-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Islj9JhdviUvzUV6D1kKKkwmP28DxIyrEgZVyYBKhL4BtajrDnfWVmg4rVlhkeLI CdUe3mBQK3vk/FQRUEOSmQ== 0000773757-10-000019.txt : 20100225 0000773757-10-000019.hdr.sgml : 20100225 20100225125340 ACCESSION NUMBER: 0000773757-10-000019 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100225 DATE AS OF CHANGE: 20100225 EFFECTIVENESS DATE: 20100225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10632556 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010615 Columbia High Yield Municipal Fund C000029350 Class A LHIAX C000029351 Class B CHMBX C000029352 Class C CHMCX C000029353 Class Z SRHMX 0000773757 S000012102 Columbia Small Cap Value Fund I C000033005 Class A CSMIX C000033006 Class B CSSBX C000033007 Class C CSSCX C000033008 Class Z CSCZX C000078991 Class Y CSVYX NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2009 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010200 2 007 C020200 COLUMBIA HIGH YIELD MUNICIPAL FUND 007 C030200 N 007 C010700 7 007 C020700 COLUMBIA SMALL CAP VALUE FUND I 007 C030700 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP PAGE 2 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES LIMITED 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES LLC 014 B00AA05 8-33805 014 A00AA06 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SPECIALIST, INC. 014 B00AA07 8-99999 014 A00AA08 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA08 8-99999 014 A00AA09 BOSTON SECURITIES S.A. 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C000003 1434 022 D000003 0 022 A000004 BARCLAYS CAPITAL 022 B000004 13-3297824 022 C000004 1167 022 D000004 0 022 A000005 DAVIDSON D.A. & COMP 022 C000005 38 022 D000005 0 023 C000000 1264560 023 D000000 0 024 000200 N 024 000700 Y 025 A000701 PIPER JAFFRAY & CO. 025 B000701 41-0953246 025 C000701 E 025 D000701 6167 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010200 18288 028 A020200 598 028 A030200 0 028 A040200 7194 028 B010200 32327 028 B020200 612 PAGE 15 028 B030200 0 028 B040200 7880 028 C010200 26374 028 C020200 606 028 C030200 0 028 C040200 11003 028 D010200 44158 028 D020200 596 028 D030200 0 028 D040200 10032 028 E010200 16854 028 E020200 541 028 E030200 0 028 E040200 11917 028 F010200 17182 028 F020200 594 028 F030200 0 028 F040200 24160 028 G010200 155183 028 G020200 3547 028 G030200 0 028 G040200 72186 028 H000200 4756 028 A010700 52810 028 A020700 0 028 A030700 0 028 A040700 20767 028 B010700 55975 028 B020700 0 028 B030700 0 028 B040700 20766 028 C010700 53823 028 C020700 1 028 C030700 0 028 C040700 21597 028 D010700 53849 028 D020700 0 028 D030700 0 028 D040700 35940 028 E010700 51381 028 E020700 0 028 E030700 0 028 E040700 22143 028 F010700 72911 028 F020700 4831 028 F030700 0 028 F040700 32038 028 G010700 340749 028 G020700 4832 028 G030700 0 028 G040700 153251 PAGE 16 028 H000700 34075 029 000200 Y 029 000700 Y 030 A000200 81 030 B000200 4.75 030 C000200 0.00 030 A000700 381 030 B000700 5.75 030 C000700 0.00 031 A000200 5 031 B000200 0 031 A000700 17 031 B000700 0 032 000200 76 032 000700 364 033 000200 0 033 000700 0 034 000200 Y 034 000700 Y 035 000200 5 035 000700 24 036 A000200 N 036 B000200 0 036 A000700 N 036 B000700 0 037 000200 N 037 000700 N 038 000200 0 038 000700 0 039 000200 N 039 000700 N 040 000200 Y 040 000700 Y 041 000200 Y 041 000700 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 PAGE 17 043 000200 140 043 000700 1081 044 000200 0 044 000700 0 045 000200 Y 045 000700 Y 046 000200 N 046 000700 N 047 000200 Y 047 000700 Y 048 000200 0.000 048 A010200 100000 048 A020200 0.450 048 B010200 100000 048 B020200 0.425 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.400 048 000700 0.000 048 A010700 500000 048 