-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Su63tCj4di4WviaeGVdk7ihrW3lOWm/VhrkM6uMjfqyCtqar0d7Gs371D/TSK5Wd bp4luPRk2OLKsDHwBmdKeA== 0000773757-10-000013.txt : 20100125 0000773757-10-000013.hdr.sgml : 20100125 20100125151239 ACCESSION NUMBER: 0000773757-10-000013 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 EFFECTIVENESS DATE: 20100125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 10544565 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX 0000773757 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A COLHX C000033002 Class B COHBX C000033003 Class C CHYCX C000033004 Class Z LHYZX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX NSAR-A 1 answer.fil PAGE 1 000 A000000 11/30/2009 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 52 007 C010500 5 007 C020500 Columbia Strategic Income Fund 007 C030500 N 007 C010800 8 007 C020800 Columbia High Yield Opportunity Fund 007 C030800 N 007 C016200 62 007 C026200 Columbia International Bond Fund 007 C036200 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA PAGE 2 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES LIMITED 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES LLC 014 B00AA05 8-33805 014 A00AA06 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SPECIALIST, INC. 014 B00AA07 8-99999 014 A00AA08 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA08 8-99999 014 A00AA09 BOSTON SECURITIES S.A. 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CORRETORA DE TITUTOS 014 B00AA36 8-99999 014 A00AA37 MERRILL LYNCH SECURITIES (TAIWAN) LTD. 014 B00AA37 8-99999 014 A00AA38 MERRILL LYNCH SOUTH AFRICA (PROP) LIMITED 014 B00AA38 8-99999 014 A00AA39 MERRILL LYNCH VALORES S.A. 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SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA PAGE 5 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 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13-2655998 022 C000010 18365 022 D000010 15666 023 C000000 9589654 023 D000000 403752 024 000500 Y 024 000800 N 024 006200 N 025 A000501 MORGAN STANLEY 025 B000501 13-2655998 025 C000501 D 025 D000501 3744 025 A000502 JPMORGAN CHASE & CO. 025 B000502 13-3112953 025 C000502 D 025 D000502 6823 025 A000503 BARCLAYS CAPITAL 025 B000503 13-3297824 025 C000503 D 025 D000503 1039 025 A000504 DEUTSCHE BANK AG 025 B000504 13-6124068 025 C000504 D 025 D000504 2452 025 A000505 GOLDMAN SACHS 025 B000505 15-5108880 025 C000505 D 025 D000505 4418 025 D000801 0 PAGE 15 025 D006201 0 025 D006202 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010500 60387 028 A020500 4826 028 A030500 0 028 A040500 62120 028 B010500 56221 028 B020500 4918 028 B030500 0 028 B040500 86015 028 C010500 54698 028 C020500 4183 028 C030500 0 028 C040500 47784 028 D010500 60433 028 D020500 4215 028 D030500 0 028 D040500 67695 028 E010500 51943 028 E020500 4154 028 E030500 0 028 E040500 47965 028 F010500 40140 028 F020500 4175 028 F030500 0 028 F040500 40999 028 G010500 323822 028 G020500 26471 028 G030500 0 028 G040500 352578 028 H000500 35081 028 A010800 6104 028 A020800 801 028 A030800 0 028 A040800 6160 028 B010800 7922 028 B020800 1043 028 B030800 0 028 B040800 5824 028 C010800 4571 028 C020800 1023 PAGE 16 028 C030800 0 028 C040800 10075 028 D010800 3558 028 D020800 999 028 D030800 0 028 D040800 7570 028 E010800 2430 028 E020800 996 028 E030800 0 028 E040800 7443 028 F010800 2468 028 F020800 935 028 F030800 0 028 F040800 6650 028 G010800 27053 028 G020800 5797 028 G030800 0 028 G040800 43722 028 H000800 1434 028 A016200 744 028 A026200 5 028 A036200 0 028 A046200 182 028 B016200 332 028 B026200 5 