-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMyL0vzQBSiS5c3u/5pUpEc3tM/g4RzNqMxhgTOaQilbmQWtfOw2IiO6jDGuhmZ9 SzFYrj+0oojWHDFx9L4Q1Q== 0000773757-09-000120.txt : 20091029 0000773757-09-000120.hdr.sgml : 20091029 20091029160359 ACCESSION NUMBER: 0000773757-09-000120 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090831 FILED AS OF DATE: 20091029 DATE AS OF CHANGE: 20091029 EFFECTIVENESS DATE: 20091029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 091144702 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010619 Columbia Federal Securities Fund C000029369 Class A CFSAX C000029370 Class B CFSOX C000029371 Class C CFSCX C000029372 Class Z LFSZX 0000773757 S000010622 Columbia International Stock Fund C000029381 Class A CISAX C000029382 Class B CISBX C000029383 Class C CSKCX C000029386 Class Z CMISX C000078985 Class Y CSFYX 0000773757 S000012068 Columbia Balanced Fund C000032838 Class A CBLAX C000032839 Class B CBLBX C000032840 Class C CBLCX C000032842 Class Z CBALX 0000773757 S000012069 Columbia Greater China Fund C000032843 Class A NGCAX 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H022700 0.000 048 I012700 0 048 I022700 0.000 048 J012700 0 048 J022700 0.000 048 K012700 1000000 048 K022700 0.770 048 002800 0.750 048 A012800 0 048 A022800 0.000 048 B012800 0 048 B022800 0.000 048 C012800 0 048 C022800 0.000 048 D012800 0 048 D022800 0.000 048 E012800 0 048 E022800 0.000 048 F012800 0 048 F022800 0.000 PAGE 32 048 G012800 0 048 G022800 0.000 048 H012800 0 048 H022800 0.000 048 I012800 0 048 I022800 0.000 048 J012800 0 048 J022800 0.000 048 K012800 0 048 K022800 0.000 048 002900 0.000 048 A012900 500000 048 A022900 0.870 048 B012900 500000 048 B022900 0.820 048 C012900 0 048 C022900 0.000 048 D012900 0 048 D022900 0.000 048 E012900 0 048 E022900 0.000 048 F012900 0 048 F022900 0.000 048 G012900 0 048 G022900 0.000 048 H012900 0 048 H022900 0.000 048 I012900 0 048 I022900 0.000 048 J012900 0 048 J022900 0.000 048 K012900 1000000 048 K022900 0.770 048 003000 0.000 048 A013000 500000 048 A023000 0.600 048 B013000 500000 048 B023000 0.550 048 C013000 0 048 C023000 0.000 048 D013000 0 048 D023000 0.000 048 E013000 0 048 E023000 0.000 048 F013000 0 048 F023000 0.000 048 G013000 0 048 G023000 0.000 048 H013000 0 048 H023000 0.000 048 I013000 0 PAGE 33 048 I023000 0.000 048 J013000 0 048 J023000 0.000 048 K013000 1000000 048 K023000 0.500 048 003100 0.500 048 A013100 0 048 A023100 0.000 048 B013100 0 048 B023100 0.000 048 C013100 0 048 C023100 0.000 048 D013100 0 048 D023100 0.000 048 E013100 0 048 E023100 0.000 048 F013100 0 048 F023100 0.000 048 G013100 0 048 G023100 0.000 048 H013100 0 048 H023100 0.000 048 I013100 0 048 I023100 0.000 048 J013100 0 048 J023100 0.000 048 K013100 0 048 K023100 0.000 048 003200 0.500 048 A013200 0 048 A023200 0.000 048 B013200 0 048 B023200 0.000 048 C013200 0 048 C023200 0.000 048 D013200 0 048 D023200 0.000 048 E013200 0 048 E023200 0.000 048 F013200 0 048 F023200 0.000 048 G013200 0 048 G023200 0.000 048 H013200 0 048 H023200 0.000 048 I013200 0 048 I023200 0.000 048 J013200 0 048 J023200 0.000 048 K013200 0 048 K023200 0.000 PAGE 34 048 003300 0.000 048 A013300 500000 048 A023300 0.600 048 B013300 500000 048 B023300 0.550 048 C013300 500000 048 C023300 0.520 048 D013300 0 048 D023300 0.000 048 E013300 0 048 E023300 0.000 048 F013300 0 048 F023300 0.000 048 G013300 0 048 G023300 0.000 048 H013300 0 048 H023300 0.000 048 I013300 0 048 I023300 0.000 048 J013300 0 048 J023300 0.000 048 K013300 1500000 048 K023300 0.490 048 003400 0.000 048 A013400 1000000 048 A023400 0.950 048 B013400 500000 048 B023400 0.870 048 C013400 1500000 048 C023400 0.820 048 D013400 3000000 048 D023400 0.770 048 E013400 0 048 E023400 0.000 048 F013400 0 048 F023400 0.000 048 G013400 0 048 G023400 0.000 048 H013400 0 048 H023400 0.000 048 I013400 0 048 I023400 0.000 048 J013400 0 048 J023400 0.000 048 K013400 6000000 048 K023400 0.720 049 002400 N 049 002500 N 049 002600 N 049 002700 N 049 002800 N PAGE 35 049 002900 N 049 003000 N 049 003100 N 049 003200 N 049 003300 N 049 003400 N 050 002400 N 050 002500 N 050 002600 N 050 002700 N 050 002800 N 050 002900 N 050 003000 N 050 003100 N 050 003200 N 050 003300 N 050 003400 N 051 002400 N 051 002500 N 051 002600 N 051 002700 N 051 002800 N 051 002900 N 051 003000 N 051 003100 N 051 003200 N 051 003300 N 051 003400 N 