-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VshPrsde7/eN0J4+Usv+IM+XEXTaJm2Jp0+c7UN45b3YY0cCsZVtWrGE1VTyxPA+ 9ncS2kSCs+G4h/ZRi8G3vw== 0000773757-10-000014.txt : 20100125 0000773757-10-000014.hdr.sgml : 20100125 20100125151255 ACCESSION NUMBER: 0000773757-10-000014 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 EFFECTIVENESS DATE: 20100125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10544566 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010620 Columbia Tax-Exempt Fund C000029373 Class A COLTX C000029374 Class B CTEBX C000029375 Class C COLCX C000029376 Class Z CTEZX NSAR-B 1 answer.fil PAGE 1 000 B000000 11/30/2009 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010600 6 007 C020600 Columbia Tax-Exempt Fund 007 C030600 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 PAGE 2 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES LIMITED 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES LLC 014 B00AA05 8-33805 014 A00AA06 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SPECIALIST, INC. 014 B00AA07 8-99999 014 A00AA08 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA08 8-99999 014 A00AA09 BOSTON SECURITIES S.A. SOCIEDAD DE BOLSA 014 B00AA09 8-99999 014 A00AA10 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA10 8-30683 014 A00AA11 COLUMBIA MANAGEMENT PTE. LTD. 014 B00AA11 8-99999 014 A00AA12 BERNDALE SECURITIES LIMITED 014 B00AA12 8-99999 014 A00AA13 DSP MERRILL LYNCH LIMITED 014 B00AA13 8-99999 014 A00AA14 FIRST REPUBLIC SECURITIES COMPANY, LLC 014 B00AA14 8-99999 014 A00AA15 GPC SECURITIES, INC. 014 B00AA15 8-99999 014 A00AA16 MERRILL LYNCH (ASIA PACIFIC) LIMITED 014 B00AA16 8-99999 014 A00AA17 MERRILL LYNCH (AUSTRALIA) FUTURES LIMITED 014 B00AA17 8-99999 014 A00AA18 MERRILL LYNCH (SINGAPORE) PTE LTD 014 B00AA18 8-99999 014 A00AA19 MERRILL LYNCH ARGENTINA S.A. 014 B00AA19 8-99999 014 A00AA20 MERRILL LYNCH CANADA INC. 014 B00AA20 8-99999 014 A00AA21 MERRILL LYNCH CAPITAL MARKETS AG 014 B00AA21 8-99999 014 A00AA22 MERRILL LYNCH CAPITAL MKTS ESPANA, S.A.S.V. 014 B00AA22 8-99999 014 A00AA23 MERRILL LYNCH CORREDORES DE BOLSA S.A. 014 B00AA23 8-99999 014 A00AA24 MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED 014 B00AA24 8-99999 014 A00AA25 MERRILL LYNCH ESPANOLA AGENCIA DE VALORES 014 B00AA25 8-99999 014 A00AA26 MERRILL LYNCH FAR EAST LIMITED PAGE 3 014 B00AA26 8-99999 014 A00AA27 MERRILL LYNCH FINANCIAL MARKETS, INC. 014 B00AA27 8-99999 014 A00AA28 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 014 B00AA28 8-99999 014 A00AA29 MERRILL LYNCH FUTURES ASIA LIMITED 014 B00AA29 8-99999 014 A00AA30 MERRILL LYNCH GOVERNMENT SECURITIES INC. 014 B00AA30 8-99999 014 A00AA31 MERRILL LYNCH INTERNATIONAL 014 B00AA31 8-99999 014 A00AA32 MERRILL LYNCH JAPAN SECURITIES CO., LTD. 014 B00AA32 8-99999 014 A00AA33 MERRILL LYNCH MENKUL DEGERLER A.S. 014 B00AA33 8-99999 014 A00AA34 MERRILL LYNCH MEXICO SA DE CV CASA DE BOLSA 014 B00AA34 8-99999 014 