028 B036200 0 028 B046200 16 028 C016200 973 028 C026200 5 028 C036200 0 028 C046200 50 028 D016200 1500 028 D026200 6 028 D036200 0 028 D046200 172 028 E016200 1119 028 E026200 9 028 E036200 0 028 E046200 4 028 F016200 1634 028 F026200 9 028 F036200 0 028 F046200 7 028 G016200 6302 028 G026200 39 028 G036200 0 028 G046200 431 028 H006200 96 029 000500 Y 029 000800 Y 029 006200 Y PAGE 17 030 A000500 1077 030 B000500 4.75 030 C000500 0.00 030 A000800 56 030 B000800 4.75 030 C000800 0.00 030 A006200 3 030 B006200 4.75 030 C006200 0.00 031 A000500 110 031 B000500 0 031 A000800 7 031 B000800 0 031 A006200 0 031 B006200 0 032 000500 967 032 000800 49 032 006200 3 033 000500 0 033 000800 0 033 006200 0 034 000500 Y 034 000800 Y 034 006200 N 035 000500 141 035 000800 8 035 006200 0 036 A000500 N 036 B000500 0 036 A000800 N 036 B000800 0 036 B006200 0 037 000500 N 037 000800 N 037 006200 Y 038 000500 0 038 000800 0 038 006200 1 039 000500 N 039 000800 N 039 006200 N 040 000500 Y 040 000800 Y 040 006200 Y 041 000500 Y 041 000800 Y 041 006200 Y 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 PAGE 18 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 042 A006200 0 042 B006200 0 042 C006200 100 042 D006200 0 042 E006200 0 042 F006200 0 042 G006200 0 042 H006200 0 043 000500 2652 043 000800 401 043 006200 1 044 000500 0 044 000800 0 044 006200 0 045 000500 Y 045 000800 Y 045 006200 Y 046 000500 N 046 000800 N 046 006200 N 047 000500 Y 047 000800 Y 047 006200 Y 048 000500 0.000 048 A010500 500000 048 A020500 0.600 048 B010500 500000 048 B020500 0.550 048 C010500 500000 048 C020500 0.520 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 PAGE 19 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 1500000 048 K020500 0.490 048 000800 0.000 048 A010800 500000 048 A020800 0.600 048 B010800 500000 048 B020800 0.550 048 C010800 500000 048 C020800 0.520 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 1500000 048 K020800 0.490 048 006200 0.000 048 A016200 500000 048 A026200 0.550 048 B016200 500000 048 B026200 0.500 048 C016200 500000 048 C026200 0.470 048 D016200 0 048 D026200 0.000 048 E016200 0 048 E026200 0.000 048 F016200 0 048 F026200 0.000 048 G016200 0 048 G026200 0.000 048 H016200 0 048 H026200 0.000 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 PAGE 20 048 K016200 1500000 048 K026200 0.440 049 000500 N 049 000800 N 049 006200 N 050 000500 N 050 000800 N 050 006200 N 051 000500 N 051 000800 N 051 006200 N 052 000500 N 052 000800 N 052 006200 N 053 A000500 N 053 A000800 Y 053 B000800 Y 053 C000800 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000500 N 055 B000500 N 055 A000800 N 055 B000800 Y 055 A006200 N 055 B006200 N 056 000500 Y 056 000800 Y 056 006200 Y 057 000500 N 057 000800 N 057 006200 N 058 A000500 N 058 A000800 N 058 A006200 N PAGE 21 059 000500 Y 059 000800 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A000800 Y 060 B000800 Y 060 A006200 N 060 B006200 N 061 000500 2500 061 000800 2500 061 006200 2500 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 3.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 13.1 062 N000500 6.1 062 O000500 0.2 062 P000500 43.9 062 Q000500 32.2 062 R000500 7.4 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 1.5 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.6 062 P000800 96.4 062 Q000800 0.0 062 R000800 0.1 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 PAGE 22 062 D006200 4.7 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 0.8 062 N006200 0.0 062 O006200 0.0 062 P006200 1.7 062 Q006200 92.8 062 R006200 0.0 063 A000500 0 063 B000500 9.7 063 A000800 0 063 