052 002400 N 052 002500 N 052 002600 N 052 002700 N 052 002800 N 052 002900 N 052 003000 N 052 003100 N 052 003200 N 052 003300 N 052 003400 N 053 A002400 Y 053 A002500 Y 053 A002600 N 053 A002700 Y 053 A002800 N 053 A002900 Y 053 A003000 Y 053 B003000 Y 053 C003000 N 053 A003100 N 053 A003200 Y 053 B003200 Y PAGE 36 053 C003200 N 053 A003300 N 053 A003400 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A002400 Y 055 B002400 Y 055 A002500 Y 055 B002500 Y 055 A002600 N 055 B002600 N 055 A002700 N 055 B002700 N 055 A002800 N 055 B002800 N 055 A002900 Y 055 B002900 N 055 A003000 N 055 B003000 N 055 A003100 Y 055 B003100 N 055 A003200 N 055 B003200 N 055 A003300 Y 055 B003300 Y 055 A003400 N 055 B003400 Y 056 002400 Y 056 002500 Y 056 002600 Y 056 002700 Y 056 002800 Y 056 002900 Y 056 003000 Y 056 003100 Y 056 003200 Y 056 003300 Y 056 003400 Y PAGE 37 057 002400 N 057 002500 N 057 002600 N 057 002700 N 057 002800 N 057 002900 N 057 003000 N 057 003100 N 057 003200 N 057 003300 N 057 003400 N 058 A002400 N 058 A002500 N 058 A002600 N 058 A002700 N 058 A002800 N 058 A002900 N 058 A003000 N 058 A003100 N 058 A003200 N 058 A003300 N 058 A003400 N 059 002400 Y 059 002500 Y 059 002600 Y 059 002700 Y 059 002800 Y 059 002900 Y 059 003000 Y 059 003100 Y 059 003200 Y 059 003300 Y 059 003400 Y 060 A002400 Y 060 B002400 Y 060 A002500 Y 060 B002500 Y 060 A002600 Y 060 B002600 Y 060 A002700 Y 060 B002700 Y 060 A002800 N 060 B002800 N 060 A002900 Y 060 B002900 Y 060 A003000 Y 060 B003000 Y 060 A003100 Y 060 B003100 Y 060 A003200 Y 060 B003200 Y PAGE 38 060 A003300 Y 060 B003300 Y 060 A003400 N 060 B003400 N 061 002400 2500 061 002500 2500 061 002600 2500 061 002700 2500 061 002800 2500 061 002900 2500 061 003000 2500 061 003100 2500 061 003200 2500 061 003300 2500 061 003400 2500 062 A002400 Y 062 B002400 0.0 062 C002400 0.0 062 D002400 2.1 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 32.6 062 N002400 50.1 062 O002400 0.0 062 P002400 4.3 062 Q002400 11.2 062 R002400 19.9 062 A002500 N 062 B002500 0.0 062 C002500 0.0 062 D002500 0.0 062 E002500 0.0 062 F002500 0.0 062 G002500 0.0 062 H002500 0.0 062 I002500 0.0 062 J002500 0.0 062 K002500 0.0 062 L002500 0.0 062 M002500 0.0 062 N002500 0.0 062 O002500 0.0 062 P002500 0.0 062 Q002500 0.0 062 R002500 0.0 PAGE 39 062 A002600 N 062 B002600 0.0 062 C002600 0.0 062 D002600 0.0 062 E002600 0.0 062 F002600 0.0 062 G002600 0.0 062 H002600 0.0 062 I002600 0.0 062 J002600 0.0 062 K002600 0.0 062 L002600 0.0 062 M002600 0.0 062 N002600 0.0 062 O002600 0.0 062 P002600 0.0 062 Q002600 0.0 062 R002600 0.0 062 A002700 N 062 B002700 0.0 062 C002700 0.0 062 D002700 0.0 062 E002700 0.0 062 F002700 0.0 062 G002700 0.0 062 H002700 0.0 062 I002700 0.0 062 J002700 0.0 062 K002700 0.0 062 L002700 0.0 062 M002700 0.0 062 N002700 0.0 062 O002700 0.0 062 P002700 0.0 062 Q002700 0.0 062 R002700 0.0 062 A002800 N 062 B002800 0.0 062 C002800 0.0 062 D002800 0.0 062 E002800 0.0 062 F002800 0.0 062 G002800 0.0 062 H002800 0.0 062 I002800 0.0 062 J002800 0.0 062 K002800 0.0 062 L002800 0.0 062 M002800 0.0 062 N002800 0.0 062 O002800 0.0 PAGE 40 062 P002800 0.0 062 Q002800 0.0 062 R002800 0.0 062 A002900 N 062 B002900 0.0 062 C002900 0.0 062 D002900 0.0 062 E002900 0.0 062 F002900 0.0 062 G002900 0.0 062 H002900 0.0 062 I002900 0.0 062 J002900 0.0 062 K002900 0.0 062 L002900 0.0 062 M002900 0.0 062 N002900 0.0 062 O002900 0.0 062 P002900 0.0 062 Q002900 0.0 062 R002900 0.0 062 A003000 N 062 B003000 0.0 062 C003000 0.0 062 D003000 0.0 062 E003000 0.0 062 F003000 0.0 062 G003000 0.0 062 H003000 0.0 062 I003000 0.0 062 J003000 0.0 062 K003000 0.0 062 L003000 0.0 062 M003000 0.0 062 N003000 0.0 062 O003000 0.0 062 P003000 0.0 062 Q003000 0.0 062 R003000 0.0 062 A003100 N 062 B003100 0.0 062 C003100 0.0 062 D003100 0.0 062 E003100 0.0 062 F003100 0.0 062 G003100 0.0 062 H003100 0.0 062 I003100 0.0 062 J003100 0.0 062 K003100 0.0 062 L003100 0.0 PAGE 41 062 M003100 0.0 062 N003100 0.0 062 O003100 0.0 062 P003100 0.0 062 Q003100 0.0 062 R003100 0.0 062 A003200 Y 062 B003200 0.0 062 C003200 0.0 062 D003200 0.0 062 E003200 0.0 062 F003200 0.0 062 G003200 0.0 062 H003200 0.0 062 I003200 0.0 062 J003200 0.0 062 K003200 0.0 062 L003200 0.0 062 M003200 0.0 062 N003200 0.0 062 O003200 94.6 062 P003200 0.0 062 Q003200 0.0 062 R003200 4.2 062 A003300 Y 062 B003300 0.0 062 C003300 0.0 062 D003300 