-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMJ9Dw+HUeTggMkOXeqjv7y8NQd3rqaSyq5pGXUxuPG83tf/LisubMXc8Iltm7Q4 b/A4/1GaaPi1gH6/15sCtQ== 0000773757-07-000253.txt : 20071129 0000773757-07-000253.hdr.sgml : 20071129 20071129104940 ACCESSION NUMBER: 0000773757-07-000253 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071129 DATE AS OF CHANGE: 20071129 EFFECTIVENESS DATE: 20071129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 071273345 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000012096 Columbia Income Fund C000032979 Class A C000032980 Class B C000032981 Class C C000032982 Class Z 0000773757 S000012097 Columbia Intermediate Bond Fund C000032983 Class A C000032984 Class B C000032985 Class C C000032986 Class R C000032987 Class Z 0000773757 S000012098 Columbia U.S. Treasury Index Fund C000032988 Class A C000032989 Class B C000032990 Class C C000032991 Class Z 0000773757 S000012099 Columbia World Equity Fund C000032992 Class A C000032993 Class B C000032994 Class C NSAR-A 1 answer.fil PAGE 1 000 A000000 09/30/2007 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-4367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 38 007 C013500 35 007 C023500 COLUMBIA WORLD EQUITY FUND 007 C033500 N 007 C013600 36 007 C023600 COLUMBIA U.S. TREASURY INDEX FUND 007 C033600 N 007 C013700 37 007 C023700 COLUMBIA INCOME FUND 007 C033700 N 007 C013800 38 007 C023800 COLUMBIA INTERMEDIATE BOND FUND 007 C033800 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B00AA01 A 008 C00AA01 801-50372 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 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B033500 0 028 B043500 1322 028 C013500 425 028 C023500 4747 028 C033500 0 028 C043500 1050 028 D013500 479 028 D023500 0 028 D033500 0 028 D043500 1688 028 E013500 497 028 E023500 0 028 E033500 0 028 E043500 1542 028 F013500 375 028 F023500 0 028 F033500 0 028 F043500 1353 028 G013500 2821 028 G023500 4747 028 G033500 0 028 G043500 8664 028 H003500 521 028 A013600 2151 028 A023600 353 028 A033600 0 028 A043600 1808 028 B013600 3719 028 B023600 324 028 B033600 0 028 B043600 13208 028 C013600 4856 028 C023600 315 028 C033600 0 028 C043600 3985 028 D013600 1891 PAGE 16 028 D023600 327 028 D033600 0 028 D043600 1850 028 E013600 11895 028 E023600 337 028 E033600 0 028 E043600 3505 028 F013600 3664 028 F023600 332 028 F033600 0 028 F043600 6690 028 G013600 28176 028 G023600 1988 028 G033600 0 028 G043600 31046 028 H003600 254 028 A013700 26891 028 A023700 1497 028 A033700 0 028 A043700 10575 028 B013700 23618 028 B023700 1519 028 B033700 0 028 B043700 11316 028 C013700 18253 028 C023700 1561 028 C033700 0 028 C043700 11735 028 D013700 18751 028 D023700 1514 028 D033700 0 028 D043700 17212 028 E013700 13318 028 E023700 1551 028 E033700 0 028 E043700 13428 028 F013700 13016 028 F023700 1509 028 F033700 0 028 F043700 11681 028 G013700 113847 028 G023700 9151 028 G033700 0 028 G043700 75947 028 H003700 6242 028 A013800 71166 028 A023800 5106 028 A033800 0 028 A043800 32245 028 B013800 76679 028 B023800 5241 PAGE 17 028 B033800 0 028 B043800 26398 028 C013800 69011 028 C023800 5303 028 C033800 0 028 C043800 37468 028 D013800 88474 028 D023800 5254 028 D033800 0 028 D043800 37109 028 E013800 62983 028 E023800 5346 028 E033800 0 028 E043800 52491 028 F013800 67537 028 F023800 5339 028 F033800 0 028 F043800 40300 028 G013800 435850 028 G023800 31589 028 G033800 0 028 G043800 226011 028 H003800 3547 029 003500 Y 