-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9v/YdcqqX9CTMhxOEJYMdEblyJIccZ4dAiOwCDnFOLkuzpKKiyDml4FtXNh7dka Iw8/0t2LwpHSEZ80hYBKCw== 0000773757-10-000047.txt : 20100826 0000773757-10-000047.hdr.sgml : 20100826 20100826140845 ACCESSION NUMBER: 0000773757-10-000047 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100826 DATE AS OF CHANGE: 20100826 EFFECTIVENESS DATE: 20100826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 101040070 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010615 Columbia High Yield Municipal Fund C000029350 Class A LHIAX C000029351 Class B CHMBX C000029352 Class C CHMCX C000029353 Class Z SRHMX 0000773757 S000012102 Columbia Small Cap Value Fund I C000033005 Class A CSMIX C000033006 Class B CSSBX C000033007 Class C CSSCX C000033008 Class Z CSCZX C000078991 Class Y CSVYX NSAR-B 1 answer.fil PAGE 1 000 B000000 06/30/2010 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6126711947 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010200 2 007 C020200 COLUMBIA HIGH YIELD MUNICIPAL FUND 007 C030200 N 007 C010700 7 007 C020700 COLUMBIA SMALL CAP VALUE FUND I 007 C030700 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP PAGE 2 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO PAGE 3 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) PAGE 4 015 E04AA20 X 015 A00AA21 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 E04AA22 X 015 A00AA23 BANK OF IRELAND 015 B00AA23 S 015 C01AA23 DUBLIN 015 D01AA23 IRELAND 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 E04AA24 X 015 A00AA25 CITIBANK, N.A. 015 B00AA25 S 015 C01AA25 CARACAS 015 D01AA25 VENEZUELA 015 E04AA25 X 015 A00AA26 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA26 S 015 C01AA26 TOKYO 015 D01AA26 JAPAN 015 E04AA26 X 015 A00AA27 HSBC BANK MIDDLE EAST 015 B00AA27 S 015 C01AA27 AMMAN 015 D01AA27 JORDAN 015 E04AA27 X 015 A00AA28 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA28 S 015 C01AA28 HO CHI MINH CITY 015 D01AA28 VIETNAM 015 E04AA28 X 015 A00AA29 BARCLAYS BANK OF KENYA LIMITED 015 B00AA29 S 015 C01AA29 NAIROBI 015 D01AA29 KENYA 015 E04AA29 X 015 A00AA30 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA30 S 015 C01AA30 SEOUL 015 D01AA30 REPUBLIC OF KOREA 015 E04AA30 X PAGE 5 015 A00AA31 HSBC BANK MIDDLE EAST 015 B00AA31 S 015 C01AA31 BEIRUT 015 D01AA31 LEBANON 015 E04AA31 X 015 A00AA32 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA32 S 015 C01AA32 KUALA LUMPUR 015 D01AA32 MALAYSIA 015 E04AA32 X 015 A00AA33 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA33 S 015 C01AA33 ABIDJAN, IVORY COAST 015 D01AA33 MALI 015 E04AA33 X 015 A00AA34 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA34 S 015 C01AA34 PORT LOUIS 015 D01AA34 MAURITIUS 015 E04AA34 X 015 A00AA35 BANCO NACIONAL DE MEXICO S.A. 015 B00AA35 S 015 C01AA35 MEXICO CITY 015 D01AA35 MEXICO 015 E04AA35 X 015 A00AA36 STANDARD BANK NAMIBIA LIMITED 015 B00AA36 S 015 C01AA36 WINDHOEK 015 D01AA36 NAMIBIA 015 E04AA36 X 015 A00AA37 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA37 S 015 C01AA37 ABIDJAN, IVORY COAST 015 D01AA37 NIGER 015 E04AA37 X 015 A00AA38 STANBIC BANK NIGERIA LIMITED 015 B00AA38 S 015 C01AA38 LAGOS 015 D01AA38 NIGERIA 015 E04AA38 X 015 A00AA39 HSBC BANK MIDDLE EAST 015 B00AA39 S 015 C01AA39 MUSCAT 015 D01AA39 OMAN 015 E04AA39 X 015 A00AA40 DEUTSCHE BANK AG 015 B00AA40 S 015 C01AA40 KARACHI 015 