-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FXm51PGYVlPinVakzvSG0f/xAcJZYzDQovjKHbp4C0v5RJB0Bb6/HoYV0gm4A7Vb APBNt4goO7lPiZvfva0LUg== 0000773757-10-000027.txt : 20100330 0000773757-10-000027.hdr.sgml : 20100330 20100330122128 ACCESSION NUMBER: 0000773757-10-000027 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100131 FILED AS OF DATE: 20100330 DATE AS OF CHANGE: 20100330 EFFECTIVENESS DATE: 20100330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10712872 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000027194 CMG Ultra Short Term Bond Fund C000082083 CMG Ultra Short Term Bond Fund NSAR-A 1 answer.fil PAGE 1 000 A000000 01/31/2010 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C016300 63 007 C026300 CMG Ultra Short Term Bond Fund 007 C036300 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA SECURITIES ASIA LIMITED PAGE 2 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES LIMITED 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES LLC 014 B00AA05 8-33805 014 A00AA06 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SPECIALIST, INC. 014 B00AA07 8-99999 014 A00AA08 BOSTON SECURITIES S.A. SOCIEDAD DE BOLSA 014 B00AA08 8-99999 014 A00AA09 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA09 8-30683 014 A00AA10 COLUMBIA MANAGEMENT PTE. 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CORRETORA DE TITUTOS 014 B00AA33 8-99999 014 A00AA34 MERRILL LYNCH SECURITIES (TAIWAN) LTD. 014 B00AA34 8-99999 014 A00AA35 MERRILL LYNCH SOUTH AFRICA (PROP) LIMITED 014 B00AA35 8-99999 014 A00AA36 MERRILL LYNCH VALORES S.A. SOCIEDAD DE BOLSA 014 B00AA36 8-99999 014 A00AA37 MERRILL LYNCH PIERCE FENNER SMITH INC 014 B00AA37 8-99999 014 A00AA38 NUVEEN INVESTMENTS, LLC 014 B00AA38 8-99999 014 A00AA39 OOO MERRILL LYNCH SECURITIES 014 B00AA39 8-99999 014 A00AA40 PT MERRILL LYNCH INDONESIA 014 B00AA40 8-99999 014 A00AA41 THE MUNICENTER, L.L.C. 014 B00AA41 8-99999 014 A00AA42 MERRILL LYNCH CANADA INC. 014 B00AA42 8-99999 014 A00AA43 MERRILL LYNCH CAPITAL MKTS ESPANA, S.A.S.V. 014 B00AA43 8-99999 014 A00AA44 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA44 8-99999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN PAGE 4 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X PAGE 5 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 A00AA21 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 E04AA22 X 015 A00AA23 BANK OF IRELAND 015 B00AA23 S 015 C01AA23 DUBLIN 015 D01AA23 IRELAND 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 E04AA24 X 015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION PAGE 6 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HSBC BANK MIDDLE EAST 015 B00AA26 S 015 C01AA26 AMMAN 015 D01AA26 JORDAN 015 E04AA26 X 015 A00AA27 BARCLAYS BANK OF KENYA LIMITED 015 B00AA27 S 015 C01AA27 NAIROBI 015 D01AA27 KENYA 015 E04AA27 X 015 A00AA28 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA28 S 015 C01AA28 SEOUL 015 D01AA28 REPUBLIC OF KOREA 015 E04AA28 X 015 A00AA29 HSBC BANK MIDDLE EAST 015 B00AA29 S 015 C01AA29 BEIRUT 015 D01AA29 LEBANON 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA30 S 015 C01AA30 KUALA LUMPUR 015 D01AA30 MALAYSIA 015 E04AA30 X 015 A00AA31 