029 003600 Y 029 003700 Y 029 003800 Y 030 A003500 14 030 B003500 5.75 030 C003500 0.00 030 A003600 9 030 B003600 4.75 030 C003600 0.00 030 A003700 103 030 B003700 4.75 030 C003700 0.00 030 A003800 114 030 B003800 3.25 030 C003800 0.00 031 A003500 2 031 B003500 0 031 A003600 1 031 B003600 0 031 A003700 7 031 B003700 0 031 A003800 7 031 B003800 0 032 003500 12 032 003600 8 032 003700 96 032 003800 107 PAGE 18 033 003500 0 033 003600 0 033 003700 0 033 003800 0 034 003500 Y 034 003600 Y 034 003700 Y 034 003800 Y 035 003500 4 035 003600 4 035 003700 16 035 003800 72 036 A003500 N 036 B003500 0 036 A003600 N 036 B003600 0 036 A003700 N 036 B003700 0 036 A003800 N 036 B003800 0 037 003500 Y 037 003600 N 037 003700 N 037 003800 N 038 003500 0 038 003600 0 038 003700 0 038 003800 0 039 003500 Y 039 003600 Y 039 003700 Y 039 003800 Y 040 003500 Y 040 003600 Y 040 003700 Y 040 003800 Y 041 003500 Y 041 003600 Y 041 003700 Y 041 003800 Y 042 A003500 0 042 B003500 0 042 C003500 100 042 D003500 0 042 E003500 0 042 F003500 0 042 G003500 0 042 H003500 0 042 A003600 0 042 B003600 0 042 C003600 100 PAGE 19 042 D003600 0 042 E003600 0 042 F003600 0 042 G003600 0 042 H003600 0 042 A003700 0 042 B003700 0 042 C003700 100 042 D003700 0 042 E003700 0 042 F003700 0 042 G003700 0 042 H003700 0 042 A003800 0 042 B003800 0 042 C003800 100 042 D003800 0 042 E003800 0 042 F003800 0 042 G003800 0 042 H003800 0 043 003500 155 043 003600 19 043 003700 318 043 003800 712 044 003500 0 044 003600 0 044 003700 0 044 003800 0 045 003500 Y 045 003600 Y 045 003700 Y 045 003800 Y 046 003500 N 046 003600 N 046 003700 N 046 003800 N 047 003500 Y 047 003600 Y 047 003700 Y 047 003800 Y 048 003500 0.000 048 A013500 1000000 048 A023500 0.400 048 B013500 0 048 B023500 0.000 048 C013500 0 048 C023500 0.000 048 D013500 0 048 D023500 0.000 048 E013500 0 PAGE 20 048 E023500 0.000 048 F013500 0 048 F023500 0.000 048 G013500 0 048 G023500 0.000 048 H013500 0 048 H023500 0.000 048 I013500 0 048 I023500 0.000 048 J013500 0 048 J023500 0.000 048 K013500 1000000 048 K023500 0.350 048 003600 0.100 048 A013600 0 048 A023600 0.000 048 B013600 0 048 B023600 0.000 048 C013600 0 048 C023600 0.000 048 D013600 0 048 D023600 0.000 048 E013600 0 048 E023600 0.000 048 F013600 0 048 F023600 0.000 048 G013600 0 048 G023600 0.000 048 H013600 0 048 H023600 0.000 048 I013600 0 048 I023600 0.000 048 J013600 0 048 J023600 0.000 048 K013600 0 048 K023600 0.000 048 003700 0.000 048 A013700 500000 048 A023700 0.420 048 B013700 500000 048 B023700 0.375 048 C013700 500000 048 C023700 0.370 048 D013700 1500000 048 D023700 0.340 048 E013700 3000000 048 E023700 0.330 048 F013700 0 048 F023700 0.000 048 G013700 0 048 G023700 0.000 PAGE 21 048 H013700 0 048 H023700 0.000 048 I013700 0 048 I023700 0.000 048 J013700 0 048 J023700 0.000 048 K013700 6000000 048 K023700 0.320 048 003800 0.000 048 A013800 1000000 048 A023800 0.350 048 B013800 500000 048 B023800 0.300 048 C013800 1500000 048 C023800 0.290 048 D013800 3000000 048 D023800 0.280 048 E013800 0 048 E023800 0.000 048 F013800 0 048 F023800 0.000 048 G013800 0 048 G023800 0.000 048 H013800 0 048 H023800 0.000 048 I013800 0 048 I023800 0.000 048 J013800 0 048 J023800 0.000 048 K013800 6000000 048 K023800 0.270 049 003500 N 049 003600 N 049 003700 N 049 003800 N 050 003500 N 050 003600 N 050 003700 N 050 003800 N 051 003500 N 051 003600 N 051 003700 N 051 003800 N 052 003500 N 052 003600 N 052 003700 N 052 003800 N 053 A003500 N 053 