0000773757-12-000030.txt : 20120627
0000773757-12-000030.hdr.sgml : 20120627
20120627141351
ACCESSION NUMBER: 0000773757-12-000030
CONFORMED SUBMISSION TYPE: NSAR-BT
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20120430
FILED AS OF DATE: 20120627
DATE AS OF CHANGE: 20120627
EFFECTIVENESS DATE: 20120627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I
CENTRAL INDEX KEY: 0000773757
IRS NUMBER: 363376651
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-BT
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04367
FILM NUMBER: 12929168
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 8003382550
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
DATE OF NAME CHANGE: 19991025
FORMER COMPANY:
FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000773757
S000012096
Columbia Corporate Income Fund
C000032979
Class A
LIIAX
C000032980
Class B
CIOBX
C000032981
Class C
CIOCX
C000032982
Class Z
SRINX
C000094695
Class I
CPTIX
C000094696
Class W
CPIWX
0000773757
S000012097
Columbia Intermediate Bond Fund
C000032983
Class A
LIBAX
C000032984
Class B
LIBBX
C000032985
Class C
LIBCX
C000032986
Class R
CIBRX
C000032987
Class Z
SRBFX
C000094697
Class I
CIMIX
C000094698
Class W
CIBWX
0000773757
S000012098
Columbia U.S. Treasury Index Fund
C000032988
Class A
LUTAX
C000032989
Class B
LUTBX
C000032990
Class C
LUTCX
C000032991
Class Z
IUTIX
C000094699
Class I
CUTIX
0000773757
S000012102
Columbia Small Cap Value Fund I
C000033005
Class A
CSMIX
C000033006
Class B
CSSBX
C000033007
Class C
CSSCX
C000033008
Class Z
CSCZX
C000078991
Class Y
CSVYX
C000094700
Class I
CVUIX
C000094701
Class R
CSVRX
0000773757
S000021579
Columbia Bond Fund
C000061833
Class A Shares
CNDAX
C000061834
Class C Shares
CNDCX
C000061835
Class Z Shares
UMMGX
C000078993
Class Y
CBFYX
C000094714
Class B
CNDBX
C000094715
Class I
CBNIX
C000094716
Class T
CNDTX
C000094717
Class W
CBDWX
C000109452
Class R
CBFRX
NSAR-BT
1
answer.fil
ANNUAL TRANSITION REPORT
PAGE 1
000 B000000 04/30/2012
000 C000000 0000773757
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA FUNDS SERIES TRUST I
001 B000000 811-04367
001 C000000 6126715682
002 A000000 225 FRANKLIN STREET
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 41
007 C010700 7
007 C020700 Columbia Small Cap Value Fund I
007 C030700 N
007 C013600 36
007 C023600 Columbia U.S. Treasury Index Fund
007 C033600 N
007 C013700 37
007 C023700 Columbia Corporate Income Fund
007 C033700 N
007 C013800 38
007 C023800 Columbia Intermediate Bond Fund
007 C033800 N
007 C016000 60
007 C026000 Columbia Bond Fund
007 C036000 N
008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B00AA01 A
008 C00AA01 801-25943
008 D01AA01 BOSTON
008 D02AA01 MA
008 D03AA01 02110
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
011 B00AA01 8-25845
011 C01AA01 BOSTON
PAGE 2
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
012 B00AA01 84-05685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02266
012 C04AA01 8081
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
014 B00AA02 8-42582
014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA03 8-16791
014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA04 8-67196
015 A00AA01 JPMORGAN CHASE BANK, N.A.
015 B00AA01 C
015 C01AA01 NEW YORK
015 C02AA01 NY
015 C03AA01 10004
015 E01AA01 X
015 A00AA02 AB SEB BANKAS
015 B00AA02 S
015 C01AA02 VILNIUS
015 D01AA02 LITHUANIA
015 E04AA02 X
015 A00AA03 BANCO BCT, S.A.
