0000773757-11-000050.txt : 20110729 0000773757-11-000050.hdr.sgml : 20110729 20110729150510 ACCESSION NUMBER: 0000773757-11-000050 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110729 DATE AS OF CHANGE: 20110729 EFFECTIVENESS DATE: 20110729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 11997123 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX C000094661 Class R CSNRX C000094662 Class R4 CSIVX C000094663 Class R5 CTIVX C000094664 Class W CTTWX 0000773757 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A COLHX C000033002 Class B COHBX C000033003 Class C CHYCX C000033004 Class Z LHYZX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX C000094718 Class I CIBIX NSAR-B 1 cfstianswer.fil ANSWER FILE PAGE 1 000 B000000 05/31/2011 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6173859594 002 A000000 225 FRANKLIN STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02110 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 40 007 C010500 5 007 C020500 Columbia Strategic Income Fund 007 C030500 N 007 C010800 8 007 C020800 Columbia High Yield Opportunity Fund 007 C030800 N 007 C016200 62 007 C026200 Columbia International Bond Fund 007 C036200 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA PAGE 2 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES, INC. 014 B00AA02 8-42582 014 A00AA03 SECURITIES AMERICA, INC. 014 B00AA03 8-26602 014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA04 8-16791 014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA05 8-67196 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X PAGE 3 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. 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C000800 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N PAGE 19 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000500 Y 055 B000500 N 055 A000800 Y 055 B000800 N 055 A006200 N 055 B006200 N 056 000500 Y 056 000800 Y 056 006200 Y 057 000500 N 057 000800 N 057 006200 N 058 A000500 N 058 A000800 N 058 A006200 N 059 000500 Y 059 000800 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A000800 Y 060 B000800 Y 060 A006200 N 060 B006200 N 061 000500 2000 061 000800 2000 061 006200 2000 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 4.4 PAGE 20 062 N000500 5.1 062 O000500 1.1 062 P000500 52.3 062 Q000500 36.8 062 R000500 0.8 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 3.5 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.6 062 P000800 96.7 062 Q000800 0.0 062 R000800 0.5 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 062 D006200 0.4 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 0.0 062 N006200 0.0 062 O006200 0.0 062 P006200 5.1 062 Q006200 92.7 062 R006200 0.0 063 A000500 0 063 B000500 7.6 063 A000800 0 063 B000800 7.4 063 A006200 0 063 B006200 7.7 064 A000500 N 064 B000500 Y 064 A000800 N 064 B000800 Y PAGE 21 064 A006200 N 064 B006200 N 065 000500 N 065 000800 N 066 A000500 N 066 A000800 N 066 A006200 N 067 000500 N 067 000800 N 067 006200 N 068 A000500 N 068 B000500 N 068 A000800 N 068 B000800 N 068 A006200 N 068 B006200 Y 069 000500 N 069 000800 N 069 006200 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y PAGE 22 070 Q010500 Y 070 Q020500 Y 070 R010500 Y 070 R020500 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 Y 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 070 A016200 Y 070 A026200 Y 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 Y 070 F016200 Y PAGE 23 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 Y 070 K016200 Y 070 K026200 N 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 Y 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 2449973 071 B000500 2668125 071 C000500 1915150 071 D000500 128 071 A000800 340394 071 B000800 364562 071 C000800 312955 071 D000800 109 071 A006200 35063 071 B006200 6769 071 C006200 21581 071 D006200 31 072 A000500 12 072 B000500 121316 072 C000500 6 072 D000500 0 072 E000500 49 072 F000500 10514 072 G000500 101 072 H000500 0 072 I000500 2924 072 J000500 247 072 K000500 0 072 L000500 300 072 M000500 97 072 N000500 144 PAGE 24 072 O000500 0 072 P000500 0 072 Q000500 182 072 R000500 64 072 S000500 124 072 T000500 4890 072 U000500 0 072 V000500 0 072 W000500 92 072 X000500 19679 072 Y000500 60 072 Z000500 101752 072AA000500 114391 072BB000500 0 072CC010500 28650 072CC020500 0 072DD010500 69981 072DD020500 67209 072EE000500 0 072 A000800 12 072 B000800 26034 072 C000800 3 072 D000800 0 072 E000800 0 072 F000800 1954 072 G000800 0 072 H000800 0 072 I000800 432 072 J000800 36 072 K000800 0 072 L000800 133 072 M000800 28 072 N000800 61 072 O000800 0 072 P000800 0 072 Q000800 111 072 R000800 59 072 S000800 20 072 T000800 713 072 U000800 0 072 V000800 0 072 W000800 19 072 X000800 3566 072 Y000800 247 072 Z000800 22718 072AA000800 10387 072BB000800 0 072CC010800 19054 072CC020800 0 072DD010800 13614 072DD020800 9572 PAGE 25 072EE000800 0 072 A006200 12 072 B006200 662 072 C006200 0 072 D006200 0 072 E006200 0 072 F006200 