B000800 6.6 063 A006200 0 063 B006200 7.4 064 A000500 N 064 B000500 Y 064 A000800 N 064 B000800 Y 064 A006200 N 064 B006200 N 065 000800 N 066 A000500 N 066 A000800 N 066 A006200 N 067 000500 N 067 000800 N 067 006200 N 068 A000500 N 068 B000500 N 068 A000800 N 068 B000800 N 068 A006200 N 068 B006200 Y 069 000500 N 069 000800 N 069 006200 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N PAGE 23 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 Y PAGE 24 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 Y 070 P010800 Y 070 P020800 Y 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 070 A016200 Y 070 A026200 Y 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 N 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 Y 070 K016200 Y 070 K026200 N 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 N 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 503238 071 B000500 456217 PAGE 25 071 C000500 1944356 071 D000500 23 071 A000800 110781 071 B000800 109927 071 C000800 328041 071 D000800 34 071 A006200 7285 071 B006200 1832 071 C006200 11316 071 D006200 16 072 A000500 6 072 B000500 63534 072 C000500 0 072 D000500 0 072 E000500 216 072 F000500 5540 072 G000500 0 072 H000500 0 072 I000500 1201 072 J000500 115 072 K000500 0 072 L000500 123 072 M000500 32 072 N000500 47 072 O000500 0 072 P000500 0 072 Q000500 92 072 R000500 32 072 S000500 71 072 T000500 2652 072 U000500 0 072 V000500 0 072 W000500 48 072 X000500 9953 072 Y000500 0 072 Z000500 53797 072AA000500 6119 072BB000500 0 072CC010500 162226 072CC020500 0 072DD010500 23511 072DD020500 25246 072EE000500 0 072 A000800 6 072 B000800 15615 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 1027 072 G000800 0 072 H000800 0 PAGE 26 072 I000800 246 072 J000800 7 072 K000800 0 072 L000800 50 072 M000800 17 072 N000800 30 072 O000800 0 072 P000800 0 072 Q000800 53 072 R000800 29 072 S000800 14 072 T000800 401 072 U000800 0 072 V000800 0 072 W000800 10 072 X000800 1884 072 Y000800 21 072 Z000800 13752 072AA000800 708 072BB000800 0 072CC010800 40897 072CC020800 0 072DD010800 7365 072DD020800 6362 072EE000800 0 072 A006200 6 072 B006200 153 072 C006200 0 072 D006200 0 072 E006200 0 072 F006200 32 072 G006200 3 072 H006200 0 072 I006200 0 072 J006200 4 072 K006200 0 072 L006200 8 072 M006200 7 072 N006200 25 072 O006200 0 072 P006200 0 072 Q006200 24 072 R006200 21 072 S006200 0 072 T006200 1 072 U006200 0 072 V006200 0 072 W006200 2 072 X006200 127 072 Y006200 79 072 Z006200 105 PAGE 27 072AA006200 77 072BB006200 0 072CC016200 1079 072CC026200 0 072DD016200 2 072DD026200 75 072EE006200 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 073 A016200 0.0000 073 A026200 0.0000 073 B006200 0.0000 073 C006200 0.0000 074 A000500 119 074 B000500 63408 074 C000500 0 074 D000500 2042055 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 157953 074 J000500 545 074 K000500 124 074 L000500 39545 074 M000500 199 074 N000500 2303948 074 O000500 3514 074 P000500 1801 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 161136 074 S000500 0 074 T000500 2137497 074 U010500 178981 074 U020500 185771 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 46645 074 Y000500 0 074 A000800 47 074 B000800 5302 PAGE 28 074 C000800 0 074 D000800 338145 074 E000800 218 074 F000800 1 074 G000800 0 074 H000800 0 074 I000800 2 074 J000800 245 074 K000800 69 074 L000800 8319 074 M000800 3 074 N000800 352351 074 O000800 1565 074 P000800 372 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1919 074 S000800 0 074 T000800 348495 074 U010800 50706 074 U020800 41751 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 