2.3 062 E003300 0.0 062 F003300 0.0 062 G003300 0.0 062 H003300 0.0 062 I003300 0.0 062 J003300 0.0 062 K003300 0.0 062 L003300 0.0 062 M003300 0.0 062 N003300 0.0 062 O003300 0.0 062 P003300 96.6 062 Q003300 0.0 062 R003300 0.0 062 A003400 N 062 B003400 0.0 062 C003400 0.0 062 D003400 0.0 062 E003400 0.0 062 F003400 0.0 062 G003400 0.0 062 H003400 0.0 062 I003400 0.0 PAGE 42 062 J003400 0.0 062 K003400 0.0 062 L003400 0.0 062 M003400 0.0 062 N003400 0.0 062 O003400 0.0 062 P003400 0.0 062 Q003400 0.0 062 R003400 0.0 063 A002400 0 063 B002400 5.6 063 A002500 0 063 B002500 0.0 063 A002600 0 063 B002600 0.0 063 A002700 0 063 B002700 0.0 063 A002800 0 063 B002800 0.0 063 A002900 0 063 B002900 0.0 063 A003000 0 063 B003000 0.0 063 A003100 0 063 B003100 0.0 063 A003200 0 063 B003200 0.0 063 A003300 0 063 B003300 0.0 063 A003400 0 063 B003400 0.0 064 A002400 N 064 B002400 N 064 A003200 Y 064 B003200 N 064 A003300 N 064 B003300 N 066 A002400 N 066 A002500 Y 066 B002500 N 066 C002500 Y 066 D002500 N 066 E002500 N 066 F002500 N 066 G002500 N 066 A002600 Y 066 B002600 Y 066 C002600 N 066 D002600 N 066 E002600 N 066 F002600 N PAGE 43 066 G002600 N 066 A002700 Y 066 B002700 N 066 C002700 Y 066 D002700 N 066 E002700 N 066 F002700 N 066 G002700 N 066 A002800 Y 066 B002800 N 066 C002800 Y 066 D002800 N 066 E002800 N 066 F002800 N 066 G002800 N 066 A002900 Y 066 B002900 N 066 C002900 Y 066 D002900 N 066 E002900 N 066 F002900 N 066 G002900 N 066 A003000 Y 066 B003000 N 066 C003000 N 066 D003000 Y 066 E003000 N 066 F003000 N 066 G003000 N 066 A003100 Y 066 B003100 N 066 C003100 N 066 D003100 N 066 E003100 N 066 F003100 N 066 G003100 Y 066 A003200 N 066 A003300 N 066 A003400 Y 066 B003400 N 066 C003400 Y 066 D003400 N 066 E003400 N 066 F003400 N 066 G003400 N 067 002400 N 067 002500 N 067 002600 N 067 002700 N 067 002800 N 067 002900 N PAGE 44 067 003000 N 067 003100 Y 067 003200 N 067 003300 N 067 003400 N 068 A002400 N 068 B002400 N 068 A002500 N 068 B002500 Y 068 A002600 N 068 B002600 N 068 A002700 N 068 B002700 N 068 A002800 N 068 B002800 N 068 A002900 N 068 B002900 N 068 A003000 N 068 B003000 N 068 A003100 N 068 B003100 N 068 A003200 N 068 B003200 N 068 A003300 N 068 B003300 N 068 A003400 N 068 B003400 Y 069 002400 N 069 002500 N 069 002600 N 069 002700 N 069 002800 N 069 002900 N 069 003000 N 069 003100 N 069 003200 N 069 003300 N 069 003400 N 070 A012400 Y 070 A022400 Y 070 B012400 Y 070 B022400 N 070 C012400 Y 070 C022400 N 070 D012400 Y 070 D022400 N 070 E012400 Y 070 E022400 Y 070 F012400 Y 070 F022400 N 070 G012400 Y PAGE 45 070 G022400 N 070 H012400 Y 070 H022400 N 070 I012400 Y 070 I022400 N 070 J012400 Y 070 J022400 Y 070 K012400 Y 070 K022400 N 070 L012400 N 070 L022400 N 070 M012400 N 070 M022400 N 070 N012400 Y 070 N022400 Y 070 O012400 Y 070 O022400 Y 070 P012400 Y 070 P022400 Y 070 Q012400 Y 070 Q022400 N 070 R012400 Y 070 R022400 N 070 A012500 Y 070 A022500 Y 070 B012500 Y 070 B022500 Y 070 C012500 Y 070 C022500 N 070 D012500 Y 070 D022500 N 070 E012500 Y 070 E022500 N 070 F012500 Y 070 F022500 N 070 G012500 Y 070 G022500 N 070 H012500 Y 070 H022500 N 070 I012500 Y 070 I022500 N 070 J012500 Y 070 J022500 N 070 K012500 Y 070 K022500 Y 070 L012500 Y 070 L022500 Y 070 M012500 Y 070 M022500 Y 070 N012500 Y 070 N022500 N PAGE 46 070 O012500 Y 070 O022500 Y 070 P012500 Y 070 P022500 N 070 Q012500 Y 070 Q022500 N 070 R012500 Y 070 R022500 N 070 A012600 Y 070 A022600 Y 070 B012600 Y 070 B022600 Y 070 C012600 Y 070 C022600 N 070 D012600 Y 070 D022600 N 070 E012600 Y 070 E022600 N 070 F012600 Y 070 F022600 N 070 G012600 Y 070 G022600 N 070 H012600 Y 070 H022600 N 070 I012600 Y 070 I022600 N 070 J012600 Y 070 J022600 N 070 K012600 Y 070 K022600 N 070 L012600 Y 070 L022600 Y 070 M012600 Y 070 M022600 Y 070 N012600 Y 070 N022600 N 070 O012600 Y 070 O022600 N 070 P012600 Y 070 P022600 N 070 Q012600 Y 070 Q022600 N 070 R012600 Y 070 R022600 N 070 A012700 Y 070 A022700 Y 070 B012700 Y 070 B022700 N 070 C012700 Y 070 C022700 N 070 D012700 Y PAGE 47 070 D022700 N 070 E012700 Y 070 E022700 N 070 F012700 Y 070 F022700 N 070 G012700 Y 070 G022700 N 070 H012700 Y 070 H022700 N 070 I012700 Y 070 I022700 N 070 J012700 Y 070 J022700 N 070 K012700 Y 070 K022700 N 070 L012700 Y 070 L022700 N 070 M012700 Y 070 M022700 N 070 N012700 Y 070 N022700 N 070 O012700 Y 070 O022700 N 070 P012700 Y 070 P022700 N 070 Q012700 