EX-99 3 table.txt
FACE VALUE ISSUER/ NOTE/ BOND / # OF SECURITY BOND/ PURCHASE SELLING SHARES AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER PURCHASED SHARE PRICE BY FUND -------- -------------- --------- -------------- ------ ---------- ---------- ----------- ----------- ----------- Columbia Columbia Bond 544646XZ0 Los Angeles Bond 10/2/2009 Goldman 880,000 100.9650 888,492 Funds Fund Unified Sachs Series School Trust I District 5.750% 07/01/2034 Columbia Columbia Bond 88732JAW8 Time Warner Bond 12/8/2009 Goldman 472,000 97.9200 462,182 Funds Fund Cable Sachs Series Incorporated Trust I 5.000% 02/01/2020 Columbia Columbia Bond 17305EER2 CCCIT 2009-A5 Bond 12/17/2009 Citigroup 2,860,000 99.9050 2,857,283 Funds Fund 2.250% Series 12/23/2014 Trust I Columbia Columbia Bond 36962G4J0 General Bond 1/5/2010 Morgan 1,963,000 99.6580 1,956,287 Funds Fund Electric Stanley Series Capital Trust I Corporation 5.500 01/08/2020 Columbia Columbia Bond 53947MAA4 Lloyds TSB Bond 1/5/2010 Citigroup 2,490,000 99.9960 2,489,900 Funds Fund Bank PLC Series 4.375 Trust I 01/12/2015 Columbia Columbia Bond 254683AL9 Discover Card Bond 1/26/2010 Credit 3,225,000 100.0000 3,225,000 Funds Fund Master Trust Suisse Series 2010-A1 A1 Trust I Floater 09/15/2015 Columbia Columbia Bond 693476BH5 PNC Funding Bond 2/3/2010 Morgan 1,060,000 99.9000 1,058,940 Funds Fund Corporation Stanley Series 3.625 Trust I 02/08/2015 Columbia Columbia Bond 693476BJ1 PNC Funding Bond 2/3/2010 JPMorgan 885,000 99.8610 883,770 Funds Fund Corporation Series 5.125 Trust I 02/08/2020 Columbia Columbia Bond 416515BA1 Hartford Bond 3/18/2010 Goldman 835,000 99.7390 832,821 Funds Fund Financial Sachs Series Services Trust I Group Incorporated 6.625 03/30/2040 Columbia Columbia 544646XZ0 Los Angeles Bond 10/2/2009 Goldman 2,055,000 100.9650 2,074,831 Funds Income Fund Unified Sachs Series School Trust I District 5.750% 07/01/2034 Columbia Columbia 03523TAK4 Anheuser-Busch Bond 10/13/2009 Deutsche 3,825,000 99.4590 3,804,307 Funds Income Fund 6.375% Bank Series 01/15/2040 Trust I Columbia Columbia 262277AC0 Drummond Bond 10/15/2009 Citigroup 25,000 98.0530 24,513 Funds Income Fund Company Series Incorporated Trust I 9.000% 10/15/2014 Columbia Columbia 92552VAA8 Viasat Bond 10/19/2009 JPMorgan 55,000 98.7570 54,316 Funds Income Fund Incorporated Series 8.875% Trust I 09/15/2016 Columbia Columbia 42210PAM4 Headwaters Bond 10/20/2009 Deutsche 155,000 99.0670 153,554 Funds Income Fund Incorporated Bank Series 11.375% Trust I 11/01/2014 Columbia Columbia 608328AU4 Mohegan Bond 10/21/2009 Deutsche 475,000 96.2340 457,112 Funds Income Fund Tribal Gaming Bank Series Authority Trust I 11.500% 11/01/2017 Columbia Columbia 09747FAA3 Boise Paper Bond 10/21/2009 JPMorgan 55,000 99.2970 54,613 Funds Income Fund Holdings LLC Series 9.000% Trust I 11/01/2017 Columbia Columbia 63934EAM0 Navistar Bond 10/22/2009 Credit 135,000 96.3280 130,043 Funds Income Fund International Suisse Series Corporation Trust I 8.250% 11/01/2021 Columbia Columbia 913405AF3 Universal Bond 10/27/2009 JPMorgan 80,000 98.7960 79,037 Funds Income Fund City Florida Series Holding Trust I Company 10.875% 11/15/2016 Columbia Columbia 913405AD8 Universal Bond 10/27/2009 JPMorgan 80,000 98.8560 79,085 Funds Income Fund City Florida Series Holding Trust I Company 8.875% 11/15/2015 Columbia Columbia 15672WAA2 Cequel Bond 10/30/2009 Goldman 470,000 98.5800 463,326 Funds Income Fund Communications