12543 074 Y000800 0 074 A006200 62 074 B006200 764 074 C006200 0 074 D006200 15290 074 E006200 0 074 F006200 0 074 G006200 0 074 H006200 0 074 I006200 0 074 J006200 0 074 K006200 28 074 L006200 253 074 M006200 0 074 N006200 16397 074 O006200 305 074 P006200 10 074 Q006200 0 074 R016200 0 074 R026200 0 074 R036200 0 074 R046200 34 074 S006200 0 074 T006200 16048 PAGE 29 074 U016200 80 074 U026200 1322 074 V016200 0.00 074 V026200 0.00 074 W006200 0.0000 074 X006200 65 074 Y006200 0 075 A000500 0 075 B000500 2052474 075 A000800 0 075 B000800 341773 075 A006200 0 075 B006200 11609 076 000500 0.00 076 000800 0.00 076 006200 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 PAGE 30 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Semi Annual N-SAR report for the period ending 11/30/09 Columbia Strategic Income Fund Columbia High Yield Opportunity Fund Columbia International Bond Fund (the "Funds") Item 77E - Legal Proceedings: Columbia Atlantic Funds As of January 2010 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the SEC (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to reduce management fees for certain funds in the Columbia family of mutual funds in a projected total of $160 million over five years through November 30, 2009 and to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. Item 77D/77Q1(b) Policies with respect to securities investments On September 28, 2009, a Type 485BPOS, Accession No. 0001193125-09-199042, post-effective amendment number 92 to the registration statement the Columbia High Yield Opportunity Fund, Columbia International Bond Fund and Columbia Strategic Income Fund, was filed with the SEC. It is hereby incorporated by reference as part of the response to this Item 77D of Form N-SAR. The post-effective amendment disclosed certain material changes that were made to the Columbia International Bond Fund's policies with respect to security investments. EX-99 3 table.txt
FACE VALUE BOND / NOTE/ # OF AMOUNT ISSUER/ SECURITY BOND/ PURCHASE SHARES SHARE PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE SELLING BROKER** PURCHASED PRICE/PAR FUND Columbia Funds Columbia High Yield 911365AT1 United Rentals Series Trust I Opportunity Fund North America Incorporated 10.875% 6/15/16 Bond 6/2/2009 Morgan Stanley 175,000 97.0400 169,820 Columbia Funds Columbia High Yield 881609AW1 Tesoro Series Trust I Opportunity Fund Corporation 9.75% 6/1/19 Bond 6/2/2009 JPMorgan 355,000 96.1720 341,411 Columbia Funds Columbia High Yield 257559AG9 Domtar Series Trust I Opportunity Fund Corporation 10.75% 6/1/17 Bond 6/3/2009 JPMorgan 490,000 96.1573 471,171 Columbia Funds Columbia High Yield 56845TAG2 Mariner Energy Series Trust I Opportunity Fund Incorporated 11.75% 6/30/16 Bond 6/4/2009 Credit Suisse 270,000 97.0930 262,151 Columbia Funds Columbia High Yield 18538RAA1 Clearwater Paper Series Trust I Opportunity Fund Corporation 10.625%6/15/16 Bond 6/8/2009 Goldman Sachs 180,000 98.7920 177,826 Columbia Funds Columbia High Yield 767754BW3 Rite Aid Series Trust I Opportunity Fund Corporation 9.75% 6/12/16 Bond 6/8/2009 Citigroup 175,000 98.1960 171,843 Columbia Funds Columbia High Yield 125896BC3 CMS Energy Series Trust I Opportunity Fund Corporation 8.75% 6/15/19 Bond 6/9/2009 Deutsche Bank 90,000 98.3740 88,537 Columbia Funds Columbia High Yield 707882AB2 Penn Virginia Series Trust I Opportunity Fund Corporation 10.375% 6/15/16 Bond 6/10/2009 JPMorgan 330,000 97.0030 320,110 Columbia Funds Columbia High Yield 532716AP2 Limited Brands Series Trust I Opportunity Fund Incorporated 8.50% 6/15/19 Bond 6/16/2009 JPMorgan 440,000 