Y 070 Q022700 N 070 R012700 Y 070 R022700 N 070 A012800 Y 070 A022800 Y 070 B012800 Y 070 B022800 N 070 C012800 Y 070 C022800 N 070 D012800 Y 070 D022800 N 070 E012800 Y 070 E022800 N 070 F012800 Y 070 F022800 N 070 G012800 Y 070 G022800 N 070 H012800 Y 070 H022800 N 070 I012800 Y 070 I022800 N 070 J012800 Y 070 J022800 N 070 K012800 Y 070 K022800 Y PAGE 48 070 L012800 Y 070 L022800 Y 070 M012800 Y 070 M022800 Y 070 N012800 Y 070 N022800 N 070 O012800 Y 070 O022800 N 070 P012800 Y 070 P022800 N 070 Q012800 Y 070 Q022800 N 070 R012800 Y 070 R022800 N 070 A012900 Y 070 A022900 Y 070 B012900 Y 070 B022900 N 070 C012900 Y 070 C022900 N 070 D012900 Y 070 D022900 N 070 E012900 Y 070 E022900 N 070 F012900 Y 070 F022900 N 070 G012900 Y 070 G022900 N 070 H012900 Y 070 H022900 N 070 I012900 Y 070 I022900 N 070 J012900 Y 070 J022900 N 070 K012900 Y 070 K022900 N 070 L012900 Y 070 L022900 Y 070 M012900 Y 070 M022900 Y 070 N012900 Y 070 N022900 N 070 O012900 Y 070 O022900 N 070 P012900 Y 070 P022900 N 070 Q012900 Y 070 Q022900 N 070 R012900 Y 070 R022900 N 070 A013000 Y PAGE 49 070 A023000 Y 070 B013000 Y 070 B023000 N 070 C013000 Y 070 C023000 N 070 D013000 Y 070 D023000 N 070 E013000 Y 070 E023000 N 070 F013000 Y 070 F023000 N 070 G013000 Y 070 G023000 N 070 H013000 Y 070 H023000 N 070 I013000 Y 070 I023000 N 070 J013000 Y 070 J023000 N 070 K013000 Y 070 K023000 N 070 L013000 Y 070 L023000 Y 070 M013000 Y 070 M023000 Y 070 N013000 Y 070 N023000 N 070 O013000 Y 070 O023000 N 070 P013000 Y 070 P023000 N 070 Q013000 Y 070 Q023000 N 070 R013000 Y 070 R023000 N 070 A013100 Y 070 A023100 Y 070 B013100 Y 070 B023100 N 070 C013100 Y 070 C023100 N 070 D013100 Y 070 D023100 N 070 E013100 Y 070 E023100 Y 070 F013100 Y 070 F023100 N 070 G013100 Y 070 G023100 N 070 H013100 Y 070 H023100 N PAGE 50 070 I013100 Y 070 I023100 N 070 J013100 Y 070 J023100 Y 070 K013100 Y 070 K023100 Y 070 L013100 Y 070 L023100 Y 070 M013100 Y 070 M023100 Y 070 N013100 Y 070 N023100 N 070 O013100 Y 070 O023100 N 070 P013100 Y 070 P023100 Y 070 Q013100 Y 070 Q023100 N 070 R013100 Y 070 R023100 N 070 A013200 Y 070 A023200 N 070 B013200 N 070 B023200 N 070 C013200 Y 070 C023200 N 070 D013200 N 070 D023200 N 070 E013200 Y 070 E023200 Y 070 F013200 Y 070 F023200 N 070 G013200 Y 070 G023200 N 070 H013200 Y 070 H023200 N 070 I013200 Y 070 I023200 N 070 J013200 Y 070 J023200 Y 070 K013200 Y 070 K023200 Y 070 L013200 N 070 L023200 N 070 M013200 N 070 M023200 N 070 N013200 Y 070 N023200 N 070 O013200 Y 070 O023200 N 070 P013200 Y PAGE 51 070 P023200 N 070 Q013200 Y 070 Q023200 N 070 R013200 Y 070 R023200 N 070 A013300 Y 070 A023300 Y 070 B013300 N 070 B023300 N 070 C013300 Y 070 C023300 N 070 D013300 N 070 D023300 N 070 E013300 Y 070 E023300 N 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B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 75000 081 A00AA00 Y 081 B00AA00 136 082 A00AA00 Y 082 B00AA00 250 PAGE 69 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Annual N-SAR report for the period ending 8/31/09 Columbia Balanced Fund Columbia Conservative High Yield Fund Columbia Federal Securities Fund Columbia Greater China Fund Columbia International Stock Fund Columbia Mid Cap Growth Fund Columbia Oregon Intermediate Municipal Bond Fund Columbia Real Estate Equity Fund Columbia Small Cap Growth Fund I Columbia Strategic Investor Fund Columbia Technology Fund (the "Funds") 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audit of the financial statements of Columbia Balanced Fund, Columbia Conservative High Yield Fund, Columbia Federal Securities Fund, Columbia Greater China Fund, Columbia International Stock Fund, Columbia Mid Cap Growth Fund, Columbia Oregon Intermediate Municipal Bond Fund, Columbia Real Estate Equity Fund, Columbia Small Cap Growth Fund I, Columbia Strategic Investor Fund and Columbia Technology Fund (each a series of Columbia Funds Series Trust I and hereafter collectively referred to as the "Funds") as of and for the year ended August 31, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2009. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Boston, Massachusetts October 22, 2009 Item 77D/77Q1(b) Policies with Respect to Securities Investments Columbia Federal Securities Fund On June 19, 2009, a Form Type 497, Accession No. 0001193125-09-133932, which included a supplement to the prospectuses with respect to Columbia Federal Securities Fund, a series of Columbia Funds Series Trust I, was filed with the SEC. The supplement to the prospectuses included a revision to the Principal Investment Strategies, as outlined below: Under normal circumstances, the Fund's duration will be between one and ten years. Item 77E - Legal Proceedings: Columbia Atlantic Funds As of October 2009 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the SEC (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to reduce management fees for certain funds in the Columbia family of mutual funds in a projected total of $160 million over five years through November 30, 2009 and to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. N-SAR Item 77H: Changes in Control of Registrant Below are persons presumed to control Registrant's series because such person owns more than 25% of a series based on the records of the series. Columbia SmallCap Growth Fund I As of August 31, 2009 Name of Person Ownership % of Series Bank of America PACE 38.23% As of February 28, 2009 Name of Person Ownership % of Series Changes in Control Persons Date/Description of Transaction(s) Became a, or Ceased to be, Name of Person Ownership % of Series Control Person Item 77I/77Q1(d) - Terms of new or amended securities: On April 21, 2009, a Form Type 497, Accession No. 0001193125-09-083277, which included a supplement to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. This supplement disclosed that, effective June 22, 2009 (the "Closing Date"), Class B shares of the Fund will be closed to purchase activity, with the exception of dividend reinvestment and exchanges from existing investors in a Fund's Class B shares as outlined below: Effective on or about June 22, 2009 (the "Closing Date"), the Funds will no longer accept investments in Class B shares from new or existing investors, except from existing investors through Qualifying Transactions (as defined below). Shareholders with investments in Class B shares as of the Closing Date may continue to hold such shares until they convert to Class A shares. All Class B share characteristics, including the Rule 12b-1 distribution and service fees, contingent deferred sales charge (CDSC) schedule and conversion feature, remain unchanged. On and after the Closing Date, the Funds will only offer Class B shares to existing investors and only through the following two types of transactions (collectively, "Qualifying Transactions"): 1. Dividends and/or capital gain distributions may continue to be reinvested in Class B shares of the same Fund. 2. Shareholders invested in Class B shares of a Fund may exchange those shares for Class B shares of other Funds offering such shares. Any initial purchase request for a Fund's Class B shares will be rejected (other than through a Qualifying Transaction that is an exchange transaction). Except for Qualifying Transactions and as described in the following paragraph, on and after the Closing Date, a Fund will treat any additional purchase requests for the Fund's Class B shares by an existing Class B shareholder, including those made through an active systematic investment plan or payroll deduction plan, to be purchase requests for Class A shares, without regard to the normal investment minimum for Class A shares. These investments will be subject to any applicable sales load for Class A shares. As described in a Fund's prospectus, for purposes of determining the applicable sales load, the value of an investor's account will be deemed to include the value of all applicable shares in eligible accounts, including a Class B share account. See the section within a Fund's prospectus entitled Choosing a Share Class - Class A Shares - Front-end Sales Charge for additional information. Investors should also consult their financial advisors for more information regarding Class A shares of the Fund. Additional purchase requests for a Fund's Class B shares by an existing Class B shareholder, submitted by such shareholder's financial intermediary through the National Securities Clearing Corporation (the "NSCC"), will be rejected due to operational limitations of the NSCC. Investors should consult their financial advisor if they wish to invest in a Fund by purchasing a share class of the Fund other than Class B shares. On July 13, 2009, a Form Type 485(a), Accession No. 