0000773757-11-000035.txt : 20110526
0000773757-11-000035.hdr.sgml : 20110526
20110526170715
ACCESSION NUMBER: 0000773757-11-000035
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110526
DATE AS OF CHANGE: 20110526
EFFECTIVENESS DATE: 20110526
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I
CENTRAL INDEX KEY: 0000773757
IRS NUMBER: 363376651
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04367
FILM NUMBER: 11875089
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 8003382550
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
DATE OF NAME CHANGE: 19991025
FORMER COMPANY:
FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST
DATE OF NAME CHANGE: 19920703
0000773757
S000012076
Columbia Asset Allocation Fund
C000032882
Class A
LAAAX
C000032883
Class B
LAABX
C000032884
Class C
LAACX
C000032886
Class T
GAAAX
C000032887
Class Z
GAATX
0000773757
S000012077
Columbia Contrarian Core Fund
C000032888
Class A
LCCAX
C000032889
Class B
LCCBX
C000032890
Class C
LCCCX
C000032892
Class T
SGIEX
C000032893
Class Z
SMGIX
C000094681
Class R
CCCRX
C000094682
Class R4
CCRFX
C000094683
Class W
CTRWX
C000094684
Class I
CCCIX
0000773757
S000012078
Columbia Disciplined Value Fund
C000032894
Class A
LEVAX
C000032895
Class B
LEVBX
C000032896
Class C
LEVCX
C000032898
Class T
GALEX
C000032899
Class Z
GEVTX
0000773757
S000012079
Columbia Dividend Income Fund
C000032900
Class A
LBSAX
C000032901
Class B
LBSBX
C000032902
Class C
LBSCX
C000032904
Class T
GEQAX
C000032905
Class Z
GSFTX
C000061836
Class R
CDIRX
C000094685
Class I
CDVIX
C000094686
Class W
CDVWX
0000773757
S000012081
Columbia Large Cap Growth Fund
C000032910
Class A
LEGAX
C000032911
Class B
LEGBX
C000032912
Class C
LEGCX
C000032914
Class T
GAEGX
C000032915
Class Z
GEGTX
C000034322
Class E
CLGEX
C000034323
Class F
CLGFX
C000078989
Class Y
CGFYX
C000094687
Class I
CLGIX
C000094688
Class R
CGWRX
C000094689
Class R4
CLRUX
C000094690
Class R5
CLWFX
C000094691
Class W
CLGWX
0000773757
S000012082
Columbia Liberty Fund
C000032916
Class A
COLFX
C000032917
Class B
CCFBX
C000032918
Class C
CTCCX
C000032919
Class Z
CTCFX
0000773757
S000012083
Columbia Small Cap Core Fund
C000032920
Class A
LSMAX
C000032921
Class B
LSMBX
C000032922
Class C
LSMCX
C000032924
Class T
SSCEX
C000032925
Class Z
SMCEX
C000094692
Class I
CPOIX
C000094693
Class W
CSCWX
NSAR-A
1
cfstisemanswer.fil
ANSWER FILE
PAGE 1
000 A000000 03/31/2011
000 C000000 0000773757
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA FUNDS SERIES TRUST I
001 B000000 811-04367
001 C000000 6173859594
002 A000000 225 FRANKLIN STREET
002 B000000 BOSTON
002 C000000 MA
002 D010000 02110
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 45
007 C014100 41
007 C024100 Columbia Asset Allocation Fund
007 C034100 N
007 C014200 42
007 C024200 Columbia Dividend Income Fund
007 C034200 N
007 C014300 43
007 C024300 Columbia Contrarian Core Fund
007 C034300 N
007 C014400 44
007 C024400 Columbia Large Cap Growth Fund
007 C034400 N
007 C014500 45
007 C024500 Columbia Disciplined Value Fund
007 C034500 Y
007 C014600 46
007 C024600 Columbia Small Cap Core Fund
007 C034600 N
007 C014800 48
007 C024800 Columbia Liberty Fund
007 C034800 N
008 A004101 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004101 A
008 C004101 801-25943
008 D014101 BOSTON
008 D024101 MA
008 D034101 02110
008 A004201 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004201 A
PAGE 2
008 C004201 801-25943
008 D014201 BOSTON
008 D024201 MA
008 D034201 02110
008 A004301 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004301 A
008 C004301 801-25943
008 D014301 BOSTON
008 D024301 MA
008 D034301 02110
008 A004401 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004401 A
008 C004401 801-25943
008 D014401 BOSTON
008 D024401 MA
008 D034401 02110
008 A004501 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004501 A
008 C004501 801-25943
008 D014501 BOSTON
008 D024501 MA
008 D034501 02110
008 A004601 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004601 A
008 C004601 801-25943
008 D014601 BOSTON
008 D024601 MA
008 D034601 02110
008 A004801 NORDEA INVESTMENT MANAGEMENT NORTH AMERICA
008 B004801 S
008 C004801 801-60715
008 D014801 NEW YORK
008 D024801 NY
008 D034801 10019
008 A004802 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B004802 A
008 C004802 801-25943
008 D014802 BOSTON
008 D024802 MA
008 D034802 02110
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
PAGE 3
012 B00AA01 84-05685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02110
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES, INC.
