0000773757-11-000050.txt : 20110729
0000773757-11-000050.hdr.sgml : 20110729
20110729150510
ACCESSION NUMBER: 0000773757-11-000050
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110531
FILED AS OF DATE: 20110729
DATE AS OF CHANGE: 20110729
EFFECTIVENESS DATE: 20110729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I
CENTRAL INDEX KEY: 0000773757
IRS NUMBER: 363376651
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04367
FILM NUMBER: 11997123
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 8003382550
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
DATE OF NAME CHANGE: 19991025
FORMER COMPANY:
FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000773757
S000010617
Columbia Strategic Income Fund
C000029358
Class A
COSIX
C000029359
Class B
CLSBX
C000029360
Class C
CLSCX
C000029362
Class Z
LSIZX
C000094661
Class R
CSNRX
C000094662
Class R4
CSIVX
C000094663
Class R5
CTIVX
C000094664
Class W
CTTWX
0000773757
S000012101
Columbia High Yield Opportunity Fund
C000033001
Class A
COLHX
C000033002
Class B
COHBX
C000033003
Class C
CHYCX
C000033004
Class Z
LHYZX
0000773757
S000024212
Columbia International Bond Fund
C000071070
Class A
CNBAX
C000071071
Class C
CNBCX
C000071072
Class Z
CNBZX
C000094718
Class I
CIBIX
NSAR-B
1
cfstianswer.fil
ANSWER FILE
PAGE 1
000 B000000 05/31/2011
000 C000000 0000773757
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA FUNDS SERIES TRUST I
001 B000000 811-04367
001 C000000 6173859594
002 A000000 225 FRANKLIN STREET
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 40
007 C010500 5
007 C020500 Columbia Strategic Income Fund
007 C030500 N
007 C010800 8
007 C020800 Columbia High Yield Opportunity Fund
007 C030800 N
007 C016200 62
007 C026200 Columbia International Bond Fund
007 C036200 N
008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B00AA01 A
008 C00AA01 801-25943
008 D01AA01 BOSTON
008 D02AA01 MA
008 D03AA01 02110
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02111
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
012 B00AA01 84-05685
012 C01AA01 BOSTON
012 C02AA01 MA
PAGE 2
012 C03AA01 02266
012 C04AA01 8081
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES, INC.
