EX-99 3 table.txt
FACE VALUE ISSUER/ NOTE/ BOND / # OF AMOUNT SECURITY BOND/ PURCHASE SELLING SHARES SHARE PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER PURCHASED PRICE FUND Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 JPMorgan 200,000 96.722 193,444 Series Trust I California California Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Citigroup 200,000 96.722 193,444 Series Trust I California California Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 De La Rosa & 380,000 96.722 367,544 Series Trust I California California Co Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Goldman Sachs 150,000 96.722 145,083 Series Trust I California California Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Morgan 150,000 96.722 145,083 Series Trust I California California Stanley Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Samuel A 100,000 96.722 96,722 Series Trust I California California Ramirez & Co Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Siebert, 360,000 96.722 348,199 Series Trust I California California Brandford, Tax-Exempt Fund General Shank & Co Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Stone & 360,000 96.722 348,199 Series Trust I California California Youngberg, Tax-Exempt Fund General LLC Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BBY7 State of Bond 11/5/2009 Wedbush 100,000 96.722 96,722 Series Trust I California California Tax-Exempt Fund General Obligation 5.500% 11/01/2039 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 JPMorgan 1,100,000 97.842 1,076,262 Series Trust I California California Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 Citigroup 400,000 97.842 391,368 Series Trust I California California Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 RBC Capital 400,000 97.842 391,368 Series Trust I California California Markets Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 De La Rosa & 200,000 97.842 195,684 Series Trust I California California Co Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 Goldman Sachs 400,000 97.842 391,368 Series Trust I California California Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 Morgan 1,100,000 97.842 1,076,262 Series Trust I California California Stanley Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 Prager, 200,000 97.842 195,684 Series Trust I California California Sealy & Co Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 13063BES7 State of Bond 3/12/2010 Ramirez & Co 200,000 97.842 195,684 Series Trust I California California Tax-Exempt Fund General Obligation 5.500 03/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 JPMorgan 500,000 97.768 488,840 Series Trust I Connecticut Electric Tax-Exempt Fund Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Citigroup 180,000 97.768 175,982 Series Trust I Connecticut Electric Tax-Exempt Fund Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 RBC Capital 80,000 97.768 78,214 Series Trust I Connecticut Electric Markets Tax-Exempt Fund Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Goldman Sachs 90,000 97.768 87,991 Series Trust I Connecticut Electric Tax-Exempt Fund Power Authority 5.250 07/01/2040 Columbia Funds Columbia 74526QVX7 Puerto Rico Bond 3/26/2010 Morgan 150,000 97.768 146,652 Series Trust I Connecticut Electric Stanley Tax-Exempt Fund Power Authority 5.250 07/01/2040 Columbia Funds Columbia 57586PYA8 Massachusetts Bond 12/4/2009 JPMorgan 100,000 100.000 100,000 Series Trust I Massachusetts Housing Tax-Exempt Fund Finance Agency 4.800% 06/01/2028 Columbia Funds Columbia 57586PYA8 Massachusetts Bond 12/4/2009 Citigroup 100,000 100.000 100,000 Series Trust I Massachusetts Housing Tax-Exempt Fund Finance Agency 4.800% 06/01/2028 Columbia Funds Columbia 57586PYA8 Massachusetts Bond 12/4/2009 Fidelity 100,000 100.000 100,000 Series Trust I Massachusetts Housing Capital Tax-Exempt Fund Finance Markets Agency 4.800% 06/01/2028 Columbia Funds Columbia 57586PYA8 Massachusetts Bond 12/4/2009 Morgan 700,000 100.000 700,000 Series Trust I Massachusetts Housing Stanley Tax-Exempt Fund Finance Agency 4.800% 06/01/2028 Columbia Funds Columbia 57586ENJ6 Massachusetts Bond 12/15/2009 JPMorgan 1,500,000 98.885 1,483,275 Series Trust I Massachusetts Health and Tax-Exempt Fund Educational Facilities Authority 5.000% 07/01/2034 Columbia Funds Columbia 57563RJC4 Massachusetts Bond 2/4/2010 JPMorgan 50,000 100.000 50,000 Series Trust I Massachusetts Educational Tax-Exempt Fund Financing Authority 5.700 01/01/2031 Columbia Funds Columbia 57563RJC4 Massachusetts Bond 2/4/2010 Fidelity 50,000 100.000 50,000 Series Trust