer
agent is reimbursed $16 annually, calculated monthly based on the total
number of positions in which accounts at the end of such month) or (b) for
Class K and Class R5 shares 0.05% of the average aggregate value of shares
maintained in omnibus accounts, provided that total transfer agency fees
for Class K and Class R5 shares, including reimbursements, shall not exceed
0.05%. The Funds also pay certain reimbursable out-of-pocket expenses of
the transfer agent, as described in the Statement of Additional
Information. Prior to November 1, 2012, Class R4 shares paid a lower
transfer agency fee equal to (i) an annual fee of $21 per account and (ii)
0.05% of the average aggregate value of shares maintained in omnibus
accounts. Effective November 1, 2012, Class Y shares will not pay transfer
agency fees for at least twelve months.
*****
On November 7, 2012, a Form Type 485(b), Accession No. 0001193125-12-456916,
an amendment to the registration statement of Columbia Funds Series Trust I,
was filed with the SEC. This amendment registered new classes of shares of the
Fund listed below, effective November 8, 2012, and describes the
characteristics of the new classes of shares:
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Fund New Shares Class(es)
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Columbia Large Cap Growth Fund Class R4
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Columbia Oregon Intermediate
Municipal Bond Fund Class R5
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