015 B00AA03 S
015 C01AA03 SAN JOSE
015 D01AA03 COSTA RICA
015 E04AA03 X
015 A00AA04 BANCO ITAU URUGUAY S.A.
015 B00AA04 S
015 C01AA04 MONTEVIDEO
015 D01AA04 URUGUAY
015 E04AA04 X
015 A00AA05 BANCO NACIONAL DE MEXICO, S.A.
015 B00AA05 S
015 C01AA05 MEXICO CITY
015 D01AA05 MEXICO
015 E04AA05 X
015 A00AA06 BANCO SANTANDER CHILE
015 B00AA06 S
015 C01AA06 SANTIAGO
015 D01AA06 CHILE
015 E04AA06 X
PAGE 3
015 A00AA07 BANK HANDLOWY W. WARSZAWIE S.A.
015 B00AA07 S
015 C01AA07 WARSAW
015 D01AA07 POLAND
015 E04AA07 X
015 A00AA08 BANK LEUMI LE-ISRAEL B.M.
015 B00AA08 S
015 C01AA08 TEL AVIV
015 D01AA08 ISRAEL
015 E04AA08 X
015 A00AA09 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A.
015 B00AA09 S
015 C01AA09 TUNIS CEDEX
015 D01AA09 TUNISIA
015 E04AA09 X
015 A00AA10 BARCLAYS BANK OF ZIMBABWE LIMITED
015 B00AA10 S
015 C01AA10 HARARE
015 D01AA10 ZIMBABWE
015 E04AA10 X
015 A00AA11 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA11 S
015 C01AA11 BRUSSELS
015 D01AA11 BELGIUM
015 E04AA11 X
015 A00AA12 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA12 S
015 C01AA12 PANTIN
015 D01AA12 FRANCE
015 E04AA12 X
015 A00AA13 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA13 S
015 C01AA13 MILAN
015 D01AA13 ITALY
015 E04AA13 X
015 A00AA14 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA14 S
015 C01AA14 HESPERANGE
015 D01AA14 LUXEMBOURG
015 E04AA14 X
015 A00AA15 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA15 S
015 C01AA15 AMSTERDAM
015 D01AA15 NETHERLANDS
015 E04AA15 X
015 A00AA16 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA16 S
015 C01AA16 LISBON
015 D01AA16 PORTUGAL
015 E04AA16 X
015 A00AA17 CANADIAN IMPERIAL BANK OF COMMERCE
PAGE 4
015 B00AA17 S
015 C01AA17 TORONTO
015 D01AA17 CANADA
015 E04AA17 X
015 A00AA18 CITIBANK A.S.
015 B00AA18 S
015 C01AA18 ISTANBUL
015 D01AA18 TURKEY
015 E04AA18 X
015 A00AA19 CITIBANK DEL PERU S.A.
015 B00AA19 S
015 C01AA19 SAN ISIDRO
015 D01AA19 PERU
015 E04AA19 X
015 A00AA20 CITIBANK, N.A.
015 B00AA20 S
015 C01AA20 CAIRO
015 D01AA20 EGYPT
015 E04AA20 X
015 A00AA21 CITIBANK, N.A.
015 B00AA21 S
015 C01AA21 CARACAS
015 D01AA21 VENEZUELA
015 E04AA21 X
015 A00AA22 DBS BANK LTD.
015 B00AA22 S
015 C01AA22 SINGAPORE
015 D01AA22 SINGAPORE
015 E04AA22 X
015 A00AA23 DEUTSCHE BANK AG
015 B00AA23 S
015 C01AA23 ESCHBORN
015 D01AA23 GERMANY
015 E04AA23 X
015 A00AA24 DEUTSCHE BANK AG
015 B00AA24 S
015 C01AA24 BUDAPEST
015 D01AA24 HUNGARY
015 E04AA24 X
015 A00AA25 DEUTSCHE BANK AG
015 B00AA25 S
015 C01AA25 JAKARTA
015 D01AA25 INDONESIA
015 E04AA25 X
015 A00AA26 DEUTSCHE BANK AG
015 B00AA26 S
015 C01AA26 LONDON
015 D01AA26 UNITED KINGDOM
015 E04AA26 X
015 A00AA27 FIRSTRAND BANK LIMITED
015 B00AA27 S
PAGE 5
015 C01AA27 JOHANNESBURG
015 D01AA27 SOUTH AFRICA
015 E04AA27 X
015 A00AA28 HSBC BANK (CHINA) COMPANY LIMITED
015 B00AA28 S
015 C01AA28 SHANGHAI
015 D01AA28 CHINA
015 E04AA28 X
015 A00AA29 HSBC BANK (VIETNAM) LTD.
015 B00AA29 S
015 C01AA29 HO CHI MINH CITY
015 D01AA29 VIETNAM
015 E04AA29 X
015 A00AA30 HSBC BANK ARGENTINA S.A.
015 B00AA30 S
015 C01AA30 BUENOS AIRES
015 D01AA30 ARGENTINA
015 E04AA30 X
015 A00AA31 HSBC BANK BERMUDA LIMITED
015 B00AA31 S
015 C01AA31 HAMILTON
015 D01AA31 BERMUDA
015 E04AA31 X
015 A00AA32 HSBC BANK MALAYSIA BERHAD
015 B00AA32 S
015 C01AA32 KUALA LUMPUR
015 D01AA32 MALAYSIA
015 E04AA32 X
015 A00AA33 HSBC BANK MALTA P.L.C.
015 B00AA33 S
015 C01AA33 QORMI
015 D01AA33 MALTA
