-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDSqRIRYcHAkIztWbbk0jLpeOL5N8VC9+mZ03oC4ybLhtxb3eAvY8xymZmyMfJi9 Vk29nww6nAiiieVwc9TPeQ== 0000773757-09-000106.txt : 20090825 0000773757-09-000106.hdr.sgml : 20090825 20090825104234 ACCESSION NUMBER: 0000773757-09-000106 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 EFFECTIVENESS DATE: 20090825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 091032998 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010615 Columbia High Yield Municipal Fund C000029350 Class A LHIAX C000029351 Class B CHMBX C000029352 Class C CHMCX C000029353 Class Z SRHMX 0000773757 S000012102 Columbia Small Cap Value Fund I C000033005 Class A CSMIX C000033006 Class B CSSBX C000033007 Class C CSSCX C000033008 Class Z CSCZX C000078991 Class Y NSAR-B 1 answer.fil PAGE 1 000 B000000 06/30/2009 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 51 007 C010200 2 007 C020200 COLUMBIA HIGH YIELD MUNICIPAL FUND 007 C030200 N 007 C010700 7 007 C020700 COLUMBIA SMALL CAP VALUE FUND I 007 C030700 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP PAGE 2 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA INVESTMENT SERVICES, INC. 014 B00AA02 8-42263 014 A00AA03 BANC OF AMERICA SECURITIES - JAPAN, INC. 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA05 8-99999 014 A00AA06 BANC OF AMERICA SECURITIES CANADA CO. 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SECURITIES LIMITED 014 B00AA07 8-99999 014 A00AA08 BANC OF AMERICA SECURITIES LLC 014 B00AA08 8-33805 014 A00AA09 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA09 8-99999 014 A00AA10 BANC OF AMERICA SPECIALIST, INC. 014 B00AA10 8-99999 014 A00AA11 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA11 8-99999 014 A00AA12 BOSTON SECURITIES S.A. SOCIEDAD DE BOLSA 014 B00AA12 8-99999 014 A00AA13 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA13 8-30683 014 A00AA14 COLUMBIA MANAGEMENT PTE. 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SOCIEDAD DE BOLSA 014 B00AA42 8-99999 014 A00AA43 MERRILL LYNCH PIERCE FENNER SMITH INC 014 B00AA43 8-99999 014 A00AA44 NUVEEN INVESTMENTS, LLC 014 B00AA44 8-99999 014 A00AA45 OOO MERRILL LYNCH SECURITIES 014 B00AA45 8-99999 014 A00AA46 PT MERRILL LYNCH INDONESIA 014 B00AA46 8-99999 014 A00AA47 THE MUNICENTER, L.L.C. 014 B00AA47 8-99999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X PAGE 4 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA PAGE 5 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 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BANKING CORP LIMITED 015 B00AA30 S 015 C01AA30 SEOUL 015 D01AA30 REPUBLIC OF KOREA 015 E04AA30 X 015 A00AA31 HSBC BANK MIDDLE EAST 015 B00AA31 S 015 C01AA31 BEIRUT 015 D01AA31 LEBANON 015 E04AA31 X 015 A00AA32 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA32 S 015 C01AA32 KUALA LUMPUR PAGE 7 015 D01AA32 MALAYSIA 015 E04AA32 X 015 A00AA33 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA33 S 015 C01AA33 ABIDJAN, IVORY COAST 015 D01AA33 MALI 015 E04AA33 X 015 A00AA34 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA34 S 015 C01AA34 PORT LOUIS 015 D01AA34 MAURITIUS 015 E04AA34 X 015 A00AA35 BANCO NACIONAL DE MEXICO S.A. 015 B00AA35 S 015 C01AA35 MEXICO CITY 015 D01AA35 MEXICO 015 E04AA35 X 015 A00AA36 STANDARD BANK NAMIBIA LIMITED 015 B00AA36 S 015 C01AA36 WINDHOEK 015 D01AA36 NAMIBIA 015 E04AA36 X 015 A00AA37 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA37 S 015 C01AA37 ABIDJAN, IVORY COAST 015 D01AA37 NIGER 015 E04AA37 X 015 A00AA38 STANBIC BANK NIGERIA LIMITED 015 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SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA48 S 015 C01AA48 ABIDJAN, IVORY COAST 015 D01AA48 SENEGAL 015 E04AA48 X 015 A00AA49 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA49 S 015 C01AA49 SINGAPORE 015 D01AA49 SINGAPORE 015 E04AA49 X 015 A00AA50 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA50 S 015 C01AA50 BRATISLAVA 015 D01AA50 SLOVAK REPUBLIC 015 E04AA50 X 015 A00AA51 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA51 S 015 C01AA51 JOHANNESBURG 015 D01AA51 SOUTH