014 B00AA02 8-42582
014 A00AA03 SECURITIES AMERICA, INC.
014 B00AA03 8-26602
014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA04 8-16791
014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA05 8-67196
015 A00AA01 CITIBANK, N.A.
015 B00AA01 S
015 C01AA01 BUENOS AIRES
015 D01AA01 ARGENTINA
015 E04AA01 X
015 A00AA02 HSBC BANK MIDDLE EAST
015 B00AA02 S
015 C01AA02 MANAMA
015 D01AA02 BAHRAIN
015 E04AA02 X
015 A00AA03 STANDARD CHARTERED BANK
015 B00AA03 S
015 C01AA03 DHAKA
015 D01AA03 BANGLADESH
015 E04AA03 X
015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA04 S
015 C01AA04 ABIDJAN, IVORY COAST
015 D01AA04 BENIN
015 E04AA04 X
015 A00AA05 BANK OF BERMUDA LIMITED
015 B00AA05 S
015 C01AA05 HAMILTON
015 D01AA05 BERMUDA
015 E04AA05 X
015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED
015 B00AA06 S
015 C01AA06 GABORONE
015 D01AA06 BOTSWANA
015 E04AA06 X
015 A00AA07 CITIBANK, N.A.
015 B00AA07 S
015 C01AA07 SAO PAULO
015 D01AA07 BRAZIL
015 E04AA07 X
PAGE 3
015 A00AA08 ING BANK N.V.
015 B00AA08 S
015 C01AA08 SOFIA
015 D01AA08 BULGARIA
015 E04AA08 X
015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA09 S
015 C01AA09 ABIDJAN, IVORY COAST
015 D01AA09 BURKINA FASO
015 E04AA09 X
015 A00AA10 STATE STREET TRUST COMPANY CANADA
015 B00AA10 S
015 C01AA10 TORONTO
015 D01AA10 CANADA
015 E04AA10 X
015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA11 S
015 C01AA11 SHANGHAI
015 D01AA11 CHINA
015 E04AA11 X
015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B00AA12 S
015 C01AA12 BOGOTA
015 D01AA12 COLOMBIA
015 E04AA12 X
015 A00AA13 BANCO BCT S.A.
015 B00AA13 S
015 C01AA13 SAN JOSE
015 D01AA13 COSTA RICA
015 E04AA13 X
015 A00AA14 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA14 S
015 C01AA14 ZAGREB
015 D01AA14 CROATIA
015 E04AA14 X
015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA15 S
015 C01AA15 PRAGUE
015 D01AA15 CZECH REPUBLIC
015 E04AA15 X
015 A00AA16 HSBC BANK EGYPT S.A.E.
015 B00AA16 S
015 C01AA16 CAIRO
015 D01AA16 EGYPT
015 E04AA16 X
015 A00AA17 BARCLAYS BANK OF GHANA LIMITED
015 B00AA17 S
015 C01AA17 ACCRA
015 D01AA17 GHANA
015 E04AA17 X
015 A00AA18 NATIONAL BANK OF GREECE S.A.
PAGE 4
015 B00AA18 S
015 C01AA18 ATHENS
015 D01AA18 GREECE
015 E04AA18 X
015 A00AA19 STANDARD CHARTERED BANK
015 B00AA19 S
015 C01AA19 HONG KONG
015 D01AA19 HONG KONG (SAR)
015 E04AA19 X
015 A00AA20 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA20 S
015 C01AA20 MUMBAI
015 D01AA20 INDIA
015 E04AA20 X
015 A00AA21 DEUTSCHE BANK AG
015 B00AA21 S
015 C01AA21 MUMBAI
015 D01AA21 INDIA
015 E04AA21 X
015 A00AA22 BANK OF IRELAND
015 B00AA22 S
015 C01AA22 DUBLIN
015 D01AA22 IRELAND
015 E04AA22 X
015 A00AA23 BANK HAPOALIM B.M.
015 B00AA23 S
015 C01AA23 TEL AVIV
015 D01AA23 ISRAEL
015 E04AA23 X
015 A00AA24 SUMITOMO MITSUI BANKING CORPORATION
015 B00AA24 S
015 C01AA24 TOKYO
015 D01AA24 JAPAN
015 E04AA24 X
015 A00AA25 HSBC BANK MIDDLE EAST
015 B00AA25 S
015 C01AA25 AMMAN
015 D01AA25 JORDAN
015 E04AA25 X
015 A00AA26 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA26 S
015 C01AA26 HO CHI MINH CITY
015 D01AA26 VIETNAM
015 E04AA26 X
015 A00AA27 BARCLAYS BANK OF KENYA LIMITED
015 B00AA27 S
015 C01AA27 NAIROBI
015 D01AA27 KENYA
015 E04AA27 X
015 A00AA28 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA28 S
PAGE 5
015 C01AA28 SEOUL
015 D01AA28 REPUBLIC OF KOREA
015 E04AA28 X
015 A00AA29 HSBC BANK MIDDLE EAST
015 B00AA29 S
015 C01AA29 BEIRUT
015 D01AA29 LEBANON
015 E04AA29 X
015 A00AA30 STANDARD CHARTERED BANK MALAYSIA BERHAD
015 B00AA30 S
015 C01AA30 KUALA LUMPUR
015 D01AA30 MALAYSIA
015 E04AA30 X
015 A00AA31 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA31 S
015 C01AA31 ABIDJAN, IVORY COAST
015 D01AA31 MALI
015 E04AA31 X
015 A00AA32 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA32 S
015 C01AA32 PORT LOUIS
015 D01AA32 MAURITIUS
015 E04AA32 X
015 A00AA33 BANCO NACIONAL DE MEXICO S.A.
015 B00AA33 S
015 C01AA33 MEXICO CITY
015 D01AA33 MEXICO
015 E04AA33 X
015 A00AA34 STANDARD BANK NAMIBIA LIMITED
015 B00AA34 S
015 C01AA34 WINDHOEK
015 D01AA34 NAMIBIA
015 E04AA34 X
015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA35 S
015 C01AA35 ABIDJAN, IVORY COAST
015 D01AA35 NIGER
015 E04AA35 X
015 A00AA36 STANBIC BANK NIGERIA LIMITED
015 B00AA36 S
015 C01AA36 LAGOS
015 D01AA36 NIGERIA
015 E04AA36 X
015 A00AA37 HSBC BANK MIDDLE EAST
015 B00AA37 S
015 C01AA37 MUSCAT
015 D01AA37 OMAN
015 E04AA37 X
015 A00AA38 DEUTSCHE BANK AG
015 B00AA38 S
015 C01AA38 KARACHI
PAGE 6
015 D01AA38 PAKISTAN
015 E04AA38 X
015 A00AA39 HSBC BANK MIDDLE EAST