A00AA35 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 014 B00AA35 8-99999 014 A00AA36 MERRILL LYNCH S.A. CORRETORA DE TITUTOS 014 B00AA36 8-99999 014 A00AA37 MERRILL LYNCH SECURITIES (TAIWAN) LTD. 014 B00AA37 8-99999 014 A00AA38 MERRILL LYNCH SOUTH AFRICA (PROP) LIMITED 014 B00AA38 8-99999 014 A00AA39 MERRILL LYNCH VALORES S.A. SOCIEDAD DE BOLSA 014 B00AA39 8-99999 014 A00AA40 MERRILL LYNCH PIERCE FENNER SMITH INC 014 B00AA40 8-99999 014 A00AA41 NUVEEN INVESTMENTS, LLC 014 B00AA41 8-99999 014 A00AA42 OOO MERRILL LYNCH SECURITIES 014 B00AA42 8-99999 014 A00AA43 PT MERRILL LYNCH INDONESIA 014 B00AA43 8-99999 014 A00AA44 THE MUNICENTER, L.L.C. 014 B00AA44 8-99999 015 A00AA01 HSBC BANK MIDDLE EAST 015 B00AA01 S 015 C01AA01 MANAMA 015 D01AA01 BAHRAIN 015 E04AA01 X 015 A00AA02 STANDARD CHARTERED BANK 015 B00AA02 S 015 C01AA02 DHAKA 015 D01AA02 BANGLADESH 015 E04AA02 X 015 A00AA03 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA03 S 015 C01AA03 ABIDJAN, IVORY COAST 015 D01AA03 BENIN PAGE 4 015 E04AA03 X 015 A00AA04 BANK OF BERMUDA LIMITED 015 B00AA04 S 015 C01AA04 HAMILTON 015 D01AA04 BERMUDA 015 E04AA04 X 015 A00AA05 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA05 S 015 C01AA05 GABORONE 015 D01AA05 BOTSWANA 015 E04AA05 X 015 A00AA06 CITIBANK, N.A. 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 E04AA06 X 015 A00AA07 ING BANK N.V. 015 B00AA07 S 015 C01AA07 SOFIA 015 D01AA07 BULGARIA 015 E04AA07 X 015 A00AA08 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA08 S 015 C01AA08 ABIDJAN, IVORY COAST 015 D01AA08 BURKINA FASO 015 E04AA08 X 015 A00AA09 STATE STREET TRUST COMPANY CANADA 015 B00AA09 S 015 C01AA09 TORONTO 015 D01AA09 CANADA 015 E04AA09 X 015 A00AA10 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA10 S 015 C01AA10 SHANGHAI 015 D01AA10 CHINA 015 E04AA10 X 015 A00AA11 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA11 S 015 C01AA11 BOGOTA 015 D01AA11 COLOMBIA 015 E04AA11 X 015 A00AA12 BANCO BCT S.A. 015 B00AA12 S 015 C01AA12 SAN JOSE 015 D01AA12 COSTA RICA 015 E04AA12 X 015 A00AA13 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA13 S 015 C01AA13 ZAGREB 015 D01AA13 CROATIA 015 E04AA13 X PAGE 5 015 A00AA14 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA14 S 015 C01AA14 PRAGUE 015 D01AA14 CZECH REPUBLIC 015 E04AA14 X 015 A00AA15 HSBC BANK EGYPT S.A.E. 015 B00AA15 S 015 C01AA15 CAIRO 015 D01AA15 EGYPT 015 E04AA15 X 015 A00AA16 BARCLAYS BANK OF GHANA LIMITED 015 B00AA16 S 015 C01AA16 ACCRA 015 D01AA16 GHANA 015 E04AA16 X 015 A00AA17 NATIONAL BANK OF GREECE S.A. 015 B00AA17 S 015 C01AA17 ATHENS 015 D01AA17 GREECE 015 E04AA17 X 015 A00AA18 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA18 S 015 C01AA18 ABIDJAN, IVORY COAST 015 D01AA18 GUINEA-BISSAU 015 E04AA18 X 015 A00AA19 STANDARD CHARTERED BANK 015 B00AA19 S 015 C01AA19 HONG KONG 015 D01AA19 HONG KONG (SAR) 015 E04AA19 X 015 A00AA20 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA20 S 