-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNq8dMxzkjHJs/losOL1aiXYbWts0XHlKsIWqPqaz0pWfDsT5VeyJsPDDn5hTLif sIjgKme3vO1pGSWz7jcU+g== 0000773757-07-000283.txt : 20071231 0000773757-07-000283.hdr.sgml : 20071231 20071231164151 ACCESSION NUMBER: 0000773757-07-000283 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071231 DATE AS OF CHANGE: 20071231 EFFECTIVENESS DATE: 20071231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-99356 FILM NUMBER: 071334800 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010615 Columbia High Yield Municipal Fund C000029350 Class A C000029351 Class B C000029352 Class C C000029353 Class Z 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A C000029359 Class B C000029360 Class C C000029361 Class J C000029362 Class Z 0000773757 S000010620 Columbia Tax-Exempt Fund C000029373 Class A C000029374 Class B C000029375 Class C C000029376 Class Z 0000773757 S000010621 Columbia California Tax-Exempt Fund C000029377 Class A C000029378 Class B C000029379 Class C C000029380 Class Z 0000773757 S000010623 Columbia Intermediate Municipal Bond Fund C000029387 Class A C000029388 Class B C000029389 Class C C000029391 Class T C000029392 Class Z 0000773757 S000012076 Columbia Asset Allocation Fund C000032882 Class A C000032883 Class B C000032884 Class C C000032886 Class T C000032887 Class Z 0000773757 S000012077 Columbia Common Stock Fund C000032888 Class A C000032889 Class B C000032890 Class C C000032892 Class T C000032893 Class Z 0000773757 S000012078 Columbia Disciplined Value Fund C000032894 Class A C000032895 Class B C000032896 Class C C000032898 Class T C000032899 Class Z 0000773757 S000012079 Columbia Dividend Income Fund C000032900 Class A C000032901 Class B C000032902 Class C C000032904 Class T C000032905 Class Z 0000773757 S000012081 Columbia Large Cap Growth Fund C000032910 Class A C000032911 Class B C000032912 Class C C000032914 Class T C000032915 Class Z C000034322 Class E C000034323 Class F 0000773757 S000012082 Columbia Liberty Fund C000032916 Class A C000032917 Class B C000032918 Class C C000032919 Class Z 0000773757 S000012083 Columbia Small Cap Core Fund C000032920 Class A C000032921 Class B C000032922 Class C C000032924 Class T C000032925 Class Z 0000773757 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032936 Class A C000032937 Class B C000032938 Class C C000032940 Class T C000032941 Class Z 0000773757 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032942 Class A C000032943 Class B C000032944 Class C C000032946 Class T C000032947 Class Z 0000773757 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000032948 Class A C000032949 Class B C000032950 Class C C000033905 Class T C000033906 Class Z 0000773757 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032951 Class A C000032952 Class B C000032953 Class C C000032955 Class T C000032956 Class Z 0000773757 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032957 Class A C000032958 Class B C000032959 Class C C000032961 Class T C000032962 Class Z 0000773757 S000012091 Columbia Connecticut Tax-Exempt Fund C000032963 Class A C000032964 Class B C000032965 Class C 0000773757 S000012092 Columbia Massachusetts Tax-Exempt Fund C000032966 Class A C000032967 Class B C000032968 Class C 0000773757 S000012093 Columbia New York Tax-Exempt Fund C000032969 Class A C000032970 Class B C000032971 Class C 0000773757 S000012096 Columbia Income Fund C000032979 Class A C000032980 Class B C000032981 Class C C000032982 Class Z 0000773757 S000012097 Columbia Intermediate Bond Fund C000032983 Class A C000032984 Class B C000032985 Class C C000032986 Class R C000032987 Class Z 0000773757 S000012098 Columbia U.S. Treasury Index Fund C000032988 Class A C000032989 Class B C000032990 Class C C000032991 Class Z 0000773757 S000012099 Columbia World Equity Fund C000032992 Class A C000032993 Class B C000032994 Class C 0000773757 S000012100 Columbia Core Bond Fund C000032995 Class A C000032996 Class B C000032997 Class C C000032999 Class T C000033000 Class Z 0000773757 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A C000033002 Class B C000033003 Class C C000033004 Class Z 0000773757 S000012102 Columbia Small Cap Value Fund I C000033005 Class A C000033006 Class B C000033007 Class C C000033008 Class Z 497 1 newtrsteesuppa.txt COLUMBIA FUNDS SERIES TRUST I Columbia Funds Series Trust I