I Massachusetts Educational Tax-Exempt Fund Financing Authority 5.700 01/01/2031 Columbia Funds Columbia 57563RJC4 Massachusetts Bond 2/4/2010 Merrill Lynch 50,000 100.000 50,000 Series Trust I Massachusetts Educational Tax-Exempt Fund Financing Authority 5.700 01/01/2031 Columbia Funds Columbia 57563RJC4 Massachusetts Bond 2/4/2010 Morgan 850,000 100.000 850,000 Series Trust I Massachusetts Educational Stanley Tax-Exempt Fund Financing Authority 5.700 01/01/2031 Columbia Funds Columbia New 64988P6F8 State of New Bond 11/13/2009 Morgan 500,000 98.060 490,300 Series Trust I York Tax-Exempt York Higher Stanley Fund Education Finance Authority 4.750% 11/01/2026 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Barclays 120,000 105.220 126,264 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 JPMorgan 360,000 105.220 378,792 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Citigroup 432,000 105.220 454,550 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Goldman Sachs 120,000 105.220 126,264 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Morgan 1,200,000 105.220 1,262,640 Series Trust I Connecticut Electric Stanley Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Ramirez & Co 48,000 105.220 50,506 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Wells Fargo 120,000 105.220 126,264 Series Trust I Connecticut Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 626207XT6 Municipal Bond 12/14/2009 JPMorgan 1,500,000 109.196 1,637,940 Series Trust I Intermediate Electric Municipal Bond Authority of Fund Georgia 5.000% 01/01/2020 Columbia Funds Columbia 626207XT6 Municipal Bond 12/14/2009 Citigroup 5,500,000 109.196 6,005,780 Series Trust I Intermediate Electric Municipal Bond Authority of Fund Georgia 5.000% 01/01/2020 Columbia Funds Columbia 626207XT6 Municipal Bond 12/14/2009 Fidelity 1,500,000 109.196 1,637,940 Series Trust I Intermediate Electric Capital Municipal Bond Authority of Markets Fund Georgia 5.000% 01/01/2020 Columbia Funds Columbia 626207XT6 Municipal Bond 12/14/2009 Morgan 1,500,000 109.196 1,637,940 Series Trust I Intermediate Electric Stanley Municipal Bond Authority of Fund Georgia 5.000% 01/01/2020 Columbia Funds Columbia 040588YC3 State of Bond 1/14/2010 JPMorgan 1,000,000 106.738 1,067,380 Series Trust I Intermediate Arizona 5.000 Municipal Bond 10/01/2018 Fund Columbia Funds Columbia 040588YC3 State of Bond 1/14/2010 Citigroup 1,500,000 106.738 1,601,070 Series Trust I Intermediate Arizona 5.000 Municipal Bond 10/01/2018 Fund Columbia Funds Columbia 040588YC3 State of Bond 1/14/2010 Goldman Sachs 500,000 106.738 533,690 Series Trust I Intermediate Arizona 5.000 Municipal Bond 10/01/2018 Fund Columbia Funds Columbia 040588YC3 State of Bond 1/14/2010 Morgan 1,500,000 106.738 1,601,070 Series Trust I Intermediate Arizona 5.000 Stanley Municipal Bond 10/01/2018 Fund Columbia Funds Columbia 040588YC3 State of Bond 1/14/2010 Wells Fargo 500,000 106.738 533,690 Series Trust I Intermediate Arizona 5.000 Municipal Bond 10/01/2018 Fund Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 JPMorgan 750,000 99.497 746,228 Series Trust I Intermediate Regional Municipal Bond Mobility Fund Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Loop Capital 150,000 99.497 149,246 Series Trust I Intermediate Regional Municipal Bond Mobility Fund Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Morgan Keegan 450,000 99.497 447,737 Series Trust I Intermediate Regional Municipal Bond Mobility Fund Authority 5.750 01/01/2025 Columbia Funds Columbia 155498BQ0 Central Texas Bond 2/26/2010 Ramirez & Co 150,000 99.497 149,246 Series Trust I Intermediate Regional Municipal Bond Mobility Fund Authority 5.750 01/01/2025 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 JPMorgan 200,000 100.000 200,000 Series Trust I Intermediate Commonwealth Municipal Bond of Fund Massachusetts General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Citigroup 200,000 100.000 200,000 Series Trust I Intermediate Commonwealth Municipal Bond of Fund Massachusetts General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Fidelity 200,000 100.000 200,000 Series Trust I Intermediate Commonwealth Municipal Bond of Fund Massachusetts General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Goldman Sachs 200,000 100.000 200,000 Series Trust I Intermediate Commonwealth Municipal Bond of Fund Massachusetts General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Morgan 1,200,000 100.000 1,200,000 Series Trust I Intermediate Commonwealth Stanley Municipal Bond of Fund Massachusetts General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57586ENX5 