015 E04AA33 X
015 A00AA34 HSBC BANK MIDDLE EAST LIMITED
015 B00AA34 S
015 C01AA34 AL SEEF
015 D01AA34 BAHRAIN
015 E04AA34 X
015 A00AA35 HSBC BANK MIDDLE EAST LIMITED
015 B00AA35 S
015 C01AA35 AMMAN
015 D01AA35 JORDAN
015 E04AA35 X
015 A00AA36 HSBC BANK MIDDLE EAST LIMITED
015 B00AA36 S
015 C01AA36 SAFAT
015 D01AA36 KUWAIT
015 E04AA36 X
015 A00AA37 HSBC BANK MIDDLE EAST LIMITED
015 B00AA37 S
015 C01AA37 BEIRUT
PAGE 6
015 D01AA37 LEBANON
015 E04AA37 X
015 A00AA38 HSBC BANK MIDDLE EAST LIMITED
015 B00AA38 S
015 C01AA38 RUWI
015 D01AA38 OMAN
015 E04AA38 X
015 A00AA39 HSBC BANK MIDDLE EAST LIMITED
015 B00AA39 S
015 C01AA39 RAMALLAH
015 D01AA39 PALESTINE TERRITORY
015 E04AA39 X
015 A00AA40 HSBC BANK MIDDLE EAST LIMITED
015 B00AA40 S
015 C01AA40 DOHA
015 D01AA40 QATAR
015 E04AA40 X
015 A00AA41 HSBC BANK MIDDLE EAST LIMITED
015 B00AA41 S
015 C01AA41 DUBAI
015 D01AA41 UAE-ADX
015 E04AA41 X
015 A00AA42 HSBC BANK MIDDLE EAST LIMITED
015 B00AA42 S
015 C01AA42 DUBAI
015 D01AA42 UAE-DFM
015 E04AA42 X
015 A00AA43 HSBC BANK MIDDLE EAST LIMITED
015 B00AA43 S
015 C01AA43 DUBAI
015 D01AA43 UAE-NASDAQ DUBAI
015 E04AA43 X
015 A00AA44 HSBC BANK PLC
015 B00AA44 S
015 C01AA44 ATHENS
015 D01AA44 GREECE
015 E04AA44 X
015 A00AA45 HSBC SAUDI ARABIA LIMITED
015 B00AA45 S
015 C01AA45 RIYADH
015 D01AA45 SAUDI ARABIA
015 E04AA45 X
015 A00AA46 ING BANK (EURASIA) ZAO
015 B00AA46 S
015 C01AA46 MOSCOW
015 D01AA46 RUSSIA
015 E04AA46 X
015 A00AA47 ING BANK N.V.
015 B00AA47 S
015 C01AA47 SOFIA
015 D01AA47 BULGARIA
PAGE 7
015 E04AA47 X
015 A00AA48 ING BANK N.V.
015 B00AA48 S
015 C01AA48 BUCHAREST
015 D01AA48 ROMANIA
015 E04AA48 X
015 A00AA49 ING BANK UKRAINE
015 B00AA49 S
015 C01AA49 KIEV
015 D01AA49 UKRAINE
015 E04AA49 X
015 A00AA50 ISLANDSBANKI HF.
015 B00AA50 S
015 C01AA50 REYKJAVIK
015 D01AA50 ICELAND
015 E04AA50 X
015 A00AA51 J.P. MORGAN AG
015 B00AA51 S
015 C01AA51 FRANKFURT
015 D01AA51 GERMANY
015 E04AA51 X
015 A00AA52 J.P. MORGAN BANK INTERNATIONAL
015 B00AA52 S
015 C01AA52 MOSCOW
015 D01AA52 RUSSIA
015 E04AA52 X
015 A00AA53 J.P. MORGAN S.A. DTVM
015 B00AA53 S
015 C01AA53 SAO PAULO
015 D01AA53 BRAZIL
015 E04AA53 X
015 A00AA54 JPMORGAN CHASE BANK, N.A.
015 B00AA54 S
015 C01AA54 SYDNEY
015 D01AA54 AUSTRALIA
015 E04AA54 X
015 A00AA55 JPMORGAN CHASE BANK, N.A.
015 B00AA55 S
015 C01AA55 MUMBAI
015 D01AA55 INDIA
015 E04AA55 X
015 A00AA56 JPMORGAN CHASE BANK, N.A.
015 B00AA56 S
015 C01AA56 WELLINGTON
015 D01AA56 NEW ZEALAND
015 E04AA56 X
015 A00AA57 JPMORGAN CHASE BANK, N.A.
015 B00AA57 S
015 C01AA57 TAIPEI
015 D01AA57 TAIWAN
015 E04AA57 X
PAGE 8
015 A00AA58 JPMORGAN CHASE BANK, N.A.
015 B00AA58 S
015 C01AA58 LONDON
015 D01AA58 UNITED KINGDOM
015 E04AA58 X
015 A00AA59 MIZUHO CORPORATE BANK, LIMITED
015 B00AA59 S
015 C01AA59 TOKYO
015 D01AA59 JAPAN
015 E04AA59 X
015 A00AA60 NORDEA BANK AB
015 B00AA60 S
015 C01AA60 STOCKHOLM
015 D01AA60 SWEDEN
015 E04AA60 X
015 A00AA61 NORDEA BANK DANMARK A/S
015 B00AA61 S
015 C01AA61 TAASTRUP
015 D01AA61 DENMARK
015 E04AA61 X
015 A00AA62 NORDEA BANK FINLAND PLC
015 B00AA62 S
015 C01AA62 HELSINKI
015 D01AA62 FINLAND
015 E04AA62 X
015 A00AA63 NORDEA BANK NORGE ASA
015 B00AA63 S
015 C01AA63 OSLO
015 D01AA63 NORWAY
015 E04AA63 X
015 A00AA64 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA64 S
015 C01AA64 ZAGREB
015 D01AA64 CROATIA
015 E04AA64 X
015 A00AA65 REPUBLIC BANK LIMITED
015 B00AA65 S
015 C01AA65 PORT OF SPAIN
015 D01AA65 TRINIDAD AND TOBAGO