Columbia Income Fund Columbia Core Bond Fund Columbia Intermediate Bond Fund Supplement to the Statements of Additional Information Columbia U.S. Treasury Index Fund dated September 1, 2007 Columbia World Equity Fund Supplement to the Statements of Additional Information Columbia High Yield Opportunity Fund dated August 1, 2007 Columbia Strategic Income Fund Supplement to the Statements of Additional Information dated October 1, 2007 Columbia High Yield Municipal Fund Columbia Small Cap Value Fund I Supplement to the Statements of Additional Information dated November 1, 2007
(Each a "Fund" and together the "Funds.") Effective December 12, 2007, the Board of Trustees of Columbia Funds Series Trust I (the "Trust") elected Rodman L. Drake, Morrill Melton Hall, Jr., Jonathan Piel and John D. Collins as Trustees of the Trust. 1. For each Statement of Additional Information, the following information is added to the table entitled "Independent Trustee Biographical Information" under the section entitled "FUND GOVERNANCE; The Board": Independent Trustee Biographical Information
Year First Number of Appointed or Funds in the Elected to a Columbia Funds Name, Year of Board in the Principal Complex Overseen* Birth and Position Columbia Funds Occupation(s) During Other Directorships Held with the Trust Complex* the Past Five Years Held by Trustee - ----------------------------- ------------------- --------------------------------- ------------------ ---------------------------- Rodman L. Drake 2007 Co-Founder of Baringo Capital 95 Parsons Brinckerhoff, (Born 1943) LLC (private equity) (since Inc.; Jackson Hewitt Tax Trustee 2002); President, Continuation Service Inc.; Crystal Investments Group, Inc. (1997 River Inc.; Student Loan to 2001) Corporation; Celgene Corporation; and Apex Silver Mines Ltd. - ----------------------------- ------------------- --------------------------------- ------------------ ---------------------------- - ----------------------------- ------------------- --------------------------------- ------------------ ---------------------------- Morrill Melton Hall, Jr. 2007 Chairman (since 1984) and Chief 95 None (Born 1944) Executive Officer (since 1991), Trustee Comprehensive Health Services, Inc. (health care management and administration) - ----------------------------- ------------------- --------------------------------- ------------------ ---------------------------- Jonathan Piel 2007 Cable television producer and 95 Member, Board of (Born 1938) website designer; Editor, Directors, National Trustee Scientific American Institute of Social (1984-1986), and Vice Sciences; and Member, President, Scientific American Advisory Board, The Stone Inc., (1986-1994); Director, Age Institute (research National Institute of Social institute that explores Sciences; Member Advisory the effect of technology Board, The Stone Age Institute, on human evolution) Bloomington, Indiana - ----------------------------- ------------------- --------------------------------- ------------------ ----------------------------
Independent Trustee Biographical Information
Year First Number of Appointed or Funds in the Elected to a Columbia Funds Name, Year of Board in the Principal Complex Overseen* Birth and Position Columbia Funds Occupation(s) During Other Directorships Held with the Trust Complex* the Past Five Years Held by Trustee - ----------------------------- ------------------- --------------------------------- ------------------ ---------------------------- John D. Collins 2007 Retired. Consultant, KPMG, LLP 95 Mrs. Fields Famous Brands (Born 1938) (July 1999 to June 2000); LLC (consumer products); Trustee Partner, KPMG, LLP (March 1962 Suburban Propane Partners, to June 1999) L.P.; and Montpelier Re - ----------------------------- ------------------- --------------------------------- ------------------ ----------------------------
