-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K9rndrAsVxo5ZlewsI9bzEzSUTsti7oT0IIqb4ochh4HWPAhEDEf42YNkoO3wJCZ MI1113722xGDWrntL8kS5g== 0000773757-08-000195.txt : 20080827 0000773757-08-000195.hdr.sgml : 20080827 20080827085826 ACCESSION NUMBER: 0000773757-08-000195 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080827 DATE AS OF CHANGE: 20080827 EFFECTIVENESS DATE: 20080827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 081040660 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010615 Columbia High Yield Municipal Fund C000029350 Class A LHIAX C000029351 Class B CHMBX C000029352 Class C CHMCX C000029353 Class Z SRHMX 0000773757 S000012102 Columbia Small Cap Value Fund I C000033005 Class A CSMIX C000033006 Class B CSSBX C000033007 Class C CSSCX C000033008 Class Z CSCZX NSAR-B 1 answer.fil PAGE 1 000 B000000 06/30/2008 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-04367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 50 007 C010200 2 007 C020200 COLUMBIA HIGH YIELD MUNICIPAL FUND 007 C030200 N 007 C010700 7 007 C020700 COLUMBIA SMALL CAP VALUE FUND I 007 C030700 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-1329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02111 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON PAGE 2 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 BA SECURITES AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA FINANCE SERVICES, INC. 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA INVESTMENT SERVICES, INC. 014 B00AA03 8-42263 014 A00AA04 BANC OF AMERICA SECURITIES - JAPAN, INC. 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA05 8-99999 014 A00AA06 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SECURITIES CANADA CO. 014 B00AA07 8-99999 014 A00AA08 BANC OF AMERICA SECURITIES LIMITED 014 B00AA08 8-99999 014 A00AA09 BANC OF AMERICA SECURITIES, LLC 014 B00AA09 8-33805 014 A00AA10 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA10 8-99999 014 A00AA11 BANC OF AMERICA SPECIALIST, INC. 014 B00AA11 8-99999 014 A00AA12 BOSTON SECURITIES S.A. 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028 G030700 0 028 G040700 138994 028 H000700 51336 029 000200 Y 029 000700 Y 030 A000200 106 030 B000200 4.75 030 C000200 0.00 030 A000700 724 030 B000700 5.75 030 C000700 0.00 031 A000200 10 031 B000200 0 031 A000700 54 031 B000700 0 032 000200 96 032 000700 670 033 000200 0 033 000700 0 034 000200 Y 034 000700 Y 035 000200 41 035 000700 113 036 A000200 N 036 B000200 0 036 A000700 N 036 B000700 0 037 000200 N 037 000700 N 038 000200 0 038 000700 0 039 000200 Y 039 000700 Y 040 000200 Y 040 000700 Y 041 000200 Y 041 000700 Y PAGE 16 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000200 398 043 000700 2896 044 000200 0 044 000700 0 045 000200 Y 045 000700 Y 046 000200 N 046 000700 N 047 000200 Y 047 000700 Y 048 000200 0.000 048 A010200 100000 048 A020200 0.450 048 B010200 100000 048 B020200 0.425 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.400 048 000700 0.000 048 A010700 500000 PAGE 17 048 A020700 0.800 048 B010700 500000 048 B020700 0.750 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 1000000 048 K020700 0.700 049 000200 N 049 000700 N 050 000200 N 050 000700 N 051 000200 N 051 000700 N 052 000200 N 052 000700 N 053 A000200 N 053 A000700 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000200 N 055 B000200 N 055 A000700 N 055 B000700 Y 056 000200 Y PAGE 18 056 000700 Y 057 000200 N 057 000700 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 1.7 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 92.7 062 P000200 0.0 062 Q000200 0.0 062 R000200 4.8 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000200 0 063 B000200 16.9 063 A000700 0 063 B000700 0.0 064 A000200 Y 064 B000200 Y 065 000200 N PAGE 19 066 A000200 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000200 N 067 000700 N 068 A000200 N 068 B000200 N 068 A000700 N 068 B000700 N 069 000200 N 069 000700 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y PAGE 20 070 R020200 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 Y 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000200 230088 071 B000200 330465 071 C000200 721964 071 D000200 32 071 A000700 394126 071 B000700 374929 071 C000700 943644 071 D000700 40 072 A000200 12 072 B000200 42626 072 C000200 148 072 D000200 0 072 E000200 0 072 F000200 3037 PAGE 21 072 G000200 816 072 H000200 0 072 I000200 780 072 J000200 9 072 K000200 0 072 L000200 90 072 M000200 49 072 N000200 41 072 O000200 0 072 P000200 356 072 Q000200 199 072 R000200 43 072 S000200 73 072 T000200 398 072 U000200 0 072 V000200 0 072 W000200 24 072 X000200 5915 072 Y000200 0 072 Z000200 36859 072AA000200 0 072BB000200 14082 072CC010200 0 072CC020200 54619 072DD010200 3933 072DD020200 32815 072EE000200 0 072 A000700 12 072 B000700 87 072 C000700 14140 072 D000700 0 072 E000700 399 072 F000700 7336 072 G000700 0 072 H000700 0 072 I000700 1503 072 J000700 80 072 K000700 0 072 L000700 128 072 M000700 65 072 N000700 62 072 O000700 0 072 P000700 16 072 Q000700 151 072 R000700 39 072 S000700 98 072 T000700 2896 072 U000700 0 072 V000700 0 072 W000700 40 072 X000700 12414 PAGE 22 072 Y000700 0 072 Z000700 2212 072AA000700 55033 072BB000700 0 072CC010700 0 072CC020700 234009 072DD010700 1590 072DD020700 1243 072EE000700 86474 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 4.2138 073 C000700 0.0000 074 A000200 42 074 B000200 0 074 C000200 11980 074 D000200 674076 074 E000200 11095 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 24044 074 J000200 0 074 K000200 49 074 L000200 12278 074 M000200 10 074 N000200 733574 074 O000200 2858 074 P000200 538 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 3331 074 S000200 0 074 T000200 726847 074 U010200 7229 074 U020200 63211 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 4141 074 Y000200 2218 074 A000700 15 074 B000700 3207 074 C000700 0 074 D000700 0 PAGE 23 074 E000700 0 074 F000700 