-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KH5IoSBopmDw2p5En0zH7/zP2j5Ih2zk0WJVjixyBYZRquuy7y+XAt+GzAkQ9XsY zT7RKm4olkNLzbNe/lT3NA== 0000773757-10-000055.txt : 20100923 0000773757-10-000055.hdr.sgml : 20100923 20100923163656 ACCESSION NUMBER: 0000773757-10-000055 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100731 FILED AS OF DATE: 20100923 DATE AS OF CHANGE: 20100923 EFFECTIVENESS DATE: 20100923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 101086999 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000027194 CMG Ultra Short Term Bond Fund C000082083 CMG Ultra Short Term Bond Fund NSAR-B 1 answer.fil PAGE 1 000 B000000 07/31/2010 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6126711947 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C016300 63 007 C026300 CMG Ultra Short Term Bond Fund 007 C036300 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A006301 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B006301 801-25943 010 C016301 BOSTON 010 C026301 MA 010 C036301 02110 011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 PAGE 2 014 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES, INC. 014 B00AA02 8-42582 014 A00AA03 SECURITIES AMERICA, INC. 014 B00AA03 8-26602 014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA04 8-16791 014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA05 8-67196 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE PAGE 3 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA19 S PAGE 4 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 A00AA21 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 E04AA22 X 015 A00AA23 BANK OF IRELAND 015 B00AA23 S 015 C01AA23 DUBLIN 015 D01AA23 IRELAND 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 E04AA24 X 015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HSBC BANK MIDDLE EAST 015 B00AA26 S 015 C01AA26 AMMAN 015 D01AA26 JORDAN 015 E04AA26 X 015 A00AA27 BARCLAYS BANK OF KENYA LIMITED 015 B00AA27 S 015 C01AA27 NAIROBI 015 D01AA27 KENYA 015 E04AA27 X 015 A00AA28 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA28 S 015 C01AA28 SEOUL 015 D01AA28 REPUBLIC OF KOREA 015 E04AA28 X 015 A00AA29 HSBC BANK MIDDLE EAST 015 B00AA29 S 015 C01AA29 BEIRUT PAGE 5 015 D01AA29 LEBANON 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA30 S 015 C01AA30 KUALA LUMPUR 015 D01AA30 MALAYSIA 015 E04AA30 X 015 A00AA31 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA31 S 015 C01AA31 ABIDJAN, IVORY COAST 015 D01AA31 MALI 015 E04AA31 X 015 A00AA32 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA32 S 015 C01AA32 PORT LOUIS 015 D01AA32 MAURITIUS 015 E04AA32 X 015 A00AA33 BANCO NACIONAL DE MEXICO S.A. 015 B00AA33 S 015 C01AA33 MEXICO CITY 015 D01AA33 MEXICO 015 E04AA33 X 015 A00AA34 STANDARD BANK NAMIBIA LIMITED 015 B00AA34 S 015 C01AA34 WINDHOEK 015 D01AA34 NAMIBIA 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA35 S 015 C01AA35 ABIDJAN, IVORY COAST 015 D01AA35 NIGER 015 E04AA35 X 015 A00AA36 STANBIC BANK NIGERIA LIMITED 015 B00AA36 S 015 C01AA36 LAGOS 015 D01AA36 NIGERIA 015 E04AA36 X 015 A00AA37 HSBC BANK MIDDLE EAST 015 B00AA37 S 015 C01AA37 MUSCAT 015 D01AA37 OMAN 015 E04AA37 X 015 A00AA38 DEUTSCHE BANK AG 015 B00AA38 S 015 C01AA38 KARACHI 015 D01AA38 PAKISTAN 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E04AA47 X 015 A00AA48 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA48 S 015 C01AA48 BRATISLAVA 015 D01AA48 SLOVAK REPUBLIC 015 E04AA48 X 015 A00AA49 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA49 S 015 C01AA49 JOHANNESBURG 015 D01AA49 SOUTH AFRICA 015 E04AA49 X PAGE 7 015 A00AA50 HONGKONG & SHANGHAI BANKING CORPORATION LTD 015 B00AA50 S 015 C01AA50 COLOMBO 015 D01AA50 SRI LANKA 015 E04AA50 X 015 A00AA51 STANDARD BANK SWAZILAND LIMITED 015 B00AA51 S 015 C01AA51 MBABANE 015 D01AA51 SWAZILAND 015 E04AA51 X 015 A00AA52 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA52 S 015 C01AA52 STOCKHOLM 015 D01AA52 SWEDEN 015 E04AA52 X 015 A00AA53 UBS AG 015 B00AA53 S 015 C01AA53 ZURICH 015 D01AA53 SWITZERLAND 015 E04AA53 X 015 A00AA54 STANDARD CHARTERED BANK 015 B00AA54 S 015 C01AA54 BANGKOK 015 D01AA54 THAILAND 015 E04AA54 X 015 A00AA55 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA55 S 015 C01AA55 ABIDJAN, IVORY COAST 015 D01AA55 TOGO 015 E04AA55 X 015 A00AA56 REPUBLIC BANK LIMITED 015 B00AA56 S 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X 015 A00AA65 HONGKONG AND SHANGHAI BANKING CORPORATION 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 AMSTERDAM 015 D01AA67 NETHERLANDS 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X PAGE 9 015 A00AA70 BNP PARIBAS SECURITIES SERVICES 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVINSKA ENSKILDA BANKEN 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. 