A003600 Y 053 B003600 Y 053 C003600 N PAGE 22 053 A003700 N 053 A003800 N 054 A003500 Y 054 B003500 Y 054 C003500 N 054 D003500 N 054 E003500 N 054 F003500 N 054 G003500 Y 054 H003500 N 054 I003500 N 054 J003500 Y 054 K003500 N 054 L003500 N 054 M003500 Y 054 N003500 N 054 O003500 Y 054 A003600 Y 054 B003600 Y 054 C003600 Y 054 D003600 Y 054 E003600 Y 054 F003600 Y 054 G003600 Y 054 H003600 N 054 I003600 N 054 J003600 Y 054 K003600 Y 054 L003600 N 054 M003600 Y 054 N003600 Y 054 O003600 Y 054 A003700 Y 054 B003700 Y 054 C003700 N 054 D003700 N 054 E003700 N 054 F003700 N 054 G003700 Y 054 H003700 N 054 I003700 N 054 J003700 Y 054 K003700 N 054 L003700 N 054 M003700 Y 054 N003700 N 054 O003700 Y 054 A003800 Y 054 B003800 Y 054 C003800 N 054 D003800 N PAGE 23 054 E003800 N 054 F003800 N 054 G003800 Y 054 H003800 N 054 I003800 N 054 J003800 Y 054 K003800 N 054 L003800 N 054 M003800 Y 054 N003800 N 054 O003800 Y 055 A003500 N 055 B003500 N 055 A003600 Y 055 B003600 N 055 A003700 Y 055 B003700 N 055 A003800 Y 055 B003800 N 056 003500 Y 056 003600 Y 056 003700 Y 056 003800 Y 057 003500 N 057 003600 N 057 003700 N 057 003800 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A003500 N 062 B003500 0.0 062 C003500 0.0 062 D003500 0.0 062 E003500 0.0 062 F003500 0.0 062 G003500 0.0 062 H003500 0.0 062 I003500 0.0 062 J003500 0.0 062 K003500 0.0 062 L003500 0.0 062 M003500 0.0 062 N003500 0.0 062 O003500 0.0 062 P003500 0.0 062 Q003500 0.0 062 R003500 0.0 062 A003600 Y PAGE 24 062 B003600 0.0 062 C003600 0.0 062 D003600 0.8 062 E003600 0.0 062 F003600 0.0 062 G003600 0.0 062 H003600 0.0 062 I003600 0.0 062 J003600 0.0 062 K003600 0.0 062 L003600 0.0 062 M003600 98.3 062 N003600 0.0 062 O003600 0.0 062 P003600 0.0 062 Q003600 28.5 062 R003600 0.0 062 A003700 Y 062 B003700 0.0 062 C003700 0.0 062 D003700 2.5 062 E003700 0.0 062 F003700 0.0 062 G003700 0.0 062 H003700 0.0 062 I003700 0.1 062 J003700 0.0 062 K003700 0.0 062 L003700 0.0 062 M003700 12.4 062 N003700 3.8 062 O003700 0.1 062 P003700 68.2 062 Q003700 14.2 062 R003700 17.1 062 A003800 Y 062 B003800 0.0 062 C003800 0.0 062 D003800 5.9 062 E003800 0.0 062 F003800 0.0 062 G003800 0.0 062 H003800 0.0 062 I003800 0.6 062 J003800 0.0 062 K003800 0.0 062 L003800 0.0 062 M003800 19.1 062 N003800 25.6 062 O003800 0.0 062 P003800 37.0 PAGE 25 062 Q003800 31.4 062 R003800 22.4 063 A003500 0 063 B003500 0.0 063 A003600 0 063 B003600 6.9 063 A003700 0 063 B003700 11.2 063 A003800 0 063 B003800 8.0 064 A003600 N 064 B003600 N 064 A003700 N 064 B003700 N 064 A003800 N 064 B003800 Y 065 003800 N 066 A003500 Y 066 B003500 N 066 C003500 Y 066 D003500 N 066 E003500 N 066 F003500 N 066 G003500 N 066 A003600 N 066 A003700 N 066 A003800 N 067 003500 N 067 003600 N 067 003700 N 067 003800 N 068 A003500 N 068 B003500 Y 068 A003600 N 068 B003600 N 068 A003700 N 068 B003700 N 068 A003800 N 068 B003800 N 069 003500 N 069 003600 Y 069 003700 N 069 003800 N 070 A013500 Y 070 A023500 Y 070 B013500 Y 070 B023500 N 070 C013500 Y 070 C023500 N 070 D013500 Y 070 D023500 N PAGE 26 070 E013500 Y 070 E023500 N 070 F013500 Y 070 F023500 N 070 G013500 Y 070 G023500 N 070 H013500 Y 070 H023500 N 070 I013500 Y 070 I023500 N 070 J013500 Y 070 J023500 N 070 K013500 Y 070 K023500 Y 070 L013500 Y 070 L023500 Y 070 M013500 Y 070 M023500 Y 070 N013500 Y 070 N023500 N 070 O013500 Y 070 O023500 N 070 P013500 Y 070 P023500 N 070 Q013500 Y 070 Q023500 N 070 R013500 Y 070 R023500 N 070 A013600 Y 070 A023600 