014 B00AA02 8-42582
014 A00AA03 SECURITIES AMERICA, INC.
014 B00AA03 8-26602
014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA04 8-16791
014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA05 8-67196
015 A00AA01 CITIBANK, N.A.
015 B00AA01 S
015 C01AA01 BUENOS AIRES
015 D01AA01 ARGENTINA
015 E04AA01 X
015 A00AA02 HSBC BANK MIDDLE EAST
015 B00AA02 S
015 C01AA02 MANAMA
015 D01AA02 BAHRAIN
015 E04AA02 X
015 A00AA03 STANDARD CHARTERED BANK
015 B00AA03 S
015 C01AA03 DHAKA
015 D01AA03 BANGLADESH
015 E04AA03 X
015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA04 S
015 C01AA04 ABIDJAN, IVORY COAST
015 D01AA04 BENIN
015 E04AA04 X
015 A00AA05 BANK OF BERMUDA LIMITED
015 B00AA05 S
015 C01AA05 HAMILTON
015 D01AA05 BERMUDA
015 E04AA05 X
015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED
015 B00AA06 S
015 C01AA06 GABORONE
015 D01AA06 BOTSWANA
015 E04AA06 X
015 A00AA07 CITIBANK, N.A.
015 B00AA07 S
015 C01AA07 SAO PAULO
PAGE 4
015 D01AA07 BRAZIL
015 E04AA07 X
015 A00AA08 ING BANK N.V.
015 B00AA08 S
015 C01AA08 SOFIA
015 D01AA08 BULGARIA
015 E04AA08 X
015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA09 S
015 C01AA09 ABIDJAN, IVORY COAST
015 D01AA09 BURKINA FASO
015 E04AA09 X
015 A00AA10 STATE STREET TRUST COMPANY CANADA
015 B00AA10 S
015 C01AA10 TORONTO
015 D01AA10 CANADA
015 E04AA10 X
015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA11 S
015 C01AA11 SHANGHAI
015 D01AA11 CHINA
015 E04AA11 X
015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B00AA12 S
015 C01AA12 BOGOTA
015 D01AA12 COLOMBIA
015 E04AA12 X
015 A00AA13 BANCO BCT S.A.
015 B00AA13 S
015 C01AA13 SAN JOSE
015 D01AA13 COSTA RICA
015 E04AA13 X
015 A00AA14 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA14 S
015 C01AA14 ZAGREB
015 D01AA14 CROATIA
015 E04AA14 X
015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA15 S
015 C01AA15 PRAGUE
015 D01AA15 CZECH REPUBLIC
015 E04AA15 X
015 A00AA16 HSBC BANK EGYPT S.A.E.
015 B00AA16 S
015 C01AA16 CAIRO
015 D01AA16 EGYPT
015 E04AA16 X
015 A00AA17 BARCLAYS BANK OF GHANA LIMITED
015 B00AA17 S
015 C01AA17 ACCRA
015 D01AA17 GHANA
PAGE 5
015 E04AA17 X
015 A00AA18 NATIONAL BANK OF GREECE S.A.
015 B00AA18 S
015 C01AA18 ATHENS
015 D01AA18 GREECE
015 E04AA18 X
015 A00AA19 STANDARD CHARTERED BANK
015 B00AA19 S
015 C01AA19 HONG KONG
015 D01AA19 HONG KONG (SAR)
015 E04AA19 X
015 A00AA20 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA20 S
015 C01AA20 MUMBAI
015 D01AA20 INDIA
015 E04AA20 X
015 A00AA21 DEUTSCHE BANK AG
015 B00AA21 S
015 C01AA21 MUMBAI
015 D01AA21 INDIA
015 E04AA21 X
015 A00AA22 BANK OF IRELAND
015 B00AA22 S
015 C01AA22 DUBLIN
015 D01AA22 IRELAND
015 E04AA22 X
015 A00AA23 BANK HAPOALIM B.M.
015 B00AA23 S
015 C01AA23 TEL AVIV
015 D01AA23 ISRAEL
015 E04AA23 X
015 A00AA24 CITIBANK, N.A.
015 B00AA24 S
015 C01AA24 CARACAS
015 D01AA24 VENEZUELA
015 E04AA24 X
015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION
015 B00AA25 S
015 C01AA25 TOKYO
015 D01AA25 JAPAN
015 E04AA25 X
015 A00AA26 HSBC BANK MIDDLE EAST
015 B00AA26 S
015 C01AA26 AMMAN
015 D01AA26 JORDAN
015 E04AA26 X
015 A00AA27 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA27 S
015 C01AA27 HO CHI MINH CITY
015 D01AA27 VIETNAM
015 E04AA27 X
PAGE 6
015 A00AA28 BARCLAYS BANK OF KENYA LIMITED
015 B00AA28 S
015 C01AA28 NAIROBI
015 D01AA28 KENYA
015 E04AA28 X
015 A00AA29 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA29 S
015 C01AA29 SEOUL
015 D01AA29 REPUBLIC OF KOREA
015 E04AA29 X
015 A00AA30 HSBC BANK MIDDLE EAST
015 B00AA30 S
015 C01AA30 BEIRUT
015 D01AA30 LEBANON
015 E04AA30 X
015 A00AA31 STANDARD CHARTERED BANK MALAYSIA BERHAD
015 B00AA31 S
015 C01AA31 KUALA LUMPUR
015 D01AA31 MALAYSIA
015 E04AA31 X
015 A00AA32 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA32 S
015 C01AA32 ABIDJAN, IVORY COAST
015 D01AA32 MALI
015 E04AA32 X
015 A00AA33 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA33 S
015 C01AA33 PORT LOUIS
015 D01AA33 MAURITIUS
015 E04AA33 X
015 A00AA34 BANCO NACIONAL DE MEXICO S.A.
015 B00AA34 S
015 C01AA34 MEXICO CITY
015 D01AA34 MEXICO
015 E04AA34 X
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015 B00AA35 S
015 C01AA35 WINDHOEK
015 D01AA35 NAMIBIA
015 E04AA35 X
015 A00AA36 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA36 S
015 C01AA36 ABIDJAN, IVORY COAST
015 D01AA36 NIGER
015 E04AA36 X
015 A00AA37 STANBIC BANK NIGERIA LIMITED
015 B00AA37 S
015 C01AA37 LAGOS
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015 E04AA37 X
015 A00AA38 HSBC BANK MIDDLE EAST
PAGE 7
015 B00AA38 S
015 C01AA38 MUSCAT
015 D01AA38 OMAN
015 E04AA38 X
015 A00AA39 DEUTSCHE BANK AG
015 B00AA39 S
015 C01AA39 KARACHI
015 D01AA39 PAKISTAN
015 E04AA39 X
015 A00AA40 HSBC BANK MIDDLE EAST
015 B00AA40 S
015 C01AA40 RAMALLAH
015 D01AA40 PALESTINE
015 E04AA40 X
015 A00AA41 STANDARD CHARTERED BANK
015 B00AA41 S
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015 D01AA41 PHILIPPINES
015 E04AA41 X
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015 B00AA42 S
015 C01AA42 WARSAW
015 D01AA42 POLAND
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015 C01AA43 LISBON
015 D01AA43 PORTUGAL
015 E04AA43 X
015 A00AA44 CITIBANK, N.A.
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015 D01AA44 PUERTO RICO
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015 A00AA45 HSBC BANK MIDDLE EAST