015 E04AA65 X
015 A00AA66 ROYAL BANK OF CANADA
015 B00AA66 S
015 C01AA66 TORONTO
015 D01AA66 CANADA
015 E04AA66 X
015 A00AA67 SANTANDER INVESTMENT TRUST COLUMBIA S.A.
015 B00AA67 S
015 C01AA67 BOGOTA
015 D01AA67 COLUMBIA
015 E04AA67 X
015 A00AA68 SANTANDER INVESTMENT, S.A.
PAGE 9
015 B00AA68 S
015 C01AA68 MADRID
015 D01AA68 SPAIN
015 E04AA68 X
015 A00AA69 SB HSBC BANK KAZAKHSTAN JSC
015 B00AA69 S
015 C01AA69 ALMATY
015 D01AA69 KAZAKHSTAN
015 E04AA69 X
015 A00AA70 SOCIETE GENERALE
015 B00AA70 S
015 C01AA70 PARIS
015 D01AA70 FRANCE
015 E04AA70 X
015 A00AA71 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA71 S
015 C01AA71 ABIDJAN
015 D01AA71 IVORY COAST
015 E04AA71 X
015 A00AA72 SOCIETE GENERALE MAROCAINE DE BANQUES
015 B00AA72 S
015 C01AA72 CASABLANCA
015 D01AA72 MOROCCO
015 E04AA72 X
015 A00AA73 STANBIC BANK TANZANIA LIMITED
015 B00AA73 S
015 C01AA73 DAR ES SALAAM
015 D01AA73 TANZANIA
015 E04AA73 X
015 A00AA74 STANBIC IBTC BANK PLC
015 B00AA74 S
015 C01AA74 LAGOS
015 D01AA74 NIGERIA
015 E04AA74 X
015 A00AA75 STANDARD BANK LIMITED, MALAWI
015 B00AA75 S
015 C01AA75 BLANTYRE
015 D01AA75 MALAWI
015 E04AA75 X
015 A00AA76 STANDARD BANK NAMIBIA LIMITED
015 B00AA76 S
015 C01AA76 WINDHOEK
015 D01AA76 NAMIBIA
015 E04AA76 X
015 A00AA77 STANDARD CHARTERED BANK
015 B00AA77 S
015 C01AA77 DHAKA
015 D01AA77 BANGLADESH
015 E04AA77 X
015 A00AA78 STANDARD CHARTERED BANK (PAKISTAN) LIMITED
015 B00AA78 S
PAGE 10
015 C01AA78 KARACHI
015 D01AA78 PAKISTAN
015 E04AA78 X
015 A00AA79 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B00AA79 S
015 C01AA79 BANGKOK
015 D01AA79 THAILAND
015 E04AA79 X
015 A00AA80 STANDARD CHARTERED BANK BOTSWANA LIMITED
015 B00AA80 S
015 C01AA80 GABORONE
015 D01AA80 BOTSWANA
015 E04AA80 X
015 A00AA81 STANDARD CHARTERED BANK GHANA LIMITED
015 B00AA81 S
015 C01AA81 ACCRA
015 D01AA81 GHANA
015 E04AA81 X
015 A00AA82 STANDARD CHARTERED BANK KENYA LIMITED
015 B00AA82 S
015 C01AA82 NAIROBI
015 D01AA82 KENYA
015 E04AA82 X
015 A00AA83 STANDARD CHARTERED BANK UGANDA LIMITED
015 B00AA83 S
015 C01AA83 KAMPALA
015 D01AA83 UGANDA
015 E04AA83 X
015 A00AA84 STANDARD CHARTERED BANK ZAMBIA PLC
015 B00AA84 S
015 C01AA84 LUSAKA
015 D01AA84 ZAMBIA
015 E04AA84 X
015 A00AA85 STANDARD CHARTERED FIRST BANK KOREA LIMITED
015 B00AA85 S
015 C01AA85 SEOUL
015 D01AA85 SOUTH KOREA
015 E04AA85 X
015 A00AA86 SWEDBANK AS
015 B00AA86 S
015 C01AA86 TALLINN
015 D01AA86 ESTONIA
015 E04AA86 X
015 A00AA87 SWEDBANK AS
015 B00AA87 S
015 C01AA87 RIGA
015 D01AA87 LATVIA
015 E04AA87 X
015 A00AA88 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED
015 B00AA88 S
015 C01AA88 TOKYO
PAGE 11
015 D01AA88 JAPAN
015 E04AA88 X
015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA89 S
015 C01AA89 KOWLOON
015 D01AA89 HONG KONG
015 E04AA89 X
015 A00AA90 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA90 S
015 C01AA90 EBENE
015 D01AA90 MAURITIUS
015 E04AA90 X
015 A00AA91 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA91 S
015 C01AA91 TAGUIG CITY
015 D01AA91 PHILIPPINES
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015 A00AA92 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
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015 C01AA92 COLOMBO
015 D01AA92 SRI LANKA
015 E04AA92 X
015 A00AA93 UBS AG
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015 C01AA93 ZURICH
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015 A00AA94 UNICREDIT BANK AUSTRIA AG