AFRICA 015 E04AA51 X 015 A00AA52 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA52 S 015 C01AA52 COLOMBO 015 D01AA52 SRI LANKA 015 E04AA52 X PAGE 9 015 A00AA53 STANDARD BANK SWAZILAND LIMITED 015 B00AA53 S 015 C01AA53 MBABANE 015 D01AA53 SWAZILAND 015 E04AA53 X 015 A00AA54 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA54 S 015 C01AA54 STOCKHOLM 015 D01AA54 SWEDEN 015 E04AA54 X 015 A00AA55 UBS AG 015 B00AA55 S 015 C01AA55 ZURICH 015 D01AA55 SWITZERLAND 015 E04AA55 X 015 A00AA56 STANDARD CHARTERED BANK 015 B00AA56 S 015 C01AA56 BANGKOK 015 D01AA56 THAILAND 015 E04AA56 X 015 A00AA57 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA57 S 015 C01AA57 ABIDJAN, IVORY COAST 015 D01AA57 TOGO 015 E04AA57 X 015 A00AA58 REPUBLIC BANK LIMITED 015 B00AA58 S 015 C01AA58 PORT-OF-SPAIN 015 D01AA58 TRINIDAD & TOBAGO 015 E04AA58 X 015 A00AA59 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA59 S 015 C01AA59 TUNIS 015 D01AA59 TUNISIA 015 E04AA59 X 015 A00AA60 CITIBANK, N.A. 015 B00AA60 S 015 C01AA60 ISTANBUL 015 D01AA60 TURKEY 015 E04AA60 X 015 A00AA61 ING BANK UKRAINE 015 B00AA61 S 015 C01AA61 KIEV 015 D01AA61 UKRAINE 015 E04AA61 X 015 A00AA62 HSBC BANK MIDDLE EAST 015 B00AA62 S 015 C01AA62 DUBAI 015 D01AA62 UNITED ARAB EMIRATES 015 E04AA62 X 015 A00AA63 STATE STREET BANK & TRUST COMPANY PAGE 10 015 B00AA63 S 015 C01AA63 LONDON 015 D01AA63 UNITED KINGDOM 015 E04AA63 X 015 A00AA64 STATE STREET BANK & TRUST COMPANY 015 B00AA64 C 015 C01AA64 BOSTON 015 C02AA64 MA 015 C03AA64 02110 015 D01AA64 UNITED STATES 015 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B000700 5.75 030 C000700 0.00 031 A000200 8 031 B000200 0 031 A000700 40 031 B000700 0 032 000200 67 032 000700 607 033 000200 3 033 000700 0 034 000200 Y 034 000700 Y 035 000200 17 035 000700 77 036 A000200 N 036 B000200 0 PAGE 17 036 A000700 N 036 B000700 0 037 000200 N 037 000700 N 038 000200 0 038 000700 0 039 000200 N 039 000700 N 040 000200 Y 040 000700 Y 041 000200 Y 041 000700 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000200 282 043 000700 1946 044 000200 0 044 000700 0 045 000200 Y 045 000700 Y 046 000200 N 046 000700 N 047 000200 Y 047 000700 Y 048 000200 0.000 048 A010200 100000 048 A020200 0.450 048 B010200 100000 048 B020200 0.425 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 PAGE 18 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.400 048 000700 0.000 048 A010700 500000 048 A020700 0.800 048 B010700 500000 048 B020700 0.750 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 1000000 048 K020700 0.700 049 000200 N 049 000700 N 050 000200 N 050 000700 N 051 000200 N 051 000700 N 052 000200 N 052 000700 N 053 A000200 N 053 A000700 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N PAGE 19 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000200 Y 055 B000200 N 055 A000700 N 055 B000700 Y 056 000200 Y 056 000700 Y 057 000200 N 057 000700 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.1 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 94.8 062 P000200 0.0 062 Q000200 0.0 062 R000200 4.4 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 PAGE 20 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000200 0 063 B000200 18.1 063 A000700 0 063 B000700 0.0 064 A000200 Y 064 B000200 Y 065 000200 N 066 A000200 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000200 N 067 000700 N 068 A000200 N 068 B000200 N 068 A000700 N 068 B000700 N 069 000200 N 069 000700 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 N PAGE 21 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 Y 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000200 143945 071 B000200 174933 PAGE 22 071 C000200 562429 071 D000200 26 071 A000700 606286 071 B000700 395010 071 C000700 795698 071 D000700 50 072 A000200 12 072 B000200 39565 072 C000200 165 072 D000200 0 072 E000200 0 072 F000200 2422 072 G000200 662 072 H000200 0 072 I000200 518 072 J000200 26 072 K000200 0 072 L000200 93 072 M000200 31 072 N000200 50 072 O000200 0 072 P000200 0 072 Q000200 180 072 R000200 43 072 S000200 27 072 T000200 282 072 U000200 0 072 V000200 0 072 W000200 30 072 X000200 4364 072 