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P006300 45.8 062 Q006300 33.9 062 R006300 0.0 063 A006300 0 063 B006300 1.2 064 A006300 Y 064 B006300 Y 065 006300 N 066 A006300 N 067 006300 N 068 A006300 N 068 B006300 N 069 006300 N 070 A016300 Y 070 A026300 Y 070 B016300 Y 070 B026300 N 070 C016300 Y 070 C026300 N 070 D016300 Y 070 D026300 N 070 E016300 Y 070 E026300 N 070 F016300 Y 070 F026300 N 070 G016300 Y 070 G026300 N 070 H016300 Y 070 H026300 N 070 I016300 Y 070 I026300 N 070 J016300 Y 070 J026300 Y 070 K016300 Y 070 K026300 N PAGE 17 070 L016300 Y 070 L026300 Y 070 M016300 Y 070 M026300 N 070 N016300 Y 070 N026300 N 070 O016300 Y 070 O026300 Y 070 P016300 Y 070 P026300 N 070 Q016300 Y 070 Q026300 N 070 R016300 Y 070 R026300 N 071 A006300 1573837 071 B006300 744343 071 C006300 826734 071 D006300 90 072 A006300 12 072 B006300 15717 072 C006300 0 072 D006300 0 072 E006300 0 072 F006300 2418 072 G006300 0 072 H006300 0 072 I006300 0 072 J006300 0 072 K006300 0 072 L006300 0 072 M006300 38 072 N006300 0 072 O006300 0 072 P006300 0 072 Q006300 0 072 R006300 41 072 S006300 3 072 T006300 0 072 U006300 0 072 V006300 0 072 W006300 0 072 X006300 2500 072 Y006300 82 072 Z006300 13299 072AA006300 2330 072BB006300 0 072CC016300 920 072CC026300 0 072DD016300 26133 072DD026300 0 072EE006300 0 PAGE 18 073 A016300 0.2506 073 A026300 0.0000 073 B006300 0.0000 073 C006300 0.0000 074 A006300 0 074 B006300 349 074 C006300 120312 074 D006300 1109018 074 E006300 0 074 F006300 0 074 G006300 0 074 H006300 0 074 I006300 0 074 J006300 6811 074 K006300 26 074 L006300 8401 074 M006300 0 074 N006300 1244917 074 O006300 32397 074 P006300 275 074 Q006300 0 074 R016300 0 074 R026300 0 074 R036300 0 074 R046300 6772 074 S006300 0 074 T006300 1205473 074 U016300 132542 074 U026300 0 074 V016300 9.10 074 V026300 0.00 074 W006300 0.0000 074 X006300 2 074 Y006300 0 075 A006300 0 075 B006300 965905 076 006300 0.00 077 A000000 Y 077 B000000 Y 077 C000000 Y 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N PAGE 19 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 25000 081 A00AA00 Y 081 B00AA00 115 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SCOTT PLUMMER TITLE VICE PRESIDENT - CHIEF COUNSEL EX-99 2 table.txt
FACE VALUE NOTE/ BOND / # OF ISSUER/ SECURITY BOND/ SHARES SHARE AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY PURCHASE DATE SELLING BROKER PURCHASED PRICE BY FUND - -------- ---------- --------- ----------------- ------ ------------- -------------- ------------- --------- -------------- Columbia CMG Ultra 66989HAB4 Novartis Capital Bond 3/9/2010 JPMorgan 5,300,000 99.8670 $5,292,951.00 Funds Short Term Corporation Series Bond Fund 1.900 04/24/2013 Trust I Columbia CMG Ultra 02666QF32 American Honda Bond 3/9/2010 Deutsche Bank 4,000,000 99.9600 $3,998,400.00 Funds Short Term Finance Series Bond Fund 2.375 03/18/2013 Trust I Columbia CMG Ultra 02005HAB9 Ally Auto Bond 3/17/2010 RBS 4,000,000 99.9926 $3,999,704.00 Funds Short Term Receivables Series Bond Fund Trust 2010-1 A3 Trust I 1.450 05/15/2014 Columbia CMG Ultra 03523TAW8 Anheuser Busch Bond 3/24/2010 JPMorgan 10,000,000 100.0000 $10,000,000.00 Funds Short Term Inbev Worldwide Series Bond Fund 1.01491 03/26/2013 Trust I
EX-99 3 exh.txt Columbia Funds Series Trust I - Annual N-SAR report for the period ending 7/31/10 CMG Ultra Short Term Bond Fund (the "Fund") 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audits of the financial statements of CMG Ultra Short Term Bond Fund (a series of Columbia Funds Series Trust I and hereafter referred to as the "Fund") as of and for the year ended July 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A funds internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A funds internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a funds assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of July 31, 