015 B00AA45 S
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015 D01AA45 QATAR
015 E04AA45 X
015 A00AA46 ING BANK N.V.
015 B00AA46 S
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015 D01AA46 ROMANIA
015 E04AA46 X
015 A00AA47 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA47 S
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015 D01AA47 SENEGAL
015 E04AA47 X
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015 B00AA48 S
PAGE 8
015 C01AA48 SINGAPORE
015 D01AA48 SINGAPORE
015 E04AA48 X
015 A00AA49 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA49 S
015 C01AA49 BRATISLAVA
015 D01AA49 SLOVAK REPUBLIC
015 E04AA49 X
015 A00AA50 STANDARD BANK OF SOUTH AFRICA LIMITED
015 B00AA50 S
015 C01AA50 JOHANNESBURG
015 D01AA50 SOUTH AFRICA
015 E04AA50 X
015 A00AA51 HONGKONG AND SHANGHAI BANKING CORP LIMITED
015 B00AA51 S
015 C01AA51 COLOMBO
015 D01AA51 SRI LANKA
015 E04AA51 X
015 A00AA52 STANDARD BANK SWAZILAND LIMITED
015 B00AA52 S
015 C01AA52 MBABANE
015 D01AA52 SWAZILAND
015 E04AA52 X
015 A00AA53 SKANDINAVISKA ENSKILDA BANKEN
015 B00AA53 S
015 C01AA53 STOCKHOLM
015 D01AA53 SWEDEN
015 E04AA53 X
015 A00AA54 UBS AG
015 B00AA54 S
015 C01AA54 ZURICH
015 D01AA54 SWITZERLAND
015 E04AA54 X
015 A00AA55 STANDARD CHARTERED BANK
015 B00AA55 S
015 C01AA55 BANGKOK
015 D01AA55 THAILAND
015 E04AA55 X
015 A00AA56 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE
015 B00AA56 S
015 C01AA56 ABIDJAN, IVORY COAST
015 D01AA56 TOGO
015 E04AA56 X
015 A00AA57 REPUBLIC BANK LIMITED
015 B00AA57 S
015 C01AA57 PORT-OF-SPAIN
015 D01AA57 TRINIDAD & TOBAGO
015 E04AA57 X
015 A00AA58 BANQUE INTERNATIONALE ARABE DE TUNISIE
015 B00AA58 S
015 C01AA58 TUNIS
PAGE 9
015 D01AA58 TUNISIA
015 E04AA58 X
015 A00AA59 CITIBANK, N.A.
015 B00AA59 S
015 C01AA59 ISTANBUL
015 D01AA59 TURKEY
015 E04AA59 X
015 A00AA60 ING BANK UKRAINE
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015 C01AA60 KIEV
015 D01AA60 UKRAINE
015 E04AA60 X
015 A00AA61 HSBC BANK MIDDLE EAST
015 B00AA61 S
015 C01AA61 DUBAI
015 D01AA61 UNITED ARAB EMIRATES
015 E04AA61 X
015 A00AA62 STATE STREET BANK & TRUST COMPANY
015 B00AA62 S
015 C01AA62 LONDON
015 D01AA62 UNITED KINGDOM
015 E04AA62 X
015 A00AA63 STATE STREET BANK & TRUST COMPANY
015 B00AA63 C
015 C01AA63 BOSTON
015 C02AA63 MA
015 C03AA63 02110
015 D01AA63 UNITED STATES
015 E01AA63 X
015 A00AA64 THE HONGKONG AND SHANGHAI BANKING CORP., LTD.
015 B00AA64 S
015 C01AA64 SYDNEY
015 D01AA64 AUSTRALIA
015 D02AA64 NSW 2000
015 E04AA64 X
015 A00AA65 UNICREDIT BANK AUSTRIA AG
015 B00AA65 S
015 C01AA65 VIENNA
015 D01AA65 AUSTRIA
015 E04AA65 X
015 A00AA66 DEUTSCHE BANK AG, NETHERLANDS
015 B00AA66 S
015 C01AA66 AMSTERDAM
015 D01AA66 NETHERLANDS
015 E04AA66 X
015 A00AA67 CLOSE TRUSTEES (CAYMAN) LTD
015 B00AA67 S
015 C01AA67 GRAND CAYMAN
015 D01AA67 CAYMAN ISLANDS
015 E04AA67 X
015 A00AA68 BANCO ITAU CHILE
PAGE 10
015 B00AA68 S
015 C01AA68 SANTIAGO
015 D01AA68 CHILE
015 E04AA68 X
015 A00AA69 BNP PARIBAS SECURITIES SERVICES
015 B00AA69 S
015 C01AA69 ATHENS
015 D01AA69 GREECE
015 E04AA69 X
015 A00AA70 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA70 S
015 C01AA70 COPENHAGEN
015 D01AA70 DENMARK
015 E04AA70 X
015 A00AA71 BANCO DE LA PRODUCCION S.A. (PRODUBANCO)
015 B00AA71 S
015 C01AA71 QUITO
015 D01AA71 ECUADOR
015 E04AA71 X
015 A00AA72 AS SEB PANK
015 B00AA72 S
015 C01AA72 TALLINN
015 D01AA72 ESTONIA
015 E04AA72 X
015 A00AA73 SKANDINAVISKA ENSKILDA BANKEN AB (SEB)
015 B00AA73 S
015 C01AA73 HELSINKI
015 D01AA73 FINLAND
015 E04AA73 X
015 A00AA74 DEUTSCHE BANK A.G., AMSTERDAM
015 B00AA74 S
015 C01AA74 AMSTERDAM
015 D01AA74 NETHERLANDS
015 E04AA74 X
015 A00AA75 DEUTSCHE BANK AG
015 B00AA75 S
015 C01AA75 FRANKFURT
015 D01AA75 GERMANY
015 E04AA75 X