015 C01AA20 MUMBAI 015 D01AA20 INDIA 015 E04AA20 X 015 A00AA21 DEUTSCHE BANK AG 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 BANK OF IRELAND 015 B00AA22 S 015 C01AA22 DUBLIN 015 D01AA22 IRELAND 015 E04AA22 X 015 A00AA23 BANK HAPOALIM B.M. 015 B00AA23 S 015 C01AA23 TEL AVIV 015 D01AA23 ISRAEL 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. PAGE 6 015 B00AA24 S 015 C01AA24 CARACAS 015 D01AA24 VENEZUELA 015 E04AA24 X 015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HSBC BANK MIDDLE EAST 015 B00AA26 S 015 C01AA26 AMMAN 015 D01AA26 JORDAN 015 E04AA26 X 015 A00AA27 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA27 S 015 C01AA27 HO CHI MINH CITY 015 D01AA27 VIETNAM 015 E04AA27 X 015 A00AA28 BARCLAYS BANK OF KENYA LIMITED 015 B00AA28 S 015 C01AA28 NAIROBI 015 D01AA28 KENYA 015 E04AA28 X 015 A00AA29 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA29 S 015 C01AA29 SEOUL 015 D01AA29 REPUBLIC OF KOREA 015 E04AA29 X 015 A00AA30 HSBC BANK MIDDLE EAST 015 B00AA30 S 015 C01AA30 BEIRUT 015 D01AA30 LEBANON 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA31 S 015 C01AA31 KUALA LUMPUR 015 D01AA31 MALAYSIA 015 E04AA31 X 015 A00AA32 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA32 S 015 C01AA32 ABIDJAN, IVORY COAST 015 D01AA32 MALI 015 E04AA32 X 015 A00AA33 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA33 S 015 C01AA33 PORT LOUIS 015 D01AA33 MAURITIUS 015 E04AA33 X 015 A00AA34 BANCO NACIONAL DE MEXICO S.A. 015 B00AA34 S PAGE 7 015 C01AA34 MEXICO CITY 015 D01AA34 MEXICO 015 E04AA34 X 015 A00AA35 STANDARD BANK NAMIBIA LIMITED 015 B00AA35 S 015 C01AA35 WINDHOEK 015 D01AA35 NAMIBIA 015 E04AA35 X 015 A00AA36 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA36 S 015 C01AA36 ABIDJAN, IVORY COAST 015 D01AA36 NIGER 015 E04AA36 X 015 A00AA37 STANBIC BANK NIGERIA LIMITED 015 B00AA37 S 015 C01AA37 LAGOS 015 D01AA37 NIGERIA 015 E04AA37 X 015 A00AA38 HSBC BANK MIDDLE EAST 015 B00AA38 S 015 C01AA38 MUSCAT 015 D01AA38 OMAN 015 E04AA38 X 015 A00AA39 DEUTSCHE BANK AG 015 B00AA39 S 015 C01AA39 KARACHI 015 D01AA39 PAKISTAN 015 E04AA39 X 015 A00AA40 HSBC BANK MIDDLE EAST 015 B00AA40 S 015 C01AA40 RAMALLAH 015 D01AA40 PALESTINE 015 E04AA40 X 015 A00AA41 STANDARD CHARTERED BANK 015 B00AA41 S 015 C01AA41 MANILA 015 D01AA41 PHILIPPINES 015 E04AA41 X 015 A00AA42 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA42 S 015 C01AA42 WARSAW 015 D01AA42 POLAND 015 E04AA42 X 015 A00AA43 BANCO COMERCIAL PORTUGUES 015 B00AA43 S 015 C01AA43 LISBON 015 D01AA43 PORTUGAL 015 E04AA43 X 015 A00AA44 CITIBANK, N.A. 015 B00AA44 S 015 C01AA44 SAN JUAN PAGE 8 015 D01AA44 PUERTO RICO 015 E04AA44 X 015 A00AA45 HSBC BANK MIDDLE EAST 015 B00AA45 S 015 C01AA45 DOHA 015 D01AA45 QATAR 015 E04AA45 X 015 A00AA46 ING BANK N.V. 015 B00AA46 S 015 C01AA46 BUCHAREST 015 D01AA46 ROMANIA 015 E04AA46 X 015 A00AA47 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA47 S 015 C01AA47 ABIDJAN, IVORY COAST 015 D01AA47 