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA31 S 015 C01AA31 ABIDJAN, IVORY COAST 015 D01AA31 MALI 015 E04AA31 X 015 A00AA32 HONGKONG & SHANGHAI BANKING CORP LIMITED 015 B00AA32 S 015 C01AA32 PORT LOUIS 015 D01AA32 MAURITIUS 015 E04AA32 X 015 A00AA33 BANCO NACIONAL DE MEXICO S.A. 015 B00AA33 S 015 C01AA33 MEXICO CITY 015 D01AA33 MEXICO 015 E04AA33 X 015 A00AA34 STANDARD BANK NAMIBIA LIMITED 015 B00AA34 S 015 C01AA34 WINDHOEK 015 D01AA34 NAMIBIA 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA35 S PAGE 7 015 C01AA35 ABIDJAN, IVORY COAST 015 D01AA35 NIGER 015 E04AA35 X 015 A00AA36 STANBIC BANK NIGERIA LIMITED 015 B00AA36 S 015 C01AA36 LAGOS 015 D01AA36 NIGERIA 015 E04AA36 X 015 A00AA37 HSBC BANK MIDDLE EAST 015 B00AA37 S 015 C01AA37 MUSCAT 015 D01AA37 OMAN 015 E04AA37 X 015 A00AA38 DEUTSCHE BANK AG 015 B00AA38 S 015 C01AA38 KARACHI 015 D01AA38 PAKISTAN 015 E04AA38 X 015 A00AA39 HSBC BANK MIDDLE EAST 015 B00AA39 S 015 C01AA39 RAMALLAH 015 D01AA39 PALESTINE 015 E04AA39 X 015 A00AA40 STANDARD CHARTERED BANK 015 B00AA40 S 015 C01AA40 MANILA 015 D01AA40 PHILIPPINES 015 E04AA40 X 015 A00AA41 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA41 S 015 C01AA41 WARSAW 015 D01AA41 POLAND 015 E04AA41 X 015 A00AA42 BANCO COMERCIAL PORTUGUES 015 B00AA42 S 015 C01AA42 LISBON 015 D01AA42 PORTUGAL 015 E04AA42 X 015 A00AA43 CITIBANK, N.A. 015 B00AA43 S 015 C01AA43 SAN JUAN 015 D01AA43 PUERTO RICO 015 E04AA43 X 015 A00AA44 HSBC BANK MIDDLE EAST 015 B00AA44 S 015 C01AA44 DOHA 015 D01AA44 QATAR 015 E04AA44 X 015 A00AA45 ING BANK N.V. 015 B00AA45 S 015 C01AA45 BUCHAREST PAGE 8 015 D01AA45 ROMANIA 015 E04AA45 X 015 A00AA46 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA46 S 015 C01AA46 ABIDJAN, IVORY COAST 015 D01AA46 SENEGAL 015 E04AA46 X 015 A00AA47 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA47 S 015 C01AA47 SINGAPORE 015 D01AA47 SINGAPORE 015 E04AA47 X 015 A00AA48 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA48 S 015 C01AA48 BRATISLAVA 015 D01AA48 SLOVAK REPUBLIC 015 E04AA48 X 015 A00AA49 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA49 S 015 C01AA49 JOHANNESBURG 015 D01AA49 SOUTH AFRICA 015 E04AA49 X 015 A00AA50 HONGKONG & SHANGHAI BANKING CORPORATION LTD 015 B00AA50 S 015 C01AA50 COLOMBO 015 D01AA50 SRI LANKA 015 E04AA50 X 015 A00AA51 STANDARD BANK SWAZILAND LIMITED 015 B00AA51 S 015 C01AA51 MBABANE 015 D01AA51 SWAZILAND 015 E04AA51 X 015 A00AA52 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA52 S 015 C01AA52 STOCKHOLM 015 D01AA52 SWEDEN 015 E04AA52 X 015 A00AA53 UBS AG 015 B00AA53 S 015 C01AA53 ZURICH 015 D01AA53 SWITZERLAND 015 E04AA53 X 015 A00AA54 STANDARD CHARTERED BANK 015 B00AA54 S 015 C01AA54 BANGKOK 015 D01AA54 THAILAND 015 E04AA54 X 015 A00AA55 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA55 S 015 C01AA55 ABIDJAN, IVORY COAST 015 D01AA55 TOGO PAGE 9 015 E04AA55 X 015 A00AA56 REPUBLIC BANK LIMITED 015 B00AA56 S 015 C01AA56 PORT-OF-SPAIN 015 D01AA56 TRINIDAD & TOBAGO 015 E04AA56 X 015 A00AA57 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA57 S 015 C01AA57 TUNIS 015 D01AA57 TUNISIA 015 E04AA57 X 015 A00AA58 CITIBANK, N.A. 015 B00AA58 S 015 C01AA58 ISTANBUL 015 D01AA58 TURKEY 015 E04AA58 X 015 A00AA59 