-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AadtzwtVlbeEcZQlgsAswXv0sfn6LxA4e8xNwu1WThhMwcx+uPVL4WNTrMqbhZ1a jPPWYYtXxhqisiKMW0OZCg== 0000773757-10-000044.txt : 20100730 0000773757-10-000044.hdr.sgml : 20100730 20100730131930 ACCESSION NUMBER: 0000773757-10-000044 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100531 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10980497 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010620 Columbia Tax-Exempt Fund C000029373 Class A COLTX C000029374 Class B CTEBX C000029375 Class C COLCX C000029376 Class Z CTEZX NSAR-A 1 answer.fil PAGE 1 000 A000000 05/31/2010 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6126711947 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010600 6 007 C020600 Columbia Tax-Exempt Fund 007 C030600 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 PAGE 2 015 A00AA01 HSBC BANK MIDDLE EAST 015 B00AA01 S 015 C01AA01 MANAMA 015 D01AA01 BAHRAIN 015 E04AA01 X 015 A00AA02 STANDARD CHARTERED BANK 015 B00AA02 S 015 C01AA02 DHAKA 015 D01AA02 BANGLADESH 015 E04AA02 X 015 A00AA03 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA03 S 015 C01AA03 ABIDJAN, IVORY COAST 015 D01AA03 BENIN 015 E04AA03 X 015 A00AA04 BANK OF BERMUDA LIMITED 015 B00AA04 S 015 C01AA04 HAMILTON 015 D01AA04 BERMUDA 015 E04AA04 X 015 A00AA05 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA05 S 015 C01AA05 GABORONE 015 D01AA05 BOTSWANA 015 E04AA05 X 015 A00AA06 CITIBANK, N.A. 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 E04AA06 X 015 A00AA07 ING BANK N.V. 015 B00AA07 S 015 C01AA07 SOFIA 015 D01AA07 BULGARIA 015 E04AA07 X 015 A00AA08 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA08 S 015 C01AA08 ABIDJAN, IVORY COAST 015 D01AA08 BURKINA FASO 015 E04AA08 X 015 A00AA09 STATE STREET TRUST COMPANY CANADA 015 B00AA09 S 015 C01AA09 TORONTO 015 D01AA09 CANADA 015 E04AA09 X 015 A00AA10 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA10 S 015 C01AA10 SHANGHAI 015 D01AA10 CHINA 015 E04AA10 X 015 A00AA11 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA PAGE 3 015 B00AA11 S 015 C01AA11 BOGOTA 015 D01AA11 COLOMBIA 015 E04AA11 X 015 A00AA12 BANCO BCT S.A. 015 B00AA12 S 015 C01AA12 SAN JOSE 015 D01AA12 COSTA RICA 015 E04AA12 X 015 A00AA13 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA13 S 015 C01AA13 ZAGREB 015 D01AA13 CROATIA 015 E04AA13 X 015 A00AA14 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA14 S 015 C01AA14 PRAGUE 015 D01AA14 CZECH REPUBLIC 015 E04AA14 X 015 A00AA15 HSBC BANK EGYPT S.A.E. 015 B00AA15 S 015 C01AA15 CAIRO 015 D01AA15 EGYPT 015 E04AA15 X 015 A00AA16 BARCLAYS BANK OF GHANA LIMITED 015 B00AA16 S 015 C01AA16 ACCRA 015 D01AA16 GHANA 015 E04AA16 X 015 A00AA17 NATIONAL BANK OF GREECE S.A. 015 B00AA17 S 015 C01AA17 ATHENS 015 D01AA17 GREECE 015 E04AA17 X 015 A00AA18 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA18 S 015 C01AA18 ABIDJAN, IVORY COAST 015 D01AA18 GUINEA-BISSAU 015 E04AA18 X 015 A00AA19 STANDARD CHARTERED BANK 015 B00AA19 S 015 C01AA19 HONG KONG 015 D01AA19 HONG KONG (SAR) 015 E04AA19 X 015 A00AA20 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA20 S 015 C01AA20 MUMBAI 015 D01AA20 INDIA 015 E04AA20 X 015 A00AA21 DEUTSCHE BANK AG 015 B00AA21 S PAGE 4 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 BANK OF IRELAND 015 B00AA22 S 015 C01AA22 DUBLIN 015 D01AA22 IRELAND 015 E04AA22 X 015 A00AA23 BANK HAPOALIM B.M. 015 B00AA23 S 015 C01AA23 TEL AVIV 015 D01AA23 ISRAEL 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 