D01AA40 PAKISTAN 015 E04AA40 X 015 A00AA41 HSBC BANK MIDDLE EAST PAGE 6 015 B00AA41 S 015 C01AA41 RAMALLAH 015 D01AA41 PALESTINE 015 E04AA41 X 015 A00AA42 STANDARD CHARTERED BANK 015 B00AA42 S 015 C01AA42 MANILA 015 D01AA42 PHILIPPINES 015 E04AA42 X 015 A00AA43 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA43 S 015 C01AA43 WARSAW 015 D01AA43 POLAND 015 E04AA43 X 015 A00AA44 BANCO COMERCIAL PORTUGUES 015 B00AA44 S 015 C01AA44 LISBON 015 D01AA44 PORTUGAL 015 E04AA44 X 015 A00AA45 CITIBANK, N.A. 015 B00AA45 S 015 C01AA45 SAN JUAN 015 D01AA45 PUERTO RICO 015 E04AA45 X 015 A00AA46 HSBC BANK MIDDLE EAST 015 B00AA46 S 015 C01AA46 DOHA 015 D01AA46 QATAR 015 E04AA46 X 015 A00AA47 ING BANK N.V. 015 B00AA47 S 015 C01AA47 BUCHAREST 015 D01AA47 ROMANIA 015 E04AA47 X 015 A00AA48 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA48 S 015 C01AA48 ABIDJAN, IVORY COAST 015 D01AA48 SENEGAL 015 E04AA48 X 015 A00AA49 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA49 S 015 C01AA49 SINGAPORE 015 D01AA49 SINGAPORE 015 E04AA49 X 015 A00AA50 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA50 S 015 C01AA50 BRATISLAVA 015 D01AA50 SLOVAK REPUBLIC 015 E04AA50 X 015 A00AA51 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA51 S PAGE 7 015 C01AA51 JOHANNESBURG 015 D01AA51 SOUTH AFRICA 015 E04AA51 X 015 A00AA52 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA52 S 015 C01AA52 COLOMBO 015 D01AA52 SRI LANKA 015 E04AA52 X 015 A00AA53 STANDARD BANK SWAZILAND LIMITED 015 B00AA53 S 015 C01AA53 MBABANE 015 D01AA53 SWAZILAND 015 E04AA53 X 015 A00AA54 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA54 S 015 C01AA54 STOCKHOLM 015 D01AA54 SWEDEN 015 E04AA54 X 015 A00AA55 UBS AG 015 B00AA55 S 015 C01AA55 ZURICH 015 D01AA55 SWITZERLAND 015 E04AA55 X 015 A00AA56 STANDARD CHARTERED BANK 015 B00AA56 S 015 C01AA56 BANGKOK 015 D01AA56 THAILAND 015 E04AA56 X 015 A00AA57 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA57 S 015 C01AA57 ABIDJAN, IVORY COAST 015 D01AA57 TOGO 015 E04AA57 X 015 A00AA58 REPUBLIC BANK LIMITED 015 B00AA58 S 015 C01AA58 PORT-OF-SPAIN 015 D01AA58 TRINIDAD & TOBAGO 015 E04AA58 X 015 A00AA59 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA59 S 015 C01AA59 TUNIS 015 D01AA59 TUNISIA 015 E04AA59 X 015 A00AA60 CITIBANK, N.A. 015 B00AA60 S 015 C01AA60 ISTANBUL 015 D01AA60 TURKEY 015 E04AA60 X 015 A00AA61 ING BANK UKRAINE 015 B00AA61 S 015 C01AA61 KIEV PAGE 8 015 D01AA61 UKRAINE 015 E04AA61 X 015 A00AA62 HSBC BANK MIDDLE EAST 015 B00AA62 S 015 C01AA62 DUBAI 015 D01AA62 UNITED ARAB EMIRATES 015 E04AA62 X 015 A00AA63 STATE STREET BANK & TRUST COMPANY 015 B00AA63 S 015 C01AA63 LONDON 015 D01AA63 UNITED KINGDOM 015 E04AA63 X 015 A00AA64 STATE STREET BANK & TRUST COMPANY 015 B00AA64 C 015 C01AA64 BOSTON 015 C02AA64 MA 015 C03AA64 02110 015 D01AA64 UNITED STATES 015 E01AA64 X 015 A00AA65 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S PAGE 9 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B00AA72 S 015 C01AA72 QUITO 015 D01AA72 ECUADOR 015 E04AA72 X 015 A00AA73 AS SEB PANK 015 B00AA73 S 015 C01AA73 TALLINN 015 D01AA73 ESTONIA 015 E04AA73 X 015 A00AA74 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B00AA74 S 015 C01AA74 HELSINKI 015 D01AA74 FINLAND 015 A00AA75 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA75 S 015 C01AA75 AMSTERDAM 015 D01AA75 NETHERLANDS 015 E04AA75 X 015 A00AA76 DEUTSCHE