857559 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 2854 074 K000700 59 074 L000700 3100 074 M000700 13 074 N000700 866807 074 O000700 2904 074 P000700 1206 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 1558 074 S000700 0 074 T000700 861139 074 U010700 13004 074 U020700 9012 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 41775 074 Y000700 0 075 A000200 0 075 B000200 740094 075 A000700 0 075 B000700 944860 076 000200 0.00 076 000700 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N PAGE 24 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 75000 081 A00AA00 Y 081 B00AA00 140 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt 77B Report of Independent Registered Public Accounting Firm To the Trustees of Columbia Funds Series Trust I In planning and performing our audit of the financial statements of Columbia High Yield Municipal Fund and Columbia Small Value Fund I, (each a series of Columbia Funds Series Trust I and hereafter collectively referred to as the "Funds") as of and for the year ended June 30, 2008, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2008. This report is intended solely for the information and use of management and the Board of Trustees and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Boston, Massachusetts August 22, 2008 77E Legal Proceedings Note On February 9, 2005, Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia") and Columbia Funds Distributor, Inc. (which has been renamed Columbia Management Distributors, Inc.) (the "Distributor") (collectively, the "Columbia Group") entered into an Assurance of Discontinuance with the New York Attorney General ("NYAG") (the "NYAG Settlement") and consented to the entry of a cease-and-desist order by the Securities and Exchange Commission ("SEC") (the "SEC Order") on matters relating to mutual fund trading. Under the terms of the SEC Order, the Columbia Group agreed, among other things, to: pay $70 million in disgorgement and $70 million in civil money penalties; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures; and retain an independent distribution consultant (see below). The Columbia Funds have also voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees. The NYAG Settlement also, among other things, requires Columbia and its affiliates to reduce management fees for certain Columbia Funds (including the former Nations Funds) and other mutual funds collectively by $32 million per year for five years, for a projected total of $160 million in management fee reductions. Pursuant to the procedures set forth in the SEC Order, the $140 million in settlement amounts described above is being distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. Distributions under the distribution plan began in late June 2007. A copy of the SEC Order is available on the SEC website at http://www.sec.gov. A copy of the NYAG Settlement is available as part of the Bank of America Corporation Form 8-K filing on February 10, 2005. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the ''MDL''). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia, the Distributor, the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the United States District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia funds to an exemption from contingent deferred sales charges upon early redemption ("the CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. In 2004, the Columbia Funds' adviser and distributor and certain affiliated entities and individuals were named as defendants in certain purported shareholder class and derivative actions making claims, including claims under the Investment Company and the Investment Advisers Acts of 1940 and state law. Certain Columbia Funds were named as nominal defendants. The suits allege, inter alia, that the fees and expenses paid by the funds are excessive and that the advisers and their affiliates inappropriately used fund assets to distribute the funds and for other improper purposes. On March 2, 2005, the actions were consolidated in the Massachusetts federal court as In re Columbia Entities Litigation. The plaintiffs filed a consolidated amended complaint on June 9, 2005. On November 30, 2005, the judge dismissed all claims by plaintiffs and entered final judgment in favor of the defendants. The plaintiffs appealed to the United States Court of Appeals for the First Circuit on December 30, 2005. A stipulation and settlement agreement dated January 19, 2007 was filed in the First Circuit on February 14, 2007, with a joint stipulation of dismissal and motion for remand to obtain district court approval of the settlement. That joint motion was granted and the appeal was dismissed. On March 6, 2007, the case was remanded to the District Court. The settlement, approved by the District Court on September 18, 2007, became effective October 19, 2007. Pursuant to the settlement, the funds' adviser and/or its affiliates made certain payments, including plaintiffs' attorneys' fees and costs of notice to class members. EX-99 3 table.txt
NOTE/ BOND/ PURCHASE TRUST FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION EQUITY DATE - -------------------------------------------------------------------------------------------------------------- Columbia Funds Series Columbia High Yield Maryland Health & Higher Educational Trust I Municipal Fund 574217W92 Facilities Authority 5.50% 7/1/24 Bond 6/12/2008 Columbia Funds Series Columbia High Yield North Carolina Capital Facilities Trust I Municipal Fund 65818PGF0 Meredith College 6.00% 6/1/2031 Bond 3/13/2008 AMOUNT QUANTITY PURCHASE PAID BY TRUST SELLING BROKER** PURCHASED DATE FUND FYE - -------------------------------------------------------------------------------- Columbia Funds Series Trust I JPMorgan 2,100,000 103.7410 2,178,561 6/30 Columbia Funds Series Trust I Wachovia Securities 2,000,000 97.9090 1,958,180 6/30
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