015 B00AA39 S
015 C01AA39 RAMALLAH
015 D01AA39 PALESTINE
015 E04AA39 X
015 A00AA40 STANDARD CHARTERED BANK
015 B00AA40 S
015 C01AA40 MANILA
015 D01AA40 PHILIPPINES
015 E04AA40 X
015 A00AA41 BANK HANDLOWY W WARSZAWIE S.A.
015 B00AA41 S
015 C01AA41 WARSAW
015 D01AA41 POLAND
015 E04AA41 X
015 A00AA42 BANCO COMERCIAL PORTUGUES
015 B00AA42 S
015 C01AA42 LISBON
015 D01AA42 PORTUGAL
015 E04AA42 X
015 A00AA43 CITIBANK, N.A.
015 B00AA43 S
015 C01AA43 SAN JUAN
015 D01AA43 PUERTO RICO
015 E04AA43 X
015 A00AA44 HSBC BANK MIDDLE EAST
015 B00AA44 S
015 C01AA44 DOHA
015 D01AA44 QATAR
015 E04AA44 X
015 A00AA45 ING BANK N.V.
015 B00AA45 S
015 C01AA45 BUCHAREST
015 D01AA45 ROMANIA
015 E04AA45 X
015 A00AA46 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA46 S
015 C01AA46 ABIDJAN, IVORY COAST
015 D01AA46 SENEGAL
015 E04AA46 X
015 A00AA47 THE DEVELOPMENT BANK OF SINGAPORE LIMITED
015 B00AA47 S
015 C01AA47 SINGAPORE
015 D01AA47 SINGAPORE
015 E04AA47 X
015 A00AA48 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA48 S
015 C01AA48 BRATISLAVA
015 D01AA48 SLOVAK REPUBLIC
PAGE 7
015 E04AA48 X
015 A00AA49 STANDARD BANK OF SOUTH AFRICA LIMITED
015 B00AA49 S
015 C01AA49 JOHANNESBURG
015 D01AA49 SOUTH AFRICA
015 E04AA49 X
015 A00AA50 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA50 S
015 C01AA50 COLOMBO
015 D01AA50 SRI LANKA
015 E04AA50 X
015 A00AA51 STANDARD BANK SWAZILAND LIMITED
015 B00AA51 S
015 C01AA51 MBABANE
015 D01AA51 SWAZILAND
015 E04AA51 X
015 A00AA52 SKANDINAVISKA ENSKILDA BANKEN
015 B00AA52 S
015 C01AA52 STOCKHOLM
015 D01AA52 SWEDEN
015 E04AA52 X
015 A00AA53 UBS AG
015 B00AA53 S
015 C01AA53 ZURICH
015 D01AA53 SWITZERLAND
015 E04AA53 X
015 A00AA54 STANDARD CHARTERED BANK
015 B00AA54 S
015 C01AA54 BANGKOK
015 D01AA54 THAILAND
015 E04AA54 X
015 A00AA55 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA55 S
015 C01AA55 ABIDJAN, IVORY COAST
015 D01AA55 TOGO
015 E04AA55 X
015 A00AA56 REPUBLIC BANK LIMITED
015 B00AA56 S
015 C01AA56 PORT-OF-SPAIN
015 D01AA56 TRINIDAD & TOBAGO
015 E04AA56 X
015 A00AA57 BANQUE INTERNATIONALE ARABE DE TUNISIE
015 B00AA57 S
015 C01AA57 TUNIS
015 D01AA57 TUNISIA
015 E04AA57 X
015 A00AA58 CITIBANK, N.A.
015 B00AA58 S
015 C01AA58 ISTANBUL
015 D01AA58 TURKEY
015 E04AA58 X
PAGE 8
015 A00AA59 ING BANK UKRAINE
015 B00AA59 S
015 C01AA59 KIEV
015 D01AA59 UKRAINE
015 E04AA59 X
015 A00AA60 HSBC BANK MIDDLE EAST
015 B00AA60 S
015 C01AA60 DUBAI
015 D01AA60 UNITED ARAB EMIRATES
015 E04AA60 X
015 A00AA61 STATE STREET BANK & TRUST COMPANY
015 B00AA61 S
015 C01AA61 LONDON
015 D01AA61 UNITED KINGDOM
015 E04AA61 X
015 A00AA62 STATE STREET BANK & TRUST COMPANY
015 B00AA62 C
015 C01AA62 BOSTON
015 C02AA62 MA
015 C03AA62 02110
015 D01AA62 UNITED STATES
015 E01AA62 X
015 A00AA63 CITIBANK, N.A.
015 B00AA63 S
015 C01AA63 CARACAS
015 D01AA63 VENEZUELA
015 E04AA63 X
015 A00AA64 THE HONGKONG AND SHANGHAI BANKING CORP. LTD.
015 B00AA64 S
015 C01AA64 SYDNEY
015 D01AA64 AUSTRALIA
015 E04AA64 X
015 A00AA65 UNICREDIT BANK AUSTRIA AG
015 B00AA65 S
015 C01AA65 VIENNA
015 D01AA65 AUSTRIA
015 E04AA65 X
015 A00AA66 DEUTSCHE BANK A.G., NETHERLANDS
015 B00AA66 S
015 C01AA66 BRUSSELS
015 D01AA66 BELGIUM
015 E04AA66 X
015 A00AA67 CLOSE TRUSTEES (CAYMAN) LTD
015 B00AA67 S
015 C01AA67 GRAND CAYMAN
015 D01AA67 CAYMAN ISLANDS
015 E04AA67 X
015 A00AA68 BANCO ITAU CHILE
015 B00AA68 S
015 C01AA68 SANTIAGO
015 D01AA68 CHILE
PAGE 9
015 E04AA68 X
015 A00AA69 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B00AA69 S
015 C01AA69 ATHENS
015 D01AA69 GREECE
015 E04AA69 X
015 A00AA70 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA70 S
015 C01AA70 COPENHAGEN
015 D01AA70 DENMARK
015 E04AA70 X
015 A00AA71 BANCO DE LA PRODUCCION S.A. (PRODUBANCO)
015 B00AA71 S
015 C01AA71 QUITO
015 D01AA71 ECUADOR
015 E04AA71 X
015 A00AA72 AS SEB PANK
015 B00AA72 S
015 C01AA72 TALLINN
015 D01AA72 ESTONIA
015 E04AA72 X
015 A00AA73 SKANDINAVISKA ENSKILDA BANKEN AB (SEB)
015 B00AA73 S
015 C01AA73 HELSINKI
015 D01AA73 FINLAND
015 E04AA73 X
015 A00AA74 DEUTSCHE BANK A.G., AMSTERDAM
015 B00AA74 S
015 C01AA74 AMSTERDAM
015 D01AA74 NETHERLANDS
015 E04AA74 X
015 A00AA75 DEUTSCHE BANK AG FRANKFURT
015 B00AA75 S
015 C01AA75 FRANKFURT
015 D01AA75 GERMANY
015 E04AA75 X
015 A00AA76 UNICREDIT BANK HUNGARY ZRT
015 B00AA76 S
015 C01AA76 BUDAPEST
015 D01AA76 HUNGARY
015 E04AA76 X
015 A00AA77 NEW KAUPTHING BANKI HF
015 B00AA77 S
015 C01AA77 REYKJAVIK
015 D01AA77 ICELAND
015 E04AA77 X
015 A00AA78 DEUTSCHE BANK AG
015 B00AA78 S
015 C01AA78 JAKARTA
015 D01AA78 INDONESIA
015 E04AA78 X
PAGE 10