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015 C01AA94 VIENNA
015 D01AA94 AUSTRIA
015 E04AA94 X
015 A00AA95 UNICREDIT BANK CZECH REPUBLIC A.S.
015 B00AA95 S
015 C01AA95 PRAGUE
015 D01AA95 CZECH REPUBLIC
015 E04AA95 X
015 A00AA96 UNICREDIT BANK SLOVAKIA A.S.
015 B00AA96 S
015 C01AA96 BRATISLAVA
015 D01AA96 SLOVAK REPUBLIC
015 E04AA96 X
015 A00AA97 UNICREDIT BANK SRBIJA A.D.
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015 C01AA97 BELGRADE
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015 E04AA97 X
015 A00AA98 UNICREDIT BANKA SLOVENIJA D.D.
015 B00AA98 S
015 C01AA98 LJUBLJANA
015 D01AA98 SLOVENIA
PAGE 12
015 E04AA98 X
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020 C000004 107
020 A000005 FBR CAPITAL MARKETS & CO.
020 B000005 52-1630477
020 C000005 86
020 A000006 Morgan Stanley
020 B000006 13-2655998
020 C000006 75
020 A000007 J.P. MORGAN SECURITIES, INC.
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020 A000008 DEUTSCHE BANK SECURITIES INC.
020 B000008 13-2730828
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020 A000009 CITIGROUP GLOBAL MARKETS INC.