Sachs Series Holdings Trust I 8.625% 11/15/2017 Columbia Columbia 817565BU7 Service Corp Bond 11/5/2009 JPMorgan 110,000 98.1150 107,927 Funds Income Fund International Series 8.000% Trust I 11/15/2021 Columbia Columbia 17275RAF9 Cisco Systems Bond 11/9/2009 Deutsche 3,045,000 97.4390 2,967,018 Funds Income Fund Incorporated Bank Series 5.500% Trust I 01/15/2040 Columbia Columbia 080555AJ4 Belo Bond 11/10/2009 JPMorgan 55,000 98.0450 53,925 Funds Income Fund Corporation Series 8.000% Trust I 11/15/2016 Columbia Columbia 761519BA4 Revlon Bond 11/13/2009 Citigroup 80,000 98.9000 79,120 Funds Income Fund Consumer Series Products Trust I 9.750% 11/15/2015 Columbia Columbia 02208RAA4 Altra Bond 11/16/2009 Jefferies 135,000 98.6910 133,233 Funds Income Fund Holdings & Co Series Incorporated Trust I 8.125% 12/01/2016 Columbia Columbia 18538TAA7 Clearwire Bond 11/18/2009 JPMorgan 315,000 97.9210 308,451 Funds Income Fund Corporation Series 12.000% Trust I 12/01/2015 Columbia Columbia 500605AC4 Koppers Bond 11/20/2009 Goldman 55,000 98.3110 54,071 Funds Income Fund Incorporated Sachs Series 7.875% Trust I 12/01/2019 Columbia Columbia 410345AF9 Hanesbrands Bond 12/3/2009 JPMorgan 55,000 98.6860 54,277 Funds Income Fund Incorporated Series 8.000% Trust I 12/15/2016 Columbia Columbia 88732JAW8 Time Warner Bond 12/8/2009 Goldman 1,194,000 97.9200 1,169,165 Funds Income Fund Cable Sachs Series Incorporated Trust I 5.000% 02/01/2020 Columbia Columbia 12516UAA3 Cemex SAB de Bond 12/9/2009 Citigroup 160,000 100.0000 160,000 Funds Income Fund CV 9.500% Series 12/14/2016 Trust I Columbia Columbia 72347QAE3 Pinnacle Bond 12/9/2009 Credit 80,000 100.0000 80,000 Funds Income Fund Foods Finance Suisse Series LLC 9.250% Trust I 04/01/2015 Columbia Columbia 02406PAG5 American Axle Bond 12/10/2009 JPMorgan 80,000 98.7150 78,972 Funds Income Fund & Series Manufacturing Trust I 9.250% 01/15/2017 Columbia Columbia 581241AA4 McJunkin Red Bond 12/16/2009 Goldman 165,000 97.5330 160,929 Funds Income Fund Man Sachs Series Corporation Trust I 9.500% 12/15/2016 Columbia Columbia 896215AE0 TriMas Bond 12/17/2009 Credit 360,000 97.9920 352,771 Funds Income Fund Corporation Suisse Series 9.750% Trust I 12/15/2017 Columbia Columbia 18451QAA6 Clear Channel Bond 12/18/2009 Goldman 30,000 100.0000 30,000 Funds Income Fund Worldwide Sachs Series 9.250% Trust I 12/15/2017 Columbia Columbia 18451QAB4 Clear Channel Bond 12/18/2009 Goldman 120,000 100.0000 120,000 Funds Income Fund Worldwide Sachs Series 9.250% Trust I 12/15/2017 Columbia Columbia 36962G4J0 General Bond 1/5/2010 Morgan 4,895,000 99.6580 4,878,259 Funds Income Fund Electric Stanley Series Capital Trust I Corporation 5.500 01/08/2020 Columbia Columbia 53947MAA4 Lloyds TSB Bond 1/5/2010 Citigroup 6,205,000 99.9960 6,204,752 Funds Income Fund Bank PLC Series 4.375 Trust I 01/12/2015 Columbia Columbia 52989LAD1 Libbey Glass Bond 1/28/2010 Barclays 70,000 98.0820 68,657 Funds Income Fund Incorporated Series 10.000 Trust I 02/15/2015 Columbia Columbia 693476BH5 PNC Funding Bond 2/3/2010 Morgan 2,640,000 99.9000 2,637,360 Funds Income Fund Corporation Stanley Series 3.625 Trust I 02/08/2015 Columbia Columbia 693476BJ1 PNC Funding Bond 2/3/2010 JPMorgan 2,210,000 99.8610 2,206,928 Funds Income Fund Corporation Series 5.125 Trust I 02/08/2020 Columbia Columbia 44701QAT9 Huntsman Bond 3/12/2010 Goldman 45,000 100.0000 45,000 Funds Income Fund International Sachs Series LLC 8.625 Trust