015 A00AA79 DEUTSCHE BANK S.P.A., MILAN
015 B00AA79 S
015 C01AA79 MILAN
015 D01AA79 ITALY
015 D02AA79 20126
015 E04AA79 X
015 A00AA80 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA80 S
015 C01AA80 ABIDJAN
015 D01AA80 IVORY COAST
015 E04AA80 X
015 A00AA81 BANK OF NOVA SCOTIA JAMAICA LIMITED
015 B00AA81 S
015 C01AA81 KINGSTON
015 D01AA81 JAMAICA
015 E04AA81 X
015 A00AA82 MIZUHO CORPORATE BANK, LTD
015 B00AA82 S
015 C01AA82 TOKYO
015 D01AA82 JAPAN
015 E04AA82 X
015 A00AA83 SB HSBC BANK KAZAKHSTAN JSC
015 B00AA83 S
015 C01AA83 ALMATY
015 D01AA83 KAZAKHSTAN
015 E04AA83 X
015 A00AA84 DEUTSCHE BANK AG
015 B00AA84 S
015 C01AA84 SEOUL
015 D01AA84 KOREA
015 E04AA84 X
015 A00AA85 HSBC BANK MIDDLE EAST LIMITED - KUWAIT
015 B00AA85 S
015 C01AA85 SAFAT
015 D01AA85 KUWAIT
015 E04AA85 X
015 A00AA86 AS SEB BANKA
015 B00AA86 S
015 C01AA86 RIGA
015 D01AA86 LATVIA
015 E04AA86 X
015 A00AA87 AB SEB BANKAS
015 B00AA87 S
015 C01AA87 VILNIUS
015 D01AA87 LITHUANIA
015 E04AA87 X
015 A00AA88 THE HONGKONG AND SHANGHAI BANKING CORP.
015 B00AA88 S
015 C01AA88 VALLETTA
015 D01AA88 MALTA
015 E04AA88 X
PAGE 11
015 A00AA89 CITIBANK MAGHREB
015 B00AA89 S
015 C01AA89 CASABLANCA
015 D01AA89 MOROCCO
015 E04AA89 X
015 A00AA90 DEUTSCHE BANK AG
015 B00AA90 S
015 C01AA90 AMSTERDAM
015 D01AA90 NETHERLANDS
015 E04AA90 X
015 A00AA91 THE HONGKONG AND SHANGHAI BANKING CORP LTD
015 B00AA91 S
015 C01AA91 AUCKLAND
015 D01AA91 NEW ZEALAND
015 E04AA91 X
015 A00AA92 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA92 S
015 C01AA92 OSLO
015 D01AA92 NORWAY
015 E04AA92 X
015 A00AA93 HSBC BANK (PANAMA) S.A.
015 B00AA93 S
015 C01AA93 PANAMA CITY
015 D01AA93 PANAMA
015 E04AA93 X
015 A00AA94 CITIBANK DEL PERU, S.A.
015 B00AA94 S
015 C01AA94 LIMA
015 D01AA94 PERU
015 E04AA94 X
015 A00AA95 ING BANK (EURASIA) ZAO
015 B00AA95 S
015 C01AA95 MOSCOW
015 D01AA95 RUSSIA
015 E04AA95 X
015 A00AA96 SAUDI BRITISH BANK
015 B00AA96 S
015 C01AA96 RIYADH
015 D01AA96 SAUDI ARABIA
015 E04AA96 X
015 A00AA97 UNICREDIT BANK SERBIA JSC
015 B00AA97 S
015 C01AA97 BELGRADE
015 D01AA97 SERBIA
015 E04AA97 X
015 A00AA98 UNITED OVERSEAS BANK LIMITED
015 B00AA98 S
015 C01AA98 SINGAPORE
015 D01AA98 SINGAPORE
015 E04AA98 X
015 A00AA99 JPMORGAN CHASE BANK, N.A.
PAGE 12
015 B00AA99 C
015 C01AA99 NEW YORK
015 C02AA99 NY
015 C03AA99 10005
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 148
019 C00AA00 COLUMBIAFD
020 A000001 JP MORGAN CHASE BANK, NA
020 C000001 14
021 000000 14
022 A000001 STATE STREET BANK & TRUST CO.
022 B000001 04-1867445
022 C000001 9490646
022 D000001 0
022 A000002 BARCLAYS CAPITAL
022 B000002 13-3297824
022 C000002 354482
022 D000002 512107
022 A000003 JPMORGAN CHASE & CO.
022 B000003 13-3112953
022 C000003 465639
022 D000003 288449
022 A000004 GOLDMAN SACHS & CO.
022 B000004 13-5108880
022 C000004 269073
022 D000004 253568
022 A000005 DEUTSCHE BANK AG
022 B000005 13-6124068
022 C000005 244167
022 D000005 199088
022 A000006 MORGAN STANLEY & CO., INC.
022 B000006 13-2655998
022 C000006 233553
022 D000006 207435
022 A000007 SALOMON SMITH BARNEY CITIGROUP
022 B000007 13-3082694
022 C000007 218650
022 D000007 153829
022 A000008 CS FIRST BOSTON CORP.
022 B000008 13-5659485
022 C000008 206012
022 D000008 150317
022 A000009 JEFFERIES & CO., INC.
022 B000009 95-2622900
022 C000009 103969
022 D000009 161418
022 A000010 WELLS FARGO BANK, NA
022 C000010 54653
022 D000010 134922
023 C000000 12086272
PAGE 13
023 D000000 2653351
024 000500 Y
024 000800 N
024 006200 N
025 A000501 SALOMON SMITH BARNEY CITIGROUP
025 B000501 13-3082694
025 C000501 D
025 D000501 13954
025 A000502 JPMORGAN CHASE & CO.
025 B000502 13-3112953
025 C000502 D
025 D000502 18441
025 A000503 MORGAN STANLEY
025 B000503 13-2655998
025 C000503 D
025 D000503 29398
025 A000504 DEUTSCHE BANK AG
025 B000504 13-6124068
025 C000504 D
025 D000504 4069
025 A000505 CS FIRST BOSTON
025 B000505 13-5659485
025 C000505 D
025 D000505 8339
025 A000506 GOLDMAN SACHS & CO.
025 B000506 13-5108880
025 C000506 D
025 D000506 10532
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
028 A010500 18937
028 A020500 21132
028 A030500 0
028 A040500 63212
028 B010500 18121
028 B020500 3705
028 B030500 0
028 B040500 49835
028 C010500 22040
028 C020500 3618
028 C030500 0
028 C040500 51705
028 D010500 24845
PAGE 14
028 D020500 3567
028 D030500 0
028 D040500 51461
028 E010500 27433
028 E020500 3541
028 E030500 0
028 E040500 38555
028 F010500 37230
028 F020500 3523
028 F030500 0
028 F040500 38921
028 G010500 148606
028 G020500 39086
028 G030500 0
028 G040500 293689
028 H000500 10735
028 A010800 5978