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PAGE 13
022 A000005 UBS SECURITIES LLC
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022 C000010 19137
022 D000010 21672
023 C000000 932069
023 D000000 898179
024 000700 Y
024 003600 N
024 003700 Y
024 003800 Y
024 006000 Y
025 A000701 Investment Technology Group, Inc.
025 B000701 13-3757717
025 C000701 E
025 D000701 2369
025 A000702 Knight Capital Group, Inc., Class A
025 B000702 52-2096335
025 C000702 E
025 D000702 11173
025 A003701 Citigroup, Inc.
025 B003701 11-2418191
025 C003701 D
025 D003701 22775
025 A003702 E*TRADE Financial Corp.
025 B003702 77-0116489
025 C003702 D
025 D003702 1756
025 A003703 The Goldman Sachs Group, Inc.
025 B003703 13-5108880
025 C003703 D
025 D003703 28653
PAGE 14
025 A003704 JPMorgan Chase & Co.
025 B003704 13-3224016
025 C003704 D
025 D003704 27018
025 A003705 Morgan Stanley
025 B003705 13-2655998
025 C003705 D
025 D003705 20032
025 A003706 Nuveen Investments, Inc.
025 B003706 36-2639476
025 C003706 D
025 D003706 591
025 A003801 Bear Stearns Asset-Backed Securities Trust
025 B003801 13-3299429
025 C003801 D
025 D003801 326
025 A003802 Bear Stearns Commercial Mortgage Securities
025 B003802 13-3299429
025 C003802 D
025 D003802 38569
025 A003803 Citigroup/Deutsche Bank Comm. Mort. Trust
025 B003803 11-2418191
025 C003803 D
025 D003803 20920
025 A003804 Citigroup Mortgage Loan Trust, Inc.
025 B003804 11-2418191
025 C003804 D
025 D003804 320
025 A003805 JPMorgan Chase & Co.
025 B003805 13-3224016
025 C003805 D
025 D003805 21112
025 A003806 JPMorgan Chase Commercial Mortgage Securities
025 B003806 13-3224016
025 C003806 D
025 D003806 36590
025 A003807 JPMorgan Mortgage Aquisition Corp
025 B003807 13-3224016
025 C003807 D
025 D003807 1165
025 A003808 JPMorgan Alternative Loan Trust
025 B003808 13-3224016
025 C003808 D
025 D003808 1294
025 A003809 LB-UBS Commercial Mortgage Trust
025 B003809 13-2518466
025 C003809 D
025 D003809 51119
025 A003810 Morgan Stanley Capital I
025 B003810 13-2655998
025 C003810 D
PAGE 15
025 D003810 37934
025 A003811 Morgan Stanley, Dean Witter Capital I
025 B003811 13-2655998
025 C003811 D
025 D003811 13229
025 A003812 Morgan Stanley Mortgage Loan Trust
025 B003812 13-2655998
025 C003812 D
025 D003812 805
025 A003813 Morgan Stanley Reremic Trust
025 B003813 13-2655998
025 C003813 D
025 D003813 17290
025 A003814 Citigroup, Inc.
025 B003814 11-2418191
025 C003814 E
025 D003814 3894
025 A003815 Citigroup Capital XIII
025 B003815 11-2418191
025 C003815 E
025 D003815 30719
025 A003816 Eaton Vance Corp.
025 B003816 04-2718215
025 C003816 D
025 D003816 3368
025 A003817 E*TRADE Financial Corp.
025 B003817 77-0116489
025 C003817 D
025 D003817 1481
025 A003818 JPMorgan Chase XXII
025 B003818 13-3224016
025 C003818 D
025 D003818 4005
025 A003819 JPMorgan Chase XX
025 B003819 13-3224016
025 C003819 D
025 D003819 18029
025 A003820 JPMorgan Chase XXIII
025 B003820 13-3224016
025 C003820 D
025 D003820 2512
025 A003821 JPMorgan Chase XXV
025 B003821 13-3224016
025 C003821 D
025 D003821 8427
025 A003822 Merrill Lynch & Co., Inc.
025 B003822 13-5674085
025 C003822 D
025 D003822 7501
025 A003823 Merrill Lynch Mortgage Trust
025 B003823 13-5674085
PAGE 16
025 C003823 D
025 D003823 7004
025 A003824 Merrill Lynch Mortgage Investors, Inc.
025 B003824 13-5674085
025 C003824 D
025 D003824 161
025 A003825 Morgan Stanley
025 B003825 13-2655998
025 C003825 D
025 D003825 409
025 A003826 Nuveen Investments, Inc.
025 B003826 36-2639476
025 C003826 D
025 D003826 532
025 A003827 PNC Financial Services Group, Inc.
025 B003827 25-1471636
025 C003827 E
025 D003827 15901
025 A003828 Credit Suisse Mortgage Capital Certificates
025 B003828 13-5659485
025 C003828 D
025 D003828 44321
025 A006001 Bear Stearns Commercial Mortgage Securities
025 B006001 13-3299429
025 C006001 D
025 D006001 51875
025 A006002 Citigroup, Inc.
025 B006002 11-2418191
025 C006002 D
025 D006002 5971
025 A006003 Citigroup/Deutsche Bank Comm. Mort. Trust
025 B006003 11-2418191
025 C006003 D
025 D006003 14933
025 A006004 Citigroup Mortgage Loan Trust, Inc.
025 B006004 11-2418191
025 C006004 D
025 D006004 238
025 A006005 Citigroup Capital XIII
025 B006005 11-2418191
025 C006005 D
025 D006005 3866
025 A006006 Credit Suisse Mortgage Capital Certificates
025 B006006 13-5659485
025 C006006 D
025 D006006 14158
025 A006007 Credit Suisse First Boston Mort Sec Corp.
025 B006007 13-3320910
025 C006007 D
025 D006007 3556
025 A006008 Eaton Vance Corp.
PAGE 17
025 B006008 04-2718215
025 C006008 D
025 D006008 1435
025 A006009 GS Mortgage Securities Corp. II
025 B006009 13-5108880
025 C006009 D
025 D006009 4972
025 A006010 JPMorgan Chase & Co.
025 B006010 13-3224016
025 C006010 D
025 D006010 1320
025 A006011 JPMorgan Chase Commercial Mortgage Securities
025 B006011 13-3224016
025 C006011 D
025 D006011 40149
025 A006012 JPMorgan Chase Capital XXII
025 B006012 13-3224016
025 C006012 D
025 D006012 5646
025 A006013 JPMorgan Chase Capital XX
025 B006013 13-3224016
025 C006013 D
025 D006013 5775
025 A006014 JPMorgan Chase Capital XXIII
025 B006014 13-3224016
025 C006014 D
025 D006014 596
025 A006015 JPMorgan Chase Capital XVIII
025 B006015 13-3224016
025 C006015 D
025 D006015 381
025 A006016 LB-UBS Commercial Mortgage Trust
025 B006016 13-2518466
025 C006016 D
025 D006016 18280
025 A006017 Merrill Lynch & Co., Inc.
025 B006017 13-5674085
025 C006017 D
025 D006017 4689
025 A006018 Merrill Lynch Mortgage Trust
025 B006018 13-5674085
025 C006018 D
025 D006018 10859
025 A006019 Merrill Lynch Mortgage Investors, Inc.
025 B006019 13-5674085
025 C006019 D
025 D006019 25
025 A006020 Morgan Stanley Capital I
025 B006020 13-2655998
025 C006020 D
025 D006020 36523
PAGE 18
025 A006021 Morgan Stanley, Dean Witter Capital I
025 B006021 13-2655998
025 C006021 D
025 D006021 11245
025 A006022 Morgan Stanley Reremic Trust
025 B006022 13-2655998
025 C006022 D
025 D006022 6468
025 A006023 PNC Financial Services Group, Inc.
025 B006023 25-1471636
025 C006023 D
025 D006023 2683
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
028 A010700 30890
028 A020700 0
028 A030700 0
028 A040700 48193
028 B010700 30567
028 B020700 0
028 B030700 0
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028 F030700 0
028 F040700 0
028 G010700 123271
028 G020700 0
028 G030700 0
028 G040700 196867
028 H000700 13741
PAGE 19
028 A013600 16981
028 A023600 321
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028 A043600 13326
028 B013600 0
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028 F023600 0
028 F033600 0
028 F043600 0
028 G013600 16981
028 G023600 321
028 G033600 0
028 G043600 13326