ING BANK UKRAINE 015 B00AA59 S 015 C01AA59 KIEV 015 D01AA59 UKRAINE 015 E04AA59 X 015 A00AA60 HSBC BANK MIDDLE EAST 015 B00AA60 S 015 C01AA60 DUBAI 015 D01AA60 UNITED ARAB EMIRATES 015 E04AA60 X 015 A00AA61 STATE STREET BANK AND TRUST COMPANY 015 B00AA61 S 015 C01AA61 LONDON 015 D01AA61 UNITED KINGDOM 015 E04AA61 X 015 A00AA62 STATE STREET BANK AND TRUST COMPANY 015 B00AA62 C 015 C01AA62 BOSTON 015 C02AA62 MA 015 C03AA62 02110 015 D01AA62 UNITED STATES 015 E01AA62 X 015 A00AA63 CITIBANK, N.A. 015 B00AA63 S 015 C01AA63 CARACAS 015 D01AA63 VENEZUELA 015 E04AA63 X 015 A00AA64 HONGKONG & SHANGHAI BANKING CORPORATION LTD 015 B00AA64 S 015 C01AA64 HO CHI MINH CITY 015 D01AA64 VIETNAM 015 E04AA64 X 015 A00AA65 HONGKONG AND SHANGHAI BANKING CORPORATION 015 B00AA65 S 015 C01AA65 SYDNEY PAGE 10 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 AMSTERDAM 015 D01AA67 NETHERLANDS 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVINSKA ENSKILDA BANKEN 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B00AA72 S 015 C01AA72 QUITO 015 D01AA72 ECUADOR 015 E04AA72 X 015 A00AA73 AS SEB PANK 015 B00AA73 S 015 C01AA73 TALLINN 015 D01AA73 ESTONIA 015 E04AA73 X 015 A00AA74 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B00AA74 S 015 C01AA74 HELSINKI 015 D01AA74 FINLAND 015 E04AA74 X 015 A00AA75 DEUTSCHE BANK A.G., AMSTERDAM 015 B00AA75 S 015 C01AA75 AMSTERDAM 015 D01AA75 NETHERLANDS PAGE 11 015 E04AA75 X 015 A00AA76 DEUTSCHE BANK AG 015 B00AA76 S 015 C01AA76 FRANKFURT 015 D01AA76 GERMANY 015 E04AA76 X 015 A00AA77 UNICREDIT BANK HUNGARY ZRT 015 B00AA77 S 015 C01AA77 BUDAPEST 015 D01AA77 HUNGARY 015 E04AA77 X 015 A00AA78 NEW KAUPTHING BANKI HF 015 B00AA78 S 015 C01AA78 REYKJAVIK 015 D01AA78 ICELAND 015 E04AA78 X 015 A00AA79 DEUTSCHE BANK A.G. 015 B00AA79 S 015 C01AA79 JAKARTA 015 D01AA79 INDONESIA 015 E04AA79 X 015 A00AA80 DEUTSCHE BANK S.p.A 015 B00AA80 S 015 C01AA80 MILAN 015 D01AA80 ITALY 015 E04AA80 X 015 A00AA81 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA81 S 015 C01AA81 ABIDJAN 015 D01AA81 IVORY COAST 015 E04AA81 X 015 A00AA82 BANK OF NOVA SCOTIA JAMAICA LIMITED 015 B00AA82 S 015 C01AA82 KINGSTON 015 D01AA82 JAMAICA 015 E04AA82 X 015 A00AA83 MIZUHO CORPORATE BANK, LTD. 015 B00AA83 S 015 C01AA83 TOKYO 015 D01AA83 JAPAN 015 E04AA83 X 015 A00AA84 SB HSBC BANK KAZAKHSTAN JSC 015 B00AA84 S 015 C01AA84 ALMATY 015 D01AA84 KAZAKHSTAN 015 E04AA84 X 015 A00AA85 DEUTSCHE BANK AG 015 B00AA85 S 015 C01AA85 SEOUL 015 D01AA85 KOREA 015 E04AA85 X PAGE 12 015 A00AA86 HSBC BANK MIDDLE EAST LIMITED - KUWAIT 015 B00AA86 S 015 C01AA86 SAFAT 015 D01AA86 KUWAIT 015 E04AA86 X 015 A00AA87 AS SEB BANKA 015 B00AA87 S 015 C01AA87 RIGA 015 D01AA87 LATVIA 015 E04AA87 X 015 A00AA88 AB SEB BANKAS 015 B00AA88 S 015 C01AA88 VILNIUS 015 D01AA88 LITHUANIA 015 E04AA88 X 015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. 