CARACAS 015 D01AA24 VENEZUELA 015 E04AA24 X 015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HSBC BANK MIDDLE EAST 015 B00AA26 S 015 C01AA26 AMMAN 015 D01AA26 JORDAN 015 E04AA26 X 015 A00AA27 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA27 S 015 C01AA27 HO CHI MINH CITY 015 D01AA27 VIETNAM 015 E04AA27 X 015 A00AA28 BARCLAYS BANK OF KENYA LIMITED 015 B00AA28 S 015 C01AA28 NAIROBI 015 D01AA28 KENYA 015 E04AA28 X 015 A00AA29 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA29 S 015 C01AA29 SEOUL 015 D01AA29 REPUBLIC OF KOREA 015 E04AA29 X 015 A00AA30 HSBC BANK MIDDLE EAST 015 B00AA30 S 015 C01AA30 BEIRUT 015 D01AA30 LEBANON 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA31 S 015 C01AA31 KUALA LUMPUR PAGE 5 015 D01AA31 MALAYSIA 015 E04AA31 X 015 A00AA32 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA32 S 015 C01AA32 ABIDJAN, IVORY COAST 015 D01AA32 MALI 015 E04AA32 X 015 A00AA33 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA33 S 015 C01AA33 PORT LOUIS 015 D01AA33 MAURITIUS 015 E04AA33 X 015 A00AA34 BANCO NACIONAL DE MEXICO S.A. 015 B00AA34 S 015 C01AA34 MEXICO CITY 015 D01AA34 MEXICO 015 E04AA34 X 015 A00AA35 STANDARD BANK NAMIBIA LIMITED 015 B00AA35 S 015 C01AA35 WINDHOEK 015 D01AA35 NAMIBIA 015 E04AA35 X 015 A00AA36 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA36 S 015 C01AA36 ABIDJAN, IVORY COAST 015 D01AA36 NIGER 015 E04AA36 X 015 A00AA37 STANBIC BANK NIGERIA LIMITED 015 B00AA37 S 015 C01AA37 LAGOS 015 D01AA37 NIGERIA 015 E04AA37 X 015 A00AA38 HSBC BANK MIDDLE EAST 015 B00AA38 S 015 C01AA38 MUSCAT 015 D01AA38 OMAN 015 E04AA38 X 015 A00AA39 DEUTSCHE BANK AG 015 B00AA39 S 015 C01AA39 KARACHI 015 D01AA39 PAKISTAN 015 E04AA39 X 015 A00AA40 HSBC BANK MIDDLE EAST 015 B00AA40 S 015 C01AA40 RAMALLAH 015 D01AA40 PALESTINE 015 E04AA40 X 015 A00AA41 STANDARD CHARTERED BANK 015 B00AA41 S 015 C01AA41 MANILA 015 D01AA41 PHILIPPINES PAGE 6 015 E04AA41 X 015 A00AA42 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA42 S 015 C01AA42 WARSAW 015 D01AA42 POLAND 015 E04AA42 X 015 A00AA43 BANCO COMERCIAL PORTUGUES 015 B00AA43 S 015 C01AA43 LISBON 015 D01AA43 PORTUGAL 015 E04AA43 X 015 A00AA44 CITIBANK, N.A. 015 B00AA44 S 015 C01AA44 SAN JUAN 015 D01AA44 PUERTO RICO 015 E04AA44 X 015 A00AA45 HSBC BANK MIDDLE EAST 015 B00AA45 S 015 C01AA45 DOHA 015 D01AA45 QATAR 015 E04AA45 X 015 A00AA46 ING BANK N.V. 015 B00AA46 S 015 C01AA46 BUCHAREST 015 D01AA46 ROMANIA 015 E04AA46 X 015 A00AA47 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA47 S 015 C01AA47 ABIDJAN, IVORY COAST 015 D01AA47 SENEGAL 015 E04AA47 X 015 A00AA48 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA48 S 015 C01AA48 SINGAPORE 015 D01AA48 SINGAPORE 015 E04AA48 X 015 A00AA49 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA49 S 015 C01AA49 BRATISLAVA 015 D01AA49 SLOVAK REPUBLIC 015 E04AA49 X 015 A00AA50 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA50 S 015 C01AA50 JOHANNESBURG 015 D01AA50 SOUTH AFRICA 015 E04AA50 X 015 A00AA51 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA51 S 015 C01AA51 COLOMBO 015 D01AA51 SRI LANKA 015 E04AA51 X PAGE 7 015 A00AA52 STANDARD BANK SWAZILAND LIMITED 015 B00AA52 S 015 C01AA52 MBABANE 015 D01AA52 SWAZILAND 015 E04AA52 X 015 A00AA53 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA53 S 015 C01AA53 STOCKHOLM 015 D01AA53 SWEDEN 015 E04AA53 X 015 A00AA54 UBS AG 015 B00AA54 S 015 C01AA54 ZURICH 015 D01AA54 SWITZERLAND 015 E04AA54 X 015 A00AA55 STANDARD CHARTERED