028 H003600 7
028 A013700 30724
028 A023700 2842
028 A033700 0
028 A043700 15147
028 B013700 0
028 B023700 0
028 B033700 0
028 B043700 0
028 C013700 0
028 C023700 0
028 C033700 0
028 C043700 0
028 D013700 0
028 D023700 0
028 D033700 0
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028 F023700 0
PAGE 20
028 F033700 0
028 F043700 0
028 G013700 30724
028 G023700 2842
028 G033700 0
028 G043700 15147
028 H003700 1283
028 A013800 65450
028 A023800 4862
028 A033800 0
028 A043800 46612
028 B013800 0
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028 G013800 65450
028 G023800 4862
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028 H003800 456
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PAGE 21
028 D046000 0
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028 G016000 32450
028 G026000 1567
028 G036000 0
028 G046000 183369
028 H006000 263
029 000700 Y
029 003600 Y
029 003700 Y
029 003800 Y
029 006000 Y
030 A000700 35
030 B000700 5.75
030 C000700 0.00
030 A003600 0
030 B003600 4.75
030 C003600 0.00
030 A003700 19
030 B003700 4.75
030 C003700 0.00
030 A003800 8
030 B003800 3.25
030 C003800 0.00
030 A006000 8
030 B006000 4.75
030 C006000 0.00
031 A000700 0
031 B000700 16
031 A003600 0
031 B003600 0
031 A003700 3
031 B003700 0
031 A003800 1
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031 A006000 1
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032 000700 25
032 003600 0
032 003700 6
032 003800 4
032 006000 5
033 000700 26
033 003600 0
PAGE 22
033 003700 10
033 003800 3
033 006000 2
034 000700 Y
034 003600 Y
034 003700 Y
034 003800 Y
034 006000 Y
035 000700 9
035 003600 1
035 003700 1
035 003800 1
035 006000 1
036 A000700 N
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036 A003600 N
036 B003600 0
036 A003700 N
036 B003700 0
036 A003800 N
036 B003800 0
036 A006000 N
036 B006000 0
037 00AA00 N
038 00AA00 0
039 00AA00 N
040 00AA00 Y
041 00AA00 Y
042 A000700 0
042 B000700 0
042 C000700 100
042 D000700 0
042 E000700 0
042 F000700 0
042 G000700 0
042 H000700 0
042 A003600 0
042 B003600 0
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042 E003600 0
042 F003600 0
042 G003600 0
042 H003600 0
042 A003700 0
042 B003700 0
042 C003700 100
042 D003700 0
042 E003700 0
042 F003700 0
042 G003700 0
PAGE 23
042 H003700 0
042 A003800 0
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042 D003800 0
042 E003800 0
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042 H003800 0
042 A006000 0
042 B006000 0
042 C006000 100
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042 E006000 0
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042 H006000 0
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043 003600 20
043 003700 74
043 003800 105
043 006000 33
044 000700 0
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044 003700 0
044 003800 0
044 006000 0
045 000700 Y
045 003600 Y
045 003700 Y
045 003800 Y
045 006000 Y
046 000700 N
046 003600 N
046 003700 N
046 003800 N
046 006000 N
047 000700 Y
047 003600 Y
047 003700 Y
047 003800 Y
047 006000 Y
048 000700 0.000
048 A010700 500000
048 A020700 0.790
048 B010700 500000
048 B020700 0.745
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PAGE 24
048 E010700 0
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048 F010700 0
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PAGE 25
048 G023700 0.350
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048 A023800 0.430
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PAGE 26
048 J016000 0
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049 000700 N
049 003600 N
049 003700 N
049 003800 N
049 006000 N
050 000700 N
050 003600 N
050 003700 N
050 003800 N
050 006000 N
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051 003600 N
051 003700 N
051 003800 N
051 006000 N
052 000700 N
052 003600 N
052 003700 N
052 003800 N
052 006000 N
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PAGE 27
054 O00AA00 Y
055 A000700 N
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055 B003600 N
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055 B003700 N
055 A003800 N
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055 A006000 N
055 B006000 N
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056 003700 Y
056 003800 Y
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057 003700 N
057 003800 N
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PAGE 28
062 F000700 0.0
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PAGE 29
062 C003800 0.0
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PAGE 30
064 B006000 N
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070 H010700 Y
070 H020700 N
070 I010700 Y
PAGE 31
070 I020700 N
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070 F023600 N
070 G013600 N
070 G023600 N
070 H013600 N
070 H023600 N
070 I013600 N
070 I023600 N
070 J013600 Y
070 J023600 N
070 K013600 Y
070 K023600 Y
070 L013600 N
070 L023600 N
070 M013600 N
070 M023600 N
070 N013600 Y
070 N023600 Y
070 O013600 Y
070 O023600 N
070 P013600 Y
070 P023600 N
PAGE 32
070 Q013600 Y
070 Q023600 N
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070 R023600 N
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070 B013700 Y
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070 C013700 Y
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070 D023700 N
070 E013700 Y
070 E023700 Y
070 F013700 Y
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070 H013700 Y
070 H023700 N
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070 I023700 N
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070 J023700 Y
070 K013700 Y
070 K023700 Y
070 L013700 Y
070 L023700 Y
070 M013700 Y
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070 N023700 Y
070 O013700 Y
070 O023700 N
070 P013700 Y
070 P023700 N
070 Q013700 Y
070 Q023700 N
070 R013700 Y
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070 A013800 Y
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PAGE 33
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PAGE 34
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PAGE 35
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PAGE 36
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PAGE 37
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PAGE 38
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PAGE 39
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PAGE 40
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PAGE 41
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PAGE 42
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This report is signed on behalf of the registrant (or depositor or trustee).