0001193125-09-147646, an amendment to the registration statement of Columbia Funds Series Trust I, was filed with the SEC. This amendment discloses the creation of a new class of shares, Class Y shares, of Columbia Conservative High Yield Fund, Columbia International Stock Fund, Columbia Mid Cap Growth Fund, Columbia Small Cap Growth Fund I, and Columbia Strategic Investor Fund, effective July 15, 2009, and describes the characteristics of the shares. The Second Amended and Restated Plan pursuant to Rule 18f-3(d), dated June 13, 2009, for the funds listed above is incorporated by reference to Post-Effective Amendment No. 91 to the Registration Statement of the Registrant on Form Type 485(b) filed on August 28, 2009, Accession No. 0001193125-09-183055. EX-99 3 table.txt
FACE VALUE NOTE/ BOND / # SHARE AMOUNT ISSUER/ SECURITY BOND/ PURCHASE SELLING OF SHARES PRICE / PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER** PURCHASED PAR FUND - -------------- ---------------------- --------- ----------------------- ------ --------- ----------- ---------- -------- ----------- Columbia Funds Columbia Balanced Fund 665859AK0 Northern Trust Bond 4/28/2009 Morgan 150,000 100.0000 150,000 Series Trust I Corporation 4.625% Stanley 5/1/14 Columbia Funds Columbia Balanced Fund G491BT108 Invesco Limited Equity 5/20/2009 Citigroup 31,027 14.0000 434,378 Series Trust I Columbia Funds Columbia Balanced Fund 744320102 Prudential Financial Equity 6/2/2009 Goldman 10,579 39.0000 412,581 Series Trust I Incorporated Sachs Columbia Funds Columbia Balanced Fund 534187AX7 Lincoln National Bond 6/17/2009 JPMorgan 175,000 99.0330 173,308 Series Trust I Corporation 8.75% 7/01/19 Columbia Funds Columbia Balanced Fund 70931T103 PennyMac Mortgage Equity 7/29/2009 Deutsche 33,200 20.0000 664,000 Series Trust I Investment Trust Bank Columbia Funds Columbia Conservative 97314XAE4 Wind Acquisition Bond 7/1/2009 Deutsche 4,500,000 97.4920 4,387,140 Series Trust I High Yield Fund Finance 11.750% 7/15/17 Bank Columbia Funds Columbia Conservative 513075AT8 Lamar Media Bond 3/20/2009 JPMorgan 605,000 89.9790 544,373 Series Trust I High Yield Fund Corporation 9.75% 4/1/14 Columbia Funds Columbia Conservative 74913GAU9 Qwest Services Bond 4/7/2009 JPMorgan 305,000 92.4980 282,119 Series Trust I High Yield Fund Corporation 8.375% 5/1/16 Columbia Funds Columbia Conservative 81180VAA1 Seagate Technology Bond 4/16/2009 Morgan 1,645,000 95.3170 1,567,965 Series Trust I High Yield Fund 10.00% 5/1/14 Stanley Columbia Funds Columbia Conservative 466112AA7 JBS USA Finance LLC Bond 4/22/2009 JPMorgan 2,135,000 95.0460 2,029,232 Series Trust I High Yield Fund 11.625% 5/1/14 Columbia Funds Columbia Conservative 868536AT0 Supervalu Incorporated Bond 4/30/2009 Credit 300,000 97.0000 291,000 Series Trust I High Yield Fund 8.00% 5/1/16 Suisse Columbia Funds Columbia Conservative 878742AG0 Teck Resources Limited Note 5/5/2009 JPMorgan 1,955,000 95.2700 1,862,529 Series Trust I High Yield Fund 9.75% 5/15/14 Columbia Funds Columbia Conservative 878742AK1 Teck Resources Limited Note 5/5/2009 JPMorgan 2,440,000 94.6540 2,309,558 Series Trust I High Yield Fund 10.25% 5/15/16 Columbia Funds Columbia Conservative 878742AN5 Teck Resources Limited Note 5/5/2009 JPMorgan 3,415,000 94.8930 3,240,596 Series Trust I High Yield Fund 10.75% 5/15/19 Columbia Funds Columbia Conservative 22818TAA0 Crown Americas LLC Note 5/5/2009 Deutsche 1,435,000 97.0920 1,393,270 Series Trust I High Yield Fund 7.625% 5/15/17 Bank Columbia Funds Columbia Conservative 80874YAE0 Scientific Games Bond 5/18/2009 JPMorgan 300,000 96.8230 290,469 Series Trust I High Yield Fund Corporation 9.25% 6/15/19 Columbia Funds Columbia Conservative 22025YAK6 Corrections Bond 5/19/2009 JPMorgan 2,000,000 97.1160 1,942,320 Series Trust I High Yield Fund Corporation of America 7.75% 6/1/17 Columbia Funds Columbia Conservative 92933BAA2 WMG Acquisition Bond 5/19/2009 Goldman 605,000 96.2890 582,548 Series Trust I High Yield Fund Corporation 9.50% Sachs 6/15/16 Columbia Funds Columbia Conservative 911365AT1 United Rentals North Bond 6/2/2009 Morgan 295,000 97.0400 286,268 Series Trust I High Yield Fund America Incorporated Stanley 10.875% 6/15/16 Columbia Funds Columbia Conservative 881609AW1 Tesoro Corporation Bond 6/2/2009 JPMorgan 590,000 96.1720 567,415 Series Trust I High Yield Fund 9.75% 6/1/19 