96.7520 425,709 Columbia Funds Columbia High Yield 077454AD8 Belden Series Trust I Opportunity Fund Incorporated 9.25% 6/15/19 Bond 6/24/2009 Wachovia 170,000 96.8660 164,672 Columbia Funds Columbia High Yield 97314XAE4 Wind Acquisition Series Trust I Opportunity Fund Finance 11.750% 7/15/17 Bond 7/1/2009 Deutsche Bank 2,625,000 97.4920 2,559,165 Columbia Funds Columbia High Yield 723456AH2 Pinnacle Series Trust I Opportunity Fund Entertainment Incorporated 8.625% 8/1/17 Bond 7/27/2009 JPMorgan 180,000 98.5970 177,475 Columbia Funds Columbia High Yield 903293AV0 USG Corporation Series Trust I Opportunity Fund 9.750% 8/1/14 Bond 7/30/2009 JPMorgan 355,000 98.0860 348,205 Columbia Funds Columbia High Yield 46284PAM6 Iron Mountain Series Trust I Opportunity Fund Incorporated 8.375% 8/15/21 Bond 8/5/2009 Barclays 620,000 99.6250 617,675 Columbia Funds Columbia High Yield 00828BAC9 Affinia Group Series Trust I Opportunity Fund Incorporated 10.750% 8/15/16 Bond 8/6/2009 JPMorgan 260,000 98.7990 256,877 Columbia Funds Columbia High Yield 58445MAK8 Mediacom Series Trust I Opportunity Fund Broadband LLC 9.125% 8/15/19 Bond 8/11/2009 JPMorgan 260,000 97.6220 253,817 Columbia Funds Columbia High Yield 184496AE7 Clean Harbors Series Trust I Opportunity Fund Incorporated 7.625% 8/15/16 Bond 8/11/2009 Goldman Sachs 280,000 97.3690 272,633 Columbia Funds Columbia High Yield 117043AL3 Brunswick Series Trust I Opportunity Fund Corporation 11.250% 11/1/16 Bond 8/11/2009 JPMorgan 175,000 97.0360 169,813 Columbia Funds Columbia High Yield 413627BK5 Harrah's Series Trust I Opportunity Fund Operating Company Incorporated 11.250% 6/1/17 Bond 9/8/2009 JPMorgan 140,000 100.0000 140,000 Columbia Funds Columbia High Yield 749121BZ1 Qwest Series Trust I Opportunity Fund Communications International Incorporated 8.000% 10/1/15 Bond 9/14/2009 Citigroup 655,000 98.2440 643,498 Columbia Funds Columbia High Yield 989701AX5 Zions Bancorp Series Trust I Opportunity Fund 7.750% 9/23/14 Bond 9/18/2009 Goldman Sachs 275,000 86.8880 238,942 Columbia Funds Columbia High Yield 00081TAC2 Acco Brands Series Trust I Opportunity Fund Corporation 10.625% 3/15/15 Bond 9/21/2009 Credit Suisse 85,000 98.5020 83,727 Columbia Funds Columbia High Yield 37250WAA6 GeoEye Series Trust I Opportunity Fund Incorporated 9.625% 10/1/15 Bond 9/23/2009 JPMorgan 165,000 97.2620 160,482 Columbia Funds Columbia High Yield 639579AG6 Nebraska Book Series Trust I Opportunity Fund Company 10.000% 12/1/11 Bond 9/23/2009 JPMorgan 165,000 99.5000 164,175 Columbia Funds Columbia High Yield 262277AC0 Drummond Company Series Trust I Opportunity Fund Incorporated 9.000% 10/15/2014 Bond 10/15/2009 Citigroup 85,000 98.0530 $ 83,345 Columbia Funds Columbia High Yield 92552VAA8 Viasat Series Trust I Opportunity Fund Incorporated 8.875% 09/15/2016 Bond 10/19/2009 JPMorgan 165,000 98.7570 $ 162,949 Columbia Funds Columbia High Yield 42210PAM4 Headwaters Series Trust I Opportunity Fund Incorporated 11.375% 11/01/2014 Bond 10/20/2009 Deutsche Bank 480,000 99.0670 $ 475,522 Columbia Funds Columbia High Yield 608328AU4 Mohegan Tribal Series Trust I Opportunity Fund Gaming Authority 11.500% 11/01/2017 Bond 10/21/2009 Deutsche Bank 1,430,000 96.2340 $1,376,146 Columbia Funds Columbia High Yield 09747FAA3 Boise Paper Series Trust I Opportunity Fund Holdings LLC 9.000% 11/01/2017 Bond 10/21/2009 JPMorgan 165,000 99.2970 $ 163,840 Columbia Funds Columbia High Yield 63934EAM0 Navistar Series Trust I Opportunity Fund International Corporation 8.250% 11/01/2021 Bond 10/22/2009 Credit Suisse 400,000 96.3280 $ 385,312 Columbia Funds Columbia High