BANK 015 B00AA55 S 015 C01AA55 BANGKOK 015 D01AA55 THAILAND 015 E04AA55 X 015 A00AA56 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA56 S 015 C01AA56 ABIDJAN, IVORY COAST 015 D01AA56 TOGO 015 E04AA56 X 015 A00AA57 REPUBLIC BANK LIMITED 015 B00AA57 S 015 C01AA57 PORT-OF-SPAIN 015 D01AA57 TRINIDAD & TOBAGO 015 E04AA57 X 015 A00AA58 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA58 S 015 C01AA58 TUNIS 015 D01AA58 TUNISIA 015 E04AA58 X 015 A00AA59 CITIBANK, N.A. 015 B00AA59 S 015 C01AA59 ISTANBUL 015 D01AA59 TURKEY 015 E04AA59 X 015 A00AA60 ING BANK UKRAINE 015 B00AA60 S 015 C01AA60 KIEV 015 D01AA60 UKRAINE 015 E04AA60 X 015 A00AA61 HSBC BANK MIDDLE EAST 015 B00AA61 S 015 C01AA61 DUBAI 015 D01AA61 UNITED ARAB EMIRATES 015 E04AA61 X 015 A00AA62 STATE STREET BANK & TRUST COMPANY PAGE 8 015 B00AA62 S 015 C01AA62 LONDON 015 D01AA62 UNITED KINGDOM 015 E04AA62 X 015 A00AA63 STATE STREET BANK & TRUST COMPANY 015 B00AA63 C 015 C01AA63 BOSTON 015 C02AA63 MA 015 C03AA63 02110 015 D01AA63 UNITED STATES 015 E01AA63 X 015 A00AA64 CITIBANK, N.A. 015 B00AA64 S 015 C01AA64 BUENOS AIRES 015 D01AA64 ARGENTINA 015 E04AA64 X 015 A00AA65 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X PAGE 9 015 A00AA72 BANCO DE LA PRODUCCION S.A. 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F000600 0 042 G000600 0 042 H000600 0 043 000600 1546 044 000600 0 045 000600 Y PAGE 14 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 500000 048 A020600 0.550 048 B010600 500000 048 B020600 0.500 048 C010600 500000 048 C020600 0.470 048 D010600 1500000 048 D020600 0.440 048 E010600 3000000 048 E020600 0.430 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 6000000 048 K020600 0.420 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A00AA00 N 059 00AA00 Y PAGE 15 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 96.9 062 P000600 0.0 062 Q000600 0.0 062 R000600 2.4 063 A000600 0 063 B000600 16.0 064 A000600 Y 064 B000600 Y 065 000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 Y PAGE 16 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 181104 071 B000600 267548 071 C000600 2194374 071 D000600 8 072 A000600 6 072 B000600 59031 072 C000600 14 072 D000600 0 072 E000600 0 072 F000600 5411 072 G000600 0 072 H000600 0 072 I000600 829 072 J000600 29 072 K000600 0 072 L000600 76 072 M000600 52 072 N000600 46 072 O000600 0 072 P000600 0 072 Q000600 100 072 R000600 32 072 S000600 77 072 T000600 1546 072 U000600 0 072 V000600 0 072 W000600 45 072 X000600 8243 072 Y000600 0 072 Z000600 50802 072AA000600 17680 072BB000600 0 072CC010600 30693 072CC020600 0 072DD010600 30112 PAGE 17 072DD020600 20243 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 528 074 B000600 0 074 C000600 0 074 D000600 2166559 074 E000600 8835 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 45186 074 J000600 1384 074 K000600 210 074 L000600 33096 074 M000600 63 074 N000600 2255861 074 O000600 12220 074 P000600 1585 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 6391 074 S000600 0 074 T000600 2235665 074 U010600 101617 074 U020600 66032 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 23030 074 Y000600 0 075 A000600 0 075 B000600 2238652 076 000600 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N PAGE 18 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SCOTT PLUMMER TITLE VICE PRESIDENT - CHIEF COUNSEL EX-99 2 exh.txt Columbia Funds Series Trust I - Semi-Annual N-SAR report for the period ending 5/31/10 Columbia Tax-Exempt Fund (the "Fund") Item 