A020700 0.800 048 B010700 500000 048 B020700 0.750 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 PAGE 18 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 1000000 048 K020700 0.700 049 000200 N 049 000700 N 050 000200 N 050 000700 N 051 000200 N 051 000700 N 052 000200 N 052 000700 N 053 A000200 N 053 A000700 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000200 N 055 B000200 N 055 A000700 N 055 B000700 N 056 000200 Y 056 000700 Y 057 000200 N 057 000700 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.1 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 PAGE 19 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 97.5 062 P000200 0.0 062 Q000200 0.0 062 R000200 1.7 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000200 0 063 B000200 19.2 063 A000700 0 063 B000700 0.0 064 A000200 Y 064 B000200 Y 065 000200 N 066 A000200 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000200 N 067 000700 N 068 A000200 N 068 B000200 N 068 A000700 N 068 B000700 N 069 000200 N 069 000700 N PAGE 20 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y PAGE 21 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000200 161663 071 B000200 70161 071 C000200 627742 071 D000200 11 071 A000700 361681 071 B000700 176936 071 C000700 1095862 071 D000700 16 072 A000200 6 072 B000200 20861 072 C000200 25 072 D000200 0 072 E000200 0 072 F000200 1367 072 G000200 370 072 H000200 0 072 I000200 149 072 J000200 11 072 K000200 0 072 L000200 53 072 M000200 23 072 N000200 24 072 O000200 0 072 P000200 0 072 Q000200 89 072 R000200 22 072 S000200 20 072 T000200 140 072 U000200 0 072 V000200 0 PAGE 22 072 W000200 18 072 X000200 2286 072 Y000200 0 072 Z000200 18600 072AA000200 0 072BB000200 189 072CC010200 47735 072CC020200 0 072DD010200 1771 072DD020200 16621 072EE000200 0 072 A000700 6 072 B000700 3 072 C000700 10191 072 D000700 0 072 E000700 0 072 F000700 4320 072 G000700 0 072 H000700 0 072 I000700 1113 072 J000700 157 072 K000700 0 072 L000700 122 072 M000700 31 072 N000700 54 072 O000700 0 072 P000700 0 072 Q000700 73 072 R000700 20 072 S000700 28 072 T000700 1081 072 U000700 0 072 V000700 0 072 W000700 28 072 X000700 7027 072 Y000700 0 072 Z000700 3167 072AA000700 0 072BB000700 3392 072CC010700 224129 072CC020700 0 072DD010700 2853 072DD020700 3552 072EE000700 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 PAGE 23 073 C000700 0.0000 074 A000200 0 074 B000200 0 074 C000200 670 074 D000200 691059 074 E000200 3249 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 9135 074 J000200 0 074 K000200 55 074 L000200 12252 074 M000200 20 074 N000200 716440 074 O000200 660 074 P000200 397 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 6430 074 S000200 0 074 T000200 708953 074 U010200 7279 074 U020200 67476 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 3800 074 Y000200 0 074 A000700 1 074 B000700 11805 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 1279622 074 G000700 0 074 H000700 0 074 I000700 99 074 J000700 2189 074 K000700 66 074 L000700 6097 074 M000700 33 074 N000700 1299912 074 O000700 6225 074 P000700 1680 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 PAGE 24 074 R040700 1600 074 S000700 0 074 T000700 1290407 074 U010700 16192 074 U020700 19193 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 39526 074 Y000700 0 075 A000200 0 075 B000200 660240 075 A000700 0 075 B000700 1118644 076 000200 0.00 076 000700 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 PAGE 25 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Semi-annual N-SAR report for the period ending 12/31/09 Columbia High Yield Municipal Fund Columbia Small Cap Value Fund I (the "Funds") Item 77I/77Q1(d) - Terms of new or amended securities: On July 13, 2009, a Form Type 485APOS, Accession No. 0001193125-09-147646, an amendment to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. This amendment discloses the creation of a new class of shares, Class Y shares, of Columbia Small Cap Value Fund I, effective July 15, 2009, and describes the characteristics of the shares. Item 77E - Legal Proceedings: Columbia Atlantic Funds As of February 2010 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the Securities and Exchange Commission ("SEC") (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. EX-99 3 table.txt