Y000200 0 072 Z000200 35366 072AA000200 0 072BB000200 39804 072CC010200 0 072CC020200 70585 072DD010200 3633 072DD020200 31509 072EE000200 0 072 A000700 12 072 B000700 33 072 C000700 16632 072 D000700 0 072 E000700 0 072 F000700 6138 072 G000700 0 072 H000700 0 072 I000700 1769 072 J000700 200 072 K000700 0 072 L000700 348 PAGE 23 072 M000700 39 072 N000700 84 072 O000700 0 072 P000700 1 072 Q000700 146 072 R000700 40 072 S000700 39 072 T000700 1946 072 U000700 0 072 V000700 0 072 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D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL G. CLARKE TITLE CHIEF FINANCIAL OFFICER EX-99 2 exh.txt Columbia Funds Series Trust I - Annual N-SAR report for the period ending 6/30/09 Columbia Small Cap Value Fund I Columbia High Yield Municipal Fund (the "Funds") 77B Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Columbia Funds Series Trust I In planning and performing our audit of the financial statements of Columbia Small Cap Value Fund I and Columbia High Yield Municipal Fund (each a series of Columbia Funds Series Trust I and hereafter referred to as the "Funds") as of and for the period ended June 30, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2009. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Boston, Massachusetts August 20, 2009 Item 77E - Legal Proceedings: Columbia Atlantic Funds (CFST I) As of August 2009 Columbia Management Advisors, LLC and Columbia Management Distributors, Inc. (collectively, the "Columbia Group") are subject to a settlement agreement with the New York Attorney General ("NYAG") (the "NYAG Settlement") and a settlement order with the SEC (the "SEC Order") on matters relating to mutual fund trading, each dated February 9, 2005. Under the terms of the SEC Order, the Columbia Group (or predecessor entities) agreed, among other things, to: pay disgorgement and civil money penalties collectively totaling $140 million; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; and retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement, among other things, requires Columbia Management Advisors, LLC and its affiliates to reduce management fees for certain funds in the Columbia family of mutual funds in a projected total of $160 million over five years through November 30, 2009 and to make certain disclosures to investors relating to expenses. In connection with the Columbia Group providing services to the Columbia Funds, the Columbia Funds have voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees and certain special consulting and compliance measures. Pursuant to the SEC Order and related procedures, the $140 million in settlement amounts described above has been substantially distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia"), Columbia Funds Distributor, Inc. (now named Columbia Management Distributors, Inc.) (the "Distributor"), the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia Funds to an exemption from contingent deferred sales charges upon early redemption (the "CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. Item 77I/77Q1(d) - Terms of new or amended securities: Columbia Small Cap Value Fund I Columbia High Yield Municipal Fund On April 21, 2009, a Form Type 497, Accession No. 0001193125-09-083277, which included a supplement to the registration statement of Columbia Funds Series Trust I was filed with the SEC. This supplement discloses that, effective June 22, 2009 (the "Closing Date"), Class B shares of the Fund will be closed to purchase activity, with the exception of dividend reinvestment and exchanges from existing investors in the Fund's Class B shares as outlined below: Effective on or about June 22, 2009 (the "Closing Date"), the Funds will no longer accept investments in Class B shares from new or existing investors, except from existing investors through Qualifying Transactions (as defined below). Shareholders with investments in Class B shares as of the Closing Date may continue to hold such shares until they convert to Class A shares. All Class B share characteristics, including the Rule 12b-1 distribution and