Y 070 B013600 N 070 B023600 N 070 C013600 N 070 C023600 N 070 D013600 N 070 D023600 N 070 E013600 N 070 E023600 N 070 F013600 N 070 F023600 N 070 G013600 N 070 G023600 N 070 H013600 N 070 H023600 N 070 I013600 N 070 I023600 N 070 J013600 Y 070 J023600 N 070 K013600 Y 070 K023600 N 070 L013600 N PAGE 27 070 L023600 N 070 M013600 N 070 M023600 N 070 N013600 Y 070 N023600 Y 070 O013600 Y 070 O023600 Y 070 P013600 Y 070 P023600 N 070 Q013600 Y 070 Q023600 N 070 R013600 N 070 R023600 N 070 A013700 Y 070 A023700 Y 070 B013700 Y 070 B023700 N 070 C013700 Y 070 C023700 N 070 D013700 Y 070 D023700 N 070 E013700 Y 070 E023700 Y 070 F013700 Y 070 F023700 N 070 G013700 Y 070 G023700 N 070 H013700 Y 070 H023700 N 070 I013700 N 070 I023700 N 070 J013700 Y 070 J023700 N 070 K013700 Y 070 K023700 N 070 L013700 Y 070 L023700 Y 070 M013700 Y 070 M023700 Y 070 N013700 Y 070 N023700 Y 070 O013700 Y 070 O023700 N 070 P013700 Y 070 P023700 Y 070 Q013700 Y 070 Q023700 N 070 R013700 Y 070 R023700 N 070 A013800 Y 070 A023800 Y PAGE 28 070 B013800 Y 070 B023800 N 070 C013800 Y 070 C023800 N 070 D013800 Y 070 D023800 N 070 E013800 Y 070 E023800 Y 070 F013800 Y 070 F023800 N 070 G013800 Y 070 G023800 N 070 H013800 Y 070 H023800 N 070 I013800 N 070 I023800 N 070 J013800 Y 070 J023800 N 070 K013800 Y 070 K023800 N 070 L013800 Y 070 L023800 Y 070 M013800 Y 070 M023800 Y 070 N013800 Y 070 N023800 Y 070 O013800 Y 070 O023800 N 070 P013800 Y 070 P023800 Y 070 Q013800 Y 070 Q023800 N 070 R013800 Y 070 R023800 N 071 A003500 33462 071 B003500 38540 071 C003500 96948 071 D003500 35 071 A003600 43871 071 B003600 44234 071 C003600 139841 071 D003600 31 071 A003700 608985 071 B003700 553636 071 C003700 659054 071 D003700 84 071 A003800 3527889 071 B003800 2935952 071 C003800 2130333 071 D003800 138 072 A003500 6 PAGE 29 072 B003500 11 072 C003500 1325 072 D003500 0 072 E003500 0 072 F003500 196 072 G003500 122 072 H003500 0 072 I003500 109 072 J003500 13 072 K003500 0 072 L003500 0 072 M003500 8 072 N003500 0 072 O003500 0 072 P003500 0 072 Q003500 41 072 R003500 0 072 S003500 0 072 T003500 155 072 U003500 0 072 V003500 0 072 W003500 81 072 X003500 725 072 Y003500 0 072 Z003500 611 072AA003500 4220 072BB003500 0 072CC013500 2991 072CC023500 0 072DD013500 99 072DD023500 0 072EE003500 4968 072 A003600 6 072 B003600 3337 072 C003600 0 072 D003600 0 072 E003600 59 072 F003600 70 072 G003600 211 072 H003600 0 072 I003600 0 072 J003600 0 072 K003600 0 072 L003600 0 072 M003600 10 072 N003600 0 072 O003600 0 072 P003600 1 072 Q003600 0 072 R003600 0 072 S003600 0 PAGE 30 072 T003600 19 072 U003600 0 072 V003600 0 072 W003600 18 072 X003600 329 072 Y003600 45 072 Z003600 3112 072AA003600 0 072BB003600 202 072CC013600 1721 072CC023600 0 072DD013600 113 072DD023600 3120 072EE003600 0 072 A003700 6 072 B003700 21470 072 C003700 0 072 D003700 0 072 E003700 230 072 F003700 1404 072 G003700 443 072 H003700 0 072 I003700 347 072 J003700 11 072 K003700 0 072 L003700 0 072 M003700 20 072 N003700 0 072 O003700 0 072 P003700 0 072 Q003700 91 072 R003700 0 072 S003700 0 072 T003700 318 072 U003700 0 072 V003700 0 072 W003700 168 072 X003700 2802 072 Y003700 0 072 Z003700 18898 072AA003700 0 072BB003700 2915 072CC013700 0 072CC023700 13894 072DD013700 3354 072DD023700 15752 072EE003700 0 072 A003800 6 072 B003800 65238 072 C003800 0 072 D003800 0 PAGE 31 072 E003800 1304 072 F003800 3664 072 G003800 1727 072 H003800 0 072 I003800 1162 072 J003800 18 072 K003800 