* Messrs. Drake, Hall, Piel and Collins have served as directors/trustees of the Excelsior Funds since 1996, 2000, 1996 and 2005, respectively. The Excelsior Funds consist of 27 portfolios managed by affiliates of Columbia Management Advisors, LLC. 2. For each Statement of Additional Information, the following information is added to the table entitled "Independent Trustee Ownership for the Calendar Year Ended December 31, 2006" under the section entitled "FUND GOVERNANCE; Beneficial Equity Ownership": Independent Trustee Ownership for the Calendar Year Ended December 31, 2006
Dollar Range of Equity Aggregate Dollar Range of Equity Securities Trustee Securities in the Fund(s) in all Funds in the Columbia Funds Family - ----------------------------- -------------------------------- ---------------------------------------------------------- Rodman L. Drake None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- Morrill Melton Hall, Jr. None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- Jonathan Piel None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- John D. Collins None Over $100,000 - ----------------------------- -------------------------------- ----------------------------------------------------------
3. For each Statement of Additional Information, the following information is added to the table entitled "Independent Trustee Compensation" under the section entitled "FUND GOVERNANCE; Compensation": Independent Trustee Compensation
Total Compensation from the Columbia Funds Aggregate Compensation Complex Paid to Independent Trustees for Name of Trustee from the Funds (a) the Calendar Year ended December 31, 2006(a) - ----------------------------- ---------------------------------------------- -------------------------------------------- - ----------------------------- ---------------------------------------------- -------------------------------------------- Rodman L. Drake None $110,246 - ----------------------------- ---------------------------------------------- -------------------------------------------- Morrill Melton Hall, Jr. None $91,444 - ----------------------------- ---------------------------------------------- -------------------------------------------- Jonathan Piel None $93,944 - ----------------------------- ---------------------------------------------- -------------------------------------------- - ----------------------------- ---------------------------------------------- -------------------------------------------- John D. Collins None $97,095 - ----------------------------- ---------------------------------------------- -------------------------------------------- (a) All Trustees receive reimbursements for reasonable expenses related to their attendance at meetings of the Board or standing committees, which are not included in the amounts shown. Messrs. Drake, Hall, Piel and Collins were elected to the Board on December 12, 2007. They also serve as directors/trustees of the Excelsior Funds, which are part of the Columbia Funds Complex.
INT-50/138886-1207 December 31, 2007 Columbia Funds Series Trust I
Columbia Liberty Fund Columbia California Tax-Exempt Fund Columbia Asset Allocation Fund Columbia Connecticut Tax-Exempt Fund Columbia Dividend Income Fund Columbia Massachusetts Tax-Exempt Fund Columbia Common Stock Fund Columbia New York Tax-Exempt Fund Columbia Large Cap Growth Fund Columbia Intermediate Municipal Bond Fund Columbia Disciplined Value Fund Columbia Massachusetts Intermediate Municipal Bond Fund Columbia Small Cap Core Fund Columbia Connecticut Intermediate Municipal Bond Fund Supplement to the Statements of Additional Information Columbia New Jersey Intermediate Municipal Bond Fund dated February 1, 2007 Columbia New York Intermediate Municipal Bond Fund Columbia Rhode Island Intermediate Municipal Bond Fund Supplement to the Statements of Additional Information dated March 1, 2007 Columbia Tax-Exempt Fund Supplement to the Statement of Additional Information dated April 1, 2007 (Each a "Fund" and together the "Funds.")