I 03/15/2020 Columbia Columbia 544646XZ0 Los Angeles Bond 10/2/2009 Goldman 5,665,000 100.9650 5,719,667 Funds Intermediate Unified Sachs Series Bond Fund School Trust I District 5.750% 07/01/2034 Columbia Columbia 03523TAK4 Anheuser-Busch Bond 10/13/2009 Deutsche 10,265,000 99.4590 10,209,466 Funds Intermediate 6.375% Bank Series Bond Fund 01/15/2040 Trust I Columbia Columbia 262277AC0 Drummond Bond 10/15/2009 Citigroup 45,000 98.0530 44,124 Funds Intermediate Company Series Bond Fund Incorporated Trust I 9.000% 10/15/2014 Columbia Columbia 92552VAA8 Viasat Bond 10/19/2009 JPMorgan 90,000 98.7570 88,881 Funds Intermediate Incorporated Series Bond Fund 8.875% Trust I 09/15/2016 Columbia Columbia 42210PAM4 Headwaters Bond 10/20/2009 Deutsche 265,000 99.0670 262,528 Funds Intermediate Incorporated Bank Series Bond Fund 11.375% Trust I 11/01/2014 Columbia Columbia 608328AU4 Mohegan Bond 10/21/2009 Deutsche 805,000 96.2340 774,684 Funds Intermediate Tribal Gaming Bank Series Bond Fund Authority Trust I 11.500% 11/01/2017 Columbia Columbia 09747FAA3 Boise Paper Bond 10/21/2009 JPMorgan 95,000 99.2970 94,332 Funds Intermediate Holdings LLC Series Bond Fund 9.000% Trust I 11/01/2017 Columbia Columbia 63934EAM0 Navistar Bond 10/22/2009 Credit 225,000 96.3280 216,738 Funds Intermediate International Suisse Series Bond Fund Corporation Trust I 8.250% 11/01/2021 Columbia Columbia 913405AF3 Universal Bond 10/27/2009 JPMorgan 130,000 98.7960 128,435 Funds Intermediate City Florida Series Bond Fund Holding Trust I Company 10.875% 11/15/2016 Columbia Columbia 913405AD8 Universal Bond 10/27/2009 JPMorgan 130,000 98.8560 128,513 Funds Intermediate City Florida Series Bond Fund Holding Trust I Company 8.875% 11/15/2015 Columbia Columbia 15672WAA2 Cequel Bond 10/30/2009 Goldman 765,000 98.5800 754,137 Funds Intermediate Communications Sachs Series Bond Fund Holdings Trust I 8.625% 11/15/2017 Columbia Columbia 817565BU7 Service Corp Bond 11/5/2009 JPMorgan 175,000 98.1150 171,701 Funds Intermediate International Series Bond Fund 8.000% Trust I 11/15/2021 Columbia Columbia 17275RAF9 Cisco Systems Bond 11/9/2009 Deutsche 7,605,000 97.4390 7,410,236 Funds Intermediate Incorporated Bank Series Bond Fund 5.500% Trust I 01/15/2040 Columbia Columbia 080555AJ4 Belo Bond 11/10/2009 JPMorgan 90,000 98.0450 88,241 Funds Intermediate Corporation Series Bond Fund 8.000% Trust I 11/15/2016 Columbia Columbia 761519BA4 Revlon Bond 11/13/2009 Citigroup 130,000 98.9000 128,570 Funds Intermediate Consumer Series Bond Fund Products Trust I 9.750% 11/15/2015 Columbia Columbia 02208RAA4 Altra Bond 11/16/2009 Jefferies 220,000 98.6910 217,120 Funds Intermediate Holdings & Co Series Bond Fund Incorporated Trust I 8.125% 12/01/2016 Columbia Columbia 18538TAA7 Clearwire Bond 11/18/2009 JPMorgan 510,000 97.9210 499,397 Funds Intermediate Corporation Series Bond Fund 12.000% Trust I 12/01/2015 Columbia Columbia 500605AC4 Koppers Bond 11/20/2009 Goldman 90,000 98.3110 88,480 Funds Intermediate Incorporated Sachs Series Bond Fund 7.875% Trust I 12/01/2019 Columbia Columbia 410345AF9 Hanesbrands Bond 12/3/2009 JPMorgan 85,000 98.6860 83,883 Funds Intermediate Incorporated Series Bond Fund 8.000% Trust I 12/15/2016 Columbia Columbia 88732JAW8 Time Warner Bond 12/8/2009 Goldman 2,705,000 97.9200 2,648,736 Funds Intermediate Cable Sachs Series Bond Fund Incorporated Trust I 5.000% 02/01/2020 Columbia Columbia 12516UAA3 Cemex SAB de Bond 12/9/2009 