Massachusetts Bond 12/15/2009 JPMorgan 5,000,000 105.247 5,262,350 Series Trust I Massachusetts Health and Intermediate Educational Municipal Bond Facilities Fund Authority 5.000% 07/01/2022 Columbia Funds Columbia 57563RHK8 Massachusetts Bond 2/4/2010 JPMorgan 175,000 105.445 184,529 Series Trust I Massachusetts Educational Intermediate Financing Municipal Bond Authority Fund 5.500 01/01/2022 Columbia Funds Columbia 57563RHK8 Massachusetts Bond 2/4/2010 Fidelity 175,000 105.445 184,529 Series Trust I Massachusetts Educational Intermediate Financing Municipal Bond Authority Fund 5.500 01/01/2022 Columbia Funds Columbia 57563RHK8 Massachusetts Bond 2/4/2010 Merrill Lynch 175,000 105.445 184,529 Series Trust I Massachusetts Educational Intermediate Financing Municipal Bond Authority Fund 5.500 01/01/2022 Columbia Funds Columbia 57563RHK8 Massachusetts Bond 2/4/2010 Morgan 2,975,000 105.445 3,136,989 Series Trust I Massachusetts Educational Stanley Intermediate Financing Municipal Bond Authority Fund 5.500 01/01/2022 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 JPMorgan 300,000 100.000 300,000 Series Trust I Massachusetts Commonwealth Intermediate of Municipal Bond Massachusetts Fund General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Citigroup 300,000 100.000 300,000 Series Trust I Massachusetts Commonwealth Intermediate of Municipal Bond Massachusetts Fund General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Fidelity 300,000 100.000 300,000 Series Trust I Massachusetts Commonwealth Intermediate of Municipal Bond Massachusetts Fund General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Goldman Sachs 300,000 100.000 300,000 Series Trust I Massachusetts Commonwealth Intermediate of Municipal Bond Massachusetts Fund General Obligation 0.820 02/01/2014 Columbia Funds Columbia 57582PUL2 The Bond 3/12/2010 Morgan 1,800,000 100.000 1,800,000 Series Trust I Massachusetts Commonwealth Stanley Intermediate of Municipal Bond Massachusetts Fund General Obligation 0.820 02/01/2014 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Barclays 150,000 105.220 157,830 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 JPMorgan 450,000 105.220 473,490 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Citigroup 540,000 105.220 568,188 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Goldman Sachs 150,000 105.220 157,830 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Morgan 1,500,000 105.220 1,578,300 Series Trust I Massachusetts Electric Stanley Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Ramirez & Co 60,000 105.220 63,132 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia 74526QXP2 Puerto Rico Bond 4/23/2010 Wells Fargo 150,000 105.220 157,830 Series Trust I Massachusetts Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 650014TN3 New York Bond 3/10/2010 RBC Capital 1,200,000 111.260 1,335,120 Series Trust I York State Thruway Markets Intermediate Authority Municipal Bond 5.000 Fund 04/01/2023 Columbia Funds Columbia New 650014TN3 New York Bond 3/10/2010 Jefferies & 600,000 111.260 667,560 Series Trust I York State Thruway Co Intermediate Authority Municipal Bond 5.000 Fund 04/01/2023 Columbia Funds Columbia New 650014TN3 New York Bond 3/10/2010 M.R. Beal & 600,000 111.260 667,560 Series Trust I York State Thruway Co Intermediate Authority Municipal Bond 5.000 Fund 04/01/2023 Columbia Funds Columbia New 650014TN3 New York Bond 3/10/2010 Stifel, 600,000 111.260 667,560 Series Trust I York State Thruway Nicolaus & Co Intermediate Authority Municipal Bond 5.000 Fund 04/01/2023 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Barclays 150,000 105.220 157,830 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 JPMorgan 450,000 105.220 473,490 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Citigroup 540,000 105.220 568,188 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Goldman Sachs 150,000 105.220 157,830 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Morgan 1,500,000 105.220 1,578,300 Series Trust I York Electric Stanley Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Ramirez & Co 60,000 105.220 63,132 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia New 74526QXP2 Puerto Rico Bond 4/23/2010 Wells Fargo 150,000 105.220 157,830 Series Trust I York Electric Intermediate Power Municipal Bond Authority Fund 5.250 07/01/2024 Columbia Funds Columbia Rhode 762315KM0 Rhode Island Bond 3/4/2010 Janney 500,000 99.827 499,135 Series Trust I Island Student Loan Montgomery Intermediate Authority Scott Municipal Bond 4.600 12/01/2020