0 072 L003800 0 072 M003800 57 072 N003800 0 072 O003800 0 072 P003800 0 072 Q003800 102 072 R003800 0 072 S003800 0 072 T003800 712 072 U003800 0 072 V003800 0 072 W003800 315 072 X003800 7757 072 Y003800 0 072 Z003800 58785 072AA003800 0 072BB003800 15591 072CC013800 0 072CC023800 8157 072DD013800 5121 072DD023800 53930 072EE003800 0 073 A013500 0.0000 073 A023500 0.0000 073 B003500 0.8200 073 C003500 0.0000 073 A013600 0.0000 073 A023600 0.0000 073 B003600 0.0000 073 C003600 0.0000 073 A013700 0.0000 073 A023700 0.0000 073 B003700 0.0000 073 C003700 0.0000 073 A013800 0.0000 073 A023800 0.0000 073 B003800 0.0000 073 C003800 0.0000 074 A003500 11 074 B003500 346 074 C003500 0 074 D003500 0 074 E003500 0 074 F003500 96692 PAGE 32 074 G003500 0 074 H003500 0 074 I003500 0 074 J003500 310 074 K003500 28 074 L003500 286 074 M003500 246 074 N003500 97919 074 O003500 0 074 P003500 159 074 Q003500 0 074 R013500 0 074 R023500 0 074 R033500 0 074 R043500 275 074 S003500 0 074 T003500 97485 074 U013500 5639 074 U023500 505 074 V013500 0.00 074 V023500 0.00 074 W003500 0.0000 074 X003500 9112 074 Y003500 0 074 A003600 1 074 B003600 1153 074 C003600 0 074 D003600 143938 074 E003600 0 074 F003600 0 074 G003600 0 074 H003600 0 074 I003600 41649 074 J003600 816 074 K003600 25 074 L003600 1788 074 M003600 0 074 N003600 189370 074 O003600 945 074 P003600 85 074 Q003600 0 074 R013600 0 074 R023600 0 074 R033600 0 074 R043600 41995 074 S003600 0 074 T003600 146345 074 U013600 478 074 U023600 13298 074 V013600 0.00 074 V023600 0.00 PAGE 33 074 W003600 0.0000 074 X003600 3373 074 Y003600 0 074 A003700 146 074 B003700 17586 074 C003700 597 074 D003700 689710 074 E003700 0 074 F003700 0 074 G003700 0 074 H003700 0 074 I003700 119578 074 J003700 23155 074 K003700 44 074 L003700 11577 074 M003700 0 074 N003700 862393 074 O003700 40317 074 P003700 508 074 Q003700 0 074 R013700 0 074 R023700 0 074 R033700 0 074 R043700 122401 074 S003700 0 074 T003700 699167 074 U013700 13165 074 U023700 60822 074 V013700 0.00 074 V023700 0.00 074 W003700 0.0000 074 X003700 13320 074 Y003700 431 074 A003800 871 074 B003800 142091 074 C003800 15520 074 D003800 2733392 074 E003800 0 074 F003800 69 074 G003800 0 074 H003800 0 074 I003800 541747 074 J003800 321333 074 K003800 74 074 L003800 27727 074 M003800 0 074 N003800 3782824 074 O003800 811376 074 P003800 1520 074 Q003800 0 074 R013800 0 PAGE 34 074 R023800 0 074 R033800 0 074 R043800 552452 074 S003800 0 074 T003800 2417476 074 U013800 24042 074 U023800 252391 074 V013800 0.00 074 V023800 0.00 074 W003800 0.0000 074 X003800 16086 074 Y003800 76010 075 A003500 0 075 B003500 97867 075 A003600 0 075 B003600 140501 075 A003700 0 075 B003700 689043 075 A003800 0 075 B003800 2304548 076 003500 0.00 076 003600 0.00 076 003700 0.00 076 003800 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 PAGE 35 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt 77D Policies with respect to security investments On July 31, 2007, a Type 485BPOS, accession number 0001193125-07-166612, post-effective amendment number 58 to the registration statement of the Columbia Income Fund, Columbia Intermediate Bond Fund, Columbia U.S. Treasury Index Fund and Columbia World Equity Fund (Funds) was filed with the SEC. It is hereby incorporated by reference as part of the response to this Item 77D of Form N-SAR. The post-effective amendment disclosed certain material changes that were made to the Funds' policies with respect to security investments. 