028 A020800 826
028 A030800 0
028 A040800 7816
028 B010800 3377
028 B020800 803
028 B030800 0
028 B040800 8146
028 C010800 2515
028 C020800 809
028 C030800 0
028 C040800 3882
028 D010800 1888
028 D020800 767
028 D030800 0
028 D040800 6029
028 E010800 5956
028 E020800 791
028 E030800 0
028 E040800 5703
028 F010800 3240
028 F020800 787
028 F030800 0
028 F040800 5178
028 G010800 22954
028 G020800 4783
028 G030800 0
028 G040800 36754
028 H000800 1305
028 A016200 263
028 A026200 36
028 A036200 0
028 A046200 236
028 B016200 199
028 B026200 3
PAGE 15
028 B036200 0
028 B046200 530
028 C016200 187
028 C026200 3
028 C036200 0
028 C046200 118
028 D016200 10179
028 D026200 3
028 D036200 0
028 D046200 454
028 E016200 20297
028 E026200 50
028 E036200 0
028 E046200 456
028 F016200 562
028 F026200 50
028 F036200 0
028 F046200 1103
028 G016200 31687
028 G026200 145
028 G036200 0
028 G046200 2897
028 H006200 208
029 000500 Y
029 000800 Y
029 006200 Y
030 A000500 568
030 B000500 4.75
030 C000500 0.00
030 A000800 87
030 B000800 4.75
030 C000800 0.00
030 A006200 6
030 B006200 4.75
030 C006200 0.00
031 A000500 81
031 B000500 0
031 A000800 12
031 B000800 0
031 A006200 1
031 B006200 0
032 000500 216
032 000800 66
032 006200 2
033 000500 271
033 000800 9
033 006200 3
034 000500 Y
034 000800 Y
034 006200 N
035 000500 90
PAGE 16
035 000800 8
035 006200 0
036 A000500 N
036 B000500 0
036 A000800 N
036 B000800 0
036 B006200 0
037 000500 N
037 000800 N
037 006200 N
038 000500 0
038 000800 0
038 006200 0
039 000500 N
039 000800 N
039 006200 N
040 000500 Y
040 000800 Y
040 006200 Y
041 000500 Y
041 000800 Y
041 006200 Y
042 A000500 0
042 B000500 0
042 C000500 100
042 D000500 0
042 E000500 0
042 F000500 0
042 G000500 0
042 H000500 0
042 A000800 0
042 B000800 0
042 C000800 100
042 D000800 0
042 E000800 0
042 F000800 0
042 G000800 0
042 H000800 0
042 A006200 0
042 B006200 0
042 C006200 100
042 D006200 0
042 E006200 0
042 F006200 0
042 G006200 0
042 H006200 0
043 000500 4890
043 000800 713
043 006200 7
044 000500 0
044 000800 0
PAGE 17
044 006200 0
045 000500 Y
045 000800 Y
045 006200 Y
046 000500 N
046 000800 N
046 006200 N
047 000500 Y
047 000800 Y
047 006200 Y
048 000500 0.000
048 A010500 500000
048 A020500 0.530
048 B010500 500000
048 B020500 0.525
048 C010500 1000000
048 C020500 0.515
048 D010500 1000000
048 D020500 0.495
048 E010500 3000000
048 E020500 0.480
048 F010500 1500000
048 F020500 0.455
048 G010500 1500000
048 G020500 0.440
048 H010500 1000000
048 H020500 0.431
048 I010500 5000000
048 I020500 0.419
048 J010500 5000000
048 J020500 0.409
048 K010500 50000000
048 K020500 0.353
048 000800 0.000
048 A010800 500000
048 A020800 0.600
048 B010800 500000
048 B020800 0.550
048 C010800 500000
048 C020800 0.520
048 D010800 0
048 D020800 0.000
048 E010800 0
048 E020800 0.000
048 F010800 0
048 F020800 0.000
048 G010800 0
048 G020800 0.000
048 H010800 0
048 H020800 0.000
048 I010800 0
PAGE 18
048 I020800 0.000
048 J010800 0
048 J020800 0.000
048 K010800 1500000
048 K020800 0.490
048 006200 0.000
048 A016200 500000
048 A026200 0.550
048 B016200 500000
048 B026200 0.500
048 C016200 500000
048 C026200 0.470
048 D016200 0
048 D026200 0.000
048 E016200 0
048 E026200 0.000
048 F016200 0
048 F026200 0.000
048 G016200 0
048 G026200 0.000
048 H016200 0
048 H026200 0.000
048 I016200 0
048 I026200 0.000
048 J016200 0
048 J026200 0.000
048 K016200 1500000
048 K026200 0.440
049 000500 N
049 000800 N
049 006200 N
050 000500 N
050 000800 N
050 006200 N
051 000500 N
051 000800 N
051 006200 N
052 000500 N
052 000800 N
052 006200 N
053 A000500 Y
053 A000800 Y
053 B000800 Y
053 C000800 N
053 A006200 Y
053 B006200 Y
053 C006200 N
054 A00AA00 Y
054 B00AA00 Y
054 C00AA00 N
054 D00AA00 N
PAGE 19
054 E00AA00 N
054 F00AA00 N
054 G00AA00 Y
054 H00AA00 N
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 Y
055 A000500 Y
055 B000500 N
055 A000800 Y
055 B000800 N
055 A006200 N
055 B006200 N
056 000500 Y
056 000800 Y
056 006200 Y
057 000500 N
057 000800 N
057 006200 N
058 A000500 N
058 A000800 N
058 A006200 N
059 000500 Y
059 000800 Y
059 006200 Y
060 A000500 Y
060 B000500 Y
060 A000800 Y
060 B000800 Y
060 A006200 N
060 B006200 N
061 000500 2000
061 000800 2000
061 006200 2000
062 A000500 Y
062 B000500 0.0
062 C000500 0.0
062 D000500 0.0
062 E000500 0.0
062 F000500 0.0
062 G000500 0.0
062 H000500 0.0
062 I000500 0.0
062 J000500 0.0
062 K000500 0.0
062 L000500 0.0
062 M000500 4.4
PAGE 20
062 N000500 5.1
062 O000500 1.1
062 P000500 52.3
062 Q000500 36.8
062 R000500 0.8
062 A000800 Y
062 B000800 0.0
