-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WV8jEWSfGkOuanacMd6wMrJ3PacmRCzSishNFrngRSHEzLIen/MU5FquvLg2/BVZ SXEEGaBwbQNd5ZJv7fSCuQ== 0000773757-07-000139.txt : 20070530 0000773757-07-000139.hdr.sgml : 20070530 20070530162809 ACCESSION NUMBER: 0000773757-07-000139 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 EFFECTIVENESS DATE: 20070530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 07887783 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000012076 Columbia Asset Allocation Fund C000032882 Class A C000032883 Class B C000032884 Class C C000032885 Class G C000032886 Class T C000032887 Class Z 0000773757 S000012077 Columbia Common Stock Fund C000032888 Class A C000032889 Class B C000032890 Class C C000032891 Class G C000032892 Class T C000032893 Class Z 0000773757 S000012078 Columbia Disciplined Value Fund C000032894 Class A C000032895 Class B C000032896 Class C C000032897 Class G C000032898 Class T C000032899 Class Z 0000773757 S000012079 Columbia Dividend Income Fund C000032900 Class A C000032901 Class B C000032902 Class C C000032903 Class G C000032904 Class T C000032905 Class Z 0000773757 S000012081 Columbia Large Cap Growth Fund C000032910 Class A C000032911 Class B C000032912 Class C C000032913 Class G C000032914 Class T C000032915 Class Z C000034322 Class E C000034323 Class F 0000773757 S000012082 Columbia Liberty Fund C000032916 Class A C000032917 Class B C000032918 Class C C000032919 Class Z 0000773757 S000012083 Columbia Small Cap Core Fund C000032920 Class A C000032921 Class B C000032922 Class C C000032923 Class G C000032924 Class T C000032925 Class Z NSAR-A 1 answer.fil PAGE 1 000 A000000 03/31/2007 000 C000000 0000773757 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST I 001 B000000 811-4367 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 38 007 C014100 41 007 C024100 COLUMBIA ASSET ALLOCATION FUND 007 C034100 N 007 C014200 42 007 C024200 COLUMBIA DIVIDEND INCOME FUND 007 C034200 N 007 C014300 43 007 C024300 COLUMBIA COMMON STOCK FUND 007 C034300 N 007 C014400 44 007 C024400 COLUMBIA LARGE CAP GROWTH FUND 007 C034400 N 007 C014500 45 007 C024500 COLUMBIA DISCIPLINED VALUE FUND 007 C034500 N 007 C014600 46 007 C024600 COLUMBIA SMALL CAP CORE FUND 007 C034600 N 007 C014800 48 007 C024800 COLUMBIA LIBERTY FUND 007 C034800 N 008 A004101 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004101 A 008 C004101 801-50372 008 D014101 BOSTON 008 D024101 MA 008 D034101 02110 008 A004201 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004201 A PAGE 2 008 C004201 801-50372 008 D014201 BOSTON 008 D024201 MA 008 D034201 02110 008 A004301 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004301 A 008 C004301 801-50372 008 D014301 BOSTON 008 D024301 MA 008 D034301 02110 008 A004401 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004401 A 008 C004401 801-50372 008 D014401 BOSTON 008 D024401 MA 008 D034401 02110 008 A004501 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004501 A 008 C004501 801-50372 008 D014501 BOSTON 008 D024501 MA 008 D034501 02110 008 A004601 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004601 A 008 C004601 801-50372 008 D014601 BOSTON 008 D024601 MA 008 D034601 02110 008 A004801 COLUMBIA MANAGEMENT ADVISORS, LLC 008 B004801 A 008 C004801 801-50372 008 D014801 BOSTON 008 D024801 MA 008 D034801 02110 008 A004802 NORDEA INVESTMENT MANAGEMENT NORTH AMERICA 008 B004802 S 008 C004802 801-9999 008 D014802 NEW YORK 008 D024802 NY 008 D034802 10019 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-50372 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-30683 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 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G004100 0.0 062 H004100 0.0 062 I004100 0.0 062 J004100 0.0 062 K004100 0.0 062 L004100 0.0 062 M004100 0.0 062 N004100 0.0 062 O004100 0.0 062 P004100 0.0 062 Q004100 0.0 062 R004100 0.0 062 A004200 N 062 B004200 0.0 062 C004200 0.0 062 D004200 0.0 062 E004200 0.0 062 F004200 0.0 062 G004200 0.0 062 H004200 0.0 062 I004200 0.0 062 J004200 0.0 062 K004200 0.0 062 L004200 0.0 062 M004200 0.0 062 N004200 0.0 062 O004200 0.0 062 P004200 0.0 062 Q004200 0.0 062 R004200 0.0 062 A004300 N 062 B004300 0.0 062 C004300 0.0 062 D004300 0.0 062 E004300 0.0 062 F004300 0.0 062 G004300 0.0 062 H004300 0.0 062 I004300 0.0 062 J004300 0.0 062 K004300 0.0 062 L004300 0.0 062 M004300 0.0 062 N004300 0.0 PAGE 32 062 O004300 0.0 062 P004300 0.0 062 Q004300 0.0 062 R004300 0.0 062 A004400 N 062 B004400 0.0 062 C004400 0.0 062 D004400 0.0 062 E004400 0.0 062 F004400 0.0 062 G004400 0.0 062 H004400 0.0 062 I004400 0.0 062 J004400 0.0 062 K004400 0.0 062 L004400 0.0 062 M004400 0.0 062 N004400 0.0 062 O004400 0.0 062 P004400 0.0 062 Q004400 0.0 062 R004400 0.0 062 A004500 N 062 B004500 0.0 062 C004500 0.0 062 D004500 0.0 062 E004500 0.0 062 F004500 0.0 062 G004500 0.0 062 H004500 0.0 062 I004500 0.0 062 J004500 0.0 062 K004500 0.0 062 L004500 0.0 062 M004500 0.0 062 