77E Legal Proceedings On February 9, 2005, Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia") and Columbia Funds Distributor, Inc. (which has been renamed Columbia Management Distributors, Inc.) (the "Distributor") (collectively, the "Columbia Group") entered into an Assurance of Discontinuance with the New York Attorney General ("NYAG") (the "NYAG Settlement") and consented to the entry of a cease-and-desist order by the Securities and Exchange Commission ("SEC") (the "SEC Order") on matters relating to mutual fund trading. Under the terms of the SEC Order, the Columbia Group agreed, among other things, to: pay $70 million in disgorgement and $70 million in civil money penalties; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures; and retain an independent distribution consultant (see below). The Columbia Funds have also voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees. The NYAG Settlement also, among other things, requires Columbia and its affiliates to reduce management fees for certain Columbia Funds (including the former Nations Funds) and other mutual funds collectively by $32 million per year for five years, for a projected total of $160 million in management fee reductions. Pursuant to the procedures set forth in the SEC Order, the $140 million in settlement amounts described above is being distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. Distributions under the distribution plan began in late June 2007. A copy of the SEC Order is available on the SEC website at http://www.sec.gov. A copy of the NYAG Settlement is available as part of the Bank of America Corporation Form 8-K filing on February 10, 2005. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the "MDL"). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia, the Distributor, the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the U.S. District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia funds to an exemption from contingent deferred sales charges upon early redemption ("the CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and transferred to the MDL. On September 14, 2007, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a stipulation of settlement with respect to all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. The settlement is subject to court approval. In 2004, the Columbia Funds' adviser and distributor and certain affiliated entities and individuals were named as defendants in certain purported shareholder class and derivative actions making claims, including claims under the Investment Company and the Investment Advisers Acts of 1940 and state law. Certain Columbia Funds were named as nominal defendants. The suits allege, inter alia, that the fees and expenses paid by the funds are excessive and that the advisers and their affiliates inappropriately used fund assets to distribute the funds and for other improper purposes. On March 2, 2005, the actions were consolidated in the Massachusetts federal court as In re Columbia Entities Litigation. The plaintiffs filed a consolidated amended complaint on June 9, 2005. On November 30, 2005, the judge dismissed all claims by plaintiffs and entered final judgment in favor of the defendants. The plaintiffs appealed to the United States Court of Appeals for the First Circuit on December 30, 2005. A stipulation and settlement agreement dated January 19, 2007 was filed in the First Circuit on