Columbia Funds Columbia Conservative 257559AG9 Domtar Corporation Bond 6/3/2009 JPMorgan 1,925,000 96.1573 1,851,028 Series Trust I High Yield Fund 10.75% 6/1/17 Columbia Funds Columbia Conservative 18538RAA1 Clearwater Paper Bond 6/8/2009 Goldman 300,000 98.7920 296,376 Series Trust I High Yield Fund Corporation Sachs 10.625% 6/15/16 Columbia Funds Columbia Conservative 767754BW3 Rite Aid Corporation Bond 6/8/2009 Citigroup 295,000 98.1960 289,678 Series Trust I High Yield Fund 9.75% 6/12/16 Columbia Funds Columbia Conservative 125896BC3 CMS Energy Corporation Bond 6/9/2009 Deutsche 145,000 98.3740 142,642 Series Trust I High Yield Fund 8.75% 6/15/19 Bank Columbia Funds Columbia Conservative 707882AB2 Penn Virginia Bond 6/10/2009 JPMorgan 700,000 97.0030 679,021 Series Trust I High Yield Fund Corporation 10.375% 6/15/16 Columbia Funds Columbia Conservative 532716AP2 Limited Brands Bond 6/16/2009 JPMorgan 1,225,000 96.7520 1,185,212 Series Trust I High Yield Fund Incorporated 8.50% 6/15/19 Columbia Funds Columbia Conservative 83427BAA4 Solo Cup Company Bond 6/24/2009 Goldman 915,000 97.9280 896,041 Series Trust I High Yield Fund 10.50% 11/1/13 Sachs Columbia Funds Columbia Conservative 077454AD8 Belden Incorporated Bond 6/24/2009 Wachovia 280,000 96.8660 271,225 Series Trust I High Yield Fund 9.25% 6/15/19 Columbia Funds Columbia Conservative 78108AAA2 RSC Equipment Rental Bond 6/26/2009 Deutsche 1,830,000 97.3200 1,780,956 Series Trust I High Yield Fund 10.00% 7/15/17 Bank Columbia Funds Columbia Conservative 723456AH2 Pinnacle Entertainment Bond 7/27/2009 JPMorgan 300,000 98.5970 295,791 Series Trust I High Yield Fund Incorporated 8.625% 8/1/17 Columbia Funds Columbia Conservative 903293AV0 USG Corporation 9.750% Bond 7/30/2009 JPMorgan 595,000 98.0860 583,612 Series Trust I High Yield Fund 8/1/14 Columbia Funds Columbia Conservative 46284PAM6 Iron Mountain Bond 8/5/2009 Barclays 835,000 99.6250 831,869 Series Trust I High Yield Fund Incorporated 8.375% 8/15/21 Columbia Funds Columbia Conservative 707569AM1 Penn National Gaming Bond 8/10/2009 Deutsche 1,835,000 100.0000 1,835,000 Series Trust I High Yield Fund Incorporated 8.750% Bank 8/15/19 Columbia Funds Columbia Conservative 058498AN6 Ball Corporation Bond 8/11/2009 Goldman 920,000 97.4140 896,209 Series Trust I High Yield Fund 7.375% 9/1/19 Sachs Columbia Funds Columbia Conservative 184496AE7 Clean Harbors Bond 8/11/2009 Goldman 840,000 97.3690 817,900 Series Trust I High Yield Fund Incorporated 7.625% Sachs 8/15/16 Columbia Funds Columbia Conservative 117043AL3 Brunswick Corporation Bond 8/11/2009 JPMorgan 300,000 97.0360 291,108 Series Trust I High Yield Fund 11.250% 11/1/16 Columbia Funds Columbia Federal 485134BL3 Kansas City Power and Bond 3/19/2009 JPMorgan 585,000 99.8920 584,368 Series Trust I Securities Fund Light 7.15% 4/1/19 Columbia Funds Columbia Federal 460146CD3 International Paper Bond 5/4/2009 Citigroup 125,000 97.6340 122,043 Series Trust I Securities Fund Company 9.375% 5/15/19 Columbia Funds Columbia Federal 06406HBL2 Bank of New York Bond 5/5/2009 Credit 225,000 99.9680 224,928 Series Trust I Securities Fund Mellon Corporation Suisse 4.30% 5/15/14 Columbia Funds Columbia Federal 06406HBM0 Bank of New York Bond 5/5/2009 Credit 225,000 99.8700 224,708 Series Trust I Securities Fund Mellon Corporation Suisse 5.45% 5/15/19 Columbia Funds Columbia Federal 494550BA3 Kinder Morgan Energy Note 5/7/2009 Wachovia 120,000 99.9420 119,930 Series Trust I Securities Fund Partners 5.625% 2/15/15 Columbia Funds Columbia Federal 494550BB1 Kinder Morgan Energy Note 5/7/2009 Wachovia 230,000 99.6690 229,239 Series Trust I Securities Fund Partners 6.85% 2/15/20 Columbia Funds Columbia Federal 575767AG3 Massachusetts Mutual Bond 5/27/2009 Morgan 50,000 98.7100 49,355 Series Trust I Securities Fund Life Insurance 8.875% Stanley 6/1/39 Columbia Funds Columbia Federal 126659AA9 CVS Caremark Bond 6/10/2009 Barclays 345,000 100.0000 345,000 Series Trust I Securities Fund Corporation 8.353% 7/10/31 Columbia Funds Columbia Federal 20030NAY7 Comcast Corporation Bond 6/15/2009 Wachovia 445,000 99.5020 442,784 Series Trust I Securities Fund 6.55% 7/01/39 Columbia Funds Columbia Federal 694475AA2 Pacific Life Insurance Bond 6/16/2009 Goldman 255,000 99.9520 254,878 Series Trust I Securities Fund Company 9.25% 6/15/39 Sachs Columbia Funds Columbia