N004500 0.0 062 O004500 0.0 062 P004500 0.0 062 Q004500 0.0 062 R004500 0.0 062 A004600 N 062 B004600 0.0 062 C004600 0.0 062 D004600 0.0 062 E004600 0.0 062 F004600 0.0 062 G004600 0.0 062 H004600 0.0 062 I004600 0.0 062 J004600 0.0 062 K004600 0.0 PAGE 33 062 L004600 0.0 062 M004600 0.0 062 N004600 0.0 062 O004600 0.0 062 P004600 0.0 062 Q004600 0.0 062 R004600 0.0 062 A004800 N 062 B004800 0.0 062 C004800 0.0 062 D004800 0.0 062 E004800 0.0 062 F004800 0.0 062 G004800 0.0 062 H004800 0.0 062 I004800 0.0 062 J004800 0.0 062 K004800 0.0 062 L004800 0.0 062 M004800 0.0 062 N004800 0.0 062 O004800 0.0 062 P004800 0.0 062 Q004800 0.0 062 R004800 0.0 063 A004100 0 063 B004100 0.0 063 A004200 0 063 B004200 0.0 063 A004300 0 063 B004300 0.0 063 A004400 0 063 B004400 0.0 063 A004500 0 063 B004500 0.0 063 A004600 0 063 B004600 0.0 063 A004800 0 063 B004800 0.0 066 A004100 Y 066 B004100 N 066 C004100 N 066 D004100 Y 066 E004100 N 066 F004100 N 066 G004100 N 066 A004200 Y 066 B004200 N 066 C004200 Y 066 D004200 N 066 E004200 N PAGE 34 066 F004200 N 066 G004200 N 066 A004300 Y 066 B004300 N 066 C004300 Y 066 D004300 N 066 E004300 N 066 F004300 N 066 G004300 N 066 A004400 Y 066 B004400 N 066 C004400 Y 066 D004400 N 066 E004400 N 066 F004400 N 066 G004400 N 066 A004500 Y 066 B004500 N 066 C004500 Y 066 D004500 N 066 E004500 N 066 F004500 N 066 G004500 N 066 A004600 Y 066 B004600 N 066 C004600 Y 066 D004600 N 066 E004600 N 066 F004600 N 066 G004600 N 066 A004800 Y 066 B004800 N 066 C004800 N 066 D004800 N 066 E004800 Y 066 F004800 N 066 G004800 N 067 004100 Y 067 004200 N 067 004300 N 067 004400 N 067 004500 N 067 004600 N 067 004800 Y 068 A004100 N 068 B004100 N 068 A004200 N 068 B004200 N 068 A004300 N 068 B004300 N 068 A004400 N PAGE 35 068 B004400 N 068 A004500 N 068 B004500 N 068 A004600 N 068 B004600 N 068 A004800 N 068 B004800 N 069 004100 N 069 004200 N 069 004300 N 069 004400 N 069 004500 N 069 004600 N 069 004800 N 070 A014100 Y 070 A024100 Y 070 B014100 Y 070 B024100 N 070 C014100 Y 070 C024100 N 070 D014100 Y 070 D024100 N 070 E014100 Y 070 E024100 N 070 F014100 Y 070 F024100 Y 070 G014100 Y 070 G024100 N 070 H014100 Y 070 H024100 N 070 I014100 Y 070 I024100 N 070 J014100 Y 070 J024100 Y 070 K014100 Y 070 K024100 Y 070 L014100 Y 070 L024100 Y 070 M014100 Y 070 M024100 N 070 N014100 Y 070 N024100 Y 070 O014100 Y 070 O024100 N 070 P014100 Y 070 P024100 N 070 Q014100 Y 070 Q024100 N 070 R014100 Y 070 R024100 N 070 A014200 Y PAGE 36 070 A024200 Y 070 B014200 Y 070 B024200 N 070 C014200 Y 070 C024200 N 070 D014200 Y 070 D024200 N 070 E014200 Y 070 E024200 N 070 F014200 Y 070 F024200 N 070 G014200 Y 070 G024200 N 070 H014200 Y 070 H024200 N 070 I014200 Y 070 I024200 N 070 J014200 Y 070 J024200 N 070 K014200 Y 070 K024200 N 070 L014200 Y 070 L024200 Y 070 M014200 Y 070 M024200 N 070 N014200 Y 070 N024200 Y 070 O014200 Y 070 O024200 N 070 P014200 Y 070 P024200 N 070 Q014200 Y 070 Q024200 N 070 R014200 Y 070 R024200 N 070 A014300 Y 070 A024300 Y 070 B014300 Y 070 B024300 N 070 C014300 Y 070 C024300 N 070 D014300 Y 070 D024300 N 070 E014300 Y 070 E024300 N 070 F014300 Y 070 F024300 N 070 G014300 Y 070 G024300 N 070 H014300 Y 070 H024300 N PAGE 37 070 I014300 N 070 I024300 N 070 J014300 Y 070 J024300 N 070 K014300 Y 070 K024300 N 070 L014300 Y 070 L024300 Y 070 M014300 Y 070 M024300 N 070 N014300 Y 070 N024300 Y 070 O014300 Y 070 O024300 N 070 P014300 Y 070 P024300 N 070 Q014300 Y 070 Q024300 N 070 R014300 Y 070 R024300 N 070 A014400 Y 070 A024400 Y 070 B014400 Y 070 B024400 N 070 C014400 Y 070 C024400 N 070 D014400 Y 070 D024400 N 070 E014400 Y 070 E024400 N 070 F014400 Y 070 F024400 N 070 G014400 Y 070 G024400 N 070 H014400 Y 070 H024400 N 070 I014400 N 070 I024400 N 070 J014400 Y 070 J024400 N 070 K014400 Y 070 K024400 N 070 L014400 Y 070 L024400 Y 070 M014400 Y 070 M024400 N 070 N014400 Y 070 N024400 Y 070 O014400 Y 070 O024400 Y 070 P014400 Y PAGE 38 070 P024400 N 070 Q014400 Y 070 Q024400 N 070 R014400 Y 070 R024400 N 070 A014500 Y 070 A024500 Y 070 B014500 Y 070 B024500 N 070 C014500 Y 070 C024500 N 070 D014500 Y 070 D024500 N 070 E014500 Y 070 E024500 N 070 F014500 Y 070 F024500 Y 070 G014500 Y 070 G024500 N 070 H014500 Y 070 H024500 N 070 I014500 Y 070 I024500 N 070 J014500 Y 070 J024500 N 070 K014500 Y 070 K024500 N 070 L014500 Y 070 L024500 N 070 M014500 Y 070 M024500 N 070 N014500 Y 070 N024500 Y 070 O014500 Y 070 O024500 N 070 P014500 Y 070 P024500 N 070 Q014500 Y 070 Q024500 N 070 R014500 Y 070 R024500 N 070 A014600 Y 070 A024600 Y 070 B014600 Y 070 B024600 N 070 C014600 Y 070 C024600 N 070 D014600 Y 070 D024600 N 070 E014600 Y 070 E024600 N PAGE 39 070 F014600 Y 070 F024600 N 070 G014600 Y 070 G024600 N 070 H014600 Y 070 H024600 N 070 I014600 Y 070 I024600 N 070 J014600 Y 070 J024600 N 070 K014600 Y 070 K024600 Y 070 L014600 Y 070 L024600 Y 070 M014600 Y 070 M024600 N 070 N014600 Y 070 N024600 N 070 O014600 Y 070 O024600 N 070 P014600 Y 070 P024600 N 070 Q014600 Y 070 Q024600 N 070 