Yield 913405AF3 Universal City Series Trust I Opportunity Fund Florida Holding Company 10.875% 11/15/2016 Bond 10/27/2009 JPMorgan 240,000 98.7960 $ 237,110 Columbia Funds Columbia High Yield 913405AD8 Universal City Series Trust I Opportunity Fund Florida Holding Company 8.875% 11/15/2015 Bond 10/27/2009 JPMorgan 240,000 98.8560 $ 237,254 Columbia Funds Columbia High Yield 15672WAA2 Cequel Series Trust I Opportunity Fund Communications Holdings 8.625% 11/15/2017 Bond 10/30/2009 Goldman Sachs 1,455,000 98.5800 $1,434,339 Columbia Funds Columbia High Yield 817565BU7 Service Corp Series Trust I Opportunity Fund International 8.000% 11/15/2021 Bond 11/5/2009 JPMorgan 320,000 98.1150 $ 313,968 Columbia Funds Columbia High Yield 080555AJ4 Belo Corporation Series Trust I Opportunity Fund 8.000% 11/15/2016 Bond 11/10/2009 JPMorgan 165,000 98.0450 $ 161,774
Columbia Funds Columbia High Yield 761519BA4 Revlon Consumer Series Trust I Opportunity Fund Products 9.750% 11/15/2015 Bond 11/13/2009 Citigroup 235,000 98.9000 $ 232,415 Columbia Funds Columbia High Yield 02208RAA4 Altra Holdings Series Trust I Opportunity Fund Incorporated 8.125% 12/01/2016 Bond 11/16/2009 Jefferies 410,000 98.6910 $ 404,633 Columbia Funds Columbia High Yield 18538TAA7 Clearwire Series Trust I Opportunity Fund Corporation 12.000% 12/01/2015 Bond 11/18/2009 JPMorgan 960,000 97.9210 $ 940,042 Columbia Funds Columbia High Yield 500605AC4 Koppers Series Trust I Opportunity Fund Incorporated 7.875% 12/01/2019 Bond 11/20/2009 Goldman Sachs 165,000 98.3110 $ 162,213 Columbia Funds Columbia Strategic 911365AT1 United Rentals Series Trust I Income Fund North America Incorporated 10.875% 6/15/16 Bond 6/2/2009 Morgan Stanley 345,000 97.0400 334,788 Columbia Funds Columbia Strategic 881609AW1 Tesoro Series Trust I Income Fund Corporation 9.75% 6/1/19 Bond 6/2/2009 JPMorgan 690,000 96.1720 663,587 Columbia Funds Columbia Strategic 257559AG9 Domtar Series Trust I Income Fund Corporation 10.75% 6/1/17 Bond 6/3/2009 JPMorgan 865,000 96.1573 831,761 Columbia Funds Columbia Strategic 56845TAG2 Mariner Energy Series Trust I Income Fund Incorporated 11.75% 6/30/16 Bond 6/4/2009 Credit Suisse 525,000 97.0930 509,738 Columbia Funds Columbia Strategic 18538RAA1 Clearwater Paper Series Trust I Income Fund Corporation 10.625%6/15/16 Bond 6/8/2009 Goldman Sachs 355,000 98.7920 350,712 Columbia Funds Columbia Strategic 767754BW3 Rite Aid Series Trust I Income Fund Corporation 9.75% 6/12/16 Bond 6/8/2009 Citigroup 350,000 98.1960 343,686 Columbia Funds Columbia Strategic 125896BC3 CMS Energy Series Trust I Income Fund Corporation 8.75% 6/15/19 Bond 6/9/2009 Deutsche Bank 175,000 98.3740 172,155 Columbia Funds Columbia Strategic 707882AB2 Penn Virginia Series Trust I Income Fund Corporation 10.375% 6/15/16 Bond 6/10/2009 JPMorgan 650,000 97.0030 630,520 Columbia Funds Columbia Strategic 126659AA9 CVS Caremark Series Trust I Income Fund Corporation 8.353% 7/10/31 Bond 6/10/2009 Barclays 1,390,000 100.0000 1,390,000 Columbia Funds Columbia Strategic 20030NAY7 Comcast Series Trust I Income Fund Corporation 6.55% 7/01/39 Bond 6/15/2009 Wachovia 3,810,000 99.5020 3,791,026 Columbia Funds Columbia Strategic 532716AP2 Limited Brands Series Trust I Income Fund Incorporated 8.50% 6/15/19 Bond 6/16/2009 JPMorgan 890,000 96.7520 861,093 Columbia Funds Columbia Strategic 694475AA2 Pacific Life Series Trust I Income Fund Insurance Company 9.25% 6/15/39 Bond 6/16/2009 Goldman Sachs 745,000 99.9520 744,642 Columbia Funds Columbia Strategic 534187AX7 Lincoln National Series Trust I Income Fund Corporation 8.75% 7/01/19 Bond 6/17/2009 