-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIWnSk+tgUXNdOe8goToWeeR9+wK0VCG2rMUouL7Y7Cfuw0KViY7jGKbGF9E/JS6 VkVba1RdcofcVx3PVxfG7Q== 0000773757-10-000043.txt : 20100730 0000773757-10-000043.hdr.sgml : 20100730 20100730131916 ACCESSION NUMBER: 0000773757-10-000043 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100531 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10980496 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX 0000773757 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A COLHX C000033002 Class B COHBX C000033003 Class C CHYCX C000033004 Class Z LHYZX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX NSAR-B 1 answer.fil PAGE 1 000 B000000 05/31/2010 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6126711947 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010500 5 007 C020500 Columbia Strategic Income Fund 007 C030500 N 007 C010800 8 007 C020800 Columbia High Yield Opportunity Fund 007 C030800 N 007 C016200 62 007 C026200 Columbia International Bond Fund 007 C036200 N 008 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-25943 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA PAGE 2 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X PAGE 3 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK PAGE 4 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 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HSBC BANK MIDDLE EAST 015 B00AA30 S PAGE 5 015 C01AA30 BEIRUT 015 D01AA30 LEBANON 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA31 S 015 C01AA31 KUALA LUMPUR 015 D01AA31 MALAYSIA 015 E04AA31 X 015 A00AA32 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA32 S 015 C01AA32 ABIDJAN, IVORY COAST 015 D01AA32 MALI 015 E04AA32 X 015 A00AA33 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA33 S 015 C01AA33 PORT LOUIS 015 D01AA33 MAURITIUS 015 E04AA33 X 015 A00AA34 BANCO NACIONAL DE MEXICO S.A. 015 B00AA34 S 015 C01AA34 MEXICO CITY 015 D01AA34 MEXICO 015 E04AA34 X 015 A00AA35 STANDARD BANK NAMIBIA LIMITED 015 B00AA35 S 015 C01AA35 WINDHOEK 015 D01AA35 NAMIBIA 015 E04AA35 X 015 A00AA36 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA36 S 015 C01AA36 ABIDJAN, IVORY COAST 015 D01AA36 NIGER 015 E04AA36 X 015 A00AA37 STANBIC BANK NIGERIA LIMITED 015 B00AA37 S 015 C01AA37 LAGOS 015 D01AA37 NIGERIA 015 E04AA37 X 015 A00AA38 HSBC BANK MIDDLE EAST 015 B00AA38 S 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LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK A.G., NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE PAGE 9 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. 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0 042 H000800 0 042 A006200 0 042 B006200 0 042 C006200 100 042 D006200 0 042 E006200 0 042 F006200 0 042 G006200 0 042 H006200 0 043 000500 5314 043 000800 792 043 006200 3 044 000500 0 044 000800 0 044 006200 0 045 000500 Y 045 000800 Y 045 006200 Y 046 000500 N 046 000800 N 046 006200 N 047 000500 Y 047 000800 Y 047 006200 Y 048 000500 0.000 PAGE 17 048 A010500 500000 048 A020500 0.600 048 B010500 500000 048 B020500 0.550 048 C010500 500000 048 C020500 0.520 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 1500000 048 K020500 0.490 048 000800 0.000 048 A010800 500000 048 A020800 0.600 048 B010800 500000 048 B020800 0.550 048 C010800 500000 048 C020800 0.520 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 1500000 048 K020800 0.490 048 006200 0.000 048 A016200 500000 048 A026200 0.550 048 B016200 500000 048 B026200 0.500 048 C016200 500000 PAGE 18 048 C026200 0.470 048 D016200 0 048 D026200 0.000 048 E016200 0 048 E026200 0.000 048 F016200 0 048 F026200 0.000 048 G016200 0 048 G026200 0.000 048 H016200 0 048 H026200 0.000 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 048 K016200 1500000 048 K026200 0.440 049 000500 N 049 000800 N 049 006200 N 050 000500 N 050 000800 N 050 006200 N 051 000500 N 051 000800 N 051 006200 N 052 000500 N 052 000800 N 052 006200 N 053 A000500 N 053 A000800 Y 