2010. This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Boston, Massachusetts September 22, 2010 Item 77C - Matters submitted to a vote of security holders: CMG Ultra Short Term Bond Fund On March 3, 2010, a special meeting of shareholders of Columbia Funds Series Trust I was held to consider the approval of several proposals listed in the proxy statement for the meeting. Proposal 1 and Proposal 2 were voted on at the March 3, 2010 meeting of shareholders and Proposal 3 was voted on at an adjourned meeting of shareholders held on March 31, 2010. The results of shareholder meeting are as follows: Proposal 1: A proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC (formerly, RiverSource Investments, LLC) (CMIA) was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 842,339,942 199,560 249,454 0 Proposal 2: A proposal authorizing CMIA to enter into and materially amend subadvisory agreements for the Fund in the future, with the approval of the Trusts Board of Trustees, but without obtaining additional shareholder approval, was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 836,141,517 6,397,976 249,454 9 Proposal 3: Each of the nominees for trustees was elected to the Trusts Board of Trustees, each to hold office until he or she dies, resigns or is removed or, if sooner, until the next meeting of shareholders called for the purpose of electing trustees and until the election and qualification of his or her successor, as follows: Trustee Votes For Votes Withheld Abstentions John D. Collins 30,977,072,412 859,827,038 0 Rodman L. Drake 30,951,179,004 885,720,446 0 Douglas A. Hacker 30,989,793,279 847,106,17 0 Janet Langford Kelly 30,999,020,814 837,878,636 0 William E. Mayer 16,291,139,483 15,545,759,967 0 Charles R. Nelson 30,997,700,700 839,198,750 0 John J. Neuhauser 30,988,095,661 848,803,789 0 Jonathon Piel 30,968,801,048 868,098,402 0 Patrick J. Simpson 30,999,065,030 837,834,420 0 Anne-Lee Verville 30,996,227,913 840,671,537 0 Item 77D/77Q1(b) - Policies with Respect to Securities Investments: On April 30, 2010, a Form Type 497, accession number 0001193125-10 - -102135, which included supplements dated May 1, 2010 to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. These are hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplements disclosed, among other things, certain changes that were made to the entities serving as investment adviser, administrator, distributor, and transfer agent of the Fund upon the closing of the sale of a portion of the asset management business, including the business of managing the Fund, from Bank of America, N.A. to Ameriprise Financial, Inc. on April 30, 2010. On May 14, 2010, a Form Type 497, accession number 0001193125- 10-120352, which included supplements dated May 14, 2010 to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. These are hereby incorporated by reference as part of the response to Items 77D and 77Q1(b) of Form N-SAR. The supplement to the Fund disclosed a revision to the Funds principal investment strategy, allowing for investments up to 20% of the Funds net assets in dollar-denominated foreign debt securities. Item 77E - Legal Proceedings: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company (now known as legacy RiverSource) mutual funds and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants motion to dismiss the complaint, the District Court dismissed one of plaintiffs four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuits decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Courts decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Courts decision in Jones v. Harris Associates. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at http://www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the funds Boards of Directors/Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. Item 77Q1(e) - New or amended Registrant investment advisory contracts: The Investment Management Services Agreement dated as of May 1, 2010 by and between Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) and Columbia Funds Series Trust I, on behalf the Fund, is incorporated by reference to Post-Effective Amendment No. 105 to the Registration Statement of Columbia Funds Series Trust I on Form N-1A filed on May 28, 2010 (Accession No. 0000950130-10-001116).
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