EX-99 3 table.txt QUESTION 70P 1 YES QUESTION 70P 2 YES
NOTE/ BOND/ TRUST FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION EQUITY Columbia Funds Series Trust I Columbia Balanced Fund 136385AK7 Canadian National Resources 5.7% 5/15/17 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 87264MAA7 TRW Automotive 7.0% 3/15/14 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 369300AE8 General Cable 7.725% 4/1/15 Note Columbia Funds Series Trust I Columbia Conservative High Yield Fund 369300AF5 General Cable 7.125% 4/1/17 Note Columbia Funds Series Trust I Columbia Conservative High Yield Fund 00763MAM0 Advanced Medical Options 7.50% 5/1/2017 Note Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 067511105 Bare Escentuals Inc Equity Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 62948N104 Nymex Holdings Inc Equity Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 983982109 Xinhua Finance Media Ltd* Equity Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 067511105 Bare Escentuals Inc Equity Columbia Funds Series Trust I Columbia Technology Fund 983982109 Xinhua Finance Media Ltd* Equity Columbia Funds Series Trust I Columbia Balanced Fund 591708102 MetroPCS Communications Equity Columbia Funds Series Trust I Columbia Balanced Fund 552953BC4 MGM Mirage Inc 7.50% 6/01/16 Bond Columbia Funds Series Trust I Columbia Balanced Fund G8018D107 Security Capital Assurance Equity Columbia Funds Series Trust I Columbia Balanced Fund G8018D107 Security Capital Assurance Equity Columbia Funds Series Trust I Columbia Balanced Fund 049560AH8 Atmos Energy Corp 6.35% 6/15/2017 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 88880NAT6 Tobacco Settlement Corp 6.706% 6/1/43 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 552953BC4 MGM Mirage Inc 7.50% 6/01/16 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 552078AY3 Lyondell Chemical Co 6.875% 6/15/2017 Bond Columbia Funds Series Trust I Columbia Conservative High Yield Fund 832248AQ1 Smithfield Foods 7.75% 7/01/17 Note Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 591708102 MetroPCS Communications Equity Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 683399109 Onyx Pharmaceuticals Equity Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 17243V102 Cinemark Holdings Inc Equity Columbia Funds Series Trust I Columbia Strategic Investor Fund 591708102 MetroPCS Communications Equity Columbia Funds Series Trust I Columbia Technology Fund 591708102 MetroPCS Communications Equity Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 336433107 First Solar, Inc. Equity Columbia Funds Series Trust I Columbia Strategic Investor Fund 928563402 VMWARE Inc. Equity Columbia Funds Series Trust I Columbia Technology Fund 928563402 VMWARE Inc. Equity FACE VALUE BOND / # OF PURCHASE SHARES SHARE TRUST FUND NAME DATE SELLING BROKER PURCHASED PRICE / PAR Columbia Funds Series Trust I Columbia Balanced Fund 3/12/2007 Citibank 250,000 99.7250 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 3/14/2007 Lehman 6,860,000 98.6540 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 3/15/2007 Goldman Sachs 1,535,000 100.0000 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 3/15/2007 Goldman Sachs 1,535,000 100.0000 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 3/27/2007 UBS 1,440,000 100.0000 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 3/14/2007 Goldman Sachs 25,430 34.5000 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 3/21/2007 JP Morgan 36,031 136.500 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 3/9/2007 JP Morgan 66,254 13.0000 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 3/14/2007 Goldman Sachs 17,137 34.5000 Columbia Funds Series Trust I Columbia Technology Fund 3/9/2007 JP Morgan 69,829 13.0000 Columbia Funds Series Trust I Columbia Balanced Fund 04/18/07 Bear Stearns 984 23.0000 Columbia Funds Series Trust I Columbia Balanced Fund 5/8/2007 Citigroup 100,000 100.0000 Columbia Funds Series Trust I Columbia Balanced Fund 6/6/2007 Goldman Sachs 17,812 31.0000 Columbia Funds Series Trust I Columbia Balanced Fund 6/6/2007 Fox, Pitt & Kelton 475 31.0000 Columbia Funds Series Trust I Columbia Balanced Fund 6/11/2007 Merrill Lynch 210,000 99.7290 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 4/27/2007 Bear Stearns 3,660,000 99.990 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 5/8/2007 Citigroup 9,460,000 100.0000 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 5/30/2007 Citigroup 2,910,000 100.0000 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 6/19/2007 Citigroup 2,800,000 100.0000 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 04/18/07 Bear Stearns 10,995 23.0000 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 6/21/2007 Morgan Stanley 16,000 28.0000 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 4/23/2007 Lehman Brothers 143,962 19.0000 Columbia Funds Series Trust I Columbia Strategic Investor Fund 04/18/07 Bear Stearns 8,543 23.0000 Columbia Funds Series Trust I Columbia Technology Fund 04/18/07 Bear Stearns 3,318 23.0000 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 8/10/2007 Credit Suisse 60,768 95.0000 Columbia Funds Series Trust I Columbia Strategic Investor Fund 8/14/2007 J.P. Morgan 17,950 29.0000 Columbia Funds Series Trust I Columbia Technology Fund 8/14/2007 J.P. Morgan 7,846 29.0000 AMOUNT PAID BY TRUST FUND NAME FUND FYE Columbia Funds Series Trust I Columbia Balanced Fund 249,313 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 6,767,664 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 1,535,000 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 1,535,000 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 1,440,000 8/31 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 877,335 8/31 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 4,918,232 8/31 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 861,302 8/31 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 591,227 8/31 Columbia Funds Series Trust I Columbia Technology Fund 907,777 8/31 Columbia Funds Series Trust I Columbia Balanced Fund 22,632 8/31 Columbia Funds Series Trust I Columbia Balanced Fund 100,000 8/31 Columbia Funds Series Trust I Columbia Balanced Fund 552,172 8/31 Columbia Funds Series Trust I Columbia Balanced Fund 14,725 8/31 Columbia Funds Series Trust I Columbia Balanced Fund 209,431 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 3,659,634 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 9,460,000 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 2,910,000 8/31 Columbia Funds Series Trust I Columbia Conservative High Yield Fund 2,800,000 8/31 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 252,885 8/31 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 448,000 8/31 Columbia Funds Series Trust I Columbia Small Cap Growth Fund I 2,735,278 8/31 Columbia Funds Series Trust I Columbia Strategic Investor Fund 196,489 8/31 Columbia Funds Series Trust I Columbia Technology Fund 76,314 8/31 Columbia Funds Series Trust I Columbia Mid Cap Growth Fund 5,772,960 8/31 Columbia Funds Series Trust I Columbia Strategic Investor Fund 520,550 8/31 Columbia Funds Series Trust I Columbia Technology Fund 227,534 8/31