February 14, 2007, with a joint stipulation of dismissal and motion for remand to obtain district court approval of the settlement. That joint motion was granted and the appeal was dismissed. On March 6, 2007, the case was remanded to the District Court. The settlement, approved by the District Court on September 18, 2007, became effective October 19, 2007. The funds' adviser and/or its affiliates are required, pursuant to the settlement, to make certain payments including plaintiffs' attorneys' fees and costs of notice to class members. EX-99 3 table.txt
TRUST FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION Columbia Funds Series Trust I Columbia Income Fund 532716AM9 Limited Brands Inc. 6.90% 7/15/2017 Columbia Funds Series Trust I Columbia Income Fund 532716AN7 Limited Brands Inc. 7.60% 7/15/2037 Columbia Funds Series Trust I Columbia Income Fund 20030NAU5 Comcast Corp 6.30% 11/15/2017 Columbia Funds Series Trust I Columbia Income Fund 20030NAV3 Comcast Corp 6.95% 8/15/2037 Columbia Funds Series Trust I Columbia Income Fund 855244AC3 STARBUCKS CORP 6.25% 8/15/2017 Columbia Funds Series Trust I Columbia Income Fund 98385XAM8 XTO Energy Inc. 6.75% 8/1/2037 Columbia Funds Series Trust I Columbia Income Fund 907818CY2 Union Pac Corp 5.45% 1/31/2013 Columbia Funds Series Trust I Columbia Income Fund 17305EDY8 Citibank Credit Card Issuance Trust 5.65% 9/20/2019 Columbia Funds Series Trust I Columbia Income Fund 073902PR3 Bear Stearns Co. 6.40% 10/2/2017 Columbia Funds Series Trust I Columbia Income Fund 278265AC7 Eaton Vance Corp 6.50% 10/2/2017 Columbia Funds Series Trust I Columbia Income Fund 708130AB5 JC Penney Corp 5.75% 2/15/18 Columbia Funds Series Trust I Columbia Income Fund 708130AC3 JC Penney Corp 6.375% 10/15/36 Columbia Funds Series Trust I Columbia Income Fund 88880NAT6 Tobacco Settlement Corp 6.706% 6/1/43 Columbia Funds Series Trust I Columbia Income Fund 020002AU5 Allstate Corp Variable 5/15/57 Columbia Funds Series Trust I Columbia Income Fund 020002AV3 Allstate Corp Variable 5/15/37 Columbia Funds Series Trust I Columbia Income Fund 552953BC4 MGM Mirage Inc 7.50% 6/01/16 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 532716AM9 Limited Brands Inc. 6.90% 7/15/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 532716AN7 Limited Brands Inc. 7.60% 7/15/2037 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 20030NAU5 Comcast Corp 6.30% 11/15/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 20030NAV3 Comcast Corp 6.95% 8/15/2037 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 855244AC3 STARBUCKS CORP 6.25% 8/15/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 98385XAM8 XTO Energy Inc. 6.75% 8/1/2037 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 907818CY2 Union Pac Corp 5.45% 1/31/2013 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 17305EDY8 Citibank Credit Card Issuance Trust 5.65% 9/20/2019 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 501044CG4 KROGER Co. 6.40% 8/15/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 073902PR3 Bear Stearns Co. 6.40% 10/2/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 278265AC7 Eaton Vance Corp 6.50% 10/2/2017 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 708130AB5 JC Penney Corp 5.75% 2/15/18 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 708130AC3 JC Penney Corp 6.375% 10/15/36 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 88880NAT6 Tobacco Settlement Corp 6.706% 6/1/43 