service fees, contingent deferred sales charge (CDSC) schedule and conversion feature, remain unchanged. On and after the Closing Date, the Funds will only offer Class B shares to existing investors and only through the following two types of transactions (collectively, "Qualifying Transactions"): 1. Dividends and/or capital gain distributions may continue to be reinvested in Class B shares of the same Fund. 2. Shareholders invested in Class B shares of a Fund may exchange those shares for Class B shares of other Funds offering such shares. Any initial purchase request for a Fund's Class B shares will be rejected (other than through a Qualifying Transaction that is an exchange transaction). Except for Qualifying Transactions and as described in the following paragraph, on and after the Closing Date, a Fund will treat any additional purchase requests for the Fund's Class B shares by an existing Class B shareholder, including those made through an active systematic investment plan or payroll deduction plan, to be purchase requests for Class A shares, without regard to the normal investment minimum for Class A shares. These investments will be subject to any applicable sales load for Class A shares. As described in a Fund's prospectus, for purposes of determining the applicable sales load, the value of an investor's account will be deemed to include the value of all applicable shares in eligible accounts, including a Class B share account. See the section within a Fund's prospectus entitled Choosing a Share Class - Class A Shares - Front-end Sales Charge for additional information. Investors should also consult their financial advisors for more information regarding Class A shares of the Fund. Additional purchase requests for a Fund's Class B shares by an existing Class B shareholder, submitted by such shareholder's financial intermediary through the National Securities Clearing Corporation (the "NSCC"), will be rejected due to operational limitations of the NSCC. Investors should consult their financial advisor if they wish to invest in a Fund by purchasing a share class of the Fund other than Class B shares. EX-99 3 table.txt
FACE VALUE NOTE/ BOND / # SHARE AMOUNT ISSUER/ SECURITY BOND/ PURCHASE SELLING OF SHARES PRICE / PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER** PURCHASED PAR FUND - ------------------------------------------------------------------------------------------------------------------------------ Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Citigroup 2,500,000 107.1540 2,678,850 Series Trust I Municipal Fund General Obligation 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Dain Rauscher 500,000 107.1540 535,770 Series Trust I Municipal Fund General Obligation 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Goldman Sachs 500,000 107.1540 535,770 Series Trust I Municipal Fund General Obligation 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Siebert 500,000 107.1540 535,770 Series Trust I Municipal Fund General Obligation Brandford 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Wachovia Bank 500,000 107.1540 535,770 Series Trust I Municipal Fund General Obligation 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Janney 250,000 107.1540 267,885 Series Trust I Municipal Fund General Obligation Montgomery 5.00% 3/1/13 Columbia Funds Columbia High Yield 64966HGE4 The City of New York Bond 2/27/2009 Roosevelt & 250,000 107.1540 267,885 Series Trust I Municipal Fund General Obligation Cross 5.00% 3/1/13 Columbia Funds Columbia High Yield 658196Z29 North Carolina Bond 5/7/2009 Citigroup 875,000 100.2150 876,881 Series Trust I Municipal Fund Eastern Municipal Power Agency 5.50% 1/1/26 Columbia Funds Columbia High Yield 658196Z29 North Carolina Bond 5/7/2009 Morgan 187,500 100.2150 187,903 Series Trust I Municipal Fund Eastern Municipal Stanley Power Agency 5.50% 1/1/26 Columbia Funds Columbia High Yield 658196Z29 North Carolina Bond 5/7/2009 Wachovia 187,500 100.2150 187,903 Series Trust I Municipal Fund Eastern Municipal Power Agency 5.50% 1/1/26
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