062 C000800 0.0
062 D000800 3.5
062 E000800 0.0
062 F000800 0.0
062 G000800 0.0
062 H000800 0.0
062 I000800 0.0
062 J000800 0.0
062 K000800 0.0
062 L000800 0.0
062 M000800 0.0
062 N000800 0.0
062 O000800 0.6
062 P000800 96.7
062 Q000800 0.0
062 R000800 0.5
062 A006200 Y
062 B006200 0.0
062 C006200 0.0
062 D006200 0.4
062 E006200 0.0
062 F006200 0.0
062 G006200 0.0
062 H006200 0.0
062 I006200 0.0
062 J006200 0.0
062 K006200 0.0
062 L006200 0.0
062 M006200 0.0
062 N006200 0.0
062 O006200 0.0
062 P006200 5.1
062 Q006200 92.7
062 R006200 0.0
063 A000500 0
063 B000500 7.6
063 A000800 0
063 B000800 7.4
063 A006200 0
063 B006200 7.7
064 A000500 N
064 B000500 Y
064 A000800 N
064 B000800 Y
PAGE 21
064 A006200 N
064 B006200 N
065 000500 N
065 000800 N
066 A000500 N
066 A000800 N
066 A006200 N
067 000500 N
067 000800 N
067 006200 N
068 A000500 N
068 B000500 N
068 A000800 N
068 B000800 N
068 A006200 N
068 B006200 Y
069 000500 N
069 000800 N
069 006200 N
070 A010500 Y
070 A020500 N
070 B010500 Y
070 B020500 N
070 C010500 Y
070 C020500 N
070 D010500 Y
070 D020500 N
070 E010500 Y
070 E020500 Y
070 F010500 Y
070 F020500 N
070 G010500 Y
070 G020500 N
070 H010500 Y
070 H020500 N
070 I010500 Y
070 I020500 N
070 J010500 Y
070 J020500 Y
070 K010500 Y
070 K020500 Y
070 L010500 Y
070 L020500 Y
070 M010500 Y
070 M020500 Y
070 N010500 Y
070 N020500 Y
070 O010500 Y
070 O020500 N
070 P010500 Y
070 P020500 Y
PAGE 22
070 Q010500 Y
070 Q020500 Y
070 R010500 Y
070 R020500 N
070 A010800 Y
070 A020800 Y
070 B010800 Y
070 B020800 N
070 C010800 Y
070 C020800 N
070 D010800 Y
070 D020800 N
070 E010800 Y
070 E020800 N
070 F010800 Y
070 F020800 N
070 G010800 Y
070 G020800 N
070 H010800 Y
070 H020800 N
070 I010800 Y
070 I020800 N
070 J010800 Y
070 J020800 Y
070 K010800 Y
070 K020800 N
070 L010800 Y
070 L020800 Y
070 M010800 Y
070 M020800 N
070 N010800 Y
070 N020800 N
070 O010800 Y
070 O020800 N
070 P010800 Y
070 P020800 Y
070 Q010800 Y
070 Q020800 N
070 R010800 Y
070 R020800 N
070 A016200 Y
070 A026200 Y
070 B016200 Y
070 B026200 N
070 C016200 Y
070 C026200 N
070 D016200 Y
070 D026200 N
070 E016200 Y
070 E026200 Y
070 F016200 Y
PAGE 23
070 F026200 N
070 G016200 Y
070 G026200 N
070 H016200 Y
070 H026200 N
070 I016200 Y
070 I026200 N
070 J016200 Y
070 J026200 Y
070 K016200 Y
070 K026200 N
070 L016200 Y
070 L026200 Y
070 M016200 Y
070 M026200 Y
070 N016200 Y
070 N026200 N
070 O016200 Y
070 O026200 N
070 P016200 Y
070 P026200 N
070 Q016200 Y
070 Q026200 N
070 R016200 Y
070 R026200 N
071 A000500 2449973
071 B000500 2668125
071 C000500 1915150
071 D000500 128
071 A000800 340394
071 B000800 364562
071 C000800 312955
071 D000800 109
071 A006200 35063
071 B006200 6769
071 C006200 21581
071 D006200 31
072 A000500 12
072 B000500 121316
072 C000500 6
072 D000500 0
072 E000500 49
072 F000500 10514
072 G000500 101
072 H000500 0
072 I000500 2924
072 J000500 247
072 K000500 0
072 L000500 300
072 M000500 97
072 N000500 144
PAGE 24
072 O000500 0
072 P000500 0
072 Q000500 182
072 R000500 64
072 S000500 124
072 T000500 4890
072 U000500 0
072 V000500 0
072 W000500 92
072 X000500 19679
072 Y000500 60
072 Z000500 101752
072AA000500 114391
072BB000500 0
072CC010500 28650
072CC020500 0
072DD010500 69981
072DD020500 67209
072EE000500 0
072 A000800 12
072 B000800 26034
072 C000800 3
072 D000800 0
072 E000800 0
072 F000800 1954
072 G000800 0
072 H000800 0
072 I000800 432
072 J000800 36
072 K000800 0
072 L000800 133
072 M000800 28
072 N000800 61
072 O000800 0
072 P000800 0
072 Q000800 111
072 R000800 59
072 S000800 20
072 T000800 713
072 U000800 0
072 V000800 0
072 W000800 19
072 X000800 3566
072 Y000800 247
072 Z000800 22718
072AA000800 10387
072BB000800 0
072CC010800 19054
072CC020800 0
072DD010800 13614
072DD020800 9572
PAGE 25
072EE000800 0
072 A006200 12
072 B006200 662
072 C006200 0
072 D006200 0
072 E006200 0
072 F006200 116
072 G006200 11
072 H006200 0
072 I006200 13
072 J006200 25
072 K006200 0
072 L006200 43
072 M006200 15
072 N006200 44
072 O006200 0
072 P006200 0
072 Q006200 51
072 R006200 43
072 S006200 1
072 T006200 7
072 U006200 0
072 V006200 0
072 W006200 6
072 X006200 375
072 Y006200 192
072 Z006200 479
072AA006200 298
072BB006200 0
072CC016200 2692
072CC026200 0
072DD016200 41
072DD026200 642
072EE006200 33
073 A010500 0.0000
073 A020500 0.0000
073 B000500 0.0000
073 C000500 0.0000
073 A010800 0.0000
073 A020800 0.0000
073 B000800 0.0000
073 C000800 0.0000
073 A016200 0.0000
073 A026200 0.0000
073 B006200 0.0215
073 C006200 0.0000
074 A000500 4288
074 B000500 0
074 C000500 0
074 D000500 1858754