JPMorgan 1,360,000 99.0330 1,346,849 Columbia Funds Columbia Strategic 077454AD8 Belden Series Trust I Income Fund Incorporated 9.25% 6/15/19 Bond 6/24/2009 Wachovia 340,000 96.8660 329,344 Columbia Funds Columbia Strategic 97314XAE4 Wind Acquisition Series Trust I Income Fund Finance 11.750% 7/15/17 Bond 7/1/2009 Deutsche Bank 5,230,000 97.4920 5,098,832 Columbia Funds Columbia Strategic 081437AF2 Bemis Company Series Trust I Income Fund Incorporated 6.800% 8/1/19 Bond 7/20/2009 Wells Fargo 200,000 99.6910 199,382 Columbia Funds Columbia Strategic 081437AG0 Bemis Company Series Trust I Income Fund Incorporated 5.650% 8/1/14 Bond 7/20/2009 JPMorgan 235,000 99.8310 234,603 Columbia Funds Columbia Strategic 723456AH2 Pinnacle Series Trust I Income Fund Entertainment Incorporated 8.625% 8/1/17 Bond 7/27/2009 JPMorgan 355,000 98.5970 350,019 Columbia Funds Columbia Strategic 65334HAJ1 Nexen Series Trust I Income Fund Incorporated 7.500% 7/30/39 Bond 7/27/2009 Deutsche Bank 295,000 99.4450 293,363 Columbia Funds Columbia Strategic 14043CAB9 Capital One Series Trust I Income Fund Capital 10.250% 8/15/39 Bond 7/29/2009 JPMorgan 235,000 98.8460 232,288 Columbia Funds Columbia Strategic 903293AV0 USG Corporation Series Trust I Income Fund 9.750% 8/1/14 Bond 7/30/2009 JPMorgan 715,000 98.0860 701,315 Columbia Funds Columbia Strategic 65364UAA4 Niagara Mohawk Series Trust I Income Fund Power Corporation 4.881% 8/15/19 Bond 8/3/2009 Morgan Stanley 345,000 100.0000 345,000 Columbia Funds Columbia Strategic 36962G4D3 General Electric Series Trust I Income Fund Capital Corporation 6.000% 8/7/19 Bond 8/4/2009 Barclays 2,255,000 99.8880 2,252,474 Columbia Funds Columbia Strategic 46284PAM6 Iron Mountain Series Trust I Income Fund Incorporated 8.375% 8/15/21 Bond 8/5/2009 Barclays 965,000 99.6250 961,381 Columbia Funds Columbia Strategic 00828BAC9 Affinia Group Series Trust I Income Fund Incorporated 10.750% 8/15/16 Bond 8/6/2009 JPMorgan 530,000 98.7990 523,635 Columbia Funds Columbia Strategic 58445MAK8 Mediacom Series Trust I Income Fund Broadband LLC 9.125% 8/15/19 Bond 8/11/2009 JPMorgan 530,000 97.6220 517,397 Columbia Funds Columbia Strategic 184496AE7 Clean Harbors Series Trust I Income Fund Incorporated 7.625% 8/15/16 Bond 8/11/2009 Goldman Sachs 570,000 97.3690 555,003 Columbia Funds Columbia Strategic 117043AL3 Brunswick Series Trust I Income Fund Corporation 11.250% 11/1/16 Bond 8/11/2009 JPMorgan 355,000 97.0360 344,478 Columbia Funds Columbia Strategic 961214BH5 Westpac Banking Series Trust I Income Fund Corporation 4.200% 2/27/15 Bond 8/24/2009 JPMorgan 2,120,000 99.8980 2,117,838 Columbia Funds Columbia Strategic 413627BK5 Harrah's Series Trust I Income Fund Operating Company Incorporated 11.250% 6/1/17 Bond 9/8/2009 JPMorgan 610,000 100.0000 610,000 Columbia Funds Columbia Strategic 749121BZ1 Qwest Series Trust I Income Fund Communications International Incorporated 8.000% 10/1/15 Bond 9/14/2009 Citigroup 1,455,000 98.2440 1,429,450 Columbia Funds Columbia Strategic 06739FGF2 Barclays Bank Series Trust I Income Fund PLC 5.000% 9/22/16 Bond 9/17/2009 Barclays 610,000 99.8710 609,213 Columbia Funds Columbia Strategic 989701AX5 Zions Bancorp Series Trust I Income Fund 7.750% 9/23/14 Bond 9/18/2009 Goldman Sachs 535,000 86.8880 464,851 Columbia Funds Columbia Strategic 105340AK9 Brandywine Series Trust I Income Fund Operating Partnership 7.500% 5/15/15 Bond 9/21/2009 JPMorgan 1,700,000 99.4120 1,690,004