SENEGAL 015 E04AA47 X 015 A00AA48 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA48 S 015 C01AA48 SINGAPORE 015 D01AA48 SINGAPORE 015 E04AA48 X 015 A00AA49 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA49 S 015 C01AA49 BRATISLAVA 015 D01AA49 SLOVAK REPUBLIC 015 E04AA49 X 015 A00AA50 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA50 S 015 C01AA50 JOHANNESBURG 015 D01AA50 SOUTH AFRICA 015 E04AA50 X 015 A00AA51 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA51 S 015 C01AA51 COLOMBO 015 D01AA51 SRI LANKA 015 E04AA51 X 015 A00AA52 STANDARD BANK SWAZILAND LIMITED 015 B00AA52 S 015 C01AA52 MBABANE 015 D01AA52 SWAZILAND 015 E04AA52 X 015 A00AA53 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA53 S 015 C01AA53 STOCKHOLM 015 D01AA53 SWEDEN 015 E04AA53 X 015 A00AA54 UBS AG 015 B00AA54 S 015 C01AA54 ZURICH 015 D01AA54 SWITZERLAND PAGE 9 015 E04AA54 X 015 A00AA55 STANDARD CHARTERED BANK 015 B00AA55 S 015 C01AA55 BANGKOK 015 D01AA55 THAILAND 015 E04AA55 X 015 A00AA56 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA56 S 015 C01AA56 ABIDJAN, IVORY COAST 015 D01AA56 TOGO 015 E04AA56 X 015 A00AA57 REPUBLIC BANK LIMITED 015 B00AA57 S 015 C01AA57 PORT-OF-SPAIN 015 D01AA57 TRINIDAD & TOBAGO 015 E04AA57 X 015 A00AA58 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA58 S 015 C01AA58 TUNIS 015 D01AA58 TUNISIA 015 E04AA58 X 015 A00AA59 CITIBANK, N.A. 015 B00AA59 S 015 C01AA59 ISTANBUL 015 D01AA59 TURKEY 015 E04AA59 X 015 A00AA60 ING BANK UKRAINE 015 B00AA60 S 015 C01AA60 KIEV 015 D01AA60 UKRAINE 015 E04AA60 X 015 A00AA61 HSBC BANK MIDDLE EAST 015 B00AA61 S 015 C01AA61 DUBAI 015 D01AA61 UNITED ARAB EMIRATES 015 E04AA61 X 015 A00AA62 STATE STREET BANK & TRUST COMPANY 015 B00AA62 S 015 C01AA62 LONDON 015 D01AA62 UNITED KINGDOM 015 E04AA62 X 015 A00AA63 STATE STREET BANK & TRUST COMPANY 015 B00AA63 C 015 C01AA63 BOSTON 015 C02AA63 MA 015 C03AA63 02110 015 D01AA63 UNITED STATES 015 E01AA63 X 015 A00AA64 CITIBANK, N.A. 015 B00AA64 S 015 C01AA64 BUENOS AIRES PAGE 10 015 D01AA64 ARGENTINA 015 E04AA64 X 015 A00AA65 THE HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B00AA72 S 015 C01AA72 QUITO 015 D01AA72 ECUADOR 015 E04AA72 X 015 A00AA73 AS SEB PANK 015 B00AA73 S 015 C01AA73 TALLINN 015 D01AA73 ESTONIA 015 E04AA73 X 015 A00AA74 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B00AA74 S 015 C01AA74 HELSINKI 015 D01AA74 FINLAND PAGE 11 015 E04AA74 X 015 A00AA75 DEUTSCHE BANK A.G., AMSTERDAM 015 B00AA75 S 015 C01AA75 AMSTERDAM 015 D01AA75 NETHERLANDS 015 E04AA75 X 015 A00AA76 DEUTSCHE BANK AG FRANKFURT 015 B00AA76 S 015 C01AA76 FRANKFURT 015 D01AA76 GERMANY 015 E04AA76 X 015 A00AA77 UNICREDIT BANK HUNGARY ZRT 015 B00AA77 S 015 C01AA77 BUDAPEST 015 D01AA77 HUNGARY 015 E04AA77 X 015 A00AA78 NEW KAUPTHING BANKI HF 015 B00AA78 S 015 C01AA78 REYKJAVIK 015 D01AA78 ICELAND 015 E04AA78 X 015 A00AA79 DEUTSCHE BANK AG 015 B00AA79 S 015 C01AA79 JAKARTA 015 D01AA79 INDONESIA 015 E04AA79 X 