074 E000500 179
PAGE 26
074 F000500 2456
074 G000500 0
074 H000500 0
074 I000500 12989
074 J000500 40256
074 K000500 166
074 L000500 29717
074 M000500 1361
074 N000500 1950166
074 O000500 79925
074 P000500 646
074 Q000500 0
074 R010500 0
074 R020500 0
074 R030500 0
074 R040500 4940
074 S000500 0
074 T000500 1864655
074 U010500 155103
074 U020500 148675
074 V010500 0.00
074 V020500 0.00
074 W000500 0.0000
074 X000500 40276
074 Y000500 2676
074 A000800 1
074 B000800 11445
074 C000800 0
074 D000800 314878
074 E000800 0
074 F000800 1498
074 G000800 0
074 H000800 0
074 I000800 0
074 J000800 714
074 K000800 110
074 L000800 6064
074 M000800 2
074 N000800 334712
074 O000800 9143
074 P000800 362
074 Q000800 0
074 R010800 0
074 R020800 0
074 R030800 0
074 R040800 1474
074 S000800 0
074 T000800 323733
074 U010800 46718
074 U020800 31478
074 V010800 0.00
PAGE 27
074 V020800 0.00
074 W000800 0.0000
074 X000800 9452
074 Y000800 0
074 A006200 253
074 B006200 192
074 C006200 0
074 D006200 46240
074 E006200 0
074 F006200 0
074 G006200 0
074 H006200 0
074 I006200 0
074 J006200 1961
074 K006200 32
074 L006200 688
074 M006200 9
074 N006200 49375
074 O006200 1984
074 P006200 32
074 Q006200 0
074 R016200 0
074 R026200 0
074 R036200 0
074 R046200 72
074 S006200 0
074 T006200 47287
074 U016200 109
074 U026200 4007
074 V016200 0.00
074 V026200 0.00
074 W006200 0.0000
074 X006200 176
074 Y006200 8
075 A000500 0
075 B000500 1948962
075 A000800 0
075 B000800 325762
075 A006200 0
075 B006200 23359
076 000500 0.00
076 000800 0.00
076 006200 0.00
077 A000000 Y
077 B000000 Y
077 C000000 Y
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 Y
PAGE 28
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078 000000 N
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 C00AA00 25000
081 A00AA00 Y
081 B00AA00 77
082 A00AA00 N
082 B00AA00 0
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 N
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE MICHAEL G. CLARKE
TITLE CHIEF FINANCIAL OFFICER
EX-99
2
exhs.txt
EXHIBITS
Columbia Funds Series Trust I -
Annual N-SAR report for the period ending 5/31/11
Columbia High Yield Opportunity Fund
Columbia International Bond Fund
Columbia Strategic Income Fund
(the "Funds")
Item 77B - Accountant's report on internal control
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Columbia Funds Series Trust I
In planning and performing our audits of the financial statements of Columbia
International Bond Fund and Columbia High Yield Opportunity Fund (each a
series of Columbia Funds Series Trust I and hereafter collectively referred
to as the "Funds") as of and for the year ended May 31, 2011, in accordance
with the standards of the Public Company Accounting Oversight Board (United
States), we considered the Funds' internal control over financial reporting,
including controls over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form N-SAR, but
not for the purpose of expressing an opinion on the effectiveness of the
Funds' internal control over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Funds' internal control over
financial reporting.
The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to
assess the expected benefits and related costs of controls. A fund's
internal control over financial reporting is a process designed to provide
reasonable assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in accordance with
generally accepted accounting principles. A fund's internal control over
financial reporting includes those policies and procedures that (1) pertain
to the maintenance of records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of the assets of the fund;
(2) provide reasonable assurance that transactions are recorded as necessary
to permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
fund are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or
disposition of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions, or that
the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or
detect misstatements on a timely basis. A material weakness is a deficiency,
or a combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a material
misstatement of the Funds' annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by
the Public Company Accounting Oversight Board (United States). However, we
noted no deficiencies in the Funds' internal control over financial reporting
and its operation, including controls over safeguarding securities, that we
consider to be material weaknesses as defined above as of May 31, 2011.