BANK AG FRANKFURT 015 B00AA76 S 015 C01AA76 FRANKFURT 015 D01AA76 GERMANY 015 E04AA76 X 015 A00AA77 UNICREDIT BANK HUNGARY ZRT 015 B00AA77 S 015 C01AA77 BUDAPEST 015 D01AA77 HUNGARY 015 E04AA77 X 015 A00AA78 NBI HF-LANDSBANKINN 015 B00AA78 S 015 C01AA78 REYKJAVIK 015 D01AA78 ICELAND 015 E04AA78 X 015 A00AA79 DEUTSCHE BANK AG 015 B00AA79 S 015 C01AA79 JAKARTA 015 D01AA79 INDONESIA 015 E04AA79 X 015 A00AA80 DEUTSCHE BANK S.P.A., MILAN 015 B00AA80 S 015 C01AA80 MILAN 015 D01AA80 ITALY 015 D02AA80 20126 015 E04AA80 X 015 A00AA81 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA81 S 015 C01AA81 ABIDJAN PAGE 10 015 D01AA81 IVORY COAST 015 E04AA81 X 015 A00AA82 BANK OF NOVA SCOTIA JAMAICA LTD 015 B00AA82 S 015 C01AA82 KINGSTON 015 D01AA82 JAMAICA 015 E04AA82 X 015 A00AA83 MIZUHO CORPORATE BANK LTD 015 B00AA83 S 015 C01AA83 TOKYO 015 D01AA83 JAPAN 015 E04AA83 X 015 A00AA84 SB HSBC BANK KAZAKHSTAN JSC 015 B00AA84 S 015 C01AA84 ALMATY 015 D01AA84 KAZAKHSTAN 015 E04AA84 X 015 A00AA85 DEUTSCHE BANK AG 015 B00AA85 S 015 C01AA85 SEOUL 015 D01AA85 KOREA 015 E04AA85 X 015 A00AA86 HSBC BANK MIDDLE EAST LIMITED - KUWAIT 015 B00AA86 S 015 C01AA86 SAFAT 015 D01AA86 KUWAIT 015 A00AA87 AS SEB BANKA 015 B00AA87 S 015 C01AA87 RIGA 015 D01AA87 LATVIA 015 E04AA87 X 015 A00AA88 AB SEB BANKAS 015 B00AA88 S 015 C01AA88 VILNIUS 015 D01AA88 LITHUANIA 015 E04AA88 X 015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. 015 B00AA89 S 015 C01AA89 VALLETTA 015 D01AA89 MALTA 015 E04AA89 X 015 A00AA90 CITIBANK MAGHREB 015 B00AA90 S 015 C01AA90 CASABLANCA 015 D01AA90 MOROCCO 015 E04AA90 X 015 A00AA91 DEUTSCHE BANK AG 015 B00AA91 S 015 C01AA91 AMSTERDAM 015 D01AA91 NETHERLANDS 015 E04AA91 X PAGE 11 015 A00AA92 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA92 S 015 C01AA92 AUCKLAND 015 D01AA92 NEW ZEALAND 015 E04AA92 X 015 A00AA93 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA93 S 015 C01AA93 OSLO 015 D01AA93 NORWAY 015 A00AA94 HSBC BANK (PANAMA) S.A 015 B00AA94 S 015 C01AA94 PANAMA CITY 015 D01AA94 PANAMA 015 E04AA94 X 015 A00AA95 CITIBANK DEL PERU, S.A. 015 B00AA95 S 015 C01AA95 LIMA 015 D01AA95 PERU 015 E04AA95 X 015 A00AA96 ING BANK (EURASIA) ZAO 015 B00AA96 S 015 C01AA96 MOSCOW 015 D01AA96 RUSSIA 015 E04AA96 X 015 A00AA97 SAUDI BRITISH BANK 015 B00AA97 S 015 C01AA97 RIYADH 015 D01AA97 SAUDI ARABIA 015 E04AA97 X 015 A00AA98 UNICREDIT BANK SERBIA JSC 015 B00AA98 S 015 C01AA98 BELGRADE 015 D01AA98 SERBIA 015 E04AA98 X 015 A00AA99 UNITED OVERSEAS BANK LIMITED 015 B00AA99 S 015 C01AA99 SINGAPORE 015 D01AA99 SINGAPORE 015 E04AA99 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 93 019 C00AA00 COLUMBIAFD 020 A000001 JPMORGAN CHASE & CO. 020 B000001 13-3112953 020 C000001 518 020 A000002 CS FIRST BOSTON CORP. 020 B000002 13-5659485 020 C000002 258 020 A000003 PIPER JAFFRAY & HOPWOOD 020 B000003 41-0953246 PAGE 12 020 C000003 197 020 A000004 INSTINET 020 B000004 13-3443395 020 C000004 137 020 A000005 UBS WARBURG LLC 020 B000005 13-3873456 020 C000005 134 020 A000006 JONESTRADING INSTITUTIONAL SERVICES LLC 020 B000006 51-0484896 020 C000006 75 020 A000007 BARCLAYS CAPITAL 020 B000007 13-3297824 020 C000007 34 020 A000008 DEUTSCHE BANK AG 020 B000008 13-6124068 020 C000008 34 020 A000009 KNIGHT SECURITIES, LP 020 C000009 31 020 A000010 KEEFE BRUYETTE & WOODS, INC. 020 B000010 13-3060260 020 C000010 22 021 000000 1619 022 A000001 STATE STREET