Federal 534187AX7 Lincoln National Bond 6/17/2009 JPMorgan 345,000 99.0330 341,664 Series Trust I Securities Fund Corporation 8.75% 7/01/19 Columbia Funds Columbia Federal 43812WAC1 HAROT 2009-3 A3 2.310% Note 7/7/2009 Credit 2,475,000 99.9831 247,458,049 Series Trust I Securities Fund 5/15/13 Suisse Columbia Funds Columbia Federal 081437AF2 Bemis Company Bond 7/20/2009 Wells Fargo 80,000 99.6910 79,753 Series Trust I Securities Fund Incorporated 6.800% 8/1/19 Columbia Funds Columbia Federal 081437AG0 Bemis Company Bond 7/20/2009 JPMorgan 95,000 99.8310 94,839 Series Trust I Securities Fund Incorporated 5.650% 8/1/14 Columbia Funds Columbia Federal 42307TAH1 HJ Heinz Finance Bond 7/22/2009 Deutsche 105,000 99.7410 104,728 Series Trust I Securities Fund Corporation 7.125% Bank 8/1/39 Columbia Funds Columbia Federal 14043CAB9 Capital One Capital Bond 7/29/2009 JPMorgan 95,000 98.8460 93,904 Series Trust I Securities Fund 10.250% 8/15/39 Columbia Funds Columbia Federal 65364UAA4 Niagara Mohawk Power Bond 8/3/2009 Morgan 35,000 100.0000 35,000 Series Trust I Securities Fund Corporation 4.881% Stanley 8/15/19 Columbia Funds Columbia Federal 36962G4D3 General Electric Bond 8/4/2009 Barclays 730,000 99.8880 729,182 Series Trust I Securities Fund Capital Corporation 6.000% 8/7/19 Columbia Funds Columbia Greater China 15911M107 Changyou.com Limited Equity 4/1/2009 Credit 529 16.0000 8,464 Series Trust I Fund Suisse Columbia Funds Columbia Greater China 15911M107 Changyou.com Limited Equity 4/1/2009 Credit 10,571 16.0000 169,136 Series Trust I Fund Suisse Columbia Funds Columbia Mid Cap 203372107 CommScope Incorporated Equity 5/21/2009 JPMorgan 44,996 22.0000 989,912 Series Trust I Growth Fund Columbia Funds Columbia Mid Cap 716495106 Petrohawk Energy Equity 8/5/2009 Barclays 131,170 22.8600 2,998,546 Series Trust I Growth Fund Corporation Columbia Funds Columbia Oregon 68607VUS2 State of Oregon Bond 3/25/2009 Citigroup 2,000,000 99.6470 1,992,940 Series Trust I Intermediate Municipal Department of Bond Fund Administrative Services 5.00% 4/1/27 Columbia Funds Columbia Oregon 68607VUS2 State of Oregon Bond 3/25/2009 Goldman 800,000 99.6470 797,176 Series Trust I Intermediate Municipal Department of Sachs Bond Fund Administrative Services 5.00% 4/1/27 Columbia Funds Columbia Oregon 68607VUS2 State of Oregon Bond 3/25/2009 Morgan 800,000 99.6470 797,176 Series Trust I Intermediate Municipal Department of Stanley Bond Fund Administrative Services 5.00% 4/1/27 Columbia Funds Columbia Oregon 68607VUS2 State of Oregon Bond 3/25/2009 Fidelity 400,000 99.6470 398,588 Series Trust I Intermediate Municipal Department of Bond Fund Administrative Services 5.00% 4/1/27 Columbia Funds Columbia Real Estate 264411505 Duke Realty Corporation Equity 4/16/2009 JPMorgan 74,992 7.6500 573,689 Series Trust I Equity Fund Columbia Funds Columbia Small Cap 68372A104 OpenTable Incorporated Equity 5/20/2009 Stifel 3,402 20.0000 68,040 Series Trust I Growth Fund I Nicolaus Columbia Funds Columbia Small Cap 36238G102 GSI Commerce Equity 8/12/2009 Janney 10,129 17.0000 172,193 Series Trust I Growth Fund I Incorporated Montgomery Scott Columbia Funds Columbia Small Cap 36238G102 GSI Commerce Equity 8/12/2009 Morgan 12,065 17.0000 205,105 Series Trust I Growth Fund I Incorporated Stanley Columbia Funds Columbia Small Cap 36238G102 GSI Commerce Equity 8/12/2009 Thomas 9,182 17.0000 156,094 Series Trust I Growth Fund I Incorporated Weisel Columbia Funds Columbia Small Cap 36238G102 GSI Commerce Equity 8/12/2009 UBS 16,724 17.0000 284,308 Series Trust I Growth Fund I Incorporated Columbia Funds Columbia Strategic 744320102 Prudential Financial Equity 6/2/2009 Goldman 24,204 39.0000 943,956 Series Trust I Investor Fund Incorporated Sachs Columbia Funds Columbia Technology 15911M107 Changyou.com Limited Equity 4/1/2009 Credit 29,429 16.0000 470,864 Series Trust I Fund Suisse Columbia Funds Columbia Technology 15911M107 Changyou.com Limited Equity 4/1/2009 Credit 1,471 16.0000 23,536 Series Trust I Fund Suisse Columbia Funds Columbia Technology 68372A104 OpenTable Incorporated Equity 5/20/2009 Stifel 3,871 20.0000 77,420 Series Trust I Fund Nicolaus Columbia Funds Columbia Technology 203372107 CommScope Incorporated Equity 5/21/2009 JPMorgan 29,496 22.0000 648,912 Series Trust I Fund
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