015 A00AA76 UNICREDIT BANK HUNGARY ZRT
015 B00AA76 S
015 C01AA76 BUDAPEST
015 D01AA76 HUNGARY
015 E04AA76 X
015 A00AA77 NEW KAUPTHING BANKI HF
015 B00AA77 S
015 C01AA77 REYKJAVIK
015 D01AA77 ICELAND
015 E04AA77 X
015 A00AA78 DEUTSCHE BANK AG
015 B00AA78 S
PAGE 11
015 C01AA78 JAKARTA
015 D01AA78 INDONESIA
015 E04AA78 X
015 A00AA79 DEUTSCHE BANK S.P.A., MILAN
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015 C01AA79 MILAN
015 D01AA79 ITALY
015 D02AA79 20126
015 E04AA79 X
015 A00AA80 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA80 S
015 C01AA80 ABIDJAN
015 D01AA80 IVORY COAST
015 E04AA80 X
015 A00AA81 BANK OF NOVA SCOTIA JAMAICA LTD.
015 B00AA81 S
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015 D01AA81 JAMAICA
015 E04AA81 X
015 A00AA82 MIZUHO CORPORATE BANK, LTD
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015 C01AA82 TOKYO
015 D01AA82 JAPAN
015 E04AA82 X
015 A00AA83 SB HSBC BANK KAZAKHSTAN JSC
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015 E04AA83 X
015 A00AA84 DEUTSCHE BANK AG
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015 E04AA84 X
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015 E04AA85 X
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015 B00AA86 S
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015 D01AA86 LATVIA
015 E04AA86 X
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015 B00AA87 S
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015 D01AA87 LITHUANIA
015 E04AA87 X
015 A00AA88 THE HONGKONG AND SHANGHAI BANKING CORP.
015 B00AA88 S
PAGE 12
015 C01AA88 VALLETTA
015 D01AA88 MALTA
015 E04AA88 X
015 A00AA89 CITIBANK MAGHREB CASABLANCA
015 B00AA89 S
015 C01AA89 CASABLANCA
015 D01AA89 MOROCCO
015 E04AA89 X
015 A00AA90 DEUTSCHE BANK AG
015 B00AA90 S
015 C01AA90 AMSTERDAM
015 D01AA90 NETHERLANDS
015 E04AA90 X
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015 B00AA91 S
015 C01AA91 AUCKLAND
015 D01AA91 NEW ZEALAND
015 E04AA91 X
015 A00AA92 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA92 S
015 C01AA92 OSLO
015 D01AA92 NORWAY
015 E04AA92 X
015 A00AA93 HSBC BANK (PANAMA) S.A.
015 B00AA93 S
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015 D01AA93 PANAMA
015 E04AA93 X
015 A00AA94 CITIBANK DEL PERU, S.A.
015 B00AA94 S
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015 D01AA94 PERU
015 E04AA94 X
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015 D01AA95 RUSSIA
015 E04AA95 X
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015 B00AA96 S
015 C01AA96 RIYADH
015 D01AA96 SAUDI ARABIA
015 E04AA96 X
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PAGE 13
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PAGE 14
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PAGE 15
025 C004201 E
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
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PAGE 21
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PAGE 22
037 004100 N
037 004200 N
037 004300 N
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PAGE 23
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PAGE 24
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PAGE 25
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PAGE 26
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PAGE 27
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PAGE 28
051 004600 N
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PAGE 29
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PAGE 30
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PAGE 31
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PAGE 32
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062 C004800 0.0
062 D004800 0.0
062 E004800 0.0
062 F004800 0.0