053 B000800 Y 053 C000800 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y PAGE 19 055 A000500 N 055 B000500 N 055 A000800 N 055 B000800 Y 055 A006200 N 055 B006200 N 056 000500 Y 056 000800 Y 056 006200 Y 057 000500 N 057 000800 N 057 006200 N 058 A000500 N 058 A000800 N 058 A006200 N 059 000500 Y 059 000800 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A000800 Y 060 B000800 Y 060 A006200 N 060 B006200 N 061 000500 2500 061 000800 2500 061 006200 2500 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 6.5 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 13.8 062 N000500 5.1 062 O000500 0.2 062 P000500 47.4 062 Q000500 29.1 062 R000500 0.7 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 9.0 062 E000800 0.0 062 F000800 0.0 PAGE 20 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.7 062 P000800 95.7 062 Q000800 0.0 062 R000800 0.2 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 062 D006200 3.3 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 0.4 062 N006200 0.0 062 O006200 0.0 062 P006200 3.7 062 Q006200 91.5 062 R006200 0.0 063 A000500 0 063 B000500 9.7 063 A000800 0 063 B000800 4.3 063 A006200 0 063 B006200 7.7 064 A000500 N 064 B000500 Y 064 A000800 N 064 B000800 Y 064 A006200 N 064 B006200 N 065 000500 N 065 000800 N 066 A000500 N 066 A000800 N 066 A006200 N 067 000500 N 067 000800 N 067 006200 N 068 A000500 N PAGE 21 068 B000500 N 068 A000800 N 068 B000800 N 068 A006200 N 068 B006200 Y 069 000500 N 069 000800 N 069 006200 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y PAGE 22 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 Y 070 P010800 Y 070 P020800 Y 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 070 A016200 Y 070 A026200 Y 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 N 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 Y 070 K016200 Y 070 K026200 N PAGE 23 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 Y 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 979450 071 B000500 998095 071 C000500 1974490 071 D000500 50 071 A000800 196648 071 B000800 227711 071 C000800 328278 071 D000800 60 071 A006200 11086 071 B006200 4051 071 C006200 13386 071 D006200 30 072 A000500 12 072 B000500 125695 072 C000500 0 072 D000500 0 072 E000500 272 072 F000500 11175 072 G000500 0 072 H000500 0 072 I000500 2864 072 J000500 241 072 K000500 0 072 L000500 331 072 M000500 124 072 N000500 97 072 O000500 0 072 P000500 0 072 Q000500 193 072 R000500 67 072 S000500 147 072 T000500 5314 072 U000500 0 072 V000500 0 072 W000500 92 072 X000500 20645 072 Y000500 0 PAGE 24 072 Z000500 105322 072AA000500 37805 072BB000500 0 072CC010500 109165 072CC020500 0 072DD010500 45729 072DD020500 47859 072EE000500 0 072 A000800 12 072 B000800 28407 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 2049 072 G000800 0 072 H000800 0 072 I000800 477 072 J000800 15 072 K000800 0 072 L000800 116 072 M000800 32 072 N000800 53 072 O000800 0 072 P000800 1 072 Q000800 113 072 R000800 62 072 S000800 30 072 T000800 792 072 U000800 0 072 V000800 0 072 W000800 23 072 X000800 3763 072 Y000800 141 072 Z000800 24785 072AA000800 321 072BB000800 0 072CC010800 48902 072CC020800 0 072DD010800 17071 072DD020800 13985 072EE000800 0 072 A006200 12 072 B006200 390 072 C006200 0 072 D006200 0 072 E006200 0 072 F006200 77 072 G006200 7 072 H006200 0 072 I006200 3 072 J006200 13 PAGE 25 072 K006200 0 072 L006200 18 072 M006200 17 072 N006200 30 072 O006200 0 072 P006200 0 072 Q006200 47 072 R006200 43 072 S006200 4 072 T006200 3 072 U006200 0 072 V006200 0 072 W006200 4 072 X006200 266 072 Y006200 150 072 Z006200 274 072AA006200 139 072BB006200 0 072CC016200 0 072CC026200 631 072DD016200 17 072DD026200 327 072EE006200 7 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 073 A016200 0.0000 073 A026200 0.0000 073 B006200 0.0051 073 C006200 0.0000 074 A000500 330 074 B000500 131006 074 C000500 0 074 D000500 1928364 074 E000500 0 074 F000500 1245 074 G000500 0 074 H000500 0 074 I000500 12541 074 