015 A00AA80 DEUTSCHE BANK S.P.A., MILAN 015 B00AA80 S 015 C01AA80 MILAN 015 D01AA80 ITALY 015 D02AA80 20126 015 E04AA80 X 015 A00AA81 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA81 S 015 C01AA81 ABIDJAN 015 D01AA81 IVORY COAST 015 E04AA81 X 015 A00AA82 BANK OF NOVA SCOTIA JAMAICA LTD 015 B00AA82 S 015 C01AA82 KINGSTON 015 D01AA82 JAMAICA 015 E04AA82 X 015 A00AA83 MIZUHO CORPORATE BANK, LTD 015 B00AA83 S 015 C01AA83 TOKYO 015 D01AA83 JAPAN 015 E04AA83 X 015 A00AA84 SB HSBC BANK KAZAKHSTAN JSC 015 B00AA84 S 015 C01AA84 ALMATY 015 D01AA84 KAZAKHSTAN PAGE 12 015 E04AA84 X 015 A00AA85 DEUTSCHE BANK AG 015 B00AA85 S 015 C01AA85 SEOUL 015 D01AA85 KOREA 015 E04AA85 X 015 A00AA86 HSBC BANK MIDDLE EAST LIMITED - KUWAIT 015 B00AA86 S 015 C01AA86 SAFAT 015 D01AA86 KUWAIT 015 E04AA86 X 015 A00AA87 AS SEB BANKA 015 B00AA87 S 015 C01AA87 RIGA 015 D01AA87 LATVIA 015 E04AA87 X 015 A00AA88 AB SEB BANKAS 015 B00AA88 S 015 C01AA88 VILNIUS 015 D01AA88 LITHUANIA 015 E04AA88 X 015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. 015 B00AA89 S 015 C01AA89 VALLETTA 015 D01AA89 MALTA 015 E04AA89 X 015 A00AA90 CITIBANK MAGHREB 015 B00AA90 S 015 C01AA90 CASABLANCA 015 D01AA90 MOROCCO 015 E04AA90 X 015 A00AA91 DEUTSCHE BANK AG 015 B00AA91 S 015 C01AA91 AMSTERDAM 015 D01AA91 NETHERLANDS 015 E04AA91 X 015 A00AA92 THE HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA92 S 015 C01AA92 AUCKLAND 015 D01AA92 NEW ZEALAND 015 E04AA92 X 015 A00AA93 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA93 S 015 C01AA93 OSLO 015 D01AA93 NORWAY 015 E04AA93 X 015 A00AA94 HSBC BANK (PANAMA) S.A 015 B00AA94 S 015 C01AA94 PANAMA CITY 015 D01AA94 PANAMA 015 E04AA94 X PAGE 13 015 A00AA95 CITIBANK DEL PERU S.A. 015 B00AA95 S 015 C01AA95 LIMA 015 D01AA95 PERU 015 E04AA95 X 015 A00AA96 ING BANK (EURASIA) ZAO 015 B00AA96 S 015 C01AA96 MOSCOW 015 D01AA96 RUSSIA 015 E04AA96 X 015 A00AA97 SAUDI BRITISH BANK 015 B00AA97 S 015 C01AA97 RIYADH 015 D01AA97 SAUDI ARABIA 015 E04AA97 X 015 A00AA98 UNICREDIT BANK SERBIA JSC 015 B00AA98 S 015 C01AA98 BELGRADE 015 D01AA98 SERBIA 015 E04AA98 X 015 A00AA99 UNITED OVERSEAS BANK LIMITED 015 B00AA99 S 015 C01AA99 SINGAPORE 015 D01AA99 SINGAPORE 015 E04AA99 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 105 019 C00AA00 COLUMBIAFD 021 000000 0 022 A000001 STATE STREET BANK & TRUST CO. 022 B000001 04-1867445 022 C000001 214761 022 D000001 203146 022 A000002 DREYFUS 022 C000002 119862 022 D000002 128356 022 A000003 SALOMON SMITH BARNEY CITIGROUP 022 B000003 13-3082694 022 C000003 44487 022 D000003 69328 022 A000004 JPMORGAN CHASE & CO. 022 B000004 13-3112953 022 C000004 64216 022 D000004 3449 022 A000005 DEPFA FIRST ALBANY S 022 C000005 8699 022 D000005 46501 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 38798 PAGE 14 022 D000006 15134 022 A000007 RBC CAPITAL MARKETS CORP. 022 B000007 13-5033225 022 C000007 13651 022 D000007 32571 022 A000008 MORGAN STANLEY & CO., INC. 022 B000008 13-2655998 