062 G004800 0.0
062 H004800 0.0
062 I004800 0.0
062 J004800 0.0
062 K004800 0.0
062 L004800 0.0
062 M004800 0.0
062 N004800 0.0
062 O004800 0.0
062 P004800 0.0
062 Q004800 0.0
062 R004800 0.0
063 A004100 0
063 B004100 0.0
063 A004200 0
063 B004200 0.0
063 A004300 0
063 B004300 0.0
063 A004400 0
063 B004400 0.0
063 A004500 0
063 B004500 0.0
063 A004600 0
063 B004600 0.0
063 A004800 0
063 B004800 0.0
066 A004100 Y
066 B004100 N
066 C004100 N
066 D004100 N
066 E004100 N
066 F004100 N
066 G004100 Y
066 A004200 Y
066 B004200 N
066 C004200 N
066 D004200 N
066 E004200 N
066 F004200 N
PAGE 33
066 G004200 Y
066 A004300 Y
066 B004300 N
066 C004300 N
066 D004300 N
066 E004300 N
066 F004300 N
066 G004300 Y
066 A004400 Y
066 B004400 N
066 C004400 Y
066 D004400 N
066 E004400 N
066 F004400 N
066 G004400 N
066 A004500 Y
066 B004500 N
066 C004500 N
066 D004500 N
066 E004500 N
066 F004500 N
066 G004500 Y
066 A004600 Y
066 B004600 N
066 C004600 Y
066 D004600 N
066 E004600 N
066 F004600 N
066 G004600 N
066 A004800 Y
066 B004800 N
066 C004800 N
066 D004800 N
066 E004800 N
066 F004800 N
066 G004800 Y
067 004100 N
067 004200 N
067 004300 N
067 004400 N
067 004500 N
067 004600 N
067 004800 N
068 A004100 N
068 B004100 N
068 A004200 N
068 B004200 N
068 A004300 N
068 B004300 N
068 A004400 N
068 B004400 N
PAGE 34
068 A004500 N
068 B004500 N
068 A004600 N
068 B004600 N
068 A004800 N
068 B004800 N
069 004100 N
069 004200 N
069 004300 N
069 004400 N
069 004500 N
069 004600 N
069 004800 N
070 A014100 Y
070 A024100 N
070 B014100 Y
070 B024100 N
070 C014100 Y
070 C024100 N
070 D014100 Y
070 D024100 N
070 E014100 Y
070 E024100 N
070 F014100 Y
070 F024100 Y
070 G014100 Y
070 G024100 N
070 H014100 Y
070 H024100 N
070 I014100 Y
070 I024100 N
070 J014100 Y
070 J024100 N
070 K014100 Y
070 K024100 Y
070 L014100 Y
070 L024100 Y
070 M014100 Y
070 M024100 N
070 N014100 Y
070 N024100 N
070 O014100 Y
070 O024100 N
070 P014100 Y
070 P024100 Y
070 Q014100 Y
070 Q024100 N
070 R014100 Y
070 R024100 N
070 A014200 Y
070 A024200 Y
PAGE 35
070 B014200 Y
070 B024200 N
070 C014200 Y
070 C024200 N
070 D014200 Y
070 D024200 N
070 E014200 Y
070 E024200 N
070 F014200 Y
070 F024200 N
070 G014200 Y
070 G024200 N
070 H014200 Y
070 H024200 N
070 I014200 Y
070 I024200 N
070 J014200 Y
070 J024200 N
070 K014200 Y
070 K024200 Y
070 L014200 Y
070 L024200 Y
070 M014200 Y
070 M024200 Y
070 N014200 Y
070 N024200 N
070 O014200 Y
070 O024200 N
070 P014200 Y
070 P024200 N
070 Q014200 Y
070 Q024200 N
070 R014200 Y
070 R024200 N
070 A014300 Y
070 A024300 N
070 B014300 Y
070 B024300 N
070 C014300 Y
070 C024300 N
070 D014300 Y
070 D024300 N
070 E014300 Y
070 E024300 N
070 F014300 Y
070 F024300 N
070 G014300 Y
070 G024300 N
070 H014300 Y
070 H024300 N
070 I014300 Y
PAGE 36
070 I024300 N
070 J014300 Y
070 J024300 N
070 K014300 Y
070 K024300 Y
070 L014300 Y
070 L024300 Y
070 M014300 Y
070 M024300 Y
070 N014300 Y
070 N024300 N
070 O014300 Y
070 O024300 Y
070 P014300 Y
070 P024300 N
070 Q014300 Y
070 Q024300 N
070 R014300 Y
070 R024300 N
070 A014400 Y
070 A024400 N
070 B014400 Y
070 B024400 N
070 C014400 Y
070 C024400 N
070 D014400 Y
070 D024400 N
070 E014400 Y
070 E024400 N
070 F014400 Y
070 F024400 N
070 G014400 Y
070 G024400 N
070 H014400 Y
070 H024400 N
070 I014400 Y
070 I024400 N
070 J014400 Y
070 J024400 N
070 K014400 Y
070 K024400 Y
070 L014400 Y
070 L024400 Y
070 M014400 Y
070 M024400 Y
070 N014400 Y
070 N024400 N
070 O014400 Y
070 O024400 Y
070 P014400 Y
070 P024400 Y
PAGE 37
070 Q014400 Y
070 Q024400 N
070 R014400 Y
070 R024400 N
070 A014500 Y
070 A024500 N
070 B014500 Y
070 B024500 N
070 C014500 Y
070 C024500 N
070 D014500 Y
070 D024500 N
070 E014500 Y
070 E024500 N
070 F014500 Y
070 F024500 N
