-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHOBhvOlkJmHnT7WCuIm1OR8rLeZhIZaMP/VbUQx8cuV5BexnmINm5S5DWq7PRhO wetCba9M68YzTuSmVQ/4Pg== 0000773757-09-000128.txt : 20091223 0000773757-09-000128.hdr.sgml : 20091223 20091223105601 ACCESSION NUMBER: 0000773757-09-000128 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091031 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 EFFECTIVENESS DATE: 20091223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 091256951 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000012100 Columbia Core Bond Fund C000032995 Class A LQPAX C000032996 Class B LQPBX C000032997 Class C LQPCX C000032999 Class T GAHQX C000033000 Class Z GHQTX NSAR-A 1 answer.fil PAGE 1 000 A000000 10/31/2009 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 51 007 C014900 49 007 C024900 Columbia Core Bond Fund 007 C034900 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 PAGE 2 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA INVESTMENT SERVICES, INC. 014 B00AA02 8-42263 014 A00AA03 BANC OF AMERICA SECURITIES - JAPAN, INC. 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA05 8-99999 014 A00AA06 BANC OF AMERICA SECURITIES LIMITED 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SECURITIES LLC 014 B00AA07 8-33805 014 A00AA08 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA08 8-99999 014 A00AA09 BANC OF AMERICA SPECIALIST, INC. 014 B00AA09 8-99999 014 A00AA10 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA10 8-99999 014 A00AA11 BOSTON SECURITIES S.A. SOCIEDAD DE BOLSA 014 B00AA11 8-99999 014 A00AA12 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA12 8-30683 014 A00AA13 COLUMBIA MANAGEMENT PTE. LTD. 014 B00AA13 8-99999 014 A00AA14 BERNDALE SECURITIES LIMITED 014 B00AA14 8-99999 014 A00AA15 DSP MERRILL LYNCH LIMITED 014 B00AA15 8-99999 014 A00AA16 FIRST REPUBLIC SECURITIES COMPANY, LLC 014 B00AA16 8-99999 014 A00AA17 GPC SECURITIES, INC. 014 B00AA17 8-99999 014 A00AA18 MERRILL LYNCH (ASIA PACIFIC) LIMITED 014 B00AA18 8-99999 014 A00AA19 MERRILL LYNCH (AUSTRALIA) FUTURES LIMITED 014 B00AA19 8-99999 014 A00AA20 MERRILL LYNCH (SINGAPORE) PTE LTD 014 B00AA20 8-99999 014 A00AA21 MERRILL LYNCH ARGENTINA S.A. 014 B00AA21 8-99999 014 A00AA22 MERRILL LYNCH CANADA INC. 014 B00AA22 8-99999 014 A00AA23 MERRILL LYNCH CAPITAL MARKETS AG 014 B00AA23 8-99999 014 A00AA24 MERRILL LYNCH CAPITAL MKTS ESPANA, S.A.S.V. 014 B00AA24 8-99999 014 A00AA25 MERRILL LYNCH CORREDORES DE BOLSA S.A. 014 B00AA25 8-99999 014 A00AA26 MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED PAGE 3 014 B00AA26 8-99999 014 A00AA27 MERRILL LYNCH ESPANOLA AGENCIA DE VALORES 014 B00AA27 8-99999 014 A00AA28 MERRILL LYNCH FAR EAST LIMITED 014 B00AA28 8-99999 014 A00AA29 MERRILL LYNCH FINANCIAL MARKETS, INC. 014 B00AA29 8-99999 014 A00AA30 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 014 B00AA30 8-99999 014 A00AA31 MERRILL LYNCH FUTURES ASIA LIMITED 014 B00AA31 8-99999 014 A00AA32 MERRILL LYNCH GOVERNMENT SECURITIES INC. 014 B00AA32 8-99999 014 A00AA33 MERRILL LYNCH INTERNATIONAL 014 B00AA33 8-99999 014 A00AA34 MERRILL LYNCH JAPAN SECURITIES CO., LTD. 014 B00AA34 8-99999 014 A00AA35 MERRILL LYNCH MENKUL DEGERLER A.S. 014 B00AA35 8-99999 014 A00AA36 