J000500 25290 074 K000500 134 074 L000500 35587 074 M000500 1320 074 N000500 2135817 074 O000500 99347 074 P000500 2003 PAGE 26 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 18065 074 S000500 0 074 T000500 2016402 074 U010500 173611 074 U020500 173013 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 55239 074 Y000500 330 074 A000800 0 074 B000800 28823 074 C000800 0 074 D000800 309792 074 E000800 0 074 F000800 761 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 8263 074 K000800 119 074 L000800 7742 074 M000800 53 074 N000800 355553 074 O000800 32127 074 P000800 368 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1793 074 S000800 0 074 T000800 321265 074 U010800 48637 074 U020800 36167 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 11612 074 Y000800 0 074 A006200 1 074 B006200 520 074 C006200 0 074 D006200 15212 074 E006200 0 074 F006200 0 074 G006200 0 PAGE 27 074 H006200 0 074 I006200 0 074 J006200 196 074 K006200 28 074 L006200 214 074 M006200 1 074 N006200 16172 074 O006200 194 074 P006200 14 074 Q006200 0 074 R016200 0 074 R026200 0 074 R036200 0 074 R046200 57 074 S006200 0 074 T006200 15907 074 U016200 96 074 U026200 1451 074 V016200 0.00 074 V026200 0.00 074 W006200 0.0000 074 X006200 136 074 Y006200 0 075 A000500 0 075 B000500 2073996 075 A000800 0 075 B000800 342020 075 A006200 0 075 B006200 14009 076 000500 0.00 076 000800 0.00 076 006200 0.00 077 A000000 Y 077 B000000 Y 077 C000000 Y 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N PAGE 28 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 25000 081 A00AA00 Y 081 B00AA00 114 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SCOTT PLUMMER TITLE VICE PRESIDENT - CHIEF COUNSEL EX-99 2 exh.txt Columbia Funds Series Trust I - Annual N-SAR report for the period ending 05/31/10 Columbia High Yield Opportunity Fund Columbia International Bond Fund Columbia Strategic Income Fund (the "Funds") 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audits of the financial statements of Columbia Strategic Income Fund, Columbia High Yield Opportunity Fund, and Columbia International Bond Fund (each a series of Columbia Funds Series Trust I and hereafter collectively referred to as the "Funds") as of and for the year ended May 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of May 31, 2010. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Boston, Massachusetts July 22, 2010 Item 77C - Matters submitted to a vote of security holders: On March 3, 2010, a special meeting of shareholders of Columbia Funds Series Trust I was held to consider the approval of several proposals listed in the proxy statement for the meeting. Proposal 1 and Proposal 2 were voted at the March 3, 2010 meeting of shareholders and Proposal 3 was voted on at an adjourned meeting of shareholders held on March 31, 2010. The results of shareholder meeting are as follows: Proposal 1: A proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC (formerly, RiverSource Investments, LLC) (CMIA) was approved for the Funds as follows: Votes Broker Votes For Against Abstentions Non-Votes Columbia High Yield Opportunities Fund 221,098,150 6,730,620 6,278,800 55,918,284 Columbia International Bond Fund 15,132,906 0 24,204 418,952 Columbia Strategic Income Fund 1,379,907,093 27,443,061 31,889,579 491,610,351 Proposal 2: A proposal authorizing CMIA to enter into and materially amend subadvisory agreements for the Funds in the future, with the approval of the Trust's Board of Trustees, but without obtaining additional shareholder approval, was approved for the Funds as follows: Votes Broker Votes For Against Abstentions Non-Votes Columbia High Yield Opportunities Fund 215,250,723 12,647,782 6,209,031 55,918,319 Columbia International Bond Fund 15,125,884 1,408 29,818 418,952 Columbia Strategic Income Fund 1,313,863,303 91,021,715 34,354,710 491,610,357 Proposal 3: Each of the nominees for trustees was elected to the Trust's Board of Trustees, each to hold office