070 G014500 Y
070 G024500 N
070 H014500 Y
070 H024500 N
070 I014500 Y
070 I024500 N
070 J014500 Y
070 J024500 N
070 K014500 Y
070 K024500 N
070 L014500 Y
070 L024500 N
070 M014500 Y
070 M024500 N
070 N014500 Y
070 N024500 N
070 O014500 Y
070 O024500 N
070 P014500 Y
070 P024500 N
070 Q014500 Y
070 Q024500 N
070 R014500 Y
070 R024500 N
070 A014600 Y
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070 B014600 Y
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070 C024600 N
070 D014600 Y
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070 E014600 Y
070 E024600 N
070 F014600 Y
PAGE 38
070 F024600 N
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070 G024600 N
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070 I024600 N
070 J014600 Y
070 J024600 N
070 K014600 Y
070 K024600 N
070 L014600 Y
070 L024600 N
070 M014600 Y
070 M024600 N
070 N014600 Y
070 N024600 N
070 O014600 Y
070 O024600 N
070 P014600 Y
070 P024600 N
070 Q014600 Y
070 Q024600 N
070 R014600 Y
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PAGE 39
070 N014800 Y
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PAGE 40
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PAGE 41
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PAGE 42
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PAGE 43
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PAGE 44
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PAGE 45
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PAGE 46
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PAGE 47
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PAGE 48
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PAGE 49
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PAGE 50
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SIGNATURE MICHAEL G. CLARKE
TITLE CHIEF FINANCIAL OFFICER
EX-99
2
cfstisemiexhibit.txt
EXHIBITS
Columbia Funds Series Trust I - Semi Annual N-SAR report for the period
ending 3/31/11
Columbia Asset Allocation Fund
Columbia Contrarian Core Fund
Columbia Disciplined Value Fund
Columbia Dividend Income Fund
Columbia Large Cap Growth Fund
Columbia Liberty Fund
Columbia Small Cap Core Fund
(each a "Fund", collectively the "Funds")
Item 77C - Matters submitted to a vote of security holders:
Columbia Asset Allocation Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve an Agreement
and Plan of Reorganization pursuant to which the Fund will transfer its
assets to Columbia LifeGoal(r) Balanced Growth Portfolio (the "Buying
Fund") in exchange for shares of the Buying Fund and the assumption by
the Buying Fund of all of the liabilities of the Fund (the "Reorganization").
The proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
105,835,052 4,346,446 4,691,944 0
The Reorganization was effective on May 2, 2011.
Columbia Disciplined Value Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve an Agreement
and Plan of Reorganization pursuant to which the Fund will transfer its
assets to Columbia Large Value Quantitative Fund (the "Buying
Fund") in exchange for shares of the Buying Fund and the assumption by
the Buying Fund of all of the liabilities of the Fund (the
"Reorganization"). The proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
139,570,998 1,892,058 2,152,554 0
The Reorganization was effective on March 14, 2011.
Columbia Liberty Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve an Agreement
and Plan of Reorganization pursuant to which the Fund will transfer its
assets to Columbia LifeGoal(r) Balanced Growth Portfolio (the "Buying
Fund") in exchange for shares of the Buying Fund and the assumption by
the Buying Fund of all of the liabilities of the Fund (the "Reorganization").