This report is intended solely for the information and use of management and
the Board of Trustees of the Funds and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
/s/PricewaterhouseCoopers LLP
Boston, Massachusetts
July 22, 2011
Item 77C - Matters submitted to a vote of security holders:
Columbia International Bond Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of Columbia International Bond Fund considered a proposal
to approve a proposed amendment to the Investment Management Services
Agreement with Columbia Management Investment Advisers, LLC. The
proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
13,835,257 110,571 9,247 0
Columbia High Yield Opportunity Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of Columbia High Yield Opportunity Fund considered a proposal
to approve a proposed amendment to the Investment Management Services
Agreement with Columbia Management Investment Advisers, LLC. The
proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
176,409,526 9,471,504 6,126,212 0
Columbia Strategic Income Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of Columbia Strategic Income Fund considered a proposal
to approve a proposed amendment to the Investment Management Services
Agreement with Columbia Management Investment Advisers, LLC. The
proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
1,054,856,737 60,370,684 33,730,551 0
Item 77E - Legal Proceedings:
Information Regarding Pending and
Settled Legal Proceedings
In June 2004, an action captioned John E. Gallus et al. v. American
Express Financial Corp. and American Express Financial Advisors
Inc. was filed in the United States District Court for the District of
Arizona. The plaintiffs allege that they are investors in several
American Express Company mutual funds (branded as Columbia or
RiverSource) and they purport to bring the action derivatively on
behalf of those funds under the Investment Company Act of 1940.
The plaintiffs allege that fees allegedly paid to the defendants by the
funds for investment advisory and administrative services are
excessive. The plaintiffs seek remedies including restitution and
rescission of investment advisory and distribution agreements. The
plaintiffs voluntarily agreed to transfer this case to the United States
District Court for the District of Minnesota (the District Court). In
response to defendants' motion to dismiss the complaint, the District
Court dismissed one of plaintiffs' four claims and granted plaintiffs
limited discovery. Defendants moved for summary judgment in
April 2007. Summary judgment was granted in the defendants' favor
on July 9, 2007. The plaintiffs filed a notice of appeal with the
Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8,
2007. On April 8, 2009, the Eighth Circuit reversed summary
judgment and remanded to the District Court for further
proceedings. On August 6, 2009, defendants filed a writ of certiorari
with the U.S. Supreme Court (the Supreme Court), asking the
Supreme Court to stay the District Court proceedings while the
Supreme Court considers and rules in a case captioned Jones v.
Harris Associates, which involves issues of law similar to those
presented in the Gallus case. On March 30, 2010, the Supreme Court
issued its ruling in Jones v. Harris Associates, and on April 5, 2010,
the Supreme Court vacated the Eighth Circuit's decision in the
Gallus case and remanded the case to the Eighth Circuit for further
consideration in light of the Supreme Court's decision in Jones v.
Harris Associates. On June 4, 2010, the Eighth Circuit remanded the
Gallus case to the District Court for further consideration in light of
the Supreme Court's decision in Jones v. Harris Associates. On
December 9, 2010, the District Court reinstated its July 9, 2007,
summary judgment order in favor of the defendants. On January 10,
2011, plaintiffs filed a notice of appeal with the Eighth Circuit. In
response to the plaintiffs' opening appellate brief filed on March 18,
2011, the defendants filed a response brief on May 4, 2011 with the
Eighth Circuit. The plaintiffs filed a reply brief on May 26, 2011.
In December 2005, without admitting or denying the allegations,
American Express Financial Corporation (AEFC, which is now
known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered
into settlement agreements with the Securities and Exchange
Commission (SEC) and Minnesota Department of Commerce
(MDOC) related to market timing activities. As a result, AEFC was
censured and ordered to cease and desist from committing or causing
any violations of certain provisions of the Investment Advisers Act
of 1940, the Investment Company Act of 1940, and various
Minnesota laws. AEFC agreed to pay disgorgement of $10 million
and civil money penalties of $7 million. AEFC also agreed to retain
an independent distribution consultant to assist in developing a plan
for distribution of all disgorgement and civil penalties ordered by the
SEC in accordance with various undertakings detailed at
http://www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise
Financial and its affiliates have cooperated with the SEC and the
MDOC in these legal proceedings, and have made regular reports to
the funds' Boards of Directors/Trustees.
Ameriprise Financial and certain of its affiliates have historically
been involved in a number of legal, arbitration and regulatory
proceedings, including routine litigation, class actions, and
governmental actions, concerning matters arising in connection with
the conduct of their business activities. Ameriprise Financial believes
that the Funds are not currently the subject of, and that neither
Ameriprise Financial nor any of its affiliates are the subject of, any
pending legal, arbitration or regulatory proceedings that are likely to
have a material adverse effect on the Funds or the ability of
Ameriprise Financial or its affiliates to perform under their contracts
with the Funds. Ameriprise Financial is required to make 10-Q, 10-K
and, as necessary, 8-K filings with the Securities and Exchange
Commission on legal and regulatory matters that relate to Ameriprise
Financial and its affiliates. Copies of these filings may be obtained
by accessing the SEC website at www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions,
reduced sale of fund shares or other adverse consequences to the
Funds. Further, although we believe proceedings are not likely to
have a material adverse effect on the Funds or the ability of
Ameriprise Financial or its affiliates to perform under their contracts
with the Funds, these proceedings are subject to uncertainties and, as
such, we are unable to estimate the possible loss or range of loss that
may result. An adverse outcome in one or more of these proceedings
could result in adverse judgments, settlements, fines, penalties or
other relief that could have a material adverse effect on the
consolidated financial condition or results of operations of
Ameriprise Financial.
N-SAR Item 77H: Changes in Control of Registrant
Below are persons presumed to control Registrant's series because such person
owns more than 25% of a series based on the records of the series.
Columbia High Yield Opportunity Fund
As of November 30, 2010
Name of Person Ownership % of Series
PACE 25.55%
As of May 31, 2011 Name of Person Ownership % of Series
Changes in Control Persons Ownership % of Series Date/Description of
Name of Person Transaction(s) Became a, or
Ceased to be, Control Person
Below are persons presumed to control Registrant's series because such person
owns more than 25% of a series based on the records of the series.
Columbia International Bond Fund
As of November 30, 2010
Name of Person Ownership % of Series
RIVERSOURCE seed accounts 33.80%
PACE 54.17%
As of May 31, 2011
Name of Person Ownership % of Series
State Street Bank AAF Lifegoal Balanced Growth 46.20%
Changes in Control Persons
Name of Person Ownership % of Series Date/Description of
Transaction(s) Became a, or
Ceased to be, Control Person