MERRILL LYNCH MEXICO SA DE CV CASA DE BOLSA 014 B00AA36 8-99999 014 A00AA37 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 014 B00AA37 8-99999 014 A00AA38 MERRILL LYNCH S.A. CORRETORA DE TITUTOS 014 B00AA38 8-99999 014 A00AA39 MERRILL LYNCH SECURITIES (TAIWAN) LTD. 014 B00AA39 8-99999 014 A00AA40 MERRILL LYNCH SOUTH AFRICA (PROP) LIMITED 014 B00AA40 8-99999 014 A00AA41 MERRILL LYNCH VALORES S.A. SOCIEDAD DE BOLSA 014 B00AA41 8-99999 014 A00AA42 MERRILL LYNCH PIERCE FENNER SMITH INC 014 B00AA42 8-99999 014 A00AA43 NUVEEN INVESTMENTS, LLC 014 B00AA43 8-99999 014 A00AA44 OOO MERRILL LYNCH SECURITIES 014 B00AA44 8-99999 014 A00AA45 PT MERRILL LYNCH INDONESIA 014 B00AA45 8-99999 014 A00AA46 THE MUNICENTER, L.L.C. 014 B00AA46 8-99999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X PAGE 4 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. PAGE 5 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 A00AA21 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 E04AA22 X 015 A00AA23 BANK OF IRELAND 015 B00AA23 S PAGE 6 015 C01AA23 DUBLIN 015 D01AA23 IRELAND 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 E04AA24 X 015 A00AA25 CITIBANK, N.A. 015 B00AA25 S 015 C01AA25 CARACAS 015 D01AA25 VENEZUELA 015 E04AA25 X 015 A00AA26 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA26 S 015 C01AA26 TOKYO 015 D01AA26 JAPAN 015 E04AA26 X 015 A00AA27 HSBC BANK MIDDLE EAST 015 B00AA27 S 015 C01AA27 AMMAN 015 D01AA27 JORDAN 015 E04AA27 X 015 A00AA28 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA28 S 015 C01AA28 HO CHI MINH CITY 015 D01AA28 VIETNAM 015 E04AA28 X 015 A00AA29 BARCLAYS BANK OF KENYA LIMITED 015 B00AA29 S 015 C01AA29 NAIROBI 015 D01AA29 KENYA 015 E04AA29 X 015 A00AA30 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA30 S 015 C01AA30 SEOUL 015 D01AA30 REPUBLIC OF KOREA 015 E04AA30 X 015 A00AA31 HSBC BANK MIDDLE EAST 015 B00AA31 S 015 C01AA31 BEIRUT 015 D01AA31 LEBANON 015 E04AA31 X 015 A00AA32 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA32 S 015 C01AA32 KUALA LUMPUR 015 D01AA32 MALAYSIA 015 E04AA32 X 015 A00AA33 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA33 S 015 C01AA33 ABIDJAN, IVORY COAST PAGE 7 015 D01AA33 MALI 015 E04AA33 X 015 A00AA34 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA34 S 015 C01AA34 PORT LOUIS 015 D01AA34 MAURITIUS 015 E04AA34 X 015 A00AA35 BANCO NACIONAL DE MEXICO S.A. 015 B00AA35 S 015 C01AA35 MEXICO CITY 015 D01AA35 MEXICO 015 E04AA35 X 015 A00AA36 STANDARD BANK NAMIBIA LIMITED 015 B00AA36 S 015 C01AA36 WINDHOEK 015 D01AA36 NAMIBIA 015 E04AA36 X 015 A00AA37 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA37 S 015 C01AA37 ABIDJAN, IVORY COAST 015 D01AA37 NIGER 015 E04AA37 X 015 A00AA38 STANBIC BANK NIGERIA LIMITED 015 B00AA38 S 015 C01AA38 LAGOS 015 D01AA38 NIGERIA 015 E04AA38 X 015 A00AA39 HSBC BANK MIDDLE EAST 015 B00AA39 S 015 C01AA39 MUSCAT 015 D01AA39 OMAN 015 E04AA39 X 015 A00AA40 DEUTSCHE BANK AG 015 B00AA40 S 015 C01AA40 KARACHI 015 D01AA40 PAKISTAN 015 E04AA40 X 015 A00AA41 HSBC BANK MIDDLE EAST 015 B00AA41 S 015 C01AA41 RAMALLAH 015 D01AA41 PALESTINE 015 E04AA41 X 015 A00AA42 STANDARD CHARTERED BANK 015 B00AA42 S 015 C01AA42 MANILA 015 D01AA42 PHILIPPINES 015 E04AA42 X 015 A00AA43 