The proposal was approved as follows:
Votes For Votes Against Abstentions Broker Non-Votes
178,456,344 5,904,678 9,068,016 0
The Reorganization was effective on May 2, 2011.
Columbia Contrarian Core Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve a proposed
amendment to the Investment Management Services Agreement with Columbia
Management Investment Advisers, LLC. The proposal was approved as
follows:
Votes For Votes Against Abstentions Broker Non-Votes
417,216,483 18,634,762 11,305,981 0
Columbia Large Cap Growth Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve a proposed
amendment to the Investment Management Services Agreement with Columbia
Management Investment Advisers, LLC. The proposal was approved as
follows:
Votes For Votes Against Abstentions Broker Non-Votes
824,713,811 55,300,397 21,166,539 0
Columbia Small Cap Core Fund
At a Joint Special Meeting of Shareholders held on February 15, 2011,
shareholders of the Fund considered a proposal to approve a proposed
amendment to the Investment Management Services Agreement with Columbia
Management Investment Advisers, LLC. The proposal was approved as
follows:
Votes For Votes Against Abstentions Broker Non-Votes
461,944,278 20,397,987 4,932,384 0
Item 77D/77Q1(b) - Policies with Respect to Securities Investments:
On October 21, 2010, a Form Type 497, accession number 00001193125-10-233464,
which included a supplement dated October 21, 2010 to the registration
statement of Columbia Funds Series Trust, on behalf of Columbia Asset
Allocation Fund, was filed with the SEC. This is hereby incorporated by
reference as part of the response to these Items 77D and 77Q1(b) of
Form N-SAR. The supplement disclosed, effective October 22, 2010, among
other things, the following revised strategy:
Under normal circumstances, the Fund invests primarily in shares of mutual
funds managed by Columbia Management Investment Advisers, LLC (the Advisor)
or its affiliates (Columbia Funds), and may also invest in exchange-traded
funds (ETFs) and third party-advised funds (collectively, Underlying Funds),
equity and fixed income securities, including Treasury Inflation
Protected Securities (TIPS), and other instruments such as derivatives.
The Advisor uses asset allocation as its principal investment approach.
The Advisor:
* allocates the Fund's assets among asset class categories based on the
historical and projected returns for each asset class.
* chooses Columbia Funds within each asset class category and the amount
that will be allocated to each Columbia Fund, based on each Columbia Fund's
historical returns and expected performance.
* may choose third party-advised Underlying Funds if a Columbia Fund within
the desired asset class category is not available.
* may invest in equity and fixed income securities, including TIPS, and other
instruments such as derivatives.
* reviews the asset allocations at least monthly, and may change these
allocations when the Advisor believes it is appropriate to do so.
The Fund invests at least 25% of its total assets in fixed-income securities,
including preferred stocks and fixed-income securities that, at the time of
purchase, are rated below investment grade (which are commonly referred to
as "junk bonds") or are unrated but determined by the Advisor to be of
comparable quality, or in Underlying Funds that primarily invest in such
securities.
The Fund may invest in derivatives, including commodity-related derivatives,
futures, forwards, options, swap contracts and other derivative instruments.
The Fund may invest in derivatives for both hedging and non-hedging purposes,
including, for example, to seek to enhance returns or as a substitute for a
position in an underlying asset.
The Advisor may sell investments to adjust the allocation of the Fund's
assets; if the Advisor believes that an investment is no longer a suitable
investment, or that other investments are more attractive; to meet redemption
requests; or for other reasons.
On October 21, 2010, a Form Type 497, accession number 00001193125-10-233464,
which included a supplement dated October 21, 2010 to the registration
statement of Columbia Funds Series Trust, on behalf of Columbia Liberty
Fund, was filed with the SEC. This is hereby incorporated by reference as
part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The
supplement disclosed, effective October 22, 2010, among other things, the
termination of the Fund's sub-advisor that managed the Fund and the following
revised strategy:
Under normal circumstances, the Fund invests primarily in shares of mutual
funds managed by Columbia Management Investment Advisers, LLC (the Advisor)
or its affiliates (Columbia Funds), and may also invest in exchange-traded
funds (ETFs) and third party-advised funds (collectively, Underlying Funds),
equity and fixed income securities, including Treasury Inflation
Protected Securities (TIPS), and other instruments such as derivatives.
The Advisor uses asset allocation as its principal investment approach.
The Advisor:
* allocates the Fund's assets among asset class categories based on the
historical and projected returns for each asset class.
* chooses Columbia Funds within each asset class category and the amount
that will be allocated to each Columbia Fund, based on each Columbia Fund's
historical returns and expected performance.
* may choose third party-advised Underlying Funds if a Columbia Fund within
the desired asset class category is not available.
* may invest in equity and fixed income securities, including TIPS, and other
instruments such as derivatives.
* reviews the asset allocations at least monthly, and may change these
allocations when the Advisor believes it is appropriate to do so.