until he or she dies, resigns or is removed or, if sooner, until the next meeting of shareholders called for the purpose of electing trustees and until the election and qualification of his or her successor, as follows: Trustee Votes For Votes Withheld Abstentions John D. Collins 30,977,072,412 859,827,038 0 Rodman L. Drake 30,951,179,004 885,720,446 0 Douglas A. Hacker 30,989,793,279 847,106,171 0 Janet Langford Kelly 30,999,020,814 837,878,636 0 William E. Mayer 16,291,139,483 15,545,759,967 0 Charles R. Nelson 30,997,700,700 839,198,750 0 John J. Neuhauser 30,988,095,661 848,803,789 0 Jonathon Piel 30,968,801,048 868,098,402 0 Patrick J. Simpson 30,999,065,030 837,834,420 0 Anne-Lee Verville 30,996,227,913 840,671,537 0 Item 77D/77Q1(b) On April 30, 2010, a Form Type 497, accession number 0001193125-10 - -102135, which included supplements dated May 1, 2010 to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. These are hereby incorporated by reference as part of the response to Items 77D and 77Q1(b) of Form N-SAR. The supplements disclosed, among other things, certain changes that were made to the entities serving as investment adviser, administrator, distributor, and transfer agent of the Funds upon the closing of the sale of a portion of the asset management business, including the business of managing the Funds, from Bank of America, N.A. to Ameriprise Financial, Inc. on April 30, 2010. Item 77E - Legal Proceedings: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company (now known as RiverSource) mutual funds and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at http://www.sec.gov/litigation/admin/ia- 2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the RiverSource Funds' Boards of Directors/Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. Item 77Q1(e) - New or amended Registrant investment advisory contracts: The Investment Management Services Agreement dated as of May 1, 2010 by and between Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) and Columbia Funds Series Trust I, on behalf the Funds, is incorporated by reference to Post-Effective Amendment No. 105 to the Registration Statement of Columbia Funds Series Trust I on Form N-1A filed on May 28, 2010 (Accession No. 0000950130- 10-001116). EX-99 3 table.txt
FACE VALUE NOTE/ BOND / # OF ISSUER/ SECURITY BOND/ PURCHASE SHARES SHARE AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE SELLING BROKER PURCHASED PRICE BY FUND - ---------------------------------------------------------------------------------------------------------------------------------- Columbia Funds Columbia Strategic 410345AF9 Hanesbrands Bond 12/3/2009 JPMorgan 370,000 98.686 365,138.20 Series Trust I Income Fund Incorporated 8.000% 12/15/2016 Columbia Funds Columbia Strategic 88732JAW8 Time Warner Cable Bond 12/8/2009 Goldman Sachs 435,000 97.920 425,952.00 Series Trust I Income Fund Incorporated 5.000% 02/01/2020 Columbia Funds Columbia Strategic 12516UAA3 Cemex SAB de CV Bond 12/9/2009 Citigroup 1,110,000 100.000 1,110,000.00 Series Trust I Income Fund 9.500% 12/14/2016 Columbia Funds Columbia Strategic 72347QAE3 Pinnacle Foods Bond 12/9/2009 Credit Suisse 545,000 100.000 545,000.00 Series Trust I Income Fund Finance LLC 9.250% 04/01/2015 Columbia Funds Columbia Strategic 02406PAG5 American Axle & Bond 12/10/2009 JPMorgan 535,000 98.715 528,125.25 Series Trust I Income Fund Manufacturing 9.250% 01/15/2017 Columbia Funds Columbia Strategic 581241AA4 McJunkin Red Man Bond 12/16/2009 Goldman Sachs 1,745,000 97.533 1,701,950.85 Series Trust I Income Fund Corporation 9.500% 12/15/2016 Columbia Funds Columbia Strategic 896215AE0 TriMas Corporation Bond 12/17/2009 Credit Suisse 2,750,000 97.992 2,694,780.00 Series Trust I Income Fund 9.750% 12/15/2017 Columbia Funds Columbia Strategic 18451QAA6 Clear Channel Bond 12/18/2009 Goldman Sachs 220,000 100.000 220,000.00 Series Trust I Income Fund Worldwide 9.250% 12/15/2017 Columbia Funds Columbia Strategic 18451QAB4 