R014600 Y 070 R024600 N 070 A014800 Y 070 A024800 Y 070 B014800 Y 070 B024800 N 070 C014800 Y 070 C024800 N 070 D014800 Y 070 D024800 N 070 E014800 Y 070 E024800 N 070 F014800 Y 070 F024800 Y 070 G014800 Y 070 G024800 N 070 H014800 Y 070 H024800 N 070 I014800 N 070 I024800 N 070 J014800 Y 070 J024800 Y 070 K014800 Y 070 K024800 Y 070 L014800 Y 070 L024800 Y 070 M014800 Y PAGE 40 070 M024800 N 070 N014800 Y 070 N024800 Y 070 O014800 Y 070 O024800 N 070 P014800 Y 070 P024800 N 070 Q014800 Y 070 Q024800 N 070 R014800 Y 070 R024800 N 071 A004100 167514 071 B004100 193073 071 C004100 335241 071 D004100 50 071 A004200 112709 071 B004200 92548 071 C004200 997009 071 D004200 9 071 A004300 192617 071 B004300 244198 071 C004300 445278 071 D004300 43 071 A004400 1568247 071 B004400 1711398 071 C004400 1810448 071 D004400 87 071 A004500 187555 071 B004500 185084 071 C004500 457897 071 D004500 40 071 A004600 288769 071 B004600 472302 071 C004600 1316229 071 D004600 22 071 A004800 296603 071 B004800 350093 071 C004800 576549 071 D004800 51 072 A004100 6 072 B004100 3814 072 C004100 1738 072 D004100 0 072 E004100 13 072 F004100 1149 072 G004100 118 072 H004100 0 072 I004100 300 072 J004100 96 072 K004100 0 072 L004100 0 PAGE 41 072 M004100 13 072 N004100 0 072 O004100 0 072 P004100 0 072 Q004100 98 072 R004100 0 072 S004100 0 072 T004100 356 072 U004100 0 072 V004100 0 072 W004100 152 072 X004100 2282 072 Y004100 0 072 Z004100 3283 072AA004100 17842 072BB004100 0 072CC014100 4029 072CC024100 0 072DD014100 63 072DD024100 3501 072EE004100 23577 072 A004200 6 072 B004200 800 072 C004200 14586 072 D004200 0 072 E004200 44 072 F004200 3465 072 G004200 345 072 H004200 0 072 I004200 0 072 J004200 16 072 K004200 0 072 L004200 0 072 M004200 23 072 N004200 0 072 O004200 0 072 P004200 0 072 Q004200 77 072 R004200 0 072 S004200 0 072 T004200 970 072 U004200 0 072 V004200 0 072 W004200 685 072 X004200 5581 072 Y004200 494 072 Z004200 10343 072AA004200 27932 072BB004200 0 072CC014200 48776 072CC024200 0 PAGE 42 072DD014200 3249 072DD024200 6754 072EE004200 0 072 A004300 6 072 B004300 286 072 C004300 2693 072 D004300 0 072 E004300 16 072 F004300 1566 072 G004300 150 072 H004300 0 072 I004300 323 072 J004300 8 072 K004300 0 072 L004300 0 072 M004300 16 072 N004300 0 072 O004300 0 072 P004300 0 072 Q004300 63 072 R004300 0 072 S004300 0 072 T004300 319 072 U004300 0 072 V004300 0 072 W004300 171 072 X004300 2616 072 Y004300 307 072 Z004300 686 072AA004300 31341 072BB004300 0 072CC014300 0 072CC024300 5500 072DD014300 0 072DD024300 565 072EE004300 35528 072 A004400 6 072 B004400 640 072 C004400 9552 072 D004400 0 072 E004400 49 072 F004400 4563 072 G004400 458 072 H004400 0 072 I004400 1617 072 J004400 32 072 K004400 0 072 L004400 0 072 M004400 49 072 N004400 0 072 O004400 0 PAGE 43 072 P004400 6 072 Q004400 80 072 R004400 0 072 S004400 0 072 T004400 1890 072 U004400 0 072 V004400 0 072 W004400 429 072 X004400 9124 072 Y004400 0 072 Z004400 1117 072AA004400 115726 072BB004400 0 072CC014400 0 072CC024400 23175 072DD014400 171 072DD024400 2516 072EE004400 28706 072 A004500 6 072 B004500 282 072 C004500 5232 072 D004500 0 072 E004500 32 072 F004500 1637 072 G004500 157 072 H004500 0 072 I004500 299 072 J004500 11 072 K004500 0 072 L004500 0 072 M004500 15 072 N004500 0 072 O004500 0 072 P004500 0 072 Q004500 61 072 R004500 0 072 S004500 0 072 T004500 291 072 U004500 0 072 V004500 0 072 W004500 141 072 X004500 2612 072 Y004500 0 072 Z004500 2934 072AA004500 21281 072BB004500 0 072CC014500 21001 072CC024500 0 072DD014500 109 072DD024500 2921 072EE004500 40690 PAGE 44 072 A004600 6 072 B004600 693 072 C004600 6359 072 D004600 0 072 E004600 0 072 F004600 4781 072 G004600 454 072 H004600 0 072 I004600 859 072 J004600 20 072 K004600 0 072 L004600 0 072 M004600 41 072 N004600 0 072 O004600 0 072 P004600 0 072 Q004600 80 072 R004600 0 072 S004600 0 072 T004600 911 072 U004600 0 072 V004600 0 072 W004600 255 072 X004600 7401 072 Y004600 0 072 Z004600 -349 072AA004600 123783 072BB004600 0 072CC014600 11751 072CC024600 0 072DD014600 1 072DD024600 0 072EE004600 144878 072 A004800 6 072 B004800 6211 072 C004800 2848 072 D004800 0 072 E004800 17 072 F004800 1668 072 G004800 0 072 H004800 0 072 I004800 468 072 J004800 56 072 K004800 0 072 L004800 0 072 M004800 21 072 N004800 0 072 O004800 0 072 P004800 0 072 Q004800 91 072 R004800 0 PAGE 45 072 S004800 0 072 T004800 1021 072 U004800 0 072 V004800 0 072 W004800 173 072 X004800 3498 072 Y004800 0 072 Z004800 5578 072AA004800 35569 072BB004800 0 072CC014800 2530 072CC024800 0 072DD014800 6353 072DD024800 705 072EE004800 17404 073 A014100 0.0000 073 A024100 0.0000 073 B004100 0.0000 073 C004100 0.0000 073 A014200 0.0000 073 A024200 0.0000 073 B004200 0.0000 073 C004200 0.0000 073 A014300 0.0000 073 A024300 0.0000 073 B004300 0.0000 073 C004300 0.0000 073 A014400 0.0000 073 A024400 0.0000 073 B004400 0.0000 073 C004400 0.0000 073 A014500 0.0000 073 A024500 0.0000 073 B004500 0.0000 073 