022 C000008 25109 022 D000008 8257 022 A000009 FIDELITY CAPITAL MARKETS 022 B000009 52-0909521 022 C000009 0 022 D000009 21038 022 A000010 BARCLAYS CAPITAL 022 B000010 13-3297824 022 C000010 11538 022 D000010 4211 023 C000000 586668 023 D000000 651593 024 000600 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010600 13646 028 A020600 4497 028 A030600 0 028 A040600 24014 028 B010600 12081 028 B020600 4424 028 B030600 0 028 B040600 25494 028 C010600 12982 028 C020600 4497 028 C030600 0 028 C040600 21407 028 D010600 18411 028 D020600 4501 028 D030600 0 028 D040600 22343 028 E010600 14115 028 E020600 4454 028 E030600 0 028 E040600 28047 028 F010600 10015 PAGE 15 028 F020600 4474 028 F030600 0 028 F040600 23976 028 G010600 81250 028 G020600 26847 028 G030600 0 028 G040600 145281 028 H000600 9580 029 000600 Y 030 A000600 684 030 B000600 4.75 030 C000600 0.00 031 A000600 76 031 B000600 0 032 000600 608 033 000600 0 034 000600 Y 035 000600 19 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 3059 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 500000 048 A020600 0.550 048 B010600 500000 048 B020600 0.500 048 C010600 500000 048 C020600 0.470 048 D010600 1500000 048 D020600 0.440 048 E010600 3000000 048 E020600 0.430 048 F010600 0 048 F020600 0.000 PAGE 16 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 6000000 048 K020600 0.420 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.1 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 PAGE 17 062 M000600 0.0 062 N000600 0.0 062 O000600 98.1 062 P000600 0.0 062 Q000600 0.0 062 R000600 1.1 063 A000600 0 063 B000600 15.0 064 A000600 Y 064 B000600 Y 065 000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y PAGE 18 070 R020600 N 071 A000600 266611 071 B000600 365129 071 C000600 2143452 071 D000600 12 072 A000600 12 072 B000600 121715 072 C000600 214 072 D000600 0 072 E000600 0 072 F000600 10702 072 G000600 0 072 H000600 0 072 I000600 1549 072 J000600 47 072 K000600 0 072 L000600 177 072 M000600 109 072 N000600 70 072 O000600 0 072 P000600 38 072 Q000600 202 072 R000600 71 072 S000600 158 072 T000600 3059 072 U000600 0 072 V000600 0 072 W000600 115 072 X000600 16297 072 Y000600 0 072 Z000600 105632 072AA000600 0 072BB000600 6884 072CC010600 197868 072CC020600 0 072DD010600 62572 072DD020600 42139 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 123 074 B000600 0 074 C000600 3175 074 D000600 2199778 074 E000600 8334 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 16495 PAGE 19 074 J000600 0 074 K000600 201 074 L000600 34268 074 M000600 2 074 N000600 2262376 074 O000600 11103 074 P000600 1591 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 6436 074 S000600 0 074 T000600 2243246 074 U010600 104430 074 U020600 67500 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 23568 074 Y000600 0 075 A000600 0 075 B000600 2205057 076 000600 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 75000 081 A00AA00 Y 081 B00AA00 