BANK AND TRUST CO. 022 B000001 04-1867445 022 C000001 2554935 022 D000001 165158 022 A000002 DREYFUS 022 C000002 91525 022 D000002 98806 022 A000003 SALOMON SMITH BARNEY CITIGROUP 022 B000003 13-3082694 022 C000003 49091 022 D000003 12044 022 A000004 JPMORGAN CHASE & CO. 022 B000004 13-3112953 022 C000004 39587 022 D000004 4175 022 A000005 BC ZIEGLER 022 C000005 30422 022 D000005 4092 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 19806 022 D000006 4194 022 A000007 MORGAN STANLEY & CO., INC. 022 B000007 13-2655998 022 C000007 13389 022 D000007 7441 022 A000008 RBC CAPITAL MARKETS CORP. 022 B000008 13-5033225 022 C000008 14103 PAGE 13 022 D000008 1889 022 A000009 SIMS HERBERT J 022 C000009 10828 022 D000009 1288 022 A000010 LOOP CAPITAL MARKETS 022 C000010 5463 022 D000010 4121 023 C000000 2900636 023 D000000 364489 024 000200 N 024 000700 Y 025 A000701 PIPER JAFFRAY 025 B000701 410953246 025 C000701 E 025 D000701 6315 025 A000702 KNIGHT SECURITIES, LP 025 C000702 E 025 D000702 9283 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010200 22606 028 A020200 624 028 A030200 0 028 A040200 9723 028 B010200 11629 028 B020200 617 028 B030200 0 028 B040200 8618 028 C010200 18247 028 C020200 599 028 C030200 0 028 C040200 12017 028 D010200 25147 028 D020200 585 028 D030200 0 028 D040200 11172 028 E010200 14350 028 E020200 615 028 E030200 0 028 E040200 16157 028 F010200 12233 028 F020200 624 028 F030200 0 PAGE 14 028 F040200 15962 028 G010200 104212 028 G020200 3664 028 G030200 0 028 G040200 73649 028 H000200 12660 028 A010700 53756 028 A020700 0 028 A030700 0 028 A040700 28160 028 B010700 47205 028 B020700 0 028 B030700 0 028 B040700 42419 028 C010700 79276 028 C020700 0 028 C030700 0 028 C040700 41807 028 D010700 73208 028 D020700 0 028 D030700 0 028 D040700 40455 028 E010700 53186 028 E020700 0 028 E030700 0 028 E040700 38383 028 F010700 86240 028 F020700 0 028 F030700 0 028 F040700 31709 028 G010700 392871 028 G020700 0 028 G030700 0 028 G040700 222933 028 H000700 0 029 000200 Y 029 000700 Y 030 A000200 242 030 B000200 4.75 030 C000200 0.00 030 A000700 768 030 B000700 5.75 030 C000700 0.00 031 A000200 10 031 B000200 0 031 A000700 28 031 B000700 0 032 000200 232 032 000700 740 033 000200 0 033 000700 0 PAGE 15 034 000200 Y 034 000700 Y 035 000200 11 035 000700 43 036 A000200 N 036 B000200 0 036 A000700 N 036 B000700 0 037 000200 N 037 000700 N 038 000200 0 038 000700 0 039 000200 N 039 000700 N 040 000200 Y 040 000700 Y 041 000200 Y 041 000700 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000200 280 043 000700 2266 044 000200 0 044 000700 0 045 000200 Y 045 000700 Y 046 000200 N 046 000700 N 047 000200 Y 047 000700 Y 048 000200 0.000 048 A010200 100000 048 A020200 0.450 048 B010200 100000 048 B020200 0.425 048 C010200 0 048 C020200 0.000 PAGE 16 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.400 048 000700 0.000 048 A010700 500000 048 A020700 0.800 048 B010700 500000 048 B020700 0.750 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 1000000 048 K020700 0.700 049 000200 N 049 000700 N 050 000200 N 050 000700 N 051 000200 N 051 000700 N 052 000200 N 052 000700 N 053 A000200 N 053 A000700 N 054 A00AA00 Y 054 B00AA00 Y PAGE 17 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000200 N 055 B000200 N 055 A000700 N 055 B000700 Y 056 000200 Y 056 000700 Y 057 000200 N 057 000700 