C004500 0.0000 073 A014600 0.0000 073 A024600 0.0000 073 B004600 0.0000 073 C004600 0.0000 073 A014800 0.0000 073 A024800 0.0000 073 B004800 0.0000 073 C004800 0.0000 074 A004100 154 074 B004100 15794 074 C004100 395 074 D004100 114897 074 E004100 0 074 F004100 211399 074 G004100 0 074 H004100 0 PAGE 46 074 I004100 21599 074 J004100 7963 074 K004100 52 074 L004100 1547 074 M004100 81 074 N004100 373881 074 O004100 3575 074 P004100 458 074 Q004100 0 074 R014100 0 074 R024100 0 074 R034100 0 074 R044100 21582 074 S004100 0 074 T004100 348266 074 U014100 419 074 U024100 21409 074 V014100 0.00 074 V024100 0.00 074 W004100 0.0000 074 X004100 19421 074 Y004100 396 074 A004200 83 074 B004200 24879 074 C004200 0 074 D004200 0 074 E004200 39585 074 F004200 981097 074 G004200 0 074 H004200 0 074 I004200 134849 074 J004200 955 074 K004200 159 074 L004200 2499 074 M004200 0 074 N004200 1184106 074 O004200 858 074 P004200 1018 074 Q004200 0 074 R014200 0 074 R024200 0 074 R034200 0 074 R044200 135225 074 S004200 0 074 T004200 1047005 074 U014200 23949 074 U024200 49009 074 V014200 0.00 074 V024200 0.00 074 W004200 0.0000 074 X004200 32025 PAGE 47 074 Y004200 0 074 A004300 0 074 B004300 9250 074 C004300 0 074 D004300 0 074 E004300 0 074 F004300 421244 074 G004300 0 074 H004300 0 074 I004300 23459 074 J004300 5654 074 K004300 96 074 L004300 460 074 M004300 0 074 N004300 460163 074 O004300 3685 074 P004300 531 074 Q004300 0 074 R014300 0 074 R024300 0 074 R034300 0 074 R044300 24365 074 S004300 0 074 T004300 431582 074 U014300 782 074 U024300 29957 074 V014300 0.00 074 V024300 0.00 074 W004300 0.0000 074 X004300 24680 074 Y004300 0 074 A004400 1 074 B004400 14889 074 C004400 0 074 D004400 0 074 E004400 0 074 F004400 1770063 074 G004400 0 074 H004400 0 074 I004400 76346 074 J004400 23926 074 K004400 209 074 L004400 2087 074 M004400 0 074 N004400 1887521 074 O004400 23648 074 P004400 1794 074 Q004400 0 074 R014400 0 074 R024400 0 074 R034400 0 PAGE 48 074 R044400 80087 074 S004400 0 074 T004400 1781992 074 U014400 5806 074 U024400 69434 074 V014400 0.00 074 V024400 0.00 074 W004400 0.0000 074 X004400 18108 074 Y004400 0 074 A004500 0 074 B004500 13886 074 C004500 0 074 D004500 0 074 E004500 0 074 F004500 480352 074 G004500 0 074 H004500 0 074 I004500 41298 074 J004500 0 074 K004500 46 074 L004500 1840 074 M004500 0 074 N004500 537422 074 O004500 0 074 P004500 477 074 Q004500 0 074 R014500 0 074 R024500 0 074 R034500 0 074 R044500 42313 074 S004500 0 074 T004500 494632 074 U014500 1490 074 U024500 29628 074 V014500 0.00 074 V024500 0.00 074 W004500 0.0000 074 X004500 15076 074 Y004500 1905 074 A004600 0 074 B004600 39378 074 C004600 0 074 D004600 0 074 E004600 0 074 F004600 1254912 074 G004600 0 074 H004600 0 074 I004600 8364 074 J004600 7607 074 K004600 78 PAGE 49 074 L004600 1400 074 M004600 0 074 N004600 1311739 074 O004600 4753 074 P004600 1371 074 Q004600 0 074 R014600 0 074 R024600 0 074 R034600 0 074 R044600 11789 074 S004600 0 074 T004600 1293826 074 U014600 9673 074 U024600 56440 074 V014600 0.00 074 V024600 0.00 074 W004600 0.0000 074 X004600 21213 074 Y004600 0 074 A004800 5 074 B004800 21406 074 C004800 790 074 D004800 196001 074 E004800 0 074 F004800 361367 074 G004800 0 074 H004800 0 074 I004800 13325 074 J004800 18258 074 K004800 90 074 L004800 2188 074 M004800 1858 074 N004800 615288 074 O004800 6665 074 P004800 681 074 Q004800 0 074 R014800 0 074 R024800 0 074 R034800 0 074 R044800 14197 074 S004800 0 074 T004800 593745 074 U014800 57570 074 U024800 7942 074 V014800 0.00 074 V024800 0.00 074 W004800 0.0000 074 X004800 37900 074 Y004800 0 075 A004100 0 075 B004100 354605 PAGE 50 075 A004200 0 075 B004200 1143363 075 A004300 0 075 B004300 448428 075 A004400 0 075 B004400 1838820 075 A004500 0 075 B004500 469097 075 A004600 0 075 B004600 1359523 075 A004800 0 075 B004800 608251 076 004100 0.00 076 004200 0.00 076 004300 0.00 076 004400 0.00 076 004500 0.00 076 004600 0.00 076 004800 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 57000 081 A00AA00 Y 081 B00AA00 82 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y PAGE 51 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt 77D Policies with respect to security investments On December 29, 2006, the section under the heading "THE FUND; PRINCIPAL INVESTMENT STRATEGIES" was amended and revised in its entirety as follows: The Fund invests mainly in the common stocks of small companies that the Fund's investment advisor believes are undervalued. Under normal market conditions, the Fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in stocks of companies that have market capitalizations similar in size to those companies in the Russell 2000 Index. As of November 30, 2006, that index included companies with capitalizations between approximately $200 thousand and $2.985 billion. All market capitalizations are determined at the time of purchase. The Fund invests primarily in the common stock of U.S. issuers, but may invest up to 20% of