Citigroup 260,000 100.0000 260,000 Funds Intermediate CV 9.500% Series Bond Fund 12/14/2016 Trust I Columbia Columbia 72347QAE3 Pinnacle Bond 12/9/2009 Credit 130,000 100.0000 130,000 Funds Intermediate Foods Finance Suisse Series Bond Fund LLC 9.250% Trust I 04/01/2015 Columbia Columbia 02406PAG5 American Axle Bond 12/10/2009 JPMorgan 130,000 98.7150 128,330 Funds Intermediate & Series Bond Fund Manufacturing Trust I 9.250% 01/15/2017 Columbia Columbia 581241AA4 McJunkin Red Bond 12/16/2009 Goldman 250,000 97.5330 243,833 Funds Intermediate Man Sachs Series Bond Fund Corporation Trust I 9.500% 12/15/2016 Columbia Columbia 896215AE0 TriMas Bond 12/17/2009 Credit 575,000 97.9920 563,454 Funds Intermediate Corporation Suisse Series Bond Fund 9.750% Trust I 12/15/2017 Columbia Columbia 18451QAA6 Clear Channel Bond 12/18/2009 Goldman 45,000 100.0000 45,000 Funds Intermediate Worldwide Sachs Series Bond Fund 9.250% Trust I 12/15/2017 Columbia Columbia 18451QAB4 Clear Channel Bond 12/18/2009 Goldman 185,000 100.0000 185,000 Funds Intermediate Worldwide Sachs Series Bond Fund 9.250% Trust I 12/15/2017 Columbia Columbia 36962G4J0 General Bond 1/5/2010 Morgan 10,700,000 99.6580 10,663,406 Funds Intermediate Electric Stanley Series Bond Fund Capital Trust I Corporation 5.500 01/08/2020 Columbia Columbia 53947MAA4 Lloyds TSB Bond 1/5/2010 Citigroup 13,580,000 99.9960 13,579,457 Funds Intermediate Bank PLC Series Bond Fund 4.375 Trust I 01/12/2015 Columbia Columbia 52989LAD1 Libbey Glass Bond 1/28/2010 Barclays 110,000 98.0820 107,890 Funds Intermediate Incorporated Series Bond Fund 10.000 Trust I 02/15/2015 Columbia Columbia 693476BH5 PNC Funding Bond 2/3/2010 Morgan 5,220,000 99.9000 5,214,780 Funds Intermediate Corporation Stanley Series Bond Fund 3.625 Trust I 02/08/2015 Columbia Columbia 693476BJ1 PNC Funding Bond 2/3/2010 JPMorgan 4,370,000 99.8610 4,363,926 Funds Intermediate Corporation Series Bond Fund 5.125 Trust I 02/08/2020 Columbia Columbia 44701QAT9 Huntsman Bond 3/12/2010 Goldman 75,000 100.0000 75,000 Funds Intermediate International Sachs Series Bond Fund LLC 8.625 Trust I 03/15/2020 Columbia Columbia B601QS905 Dai-ichi Life Equity 3/23/2010 Nomura 50 140,000 JPY 77,435 Funds Pacific/Asia Insurance Securities Series Fund Company, Ltd Trust I Columbia Columbia Short 88732JAW8 Time Warner Bond 12/8/2009 Goldman 310,000 97.9200 303,552 Funds Intermediate Cable Sachs Series Bond Fund Incorporated Trust I 5.000% 02/01/2020 Columbia Columbia Short 693476BJ1 PNC Funding Bond 2/3/2010 JPMorgan 870,000 99.8610 868,791 Funds Intermediate Corporation Series Bond Fund 5.125 Trust I 02/08/2020 Columbia Columbia Value 92345Y106 Verisk Equity 10/6/2009 Morgan 241,500 22.0000 5,313,000 Funds and Analytics Stanley Series Restructuring Incorporated Trust I Fund Columbia Columbia Value 256603101 Dole Food Equity 10/22/2009 Goldman 1,525,570 12.5000 19,069,625 Funds and Company Sachs Series Restructuring Incorporated Trust I Fund Columbia Columbia Value 345370CN8 Ford Motor Note 11/3/2009 Citigroup 4,355,000 100.0000 435,500,000 Funds and Company Series Restructuring 4.250% Trust I Fund 11/15/2016 Columbia Columbia Value 256677105 Dollar Equity 11/12/2009 Citigroup 621,390 21.0000 13,049,190 Funds and General Series Restructuring Corporation Trust I Fund Columbia Columbia Value 03761U106 Apollo Equity 12/9/2009 Citigroup 300,000 9.8200 2,946,000 Funds and Investment Series Restructuring Corporation Trust I Fund