FACE VALUE ISSUER/ NOTE/ BOND / # SECURITY BOND/ OF SHARES SHARE AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY PURCHASE DATE SELLING BROKER** PURCHASED PRICE / PAR BY FUND - ------------------------------------------------------------------------------------------------------------------------------------ Columbia Funds Columbia High 419800HZ3 Department of Bond 7/24/2009 Goldman Sachs 1,207,500 100.0000 1,207,500 Series Trust I Yield Municipal Budget and Fund Finance of the State of Hawaii 6.500% 7/1/39 Columbia Funds Columbia High 419800HZ3 Department of Bond 7/24/2009 Wells Fargo 542,500 100.0000 542,500 Series Trust I Yield Municipal Budget and Fund Finance of the State of Hawaii 6.500% 7/1/39 Columbia Funds Columbia High 66285WFG6 North Texas Bond 8/4/2009 JPMorgan 300,000 98.7980 296,394 Series Trust I Yield Municipal Toll way Fund Authority 6.250% 1/1/39 Columbia Funds Columbia High 66285WFG6 North Texas Bond 8/4/2009 MR Beal & Co 150,000 98.7980 148,197 Series Trust I Yield Municipal Toll way Fund Authority 6.250% 1/1/39 Columbia Funds Columbia High 66285WFG6 North Texas Bond 8/4/2009 Morgan Stanley 750,000 98.7980 740,985 Series Trust I Yield Municipal Toll way Fund Authority 6.250% 1/1/39 Columbia Funds Columbia High 66285WFG6 North Texas Bond 8/4/2009 Ramirez & Co 300,000 98.7980 296,394 Series Trust I Yield Municipal Toll way Fund Authority 6.250% 1/1/39 Columbia Funds Columbia High 592643BC3 Metropolitan Bond 8/6/2009 Barclays 690,000 17.3970 120,039 Series Trust I Yield Municipal Washington Fund Airports Authority Dulles Toll Road 0.000% 10/1/34 Columbia Funds Columbia High 592643BC3 Metropolitan Bond 8/6/2009 JPMorgan 2,300,000 17.3970 400,131 Series Trust I Yield Municipal Washington Fund Airports Authority Dulles Toll Road 0.000% 10/1/34 Columbia Funds Columbia High 592643BC3 Metropolitan Bond 8/6/2009 Citigroup 3,680,000 17.3970 640,210 Series Trust I Yield Municipal Washington Fund Airports Authority Dulles Toll Road 0.000% 10/1/34 Columbia Funds Columbia High 592643BC3 Metropolitan Bond 8/6/2009 Morgan Keegan 1,150,000 17.3970 200,066 Series Trust I Yield Municipal Washington Fund Airports Authority Dulles Toll Road 0.000% 10/1/34 Columbia Funds Columbia High 592643BC3 Metropolitan Bond 8/6/2009 Morgan Stanley 3,680,000 17.3970 640,210 Series Trust I Yield Municipal Washington Fund Airports Authority Dulles Toll Road 0.000% 10/1/34 Columbia Funds Columbia High 649905QL3 Dormitory Bond 8/28/2009 JPMorgan 75,000 96.5530 72,415 Series Trust I Yield Municipal Authority of Fund the State of New York 5.500% 5/1/37 Columbia Funds Columbia High 649905QL3 Dormitory Bond 8/28/2009 Citigroup 487,500 96.5530 470,696 Series Trust I Yield Municipal Authority of Fund the State of New York 5.500% 5/1/37 Columbia Funds Columbia High 649905QL3 Dormitory Bond 8/28/2009 RBC Capital Market 75,000 96.5530 72,415 Series Trust I Yield Municipal Authority of Fund the State of New York 5.500% 5/1/37 Columbia Funds Columbia High 649905QL3 Dormitory Bond 8/28/2009 Morgan Stanley 112,500 96.5530 108,622 Series Trust I Yield Municipal Authority of Fund the State of New York 5.500% 5/1/37
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