its total assets in foreign equity securities. Beginning January 2, 2007, Mr. Alfred F. Alley will be serving as a co-manager of the Fund. Mr. Alley is a member of the Systematic Research Team. The Fund anticipates that the portion of the Fund's assets managed by Mr. Alley will increase over time and eventually represent a substantial minority of the Fund's assets. Mr. Alley will employ a disciplined quantitative approach when evaluating the investment potential of companies suitable for the Fund. The quantitative process evaluates each security in terms of factors believed to drive long-term returns. The factors incorporate financial and other information about a company or security in order to judge its relative investment potential along valuation, catalyst, and quality metrics. Portfolio holdings are evaluated on a on-going basis. Mr. Alley will use the output of the quantitative process and rigorous portfolio construction methodologies to determine final stock selections for the Fund. Mr. Alley may sell securities experiencing a decline in the quantitative ratings or for other reasons. Messrs. Peter Larson, Richard G. D'Auteuil and Allyn Seymour, current managers of the Fund, will continue to manage the remainder of the Fund's assets: In selecting portfolio securities for the Fund, Messrs. Larson, D'Auteuil and Seymour look at the underlying strength of companies, their products, their competitive positions and the quality of their management. They also perform research to attempt to identify companies likely to benefit from emerging industry trends and potential market recoveries. A portfolio security may be sold if it is determined that it is no longer undervalued or if there has been a deterioration in the performance of the security or in the financial condition of the issuer. At times, the advisor may determine that adverse market conditions make it desirable to suspend temporarily the Fund's normal investment activities. During such times, the Fund may, but is not required to, invest in cash or high-quality, short-term debt securities, without limit. Taking a temporary defensive position may prevent the Fund from achieving its investment goal. In seeking to achieve its investment goal, the Fund may invest in various types of securities and engage in various investment techniques which are not the principal focus of the Fund and, therefore, are not described in this prospectus. These types of securities and investment practices are identified and discussed in the Fund's Statement of Additional Information, which you may obtain free of charge (see back cover). Approval by the Fund's shareholders is not required to modify or change the Fund's investment goal or investment strategies. As part of its investment strategy, the Fund may buy and sell securities frequently. Such trading usually increases portfolio turnover rates, which usually increases the chance that the Fund will pay investors short-term capital gains (which are taxable at higher rates than long-term capital gains). Such trading may also result in higher brokerage commissions and other transaction costs and additional tax liability, which could reduce the Fund's returns. 77E Legal Proceedings On February 9, 2005, Columbia Management Advisors, Inc. (which has since merged into Banc of America Capital Management, LLC (now named Columbia Management Advisors, LLC)) ("Columbia") and Columbia Funds Distributor, Inc. (which has been renamed Columbia Management Distributors, Inc.) (the "Distributor") (collectively, the "Columbia Group") entered into an Assurance of Discontinuance with the New York Attorney General ("NYAG") (the "NYAG Settlement") and consented to the entry of a cease-and-desist order by the Securities and Exchange Commission ("SEC") (the "SEC Order") on matters relating to mutual fund trading. The SEC Order and the NYAG Settlement are referred to collectively as the "Settlements". Under the terms of the SEC Order, the Columbia Group agreed, among other things, to: pay $70 million in disgorgement and $70 million in civil money penalties; cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; maintain certain compliance and ethics oversight structures; retain an independent consultant to review the Columbia Group's applicable supervisory, compliance, control and other policies and procedures; and retain an independent distribution consultant (see below). The Columbia Funds have also voluntarily undertaken to implement certain governance measures designed to maintain the independence of their boards of trustees. The NYAG Settlement also, among other things, requires Columbia and its affiliates to reduce management fees for certain Columbia Funds (including the former Nations Funds) and other mutual funds collectively by $32 million per year for five years, for a projected total of $160 million in management fee reductions. Pursuant to the procedures set forth in the SEC Order, the $140 million in settlement amounts described above will be distributed in accordance with a distribution plan that was developed by an independent distribution consultant and approved by the SEC on April 6, 2007. A copy of the SEC Order is available on the SEC website at http://www.sec.gov. A copy of the NYAG Settlement is available as part of the Bank of America Corporation Form 8-K filing on February 10, 2005. In connection with the events described above, various parties have filed suit against certain funds, the Trustees of the Columbia Funds, FleetBoston Financial Corporation and its affiliated entities and/or Bank of America and its affiliated entities. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the "MDL"). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Columbia, the Distributor, the Trustees of the Columbia Funds, Bank of America Corporation and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Columbia Funds that asserts claims under federal securities laws and state common law. On February 25, 2005, Columbia and other defendants filed motions to dismiss the claims in the pending cases. On March 1, 2006, for reasons stated in the court's memoranda dated November 3, 2005, the U.S. District Court for the District of Maryland granted in part and denied in part the defendants' motions to dismiss. The court dismissed all of the class action claims pending against the Columbia Funds Trusts. As to Columbia and the Distributor, the claims under the Securities Act of 1933, the claims under Sections 34(b) and 36(a) of the Investment Company Act of 1940 ("ICA") and the state law claims were dismissed. The claims under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and claims under Section 36(b) of the ICA were not dismissed. On March 21, 2005, a purported class action was filed in Massachusetts state court alleging that certain conduct, including market timing, entitled Class B shareholders in certain Columbia funds to an exemption from contingent deferred sales charges upon early redemption ("the CDSC Lawsuit"). The CDSC Lawsuit was removed to federal court in Massachusetts and the federal Judicial Panel transferred the CDSC Lawsuit to the MDL. On April 4, 2006, the plaintiffs and the Columbia defendants named in the MDL, including the Columbia Funds, entered into a term sheet containing the principal terms of a stipulation of settlement that would settle all Columbia-related claims in the MDL described above, including the CDSC Lawsuit. On April 6, 2006, the U.S. District Court for the District of Maryland stayed all actions with respect to these Columbia-related claims. The settlement is subject to court approval. In 2004, the Columbia Funds' adviser and distributor and certain affiliated entities and individuals were named as defendants in certain purported shareholder class and derivative actions making claims, including claims under the Investment Company and the Investment Advisers Acts of 1940 and state law. Certain Columbia Funds were named as nominal defendants. The suits allege, inter alia, that the fees and expenses paid by the funds are excessive and that the advisers and their affiliates inappropriately used fund assets to distribute the funds and for other improper purposes. On March 2, 2005, the actions were consolidated in the Massachusetts federal court as In re Columbia Entities Litigation. The plaintiffs filed a consolidated amended complaint on June 9, 2005. On November 30, 2005, the judge dismissed all claims by plaintiffs and entered final judgment in favor of the defendants. The plaintiffs appealed to the United States Court of Appeals for the First Circuit on December 30, 2005. A stipulation and settlement agreement dated January 19, 2007 was filed in the First Circuit on February 14, 2007, with a joint stipulation of dismissal and motion for remand to obtain district court approval of the settlement. That joint motion was granted and the appeal was dismissed. On March 6, 2007, the case was remanded to the District Court. On May 11, 2007, the District Court entered a preliminary approval order which granted preliminary approval of the settlement. A final settlement hearing, at which the District Court will determine whether the proposed settlement should be finally approved and the action dismissed on the merits with prejudice, is scheduled for September 18, 2007. The terms of the settlement, if finally approved, will require payments by the funds' adviser and/or its affiliates, including payment of plaintiffs' attorneys' fees and notice to class members. In the event that the settlement is not finally approved, the plaintiffs may elect to go forward with their appeal and no opinion is expressed regarding the likely outcome or financial impact of such an appeal on any fund. EX-99 3 table.txt