The Fund invests in fixed-income securities, including preferred stocks and
fixed-income securities that, at the time of purchase, are rated below
investment grade (which are commonly referred to as "junk bonds") or are
unrated but determined by the Advisor to be of comparable quality, or in
Underlying Funds that primarily invest in such securities.
The Fund may invest in derivatives, including commodity-related derivatives,
futures, forwards, options, swap contracts and other derivative instruments.
The Fund may invest in derivatives for both hedging and non-hedging purposes,
including, for example, to seek to enhance returns or as a substitute for a
position in an underlying asset.
The Advisor may sell investments to adjust the allocation of the Fund's
assets; if the Advisor believes that an investment is no longer a suitable
investment, or that other investments are more attractive; to meet redemption
requests; or for other reasons.
Item 77E - Legal Proceedings:
Information Regarding Pending and
Settled Legal Proceedings
In June 2004, an action captioned John E. Gallus et al. v. American
Express Financial Corp. and American Express Financial Advisors
Inc. was filed in the United States District Court for the District of
Arizona. The plaintiffs allege that they are investors in several
American Express Company (now known as RiverSource) mutual
funds and they purport to bring the action derivatively on behalf of
those funds under the Investment Company Act of 1940. The
plaintiffs allege that fees allegedly paid to the defendants by the
funds for investment advisory and administrative services are
excessive. The plaintiffs seek remedies including restitution and
rescission of investment advisory and distribution agreements. The
plaintiffs voluntarily agreed to transfer this case to the United States
District Court for the District of Minnesota (the District Court). In
response to defendants' motion to dismiss the complaint, the District
Court dismissed one of plaintiffs' four claims and granted plaintiffs
limited discovery. Defendants moved for summary judgment in
April 2007. Summary judgment was granted in the defendants' favor
on July 9, 2007. The plaintiffs filed a notice of appeal with the
Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8,
2007. On April 8, 2009, the Eighth Circuit reversed summary
judgment and remanded to the District Court for further proceedings.
On August 6, 2009, defendants filed a writ of certiorari with the U.S.
Supreme Court (the Supreme Court), asking the Supreme Court to
stay the District Court proceedings while the Supreme Court considers
and rules in a case captioned Jones v. Harris Associates, which
involves issues of law similar to those presented in the Gallus case.
On March 30, 2010, the Supreme Court issued its ruling in Jones v.
Harris Associates, and on April 5, 2010, the Supreme Court vacated
the Eighth Circuit's decision in the Gallus case and remanded the
case to the Eighth Circuit for further consideration in light of the
Supreme Court's decision in Jones v. Harris Associates. On June 4,
2010, the Eighth Circuit remanded the Gallus case to the District
Court for further consideration in light of the Supreme Court's
decision in Jones v. Harris Associates. On December 9, 2010, the
District Court reinstated its July 9, 2007, summary judgment order in
favor of the defendants. On January 10, 2011, plaintiffs filed a notice
of appeal with the Eighth Circuit.
In December 2005, without admitting or denying the allegations,
American Express Financial Corporation (AEFC, which is now
known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered
into settlement agreements with the Securities and Exchange
Commission (SEC) and Minnesota Department of Commerce
(MDOC) related to market timing activities. As a result, AEFC was
censured and ordered to cease and desist from committing or causing
any violations of certain provisions of the Investment Advisers Act
of 1940, the Investment Company Act of 1940, and various
Minnesota laws. AEFC agreed to pay disgorgement of $10 million
and civil money penalties of $7 million. AEFC also agreed to retain
an independent distribution consultant to assist in developing a plan
for distribution of all disgorgement and civil penalties ordered by the
SEC in accordance with various undertakings detailed at
http://www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise
Financial and its affiliates have cooperated with the SEC and the
MDOC in these legal proceedings, and have made regular reports to
the RiverSource, Seligman and Threadneedle funds' Boards of
Directors/Trustees.
Ameriprise Financial and certain of its affiliates have historically
been involved in a number of legal, arbitration and regulatory
proceedings, including routine litigation, class actions, and
governmental actions, concerning matters arising in connection with
the conduct of their business activities. Ameriprise Financial believes
that the Funds are not currently the subject of, and that neither
Ameriprise Financial nor any of its affiliates are the subject of, any
pending legal, arbitration or regulatory proceedings that are likely to
have a material adverse effect on the Funds or the ability of
Ameriprise Financial or its affiliates to perform under their contracts
with the Funds. Ameriprise Financial is required to make 10-Q, 10-K
and, as necessary, 8-K filings with the Securities and Exchange
Commission on legal and regulatory matters that relate to Ameriprise
Financial and its affiliates. Copies of these filings may be obtained
by accessing the SEC website at www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions,
reduced sale of fund shares or other adverse consequences to the
Funds. Further, although we believe proceedings are not likely to
have a material adverse effect on the Funds or the ability of
Ameriprise Financial or its affiliates to perform under their contracts
with the Funds, these proceedings are subject to uncertainties and, as
such, we are unable to estimate the possible loss or range of loss that
may result. An adverse outcome in one or more of these proceedings
could result in adverse judgments, settlements, fines, penalties or
other relief that could have a material adverse effect on the
consolidated financial condition or results of operations of
Ameriprise Financial.