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 020002AU5 Allstate Corp Variable 5/15/57 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 020002AV3 Allstate Corp Variable 5/15/37 Columbia Funds Series Trust I Columbia Intermediate Bond Fund 552953BC4 MGM Mirage Inc 7.50% 6/01/16 FACE VALUE NOTE / BOND / # SHARE AMOUNT BOND / PURCHASE OF SHARES PRICE / PAID BY TRUST EQUITY DATE SELLING BROKER PURCHASED PAR FUND FYE Columbia Funds Series Trust I Note 7/12/2007 J.P. Morgan 2,635,000 99.7730 2,629,019 3/31 Columbia Funds Series Trust I Note 7/12/2007 J.P. Morgan 1,760,000 99.5790 1,752,590 3/31 Columbia Funds Series Trust I Bond 8/20/2007 Goldman Sachs 2,215,000 99.7590 2,209,662 3/31 Columbia Funds Series Trust I Bond 8/20/2007 Goldman Sachs 3,545,000 99.7900 3,537,556 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Goldman Sachs 2,725,000 99.8110 2,719,850 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Lehman Brothers 175,000 100.1790 175,313 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Credit Suisse 2,180,000 99.8460 2,176,643 3/31 Columbia Funds Series Trust I Bond 9/13/2007 Citigroup 2,000,000 99.4350 1,988,700 3/31 Columbia Funds Series Trust I Bond 9/27/2007 Bear Stearns 1,320,000 99.7080 1,316,146 3/31 Columbia Funds Series Trust I Bond 9/27/2007 Citigroup 2,160,000 99.8620 2,157,019 3/31 Columbia Funds Series Trust I Note 4/24/2007 Lehman Brothers 340,000 99.0360 336,722 3/31 Columbia Funds Series Trust I Note 4/24/2007 Lehman Brothers 1,015,000 98.6950 1,001,754 3/31 Columbia Funds Series Trust I Bond 4/27/2007 Bear Stearns 425,000 99.9900 424,958 3/31 Columbia Funds Series Trust I Bond 5/3/2007 Goldman Sachs 525,000 99.6190 523,000 3/31 Columbia Funds Series Trust I Bond 5/3/2007 JP Morgan 730,000 99.8290 728,752 3/31 Columbia Funds Series Trust I Bond 5/8/2007 Citigroup 850,000 100.0000 850,000 3/31 Columbia Funds Series Trust I Note 7/12/2007 J.P. Morgan 5,625,000 99.7730 5,612,231 3/31 Columbia Funds Series Trust I Note 7/12/2007 J.P. Morgan 3,750,000 99.5790 3,734,213 3/31 Columbia Funds Series Trust I Bond 8/20/2007 Goldman Sachs 4,710,000 99.7590 4,698,649 3/31 Columbia Funds Series Trust I Bond 8/20/2007 Goldman Sachs 7,690,000 99.7900 7,673,851 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Goldman Sachs 5,775,000 99.8110 5,764,085 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Lehman Brothers 405,000 100.1790 405,725 3/31 Columbia Funds Series Trust I Bond 8/21/2007 Credit Suisse 4,620,000 99.8460 4,612,885 3/31 Columbia Funds Series Trust I Bond 9/13/2007 Citigroup 8,000,000 99.4350 7,954,800 3/31 Columbia Funds Series Trust I Bond 9/24/2007 J.P. Morgan 2,300,000 101.4070 2,332,361 3/31 Columbia Funds Series Trust I Bond 9/27/2007 Bear Stearns 2,845,000 99.7080 2,836,693 3/31 Columbia Funds Series Trust I Bond 9/27/2007 Citigroup 4,585,000 99.8620 4,578,673 3/31 Columbia Funds Series Trust I Note 4/24/2007 Lehman Brothers 750,000 99.0360 742,770 3/31 Columbia Funds Series Trust I Note 4/24/2007 Lehman Brothers 2,255,000 98.6950 2,225,572 3/31 Columbia Funds Series Trust I Bond 4/27/2007 Bear Stearns 550,000 99.9900 549,945 3/31 Columbia Funds Series Trust I Bond 5/3/2007 Goldman Sachs 1,125,000 99.6190 1,120,714 3/31 Columbia Funds Series Trust I Bond 5/3/2007 JP Morgan 1,570,000 99.8290 1,567,315 3/31 Columbia Funds Series Trust I Bond 5/8/2007 Citigroup 1,100,000 100.0000 1,100,000 3/31
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