City of: Boston State of: Massachusetts Date: June 21, 2012
Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I
/s/ Michael G. Clarke
-------------------------------------------------------------------------------
Michael G. Clarke
Treasurer
/s/ Wade M. Voigt
-------------------------------------------------------------------------------
Wade M. Voigt
Assistant Treasurer
Witness
Columbia Funds Series Trust I
EX-99.77B ACCT LTTR
2
dex9977b.txt
EX-99.77B
EXHIBIT 77B
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Columbia Funds Series Trust I
In planning and performing our audit of the financial statements of Columbia
Bond Fund, Columbia Intermediate Bond Fund, Columbia U.S. Treasury Index Fund,
and Columbia Corporate Income Fund (each a series of Columbia Funds Series
Trust I and hereafter referred to as the "Funds") as of and for the periods
ended April 30, 2012 and March 31, 2012, in accordance with the standards of
the Public Company Accounting Oversight Board (United States), we considered
the Funds' internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures for
the purpose of expressing our opinion on the financial statements and to
comply with the requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Funds' internal control over
financial reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A fund's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A fund's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the fund
are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the Fund's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted
no deficiencies in the Funds' internal control over financial reporting and
its operation, including controls over safeguarding securities, that we
consider to be material weaknesses as defined above as of April 30, 2012 and
March 31, 2012.
This report is intended solely for the information and use of management and
the Board of Trustees of the Funds and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
/s/ PricewaterhouseCoopers LLP
Minneapolis, Minnesota
June 8, 2012
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Columbia Funds Series Trust I
In planning and performing our audit of the financial statements of Columbia
Small Cap Value Fund I (a series of Columbia Funds Series Trust I and
hereafter referred to as the "Fund") as of and for the period ended April 30,
2012, in accordance with the standards of the Public Company Accounting
Oversight Board (United States), we considered the Fund's internal control
over financial reporting, including controls over safeguarding securities, as
a basis for designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the requirements of
Form N-SAR, but not for the purpose of expressing an opinion on the
effectiveness of the Fund's internal control over financial reporting.
Accordingly, we do not express an opinion on the effectiveness of the Fund's
internal control over financial reporting.
The management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A fund's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A fund's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the fund
are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the Fund's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted
no deficiencies in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding securities, that we
consider to be material weaknesses as defined above as of April 30, 2012.
This report is intended solely for the information and use of management and
the Board of Trustees of the Fund and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
/s/ PricewaterhouseCoopers LLP
Minneapolis, Minnesota
June 21, 2012
EX-99.77E LEGAL
3
dex9977e.txt
EX-99.77E
EXHIBIT 77E
Columbia Funds Series Trust I (the "Trust") - Annual N-SAR report for the
period ending 4/30/12
Columbia Bond Fund
Columbia Corporate Income Fund
Columbia Intermediate Bond Fund
Columbia Small Cap Value Fund I
Columbia U.S. Treasury Index Fund
----------------------------------------------------------------------------
Item 77E - Legal Proceedings:
In December 2005, without admitting or denying the allegations, American
Express Financial Corporation (AEFC, which is now known as Ameriprise
Financial, Inc. (Ameriprise Financial)) entered into settlement agreements
with the Securities and Exchange Commission (SEC) and Minnesota Department of
Commerce (MDOC) related to market timing activities. As a result, AEFC was
censured and ordered to cease and desist from committing or causing any
violations of certain provisions of the Investment Advisers Act of 1940, the
Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay
disgorgement of $10 million and civil money penalties of $7 million. AEFC also
agreed to retain an independent distribution consultant to assist in
developing a plan for distribution of all disgorgement and civil penalties
ordered by the SEC in accordance with various undertakings detailed at
www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its
affiliates have cooperated with the SEC and the MDOC in these legal
proceedings, and have made regular reports to the funds' Boards of Trustees.
Ameriprise Financial and certain of its affiliates have historically been
involved in a number of legal, arbitration and regulatory proceedings,
including routine litigation, class actions, and governmental actions,
concerning matters arising in connection with the conduct of their business
activities. Ameriprise Financial believes that the Funds are not currently the
subject of, and that neither Ameriprise Financial nor any of its affiliates
are the subject of, any pending legal, arbitration or regulatory proceedings
that are likely to have a material adverse effect on the Funds or the ability
of Ameriprise Financial or its affiliates to perform under their contracts
with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as
necessary, 8-K filings with the Securities and Exchange Commission on legal
and regulatory matters that relate to Ameriprise Financial and its affiliates.
Copies of these filings may be obtained by accessing the SEC website at
www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions, reduced
sale of fund shares or other adverse consequences to the Funds. Further,
although we believe proceedings are not likely to have a material adverse
effect on the Funds or the ability of Ameriprise Financial or its affiliates
to perform under their contracts with the Funds, these proceedings are subject
to uncertainties and, as such, we are unable to estimate the possible loss or
range of loss that may result. An adverse outcome in one or more of these
proceedings could result in adverse judgments, settlements, fines, penalties
or other relief that could have a material adverse effect on the consolidated
financial condition or results of operations of Ameriprise Financial.