10f-3 Transactions TRUST FUND NAME CUSIP Columbia Funds Series Trust I Columbia Asset Allocation Fund 62947QAB4 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 78390X101 Columbia Funds Series Trust I Columbia Asset Allocation Fund 86800XAA6 Columbia Funds Series Trust I Columbia Asset Allocation Fund 482423100 Columbia Funds Series Trust I Columbia Asset Allocation Fund 482423100 Columbia Funds Series Trust I Columbia Asset Allocation Fund 404119AV1 Columbia Funds Series Trust I Columbia Asset Allocation Fund 404119AY5 Columbia Funds Series Trust I Columbia Asset Allocation Fund 139594105 Columbia Funds Series Trust I Columbia Asset Allocation Fund 62948N104 Columbia Funds Series Trust I Columbia Asset Allocation Fund 62948N104 Columbia Funds Series Trust I Columbia Asset Allocation Fund 848574109 Columbia Funds Series Trust I Columbia Asset Allocation Fund 848574109 Columbia Funds Series Trust I Columbia Asset Allocation Fund 59156RAP3 Columbia Funds Series Trust I Columbia Asset Allocation Fund 00846NAA5 Columbia Funds Series Trust I Columbia Asset Allocation Fund 125577AX4 Columbia Funds Series Trust I Columbia Asset Allocation Fund 46612H402 Columbia Funds Series Trust I Columbia Asset Allocation Fund 40418F108 Columbia Funds Series Trust I Columbia Asset Allocation Fund 635309107 Columbia Funds Series Trust I Columbia Asset Allocation Fund 34958B106 Columbia Funds Series Trust I Columbia Asset Allocation Fund 136385AK7 Columbia Funds Series Trust I Columbia Asset Allocation Fund 067511105 Columbia Funds Series Trust I Columbia Asset Allocation Fund 62948N104 Columbia Funds Series Trust I Columbia Common Stock Fund 78390X101 Columbia Funds Series Trust I Columbia Common Stock Fund 78390X101 NOTE/BOND/ PURCHASE TRUST ISSUER/SECURITY DESCRIPTION EQUITY DATE SELLING BROKER Columbia Funds Series Trust I NXP BV 7.875% 10/15/2014 Note 10/5/2006 Morgan Stanley Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Morgan Stanley Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 S.G. Cowen Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Morgan Stanley Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Bear Stearns Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Mellon Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Cowen Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Stifel Nicholas Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Key/McDonald Columbia Funds Series Trust I Sun Trust Preferred Cap I 5.853% Float Perpetual Bond 10/18/2006 Goldman Sachs Columbia Funds Series Trust I Keefe, Bruyette & Woods Equity 11/8/2006 Merrill Lynch Columbia Funds Series Trust I Keefe, Bruyette & Woods Equity 11/8/2006 Merrill Lynch Columbia Funds Series Trust I HCA Inc 9.25% Bond 11/9/2006 Citigroup Columbia Funds Series Trust I HCA Inc 9.625% Bond 11/9/2006 Citigroup Columbia Funds Series Trust I Capella Education Co Equity 11/10/2006 Credit Suisse Columbia Funds Series Trust I NYMEX Holdings Equity 11/16/2006 JP Morgan Columbia Funds Series Trust I NYMEX Holdings Equity 11/16/2006 Susquahanna Columbia Funds Series Trust I Spirit Aerosystems Holdings Equity 11/20/2006 Morgan Stanley Columbia Funds Series Trust I Spirit Aerosystems Holdings Equity 11/20/2006 Morgan Stanley Columbia Funds Series Trust I Met Life Bond 12/14/2006 Merrill Lynch Columbia Funds Series Trust I AGFC Capital Trust I (AIG) Var 1/15/67 Bond 1/17/2007 Deutsch Bank Columbia Funds Series Trust I CIT Group 6.1% 3/15/2067 Bond 1/24/2007 Lehman Columbia Funds Series Trust I J Crew Group Equity 1/25/2007 Goldman Sachs Columbia Funds Series Trust I HFF Inc Equity 1/30/2007 Goldman Sachs Columbia Funds Series Trust I National Cinemedia Equity 2/7/2007 Credit Suisse Columbia Funds Series Trust I Fortress Investment Group LLC Equity 2/8/2007 Goldman Sachs Columbia Funds Series Trust I Canadian National Resources 5.7% 5/15/17 Bond 3/12/2007 Citibank Columbia Funds Series Trust I Bare Escentuals Inc Equity 3/14/2007 Goldman Sachs Columbia Funds Series Trust I Nymex Holdings Inc Equity 3/21/2007 JP Morgan Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 Morgan Stanley Columbia Funds Series Trust I SAIC, Inc Equity 10/12/2006 S.G. Cowen FACE VALUE BOND/ # OF SHARES SHARE PRICE/ PRICE PAID TRUST PURCHASED PAR BY FUND FYE Columbia Funds Series Trust I 85,000 100.0000 85,000 9/30 Columbia Funds Series Trust I 9,545 15.00 143,175 9/30 Columbia Funds Series Trust I 48 15.00 720 9/30 Columbia Funds Series Trust I 373 15.0000 5,595 9/30 Columbia Funds Series Trust I 373 15.0000 5,595 9/30 Columbia Funds Series Trust I 39 15.0000 585 9/30 Columbia Funds Series Trust I 149 15.0000 2,235 9/30 Columbia Funds Series Trust I 30 15.0000 450 9/30 Columbia Funds Series Trust I 30 15.0000 450 9/30 Columbia Funds Series Trust I 280,000 100.0000 280,000 9/30 Columbia Funds Series Trust I 113 21.0000 2,373 9/30 Columbia Funds Series Trust I 94 21.0000 1,974 9/30 Columbia Funds Series Trust I 200,000 100.0000 200,000 9/30 Columbia Funds Series Trust I 100,000 100.0000 100,000 9/30 Columbia Funds Series Trust I 33 20.0000 660 9/30 Columbia Funds Series Trust I 92 59.00 5,428 9/30 Columbia Funds Series Trust I 3 59.00 