Columbia Funds Columbia Strategic 00081TAC2 Acco Brands Series Trust I Income Fund Corporation 10.625% 3/15/15 Bond 9/21/2009 Credit Suisse 180,000 98.5020 177,304 Columbia Funds Columbia Strategic 37250WAA6 GeoEye Series Trust I Income Fund Incorporated 9.625% 10/1/15 Bond 9/23/2009 JPMorgan 365,000 97.2620 355,006 Columbia Funds Columbia Strategic 639579AG6 Nebraska Book Series Trust I Income Fund Company 10.000% 12/1/11 Bond 9/23/2009 JPMorgan 365,000 99.5000 363,175 Columbia Funds Columbia Strategic 902118BM9 Tyco Series Trust I Income Fund International Us Incorporated 4.125% 10/15/14 Bond 9/30/2009 JPMorgan 85,000 99.6530 84,705 Columbia Funds Columbia Strategic 544646XZ0 Los Angeles Series Trust I Income Fund Unified School District 5.750% 07/01/2034 Bond 10/2/2009 Goldman Sachs 625,000 100.9650 $ 631,031 Columbia Funds Columbia Strategic 03523TAK4 Anheuser-Busch Series Trust I Income Fund 6.375% 01/15/2040 Bond 10/13/2009 Deutsche Bank 1,165,000 99.4590 $1,158,697 Columbia Funds Columbia Strategic 262277AC0 Drummond Company Series Trust I Income Fund Incorporated 9.000% 10/15/2014 Bond 10/15/2009 Citigroup 185,000 98.0530 $ 181,398 Columbia Funds Columbia Strategic 92552VAA8 Viasat Series Trust I Income Fund Incorporated 8.875% 09/15/2016 Bond 10/19/2009 JPMorgan 365,000 98.7570 $ 360,463 Columbia Funds Columbia Strategic 42210PAM4 Headwaters Series Trust I Income Fund Incorporated 11.375% 11/01/2014 Bond 10/20/2009 Deutsche Bank 1,065,000 99.0670 $1,055,064 Columbia Funds Columbia Strategic 608328AU4 Mohegan Tribal Series Trust I Income Fund Gaming Authority 11.500% 11/01/2017 Bond 10/21/2009 Deutsche Bank 3,185,000 96.2340 $3,065,053 Columbia Funds Columbia Strategic 09747FAA3 Boise Paper Series Trust I Income Fund Holdings LLC 9.000% 11/01/2017 Bond 10/21/2009 JPMorgan 365,000 99.2970 $ 362,434 Columbia Funds Columbia Strategic 63934EAM0 Navistar Series Trust I Income Fund International Corporation 8.250% 11/01/2021 Bond 10/22/2009 Credit Suisse 890,000 96.3280 $ 857,319 Columbia Funds Columbia Strategic 913405AF3 Universal City Series Trust I Income Fund Florida Holding Company 10.875% 11/15/2016 Bond 10/27/2009 JPMorgan 535,000 98.7960 $ 528,559 Columbia Funds Columbia Strategic 913405AD8 Universal City Series Trust I Income Fund Florida Holding Company 8.875% 11/15/2015 Bond 10/27/2009 JPMorgan 535,000 98.8560 $ 528,880 Columbia Funds Columbia Strategic 15672WAA2 Cequel Series Trust I Income Fund Communications Holdings 8.625% 11/15/2017 Bond 10/30/2009 Goldman Sachs 3,205,000 98.5800 $3,159,489 Columbia Funds Columbia Strategic 817565BU7 Service Corp Series Trust I Income Fund International 8.000% 11/15/2021 Bond 11/5/2009 JPMorgan 745,000 98.1150 $ 730,957 Columbia Funds Columbia Strategic 17275RAF9 Cisco Systems Series Trust I Income Fund Incorporated 5.500% 01/15/2040 Bond 11/9/2009 Deutsche Bank 900,000 97.4390 $ 876,951 Columbia Funds Columbia Strategic 080555AJ4 Belo Corporation Series Trust I Income Fund 8.000% 11/15/2016 Bond 11/10/2009 JPMorgan 370,000 98.0450 $ 362,767 Columbia Funds Columbia Strategic 761519BA4 Revlon Consumer Series Trust I Income Fund Products 9.750% 11/15/2015 Bond 11/13/2009 Citigroup 535,000 98.9000 $ 529,115 Columbia Funds Columbia Strategic 02208RAA4 Altra Holdings Series Trust I Income Fund Incorporated 8.125% 12/01/2016 Bond 11/16/2009 Jefferies 920,000 98.6910 $ 907,957 Columbia Funds Columbia Strategic 18538TAA7 Clearwire Series Trust I Income Fund Corporation 12.000% 12/01/2015 Bond 11/18/2009 JPMorgan 2,145,000 97.9210 $2,100,405 Columbia Funds Columbia Strategic 500605AC4 Koppers Series Trust I Income Fund Incorporated 7.875% 12/01/2019 Bond 11/20/2009 Goldman Sachs 370,000 98.3110 $ 363,751
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