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.7 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 96.9 062 P000200 0.0 062 Q000200 0.0 062 R000200 1.2 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 PAGE 18 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000200 0 063 B000200 19.5 063 A000700 0 063 B000700 0.0 064 A000200 Y 064 B000200 Y 065 000200 N 066 A000200 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000200 N 067 000700 N 068 A000200 N 068 B000200 N 068 A000700 N 068 B000700 N 069 000200 N 069 000700 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y PAGE 19 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 Y 070 P010700 Y 070 P020700 Y PAGE 20 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000200 246239 071 B000200 121674 071 C000200 669370 071 D000200 18 071 A000700 703681 071 B000700 372781 071 C000700 1246652 071 D000700 30 072 A000200 12 072 B000200 44231 072 C000200 35 072 D000200 0 072 E000200 0 072 F000200 2886 072 G000200 778 072 H000200 0 072 I000200 393 072 J000200 22 072 K000200 0 072 L000200 82 072 M000200 43 072 N000200 59 072 O000200 0 072 P000200 0 072 Q000200 193 072 R000200 45 072 S000200 40 072 T000200 280 072 U000200 0 072 V000200 0 072 W000200 34 072 X000200 4855 072 Y000200 0 072 Z000200 39411 072AA000200 0 072BB000200 2151 072CC010200 71014 072CC020200 0 072DD010200 3738 072DD020200 35113 072EE000200 0 072 A000700 12 072 B000700 7 072 C000700 21727 072 D000700 0 072 E000700 0 072 F000700 9678 PAGE 21 072 G000700 0 072 H000700 0 072 I000700 2296 072 J000700 328 072 K000700 0 072 L000700 214 072 M000700 62 072 N000700 145 072 O000700 0 072 P000700 1 072 Q000700 146 072 R000700 43 072 S000700 83 072 T000700 2266 072 U000700 0 072 V000700 0 072 W000700 53 072 X000700 15315 072 Y000700 0 072 Z000700 6419 072AA000700 52490 072BB000700 0 072CC010700 146219 072CC020700 0 072DD010700 2853 072DD020700 3552 072EE000700 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000200 0 074 B000200 0 074 C000200 5000 074 D000200 741220 074 E000200 3254 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 6006 074 J000200 0 074 K000200 54 074 L000200 14414 074 M000200 21 074 N000200 769969 074 O000200 0 074 P000200 421 PAGE 22 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 4698 074 S000200 0 074 T000200 764850 074 U010200 8262 074 U020200 70053 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 3857 074 Y000200 0 074 A000700 9 074 B000700 9490 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 1404661 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 15886 074 K000700 63 074 L000700 38757 074 M000700 38 074 N000700 1468904 074 O000700 22522 074 P000700 1774 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 3034 074 S000700 0 074 T000700 1441574 074 U010700 16554 074 U020700 23029 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 42997 074 Y000700 0 075 A000200 0 075 B000200 703547 075 A000700 0 075 B000700 1275639 076 000200 0.00 076 000700 0.00 077 A000000 Y PAGE 23 077 B000000 Y 077 C000000 Y 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 25000 081 A00AA00 Y 081 B00AA00 114 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SCOTT PLUMMER TITLE VICE PRESIDENT - CHIEF COUNSEL EX-99 2 exh.txt Columbia Funds Series Trust I Annual N-SAR report for the period ending 6/30/10 Columbia High Yield Municipal Fund Columbia Small Cap Value Fund I (the Funds) 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audits of the financial statements of Columbia Small Cap Value Fund I and Columbia High Yield Municipal Fund (each a series of Columbia Funds Series Trust I and hereafter collectively referred to as the "Funds") as of and for the year ended June 30, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of June 30, 2010. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Boston, Massachusetts August 23, 2010 Item 77C - Matters submitted to a vote of security holders: COLUMBIA HIGH YIELD MUNICIPAL FUND On March 3, 2010, a special meeting of shareholders of Columbia Funds Series Trust I was held to consider the approval of several proposals listed in the proxy statement for the meeting. Proposal 1 and Proposal 2 were voted on at the March 3, 2010 meeting of shareholders and Proposal 3 was voted on at an adjourned meeting of shareholders held on March 31, 2010. The results of shareholder meeting are as follows: Proposal 1: A proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC (formerly, RiverSource Investments, LLC) (CMIA) was approved as follows:
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES - --------- ------------- ----------- ---------------- 605,045,946 6,963,123 4,021,471 54,777,722
Proposal 2: A proposal authorizing CMIA to enter into and materially amend subadvisory agreements for the Fund in the future, with the approval of the Trust's Board of Trustees, but without obtaining additional shareholder approval, was approved as follows:
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES - --------- ------------- ----------- ---------------- 597,337,131 14,537,701 4,155,659 54,777,770
Proposal 3: Each of the nominees for trustees was elected to the Trust's Board of Trustees, each to hold office until he or she dies, resigns or is removed or, if sooner, until the next meeting of shareholders called for the purpose of electing trustees and until the election and qualification of his or her successor, as follows:
TRUSTEE VOTES FOR VOTES WITHHELD ABSTENTIONS - ------- --------- -------------- ----------- John D. Collins 30,977,072,412 859,827,038 0 Rodman L. Drake 30,951,179,004 885,720,446 0 Douglas A. Hacker 30,989,793,279 847,106,171 0 Janet Langford Kelly 30,999,020,814 837,878,636 0 William E. Mayer 16,291,139,483 15,545,759,967 0 Charles R. Nelson 30,997,700,700 839,198,750 0 John J. Neuhauser 30,988,095,661 848,803,789 0 Jonathon Piel 30,968,801,048 868,098,402 0 Patrick J. Simpson 30,999,065,030 837,834,420 0 Anne-Lee Verville 30,996,227,913 840,671,537 0
COLUMBIA SMALL CAP VALUE FUND I On March 3, 2010, a special meeting of shareholders of Columbia Funds Series Trust I was held to consider the approval of several proposals listed in the proxy statement for the meeting. Proposal 1 and Proposal 2 were voted on at the March 3, 2010 meeting of shareholders and Proposal 3 was voted on at an adjourned meeting of shareholders held on March 31, 2010. The results of shareholder meeting are as follows: Proposal 1: A proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC (formerly, RiverSource Investments, LLC) (CMIA) was approved as follows:
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES - --------- ------------- ----------- ---------------- 629,853,233 10,721,744 17,287,668 123,534,961