Effective December 12, 2007, the Board of Trustees of Columbia Funds Series Trust I (the "Trust") elected Rodman L. Drake, Morrill Melton Hall, Jr., Jonathan Piel and John D. Collins as Trustees of the Trust. 1. For each Statement of Additional Information, the following information is added to the table under "Trustees and Officers" : Disinterested Trustees
Number of Year First Portfolios in Elected or Principal Columbia Fund Name and Position Appointed to Occupation(s) During Complex Overseen Other Directorships Year of Birth with Funds Office* Past Five Years by Trustee* Held - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ Rodman L. Drake Trustee 2007 Co-Founder of Baringo 95 Parsons Brinckerhoff, (Born 1943) Capital LLC (private Inc.; Jackson Hewitt equity) (since 2002); Tax Service Inc.; President, Continuation Crystal River Inc.; Investments Group, Inc. Student Loan (1997 to 2001) Corporation; Celgene Corporation; and Apex Silver Mines Ltd. - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ Morrill Melton Hall, Jr. Trustee 2007 Chairman (since 1984) 95 None (Born 1944) and Chief Executive Officer (since 1991), Comprehensive Health Services, Inc. (health care management and administration) - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------
Disinterested Trustees
Number of Year First Portfolios in Elected or Principal Columbia Fund Name and Position Appointed Occupation(s) During Complex Overseen Other Directorships Year of Birth with Funds Office* Past Five Years by Trustee* Held - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ Jonathan Piel Trustee 2007 Cable television 95 Member, Board of (Born 1938) producer and website Directors, National designer; Editor, Institute of Social Scientific American Sciences; and Member, (1984-1986), and Vice Advisory Board, The President, Scientific Stone Age Institute American Inc., (research institute (1986-1994); Director, that explores the National Institute of effect of technology Social Sciences; on human evolution) Member Advisory Board, The Stone Age Institute, Bloomington, Indiana - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ John D. Collins Trustee 2007 Retired. Consultant, 95 Mrs. Fields Famous (Born 1938) KPMG, LLP (July 1999 Brands LLC (consumer to June 2000); products); Suburban Partner, KPMG, LLP Propane Partners, (March 1962 to June L.P.; and Montpelier 1999) Re - --------------------------- ------------ -------------- ------------------------ ------------------ ------------------------ * Messrs. Drake, Hall, Piel and Collins have served as directors/trustees of the Excelsior Funds since 1996, 2000, 1996 and 2005, respectively. The Excelsior Funds consist of 27 portfolios managed by affiliates of Columbia Management Advisors, LLC.
2. For each Statement of Additional Information, the following information is added to the table under the section entitled "Share Ownership" : Disinterested Trustees
Aggregate Dollar Range of Equity Securities Owned Dollar Range of Equity in All Funds Overseen by Trustees in the Name of Trustee Securities Owned in the Fund(s) Columbia Fund Complex - ----------------------------- -------------------------------- ---------------------------------------------------------- Rodman L. Drake None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- Morrill Melton Hall, Jr. None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- Jonathan Piel None Over $100,000 - ----------------------------- -------------------------------- ---------------------------------------------------------- John D. Collins None Over $100,000 - ----------------------------- -------------------------------- ----------------------------------------------------------
3. For each Statement of Additional Information, the following information is added to the section regarding trustee compensation: Messrs. Drake, Hall, Piel and Collins did not receive compensation from the Funds prior to their election to the Board on December 12, 2007. The table below shows the total compensation they received from the Columbia Fund Complex as a result of their role as directors/trustees of the Excelsior Funds, which are part of the Columbia Fund Complex: Total Compensation from the Columbia Fund Complex Paid to Trustee the Trustees for the Calendar Year ended December 31, 2006 - ----------------------------- -------------------------------- - ----------------------------- -------------------------------- Rodman L. Drake $110,246 - ----------------------------- -------------------------------- Morrill Melton Hall, Jr. $91,444 - ----------------------------- -------------------------------- Jonathan Piel $93,944 - ----------------------------- -------------------------------- - ----------------------------- -------------------------------- John D. Collins $97,095 - ----------------------------- -------------------------------- INT-50/138783-1207 December 31, 2007 -----END PRIVACY-ENHANCED MESSAGE-----