134 082 A00AA00 N 082 B00AA00 0 PAGE 20 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Annual N-SAR report for the period ending 11/30/09 Columbia Tax-Exempt Fund (the "Fund") 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I: In planning and performing our audits of the financial statements of Columbia Tax-Exempt Fund (a series of Columbia Funds Series Trust I and hereafter referred to as the "Fund") as of and for the period ended November 30, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of November 30, 2009. This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP January 21, 2010 Item 77E - Legal Proceedings: Columbia Atlantic Funds As of January 2010 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the SEC (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to reduce management fees for certain funds in the Columbia family of mutual funds in a projected total of $160 million over five years through November 30, 2009 and to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. EX-99 3 table.txt
FACE VALUE BOND / NOTE/ # OF AMOUNT ISSUER/ SECURITY BOND/ PURCHASE SHARES SHARE PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE SELLING BROKER** PURCHASED PRICE/PAR FUND Columbia Funds Columbia Tax-Exempt 419800HZ3 Department of Series Trust I Fund Budget and Finance of the State of Hawaii 6.500% 7/1/39 Bond 7/24/2009 Goldman Sachs 3,622,500 100.0000 3,622,500 Columbia Funds Columbia Tax-Exempt 419800HZ3 Department of Series Trust I Fund Budget and Finance of the State of Hawaii 6.500% 7/1/39 Bond 7/24/2009 Wells Fargo 1,627,500 100.0000 1,627,500 Columbia Funds Columbia Tax-Exempt 4423483W6 City of Houston, Series Trust I Fund Texas 5.500% 7/1/34 Bond 7/31/2009 JPMorgan 5,250,000 98.3950 5,165,738 Columbia Funds Columbia Tax-Exempt 4423483W6 City of Houston, Series Trust I Fund Texas 5.500% 7/1/34 Bond 7/31/2009 Citigroup 3,150,000 98.3950 3,099,443 Columbia Funds Columbia Tax-Exempt 4423483W6 City of Houston, Series Trust I Fund Texas 5.500% 7/1/34 Bond 7/31/2009 Jefferies 1,050,000 98.3950 1,033,148 Columbia Funds Columbia Tax-Exempt 4423483W6 City of Houston, Series Trust I Fund Texas 5.500% 7/1/34 Bond 7/31/2009 Ramirez & Co 1,050,000 98.3950 1,033,148 Columbia Funds Columbia Tax-Exempt 649905QL3 Dormitory Series Trust I Fund Authority of the State of New York 5.500% 5/1/37 Bond 8/28/2009 JPMorgan 425,000 96.5530 410,350 Columbia Funds Columbia Tax-Exempt 649905QL3 Dormitory Series Trust I Fund Authority of the State of New York 5.500% 5/1/37 Bond 8/28/2009 Citigroup 2,762,500 96.5530 2,667,277 Columbia Funds Columbia Tax-Exempt 649905QL3 Dormitory Series Trust I Fund Authority of the State of New York 5.500% 5/1/37 Bond 8/28/2009 RBC Capital Markets 425,000 96.5530 410,350 Columbia Funds Columbia Tax-Exempt 649905QL3 Dormitory Series Trust I Fund Authority of the State of New York 5.500% 5/1/37 Bond 8/28/2009 Morgan Stanley 637,500 96.5530 615,525 Columbia Funds