77C - Matters submitted to a vote of security holders: On March 3, 2010, a special meeting of shareholders of Columbia Funds Series Trust I was held to consider the approval of several proposals listed in the proxy statement for the meeting. Proposal 1 and Proposal 2 were voted on at the March 3, 2010 meeting of shareholders and Proposal 3 was voted on at an adjourned meeting of shareholders held on March 31, 2010. The results of shareholder meeting are as follows: Proposal 1: A proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC (formerly, RiverSource Investments, LLC) (CMIA) was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 1,529,341,778 56,055,507 47,952,756 259,444,681 Proposal 2: A proposal authorizing CMIA to enter into and materially amend subadvisory agreements for the Fund in the future, with the approval of the Trust's Board of Trustees, but without obtaining additional shareholder approval, was approved as follows: Votes For Votes Against Abstentions Broker Non-Votes 1,465,299,260 118,866,594 49,183,951 259,444,917 Proposal 3: Each of the nominees for trustees was elected to the Trust's Board of Trustees, each to hold office until he or she dies, resigns or is removed or, if sooner, until the next meeting of shareholders called for the purpose of electing trustees and until the election and qualification of his or her successor, as follows: Trustee Votes For Votes Withheld Abstentions John D. Collins 30,977,072,412 859,827,038 0 Rodman L. Drake 30,951,179,004 885,720,446 0 Douglas A. Hacker 30,989,793,279 847,106,171 0 Janet Langford Kelly 30,999,020,814 837,878,636 0 William E. Mayer 16,291,139,483 15,545,759,967 0 Charles R. Nelson 30,997,700,700 839,198,750 0 John J. Neuhauser 30,988,095,661 848,803,789 0 Jonathan Piel 30,968,801,048 868,098,402 0 Patrick J. Simpson 30,999,065,030 837,834,420 0 Anne-Lee Verville 30,996,227,913 840,671,537 0 Item 77D/77Q1(b) - Policies with Respect to Securities Investments: On March 30, 2010, a Form Type 485BOS, accession number 0001193125-10 - -071576, post-effective amendment number 103 to the registration statement of Columbia Funds Series Trust I on behalf of the Fund was filed with the SEC. It is hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The post- effective amendment disclosed, among other things, certain changes that were made to the policies with respect to security investments of the Fund. On April 30, 2010, a Form Type 497, accession number 0001193125-10 - -102135, which included supplements dated May 1, 2010 to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. These are hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplements disclosed, among other things, certain changes that were made to the entities serving as investment adviser, administrator, distributor, and transfer agent of the Fund upon the closing of the sale of a portion of the asset management business, including the business of managing the Fund, from Bank of America, N.A. to Ameriprise Financial, Inc. on April 30, 2010. Item 77E - Legal Proceedings: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company (now known as RiverSource) mutual funds and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at http://www.sec.gov/litigation/admin/ia- 2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the RiverSource Funds' Boards of Directors/Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. Item 77Q1(e) - New or amended Registrant investment advisory contracts: The Investment Management Services Agreement dated as of May 1, 2010 by and between Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) and Columbia Funds Series Trust I, on behalf the Fund, is incorporated by reference to Post-Effective Amendment No. 105 to the Registration Statement of Columbia Funds Series Trust I on Form N-1A filed on May 28, 2010 (Accession No. 0000950130-10-001116). EX-99 3 table.txt