116 072 G006200 11 072 H006200 0 072 I006200 13 072 J006200 25 072 K006200 0 072 L006200 43 072 M006200 15 072 N006200 44 072 O006200 0 072 P006200 0 072 Q006200 51 072 R006200 43 072 S006200 1 072 T006200 7 072 U006200 0 072 V006200 0 072 W006200 6 072 X006200 375 072 Y006200 192 072 Z006200 479 072AA006200 298 072BB006200 0 072CC016200 2692 072CC026200 0 072DD016200 41 072DD026200 642 072EE006200 33 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 073 A016200 0.0000 073 A026200 0.0000 073 B006200 0.0215 073 C006200 0.0000 074 A000500 4288 074 B000500 0 074 C000500 0 074 D000500 1858754 074 E000500 179 PAGE 26 074 F000500 2456 074 G000500 0 074 H000500 0 074 I000500 12989 074 J000500 40256 074 K000500 166 074 L000500 29717 074 M000500 1361 074 N000500 1950166 074 O000500 79925 074 P000500 646 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 4940 074 S000500 0 074 T000500 1864655 074 U010500 155103 074 U020500 148675 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 40276 074 Y000500 2676 074 A000800 1 074 B000800 11445 074 C000800 0 074 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CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exhs.txt EXHIBITS Columbia Funds Series Trust I - Annual N-SAR report for the period ending 5/31/11 Columbia High Yield Opportunity Fund Columbia International Bond Fund Columbia Strategic Income Fund (the "Funds") Item 77B - Accountant's report on internal control Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audits of the financial statements of Columbia International Bond Fund and Columbia High Yield Opportunity Fund (each a series of Columbia Funds Series Trust I and hereafter collectively referred to as the "Funds") as of and for the year ended May 31, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of May 31, 2011. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Boston, Massachusetts July 22, 2011 Item 77C - Matters submitted to a vote of security holders: Columbia International Bond Fund At a Joint Special Meeting of Shareholders held on February 15, 2011, shareholders of Columbia International Bond Fund considered a proposal to approve a proposed amendment to the Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. The proposal was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 13,835,257 110,571 9,247 0 Columbia High Yield Opportunity Fund At a Joint Special Meeting of Shareholders held on February 15, 2011, shareholders of Columbia High Yield Opportunity Fund considered a proposal to approve a proposed amendment to the Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. The proposal was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 176,409,526 9,471,504 6,126,212 0 Columbia Strategic Income Fund At a Joint Special Meeting of Shareholders held on February 15, 2011, shareholders of Columbia Strategic Income Fund considered a proposal to approve a proposed amendment to the Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. The proposal was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 1,054,856,737 60,370,684 33,730,551 0 Item 77E - Legal Proceedings: Information Regarding Pending and Settled Legal Proceedings In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company mutual funds (branded as Columbia or RiverSource) and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On December 9, 2010, the District Court reinstated its July 9, 2007, summary judgment order in favor of the defendants. On January 10, 2011, plaintiffs filed a notice of appeal with the Eighth Circuit. In response to the plaintiffs' opening appellate brief filed on March 18, 2011, the defendants filed a response brief on May 4, 2011 with the Eighth Circuit. The plaintiffs filed a reply brief on May 26, 2011. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at http://www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the funds' Boards of Directors/Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. N-SAR Item 77H: Changes in Control of Registrant Below are persons presumed to control Registrant's series because such person owns more than 25% of a series based on the records of the series. Columbia High Yield Opportunity Fund As of November 30, 2010 Name of Person Ownership % of Series PACE 25.55% As of May 31, 2011 Name of Person Ownership % of Series Changes in Control Persons Ownership % of Series Date/Description of Name of Person Transaction(s) Became a, or Ceased to be, Control Person Below are persons presumed to control Registrant's series because such person owns more than 25% of a series based on the records of the series. Columbia International Bond Fund As of November 30, 2010 Name of Person Ownership % of Series RIVERSOURCE seed accounts 33.80% PACE 54.17% As of May 31, 2011 Name of Person Ownership % of Series State Street Bank AAF Lifegoal Balanced Growth 46.20% Changes in Control Persons Name of Person Ownership % of Series Date/Description of Transaction(s) Became a, or Ceased to be, Control Person