Clear Channel Bond 12/18/2009 Goldman Sachs 870,000 100.000 870,000.00 Series Trust I Income Fund Worldwide 9.250% 12/15/2017 Columbia Funds Columbia Strategic 36962G4J0 General Electric Bond 1/5/2010 Morgan Stanley 1,849,000 99.658 1,842,676.42 Series Trust I Income Fund Capital Corporation 5.500 01/08/2020 Columbia Funds Columbia Strategic 53947MAA4 Lloyds TSB Bank PLC Bond 1/5/2010 Citigroup 2,350,000 99.996 2,349,906.00 Series Trust I Income Fund 4.375 01/12/2015 Columbia Funds Columbia Strategic 292680AG0 Energy Future Bond 1/7/2010 Citigroup 675,000 100.000 675,000.00 Series Trust I Income Fund Holdings Corporation 10.000 01/15/2020 Columbia Funds Columbia Strategic 52989LAD1 Libbey Glass Bond 1/28/2010 Barclays 550,000 98.082 539,451.00 Series Trust I Income Fund Incorporated 10.000 02/15/2015 Columbia Funds Columbia Strategic 755267AG6 Reader's Digest Bond 2/2/2010 JPMorgan 1,270,000 97.000 1,231,900.00 Series Trust I Income Fund Assn Incorporated 9.500 02/15/2017 Columbia Funds Columbia Strategic 693476BH5 PNC Funding Bond 2/3/2010 Morgan Stanley 660,000 99.900 659,340.00 Series Trust I Income Fund Corporation 3.625 02/08/2015 Columbia Funds Columbia Strategic 693476BJ1 PNC Funding Bond 2/3/2010 JPMorgan 555,000 99.861 554,228.55 Series Trust I Income Fund Corporation 5.125 02/08/2020 Columbia Funds Columbia Strategic 563571AG3 Manitowoc Company Bond 2/3/2010 JPMorgan 845,000 100.000 845,000.00 Series Trust I Income Fund Incorporated 9.500 02/15/2018 Columbia Funds Columbia Strategic 44701QAT9 Huntsman Bond 3/12/2010 Goldman Sachs 380,000 100.000 380,000.00 Series Trust I Income Fund International LLC 8.625 03/15/2020 Columbia Funds Columbia High 410345AF9 Hanesbrands Bond 12/3/2009 JPMorgan 165,000 98.686 162,831.90 Series Trust I Yield Opportunity Incorporated 8.000% Fund 12/15/2016 Columbia Funds Columbia High 12516UAA3 Cemex SAB de CV Bond 12/9/2009 Citigroup 470,000 100.000 470,000.00 Series Trust I Yield Opportunity 9.500% 12/14/2016 Fund Columbia Funds Columbia High 72347QAE3 Pinnacle Foods Bond 12/9/2009 Credit Suisse 225,000 100.000 225,000.00 Series Trust I Yield Opportunity Finance LLC 9.250% Fund 04/01/2015 Columbia Funds Columbia High 02406PAG5 American Axle & Bond 12/10/2009 JPMorgan 240,000 98.715 236,916.00 Series Trust I Yield Opportunity Manufacturing Fund 9.250% 01/15/2017 Columbia Funds Columbia High 581241AA4 McJunkin Red Man Bond 12/16/2009 Goldman Sachs 785,000 97.533 765,634.05 Series Trust I Yield Opportunity Corporation 9.500% Fund 12/15/2016 Columbia Funds Columbia High 896215AE0 TriMas Corporation Bond 12/17/2009 Credit Suisse 1,225,000 97.992 1,200,402.00 Series Trust I Yield Opportunity 9.750% 12/15/2017 Fund Columbia Funds Columbia High 18451QAA6 Clear Channel Bond 12/18/2009 Goldman Sachs 100,000 100.000 100,000.00 Series Trust I Yield Opportunity Worldwide 9.250% Fund 12/15/2017 Columbia Funds Columbia High 18451QAB4 Clear Channel Bond 12/18/2009 Goldman Sachs 395,000 100.000 395,000.00 Series Trust I Yield Opportunity Worldwide 9.250% Fund 12/15/2017 Columbia Funds Columbia High 292680AG0 Energy Future Bond 1/7/2010 Citigroup 305,000 100.000 305,000.00 Series Trust I Yield Opportunity Holdings Fund Corporation 10.000 01/15/2020 Columbia Funds Columbia High 52989LAD1 Libbey Glass Bond 1/28/2010 Barclays 250,000 98.082 245,205.00 Series Trust I Yield Opportunity Incorporated 10.000 Fund 02/15/2015 Columbia Funds Columbia High 755267AG6 Reader's Digest Bond 2/2/2010 JPMorgan 555,000 97.000 538,350.00 Series Trust I Yield Opportunity Assn Incorporated Fund 9.500 02/15/2017 Columbia Funds Columbia High 563571AG3 Manitowoc Company Bond 2/3/2010 JPMorgan 380,000 100.000 380,000.00 Series Trust I Yield Opportunity Incorporated 9.500 Fund 02/15/2018 Columbia Funds Columbia High 44701QAT9 Huntsman Bond 3/12/2010 Goldman Sachs 160,000 100.000 160,000.00 Series Trust I Yield Opportunity International LLC Fund 8.625 03/15/2020
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