FACE VALUE NOTE/ BOND / # OF ISSUER/ SECURITY BOND/ PURCHASE SHARES SHARE AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE SELLING BROKER PURCHASED PRICE BY FUND - ---------------------------------------------------------------------------------------------------------------------------------- Columbia Funds Columbia 57586ENJ6 Massachusetts Bond 12/15/2009 JPMorgan 9,900,000 98.885 9,789,615.00 Series Trust I Tax-Exempt Fund Health and Educational Facilities Authority 5.000% 07/01/2034 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 JPMorgan 500,000 99.497 497,485.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Loop Capital 100,000 99.497 99,497.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Morgan Keegan 300,000 99.497 298,491.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Ramirez & Co 100,000 99.497 99,497.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498AT5 Central Texas Bond 2/26/2010 JPMorgan 1,000,000 35.089 350,890.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498AT5 Central Texas Bond 2/26/2010 Loop Capital 200,000 35.089 70,178.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498AT5 Central Texas Bond 2/26/2010 Morgan Keegan 600,000 35.089 210,534.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 155498AT5 Central Texas Bond 2/26/2010 Ramirez & Co 200,000 35.089 70,178.00 Series Trust I Tax-Exempt Fund Regional Mobility Authority 5.750 01/01/2025 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 JPMorgan 1,058,750 97.842 1,035,902.18 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 Citigroup 385,000 97.842 376,691.70 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 RBC Capital 385,000 97.842 376,691.70 Series Trust I Tax-Exempt Fund General Obligation Markets 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 De La Rosa & Co 192,500 97.842 188,345.85 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 Goldman Sachs 385,000 97.842 376,691.70 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 Morgan Stanley 1,058,750 97.842 1,035,902.18 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 Prager, Sealy & 192,500 97.842 188,345.85 Series Trust I Tax-Exempt Fund General Obligation Co 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of California Bond 3/12/2010 Ramirez & Co 192,500 97.842 188,345.85 Series Trust I Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 JPMorgan 3,000,000 97.768 2,933,040.00 Series Trust I Tax-Exempt Fund Electric Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Citigroup 1,080,000 97.768 1,055,894.40 Series Trust I Tax-Exempt Fund Electric Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 RBC Capital 480,000 97.768 469,286.40 Series Trust I Tax-Exempt Fund Electric Power Markets Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Goldman Sachs 540,000 97.768 527,947.20 Series Trust I Tax-Exempt Fund Electric Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Morgan Stanley 900,000 97.768 879,912.00 Series Trust I Tax-Exempt Fund Electric Power Authority 5.250 07/01/2040
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