177 9/30 Columbia Funds Series Trust I 239 26.0000 6,214 9/30 Columbia Funds Series Trust I 1,303 26.00 33,878 9/30 Columbia Funds Series Trust I 300,000 99.8160 299,448 9/30 Columbia Funds Series Trust I 350,000 99.757 349,150 9/30 Columbia Funds Series Trust I 140,000 99.9410 139,917 9/30 Columbia Funds Series Trust I 2,058 37.8100 77,813 9/30 Columbia Funds Series Trust I 150 18.0000 2,700 9/30 Columbia Funds Series Trust I 108 21.0000 2,268 9/30 Columbia Funds Series Trust I 37 18.5000 685 9/30 Columbia Funds Series Trust I 375,000 99.7250 373,969 9/30 Columbia Funds Series Trust I 177 34.5000 6,107 9/30 Columbia Funds Series Trust I 250 136.500 34,125 9/30 Columbia Funds Series Trust I 219,158 15.00 3,287,370 9/30 Columbia Funds Series Trust I 1,096 15.00 16,440 9/30 TRUST FUND NAME CUSIP ISSUER/SECURITY DESCRIPTION Columbia Funds Series Trust I Columbia Common Stock Fund 62948N104 NYMEX Holdings Equity Columbia Funds Series Trust I Columbia Common Stock Fund 62948N104 NYMEX Holdings Equity Columbia Funds Series Trust I Columbia Common Stock Fund 848574109 Spirit Aerosystems Holdings Equity Columbia Funds Series Trust I Columbia Large Cap Growth Fd 78390X101 SAIC, Inc Equity Columbia Funds Series Trust I Columbia Large Cap Growth Fd 78390X101 SAIC, Inc Equity Columbia Funds Series Trust I Columbia Large Cap Growth Fd 46612H402 J Crew Group Equity Columbia Funds Series Trust I Columbia Liberty Fund 78390X101 SAIC, Inc Equity Columbia Funds Series Trust I Columbia Liberty Fund 78390X101 SAIC, Inc Equity Columbia Funds Series Trust I Columbia Liberty Fund 86800XAA6 Sun Trust Preferred CapI 5.853% Float Perp Bond Columbia Funds Series Trust I Columbia Liberty Fund 59156RAP3 Met Life Bond Columbia Funds Series Trust I Columbia Liberty Fund 00846NAA5 AGFC Capital Trust I (AIG) Var 1/15/67 Bond Columbia Funds Series Trust I Columbia Liberty Fund 125577AX4 CIT Group 6.1% 3/15/2067 Bond Columbia Funds Series Trust I Columbia Liberty Fund 46612H402 J Crew Group Equity Columbia Funds Series Trust I Columbia Liberty Fund 136385AK7 Canadian National Resources 5.7% 5/15/17 Bond Columbia Funds Series Trust I Columbia Asset Allocation Fd 125577AX4 CIT Group 6.1% 3/15/2067 Bond Columbia Funds Series Trust I Columbia Asset Allocation Fd 00846NAA5 AGFC Capital Trust I (AIG) Var 1/15/67 Bond Columbia Funds Series Trust I Columbia Asset Allocation Fd 136385AK7 Canadian National Resources 5.7% 5/15/17 Bond Columbia Funds Series Trust I Columbia Asset Allocation Fd 34958B106 Fortress Investment Group LLC Equity Columbia Funds Series Trust I Columbia Asset Allocation Fd 40418F108 HFF Inc Equity Columbia Funds Series Trust I Columbia Asset Allocation Fd 067511105 Bare Escentuals Inc Equity Columbia Funds Series Trust I Columbia Asset Allocation Fd 635309107 National Cinemedia Equity Columbia Funds Series Trust I Columbia Asset Allocation Fd 46612H402 J Crew Group Equity Columbia Funds Series Trust I Columbia Asset Allocation Fd 62948N104 Nymex Holdings Inc Equity FACE VALUE BOND/ PURCHASE # OF SHARES SHARE PRICE/ PRICE PAID TRUST DATE SELLING BROKER PURCHASED PAR BY FUND FYE Columbia Funds Series Trust I 11/16/2006 JP Morgan 3,842 59.00 226,678 9/30 Columbia Funds Series Trust I 11/16/2006 Susquahanna 128 59.00 7,552 9/30 Columbia Funds Series Trust I 11/20/2006 Morgan Stanley 54,967 26.00 1,429,142 9/30 Columbia Funds Series Trust I 10/12/2006 Morgan Stanley 220,624 15.00 3,309,360 9/30 Columbia Funds Series Trust I 10/12/2006 S.G. Cowen 1,103 15.00 16,545 9/30 Columbia Funds Series Trust I 1/25/2007 Goldman Sachs 48,125 37.8100 1,819,606 9/30 Columbia Funds Series Trust I 10/12/2006 Morgan Stanley 19,533 15.00 292,995 9/30 Columbia Funds Series Trust I 10/12/2006 S.G. Cowen 98 15.00 1,470 9/30 Columbia Funds Series Trust I 10/18/2006 Goldman Sachs 560,000 100.0000 560,000 9/30 Columbia Funds Series Trust I 12/14/2006 Merrill Lynch 600,000 99.8160 598,896 9/30 Columbia Funds Series Trust I 1/17/2007 Deutsch Bank 725,000 99.757 723,238 9/30 Columbia Funds Series Trust I 1/24/2007 Lehman 275,000 99.9410 274,838 9/30 Columbia Funds Series Trust I 1/25/2007 Goldman Sachs 4,204 37.8100 158,953 9/30 Columbia Funds Series Trust I 3/12/2007 Citibank 750,000 99.7250 747,938 9/30 Columbia Funds Series Trust I 1/24/2007 Lehman 140,000 99.9410 139,917 9/30 Columbia Funds Series Trust I 1/17/2007 Deutsch Bank 350,000 99.757 349,150 9/30 Columbia Funds Series Trust I 3/12/2007 Citibank 375,000 99.7250 373,969 9/30 Columbia Funds Series Trust I 2/8/2007 Goldman Sachs 37 18.5000 685 9/30 Columbia Funds Series Trust I 1/30/2007 Goldman Sachs 150 18.0000 2,700 9/30 Columbia Funds Series Trust I 3/14/2007 Goldman Sachs 177 34.5000 6,107 9/30 Columbia Funds Series Trust I 2/7/2007 Credit Suisse 108 21.0000 2,268 9/30 Columbia Funds Series Trust I 1/25/2007 Goldman Sachs 2,058 37.8100 77,813 9/30 Columbia Funds Series Trust I 3/21/2007 JP Morgan 250 136.500 34,125 9/30
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