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA43 S 015 C01AA43 WARSAW 015 D01AA43 POLAND PAGE 8 015 E04AA43 X 015 A00AA44 BANCO COMERCIAL PORTUGUES 015 B00AA44 S 015 C01AA44 LISBON 015 D01AA44 PORTUGAL 015 E04AA44 X 015 A00AA45 CITIBANK, N.A. 015 B00AA45 S 015 C01AA45 SAN JUAN 015 D01AA45 PUERTO RICO 015 E04AA45 X 015 A00AA46 HSBC BANK MIDDLE EAST 015 B00AA46 S 015 C01AA46 DOHA 015 D01AA46 QATAR 015 E04AA46 X 015 A00AA47 ING BANK N.V. 015 B00AA47 S 015 C01AA47 BUCHAREST 015 D01AA47 ROMANIA 015 E04AA47 X 015 A00AA48 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA48 S 015 C01AA48 ABIDJAN, IVORY COAST 015 D01AA48 SENEGAL 015 E04AA48 X 015 A00AA49 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA49 S 015 C01AA49 SINGAPORE 015 D01AA49 SINGAPORE 015 E04AA49 X 015 A00AA50 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA50 S 015 C01AA50 BRATISLAVA 015 D01AA50 SLOVAK REPUBLIC 015 E04AA50 X 015 A00AA51 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA51 S 015 C01AA51 JOHANNESBURG 015 D01AA51 SOUTH AFRICA 015 E04AA51 X 015 A00AA52 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA52 S 015 C01AA52 COLOMBO 015 D01AA52 SRI LANKA 015 E04AA52 X 015 A00AA53 STANDARD BANK SWAZILAND LIMITED 015 B00AA53 S 015 C01AA53 MBABANE 015 D01AA53 SWAZILAND 015 E04AA53 X PAGE 9 015 A00AA54 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA54 S 015 C01AA54 STOCKHOLM 015 D01AA54 SWEDEN 015 E04AA54 X 015 A00AA55 UBS AG 015 B00AA55 S 015 C01AA55 ZURICH 015 D01AA55 SWITZERLAND 015 E04AA55 X 015 A00AA56 STANDARD CHARTERED BANK 015 B00AA56 S 015 C01AA56 BANGKOK 015 D01AA56 THAILAND 015 E04AA56 X 015 A00AA57 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA57 S 015 C01AA57 ABIDJAN, IVORY COAST 015 D01AA57 TOGO 015 E04AA57 X 015 A00AA58 REPUBLIC BANK LIMITED 015 B00AA58 S 015 C01AA58 PORT-OF-SPAIN 015 D01AA58 TRINIDAD & TOBAGO 015 E04AA58 X 015 A00AA59 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA59 S 015 C01AA59 TUNIS 015 D01AA59 TUNISIA 015 E04AA59 X 015 A00AA60 CITIBANK, N.A. 015 B00AA60 S 015 C01AA60 ISTANBUL 015 D01AA60 TURKEY 015 E04AA60 X 015 A00AA61 ING BANK UKRAINE 015 B00AA61 S 015 C01AA61 KIEV 015 D01AA61 UKRAINE 015 E04AA61 X 015 A00AA62 HSBC BANK MIDDLE EAST 015 B00AA62 S 015 C01AA62 DUBAI 015 D01AA62 UNITED ARAB EMIRATES 015 E04AA62 X 015 A00AA63 STATE STREET BANK & TRUST COMPANY 015 B00AA63 S 015 C01AA63 LONDON 015 D01AA63 UNITED KINGDOM 015 E04AA63 X 015 A00AA64 STATE STREET BANK & TRUST COMPANY PAGE 10 015 B00AA64 C 015 C01AA64 BOSTON 015 C02AA64 MA 015 C03AA64 02110 015 D01AA64 UNITED STATES 015 E01AA64 X 015 A00AA65 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. (PRODUBANCO) 015 B00AA72 S 015 C01AA72 QUITO 015 D01AA72 ECUADOR 015 E04AA72 X 015 A00AA73 AS SEB PANK 015 B00AA73 S 015 C01AA73 TALLINN 015 D01AA73 ESTONIA 015 E04AA73 X PAGE 11 015 A00AA74 SKANDINAVISKA ENSKILDA BANKEN AB (SEB) 015 B00AA74 S 015 C01AA74 HELSINKI 015 D01AA74 FINLAND 015 E04AA74 X 015 A00AA75 DEUTSCHE BANK A.G., AMSTERDAM 015 B00AA75 S 015 C01AA75 AMSTERDAM 015 D01AA75 NETHERLANDS 015 E04AA75 X 015 A00AA76 DEUTSCHE BANK AG 015 B00AA76 S 015 C01AA76 FRANKFURT 015 D01AA76 GERMANY 015 E04AA76 X 015 A00AA77 UNICREDIT BANK HUNGARY ZRT. 015 B00AA77 S 015 C01AA77 BUDAPEST 