Columbia Tax-Exempt 6581962M1 North Carolina Series Trust I Fund Eastern Municipal Power Agency 5.000% 1/1/26 Bond 9/17/2009 Citigroup 4,550,000 102.7790 4,676,445 Columbia Funds Columbia Tax-Exempt 6581962M1 North Carolina Series Trust I Fund Eastern Municipal Power Agency 5.000% 1/1/26 Bond 9/17/2009 Morgan Stanley 1,750,000 102.7790 1,798,633 Columbia Funds Columbia Tax-Exempt 6581962M1 North Carolina Series Trust I Fund Eastern Municipal Power Agency 5.000% 1/1/26 Bond 9/17/2009 Wells Fargo 700,000 102.7790 719,453 Columbia Funds Columbia Tax-Exempt 591745H98 Metropolitan Series Trust I Fund Atlanta Rapid Transit Authority, Georgia 5.000% 7/1/39 Bond 9/17/2009 Barclays 1,400,000 105.7750 1,480,850 Columbia Funds Columbia Tax-Exempt 591745H98 Metropolitan Series Trust I Fund Atlanta Rapid Transit Authority, Georgia 5.000% 7/1/39 Bond 9/17/2009 Jackson Securities 200,000 105.7750 211,550 Columbia Funds Columbia Tax-Exempt 591745H98 Metropolitan Series Trust I Fund Atlanta Rapid Transit Authority, Georgia 5.000% 7/1/39 Bond 9/17/2009 Siebert Brandford 2,400,000 105.7750 2,538,600 Columbia Funds Columbia Tax-Exempt 649905RV0 Dormitory Series Trust I Fund Authority of the State of New York 5.125% 07/01/2039 Bond 10/22/2009 JPMorgan 6,000,000 96.3780 $5,782,680 Columbia Funds Columbia Tax-Exempt 649905RV0 Dormitory Series Trust I Fund Authority of the State of New York 5.125% 07/01/2039 Bond 10/22/2009 Citigroup 1,500,000 96.3780 $1,445,670 Columbia Funds Columbia Tax-Exempt 649905RV0 Dormitory Series Trust I Fund Authority of the State of New York 5.125% 07/01/2039 Bond 10/22/2009 Fidelity 750,000 96.3780 $ 722,835 Columbia Funds Columbia Tax-Exempt 649905RV0 Dormitory Series Trust I Fund Authority of the State of New York 5.125% 07/01/2039 Bond 10/22/2009 Goldman Sachs 6,000,000 96.3780 $5,782,680 Columbia Funds Columbia Tax-Exempt 649905RV0 Dormitory Series Trust I Fund Authority of the State of New York 5.125% 07/01/2039 Bond 10/22/2009 Janney Montgomery 750,000 96.3780 $ 722,835 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 JPMorgan 1,000,000 96.7220 $ 967,220 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Citigroup 1,000,000 96.7220 $ 967,220 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 De La Rosa 1,900,000 96.7220 $1,837,718 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Goldman Sachs 750,000 96.7220 $ 725,415 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Morgan Stanley 750,000 96.7220 $ 725,415 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Ramirez 500,000 96.7220 $ 483,610 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Siebert 1,800,000 96.7220 $1,740,996 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Stone 1,800,000 96.7220 $1,740,996 Columbia Funds Columbia Tax-Exempt 13063BBY7 State of Series Trust I Fund California General Obligation 5.500% 11/01/2039 Bond 11/5/2009 Wedbush 500,000 96.7220 $ 483,610
-----END PRIVACY-ENHANCED MESSAGE-----