015 B00AA89 S 015 C01AA89 VALLETTA 015 D01AA89 MALTA 015 E04AA89 X 015 A00AA90 CITIBANK MAGHREB CASABLANCA 015 B00AA90 S 015 C01AA90 CASABLANCA 015 D01AA90 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N 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Semi-annual N-SAR report for the period ending 01/31/10 CMG Ultra Short Term Bond Fund (the "Fund") Item 77D/77Q1(b) Policies with Respect to Securities Investments: On November 20, 2009, a Form Type 485(b), Accession No. 0001193125-09-239281, which included a revised prospectus and a revised Statement of Additional Information (SAI) with respect to the Fund was filed with the SEC. The revised prospectuses included, among other things, a revision to the Principal Investment Strategies which provided additional clarification as to the type of debt securities the Fund would principally invest in under normal circumstances. Accordingly, the following sentences were added within the first paragraph of the Principal Investment Strategies section: Debt securities may be issued by governments, companies or special purpose entities and may include notes, bonds, debentures and commercial paper. Debt securities may also include bank loans as well as assignments, participations and other interests in bank loans. Item 77E - Legal Proceedings: Columbia Atlantic Funds As of March 2010 CMG Ultra Short Term Bond Fund is not named as a party to any of the regulatory proceedings or litigation described below. Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the Securities and Exchange Commission ("SEC") (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. Item 77I/77Q1(d) - Terms of new or amended securities: The Third Amended and Restated Plan pursuant to Rule 18f-3(d) for the Fund, dated November 20, 2009, is incorporated by reference to Post-Effective Amendment No. 95 to the Registration Statement of the Registrant on Form Type 485(b) filed on November 20, 2009, Accession No. 0001193125-09-239281. Item 77I/77Q1(e) - Terms of new or amended investment advisory agreement: The Investment Advisory Contract for the Fund, dated November 23, 2009, is incorporated by reference to Post-Effective Amendment No. 96 to the Registration Statement of the Registrant on Form Type 485(a) filed on December 2, 2009, Accession No. 0001193125-09-245851. Item 77M - Mergers: On November 23, 2009, CMG Ultra Short Term Bond Fund, a series of Columbia Funds Institutional Trust, reorganized into CMG Ultra Short Term Bond Fund, a newly formed series of Columbia Funds Series Trust I. The Boards of Trustees approved the reorganization at a meeting held on October 27-28, 2009. EX-99 3 table.txt
FACE VALUE AMOUNT NOTE/ BOND / # OF SHARE PAID ISSUER/ SECURITY BOND/ PURCHASE SELLING SHARES PRICE / BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER** PURCHASED PAR FUND - -------------- --------------- --------- --------------------------- ------ ---------- ---------- ---------- -------- ----------- Columbia Funds Ford Credit Floorplan Series Trust I CMG Ultra Short Owner Trust RBS Term Bond Fund 34528QAJ3 2010-1 A 1.882 12/15/2014 Bond 1/6/2010 Securities 10,000,000 100.0000 $10,000,000 Columbia Funds PepsiCo Incorporated Series Trust I CMG Ultra Short Floater Term Bond Fund 713448BL1 07/15/2011 Note 1/11/2010 Citigroup 8,750,000 100.0000 $8,750,000 Columbia Funds Ford Credit Auto Lease Series Trust I CMG Ultra Short Trust 2010-A A2 Deutsche Term Bond Fund 34529KAB2 1.040 03/15/2013 Note 1/29/2010 Bank 10,000,000 99.9924 $9,999,236
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