015 D01AA77 HUNGARY 015 D02AA77 H-1054 015 E04AA77 X 015 A00AA78 NEW KAUPTHING BANKI HF 015 B00AA78 S 015 C01AA78 REYKJAVIK 015 D01AA78 ICELAND 015 E04AA78 X 015 A00AA79 DEUTSCHE BANK AG 015 B00AA79 S 015 C01AA79 JAKARTA 015 D01AA79 INDONESIA 015 E04AA79 X 015 A00AA80 DEUTSCHE BANK S.P.A., MILAN 015 B00AA80 S 015 C01AA80 MILAN 015 D01AA80 ITALY 015 D02AA80 20126 015 E04AA80 X 015 A00AA81 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA81 S 015 C01AA81 ABIDJAN 015 D01AA81 IVORY COAST 015 E04AA81 X 015 A00AA82 BANK OF NOVA SCOTIA JAMAICA LTD. 015 B00AA82 S 015 C01AA82 KINGSTON 015 D01AA82 JAMAICA 015 E04AA82 X 015 A00AA83 MIZUHO CORPORATE BANK, LTD. 015 B00AA83 S 015 C01AA83 TOKYO 015 D01AA83 JAPAN PAGE 12 015 E04AA83 X 015 A00AA84 SB HSBC BANK KAZAKHSTAN JSC 015 B00AA84 S 015 C01AA84 ALMATY 015 D01AA84 KAZAKHSTAN 015 E04AA84 X 015 A00AA85 DEUTSCHE BANK AG 015 B00AA85 S 015 C01AA85 SEOUL 015 D01AA85 KOREA 015 E04AA85 X 015 A00AA86 HSBC BANK MIDDLE EAST LIMITED - KUWAIT 015 B00AA86 S 015 C01AA86 SAFAT 015 D01AA86 KUWAIT 015 E04AA86 X 015 A00AA87 AS SEB BANKA 015 B00AA87 S 015 C01AA87 RIGA 015 D01AA87 LATVIA 015 E04AA87 X 015 A00AA88 AB SEB BANKAS 015 B00AA88 S 015 C01AA88 VILNIUS 015 D01AA88 LITHUANIA 015 E04AA88 X 015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP., LTD. 015 B00AA89 S 015 C01AA89 VALLETTA 015 D01AA89 MALTA 015 D02AA89 VLT 05 015 E04AA89 X 015 A00AA90 CITIBANK MAGREB 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CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Semi-annual N-SAR report for the period ending 10/31/09 Columbia Core Bond Fund (the "Fund") Item 77E - Legal Proceedings: Columbia Atlantic Funds As of December 2009 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the SEC (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to reduce management fees for certain funds in the Columbia family of mutual funds in a projected total of $160 million over five years through November 30, 2009 and to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. EX-99 3 table.txt
ISSUER/ SECURITY BOND/ PURCHASE BOND/# OF PRICE / AMOUNT PAID TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE SELLING BROKER** SHARES PAR BY FUND Columbia Funds Columbia Core 460146CD3 International Series Trust I Bond Fund Paper Company 9.375% 5/15/19 Bond 5/4/2009 Citigroup 1,340,000 97.6340 $ 1,308,296 Columbia Funds Columbia Core 06406HBL2 Bank of New York Series Trust I Bond Fund Mellon Corporation 4.30% 5/15/14 Bond 5/5/2009 Credit Suisse 2,450,000 99.9680 $ 2,449,216 Columbia Funds Columbia Core 06406HBM0 Bank of New York Series Trust I Bond Fund Mellon Corporation 5.45% 5/15/19 Bond 5/5/2009 Credit Suisse 2,450,000 99.8700 $ 2,446,815 Columbia Funds Columbia Core 494550BA3 Kinder Morgan Series Trust I Bond Fund Energy Partners 5.625% 2/15/15 Note 5/7/2009 Wachovia 1,275,000 99.9420 $ 1,274,261 Columbia Funds Columbia Core 494550BB1 Kinder Morgan Series Trust I Bond Fund Energy Partners 6.85% 2/15/20 Note 5/7/2009 Wachovia 2,460,000 99.6690 $ 2,451,857 Columbia Funds Columbia Core 03523TAF5 Anheuser Busch Series Trust I Bond Fund 8.00% 11/15/39 Bond 5/11/2009 Deutsche Bank 2,705,000 99.1870 $ 2,683,008 Columbia Funds Columbia Core 14040HAS4 Capital