Proposal 2: A proposal authorizing CMIA to enter into and materially amend subadvisory agreements for the Fund in the future, with the approval of the Trust's Board of Trustees, but without obtaining additional shareholder approval, was approved as follows:
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES - --------- ------------- ----------- ---------------- 550,577,024 87,731,245 19,554,000 123,535,339
Proposal 3: Each of the nominees for trustees was elected to the Trust's Board of Trustees, each to hold office until he or she dies, resigns or is removed or, if sooner, until the next meeting of shareholders called for the purpose of electing trustees and until the election and qualification of his or her successor, as follows:
TRUSTEE VOTES FOR VOTES WITHHELD ABSTENTIONS - ------- --------- -------------- ----------- John D. Collins 30,977,072,412 859,827,038 0 Rodman L. Drake 30,951,179,004 885,720,446 0 Douglas A. Hacker 30,989,793,279 847,106,171 0 Janet Langford Kelly 30,999,020,814 837,878,636 0 William E. Mayer 16,291,139,483 15,545,759,967 0 Charles R. Nelson 30,997,700,700 839,198,750 0 John J. Neuhauser 30,988,095,661 848,803,789 0 Jonathon Piel 30,968,801,048 868,098,402 0 Patrick J. Simpson 30,999,065,030 837,834,420 0 Anne-Lee Verville 30,996,227,913 840,671,537 0
Item 77D/77Q1(b) - Policies with Respect to Securities Investments: On April 30, 2010, a Form Type 497, accession number 0001193125- 10-102135, which included supplements dated May 1, 2010 to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. These are hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplements disclosed, among other things, certain changes that were made to the entities serving as investment adviser, administrator, distributor, and transfer agent of the Fund upon the closing of the sale of a portion of the asset management business, including the business of managing the Fund, from Bank of America, N.A. to Ameriprise Financial, Inc. on April 30, 2010. Item 77E - Legal Proceedings: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company (now known as RiverSource) mutual funds and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates LG. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at http://www.sec.gov/litigation/admin/ia- 2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the RiverSource, Seligman and Threadneedle funds' Boards of Directors/Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. Item 77I/77Q1(d) - Terms of new or amended securities: Columbia Small Cap Value Fund I On June 23, 2010, a Form Type 497, accession number 0001193125-10- 144649 was filed with SEC. The supplement disclosed, among other things, the approval of the Columbia Funds Series Trust I Board of Trustees to suspend the offering and sale of shares of Columbia Small Cap Value Fund I to new investors and new accounts as of the close of business on June 30, 2010, subject to certain limited exceptions. Item 77Q1(e) - New or amended Registrant investment advisory contracts: The Investment Management Services Agreement dated as of May 1, 2010 by and between Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) and Columbia Funds Series Trust I, on behalf the Fund, is incorporated by reference to Post-Effective Amendment No. 105 to the Registration Statement of Columbia Funds Series Trust I on Form N-1A filed on May 28, 2010 (Accession No. 0000950130-10-001116). -----END PRIVACY-ENHANCED MESSAGE-----