One Series Trust I Bond Fund Financial Corporation 7.375% 5/23/14 Bond 5/19/2009 JPMorgan 1,700,000 99.5110 $ 1,691,687 Columbia Funds Columbia Core 87425EAL7 Talisman Energy Series Trust I Bond Fund Incorporated 7.75% 6/1/19 Bond 5/27/2009 Citigroup 1,595,000 99.5960 $ 1,588,556 Columbia Funds Columbia Core 575767AG3 Massachusetts Series Trust I Bond Fund Mutual Life Insurance 8.875% 6/1/39 Bond 5/27/2009 Morgan Stanley 584,000 98.7100 $ 576,466 Columbia Funds Columbia Core 126659AA9 CVS Caremark Series Trust I Bond Fund Corporation 8.353% 7/10/31 Bond 6/10/2009 Barclays 4,095,000 100.0000 $ 4,095,000 Columbia Funds Columbia Core 20030NAY7 Comcast Series Trust I Bond Fund Corporation 6.55% 7/01/39 Bond 6/15/2009 Wachovia 5,580,000 99.5020 $ 5,552,212 Columbia Funds Columbia Core 694475AA2 Pacific Life Series Trust I Bond Fund Insurance Company 9.25% 6/15/39 Bond 6/16/2009 Goldman Sachs 3,035,000 99.9520 $ 3,033,543 Columbia Funds Columbia Core 534187AX7 Lincoln National Series Trust I Bond Fund Corporation 8.75% 7/01/19 Bond 6/17/2009 JPMorgan 4,110,000 99.0330 $ 4,070,256 Columbia Funds Columbia Core 43812WAC1 HAROT 2009-3 A3 Series Trust I Bond Fund 2.310% 5/15/13 Note 7/7/2009 Credit Suisse 5,930,000 99.9831 $ 5,928,995 Columbia Funds Columbia Core 081437AF2 Bemis Company Series Trust I Bond Fund Incorporated 6.800% 8/1/19 Bond 7/20/2009 Wells Fargo 1,005,000 99.6910 $ 1,001,895 Columbia Funds Columbia Core 081437AG0 Bemis Company Series Trust I Bond Fund Incorporated 5.650% 8/1/14 Bond 7/20/2009 JPMorgan 1,170,000 99.8310 $ 1,168,023 Columbia Funds Columbia Core 42307TAH1 HJ Heinz Finance Series Trust I Bond Fund Corporation 7.125% 8/1/39 Bond 7/22/2009 Deutsche Bank 1,335,000 99.7410 $ 1,331,542 Columbia Funds Columbia Core 65334HAJ1 Nexen Series Trust I Bond Fund Incorporated 7.500% 7/30/39 Bond 7/27/2009 Deutsche Bank 1,500,000 99.4450 $ 1,491,675 Columbia Funds Columbia Core 14043CAB9 Capital One Series Trust I Bond Fund Capital 10.250% 8/15/39 Bond 7/29/2009 JPMorgan 1,175,000 98.8460 $ 1,161,441 Columbia Funds Columbia Core 65364UAA4 Niagara Mohawk Series Trust I Bond Fund Power Corporation 4.881% 8/15/19 Bond 8/3/2009 Morgan Stanley 1,700,000 100.0000 $ 1,700,000 Columbia Funds Columbia Core 36962G4D3 General Electric Series Trust I Bond Fund Capital Corporation 6.000% 8/7/19 Bond 8/4/2009 Barclays 11,370,000 99.8880 $11,357,266 Columbia Funds Columbia Core 961214BH5 Westpac Banking Series Trust I Bond Fund Corporation 4.200% 2/27/15 Bond 8/24/2009 JPMorgan 8,385,000 99.8980 $ 8,376,447 Columbia Funds Columbia Core 06739FGF2 Barclays Bank PLC Series Trust I Bond Fund 5.000% 9/22/16 Bond 9/17/2009 Barclays 2,360,000 99.8710 $ 2,356,956 Columbia Funds Columbia Core 105340AK9 Brandywine Series Trust I Bond Fund Operating Partnership 7.500% 5/15/15 Bond 9/21/2009 JPMorgan 3,065,000 99.4120 $ 3,046,978 Columbia Funds Columbia Core 902118BM9 Tyco Series Trust I Bond Fund International Us Incorporated 4.125% 10/15/14 Bond 9/30/2009 JPMorgan 330,000 99.6530 $328,855 Columbia Funds Columbia Core 544646XZ0 Los Angeles Calif Series Trust I Bond Fund Uni Sch Dist Bond 10/2/2009 Goldman Sachs 2,430,000 100.965 $ 2,453,450
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