EX-99 3 table.txt COLUMBIA FUNDS SERIES TRUST I NSAR FILING DATE 2/28/07 10f-3 TRANSACTIONS 9/1/06 - 2/28/07
NOTE / BOND / PURCHASE FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION EQUITY DATE Columbia Balanced Fund 032511AY3 Anadarko Petroleum Corp 6.45% 09/15/36 Note 9/14/2006 Columbia Balanced Fund 045054AA1 Ashtead Capital 9.00% 08/15/16 Note 8/1/2006 Columbia Balanced Fund 52517PK59 Lehman Brothers Hldgs Inc 7/13/2006 Columbia Balanced Fund 539830AQ2 Lockheed Martin Bond 8/31/2006 Columbia Balanced Fund 552078AW7 Lyondell Chemical 8.00% 9/15/14 Note 9/15/2006 Columbia Balanced Fund 552078AX5 Lyondell Chemical 8.25% 9/15/16 Note 9/15/2006 Columbia Balanced Fund 78390X101 SAIC, Inc Equity 10/12/2006 Columbia Balanced Fund 78390X101 SAIC, Inc Equity 10/12/2006 Columbia Balanced Fund 86800XAA6 Sun Trust Preferred Cap I 5.853% Float Perpetual Bond 10/18/2006 Columbia Balanced Fund 404119AV1 HCA Inc 9.25% Bond 11/9/2006 Columbia Balanced Fund 404119AY5 HCA Inc 9.625% Bond 11/9/2006 Columbia Balanced Fund 62948N104 NYMEX Holdings Equity 11/16/2006 Columbia Balanced Fund 62948N104 NYMEX Holdings Equity 11/16/2006 Columbia Balanced Fund 848574109 Spirit Aerosystems Holdings Equity 11/20/2006 Columbia Balanced Fund 59156RAP3 Met Life Bond 12/14/2006 Columbia Balanced Fund 00846NAA5 AGFC Capital Trust I (AIG) Var 1/15/67 Bond 1/17/2007 Columbia Balanced Fund 125577AX4 CIT Group 6.1% 3/15/2067 Bond 1/24/2007 Columbia Balanced Fund 00846NAA5 AGFC Capital Trust I (AIG) Var 1/15/67 Bond 1/17/2007 Columbia Balanced Fund 125577AX4 CIT Group 6.1% 3/15/2067 Bond 1/24/2007 Columbia Conservative High Yield Fund 045054AA1 Ashtead Capital 9.00% 08/15/16 Note 8/1/2006 Columbia Conservative High Yield Fund 552078AW7 Lyondell Chemical 8.00% 9/15/14 Note 9/15/2006 Columbia Conservative High Yield Fund 552078AX5 Lyondell Chemical 8.25% 9/15/16 Note 9/15/2006 Columbia Conservative High Yield Fund 817565BG8 Service Corp Note 9/27/2006 Columbia Conservative High Yield Fund 817565BK9 Service Corp Note 9/27/2006 Columbia Conservative High Yield Fund 62947QAB4 NXP BV 7.875% 10/15/2014 Note 10/5/2006 Columbia Conservative High Yield Fund 451663AA6 IDEARC Inc 8.00% Bond 11/1/2006 Columbia Conservative High Yield Fund 404119AV1 HCA Inc 9.25% Bond 11/9/2006 Columbia Conservative High Yield Fund 404119AY5 HCA Inc 9.625% Bond 11/9/2006 Columbia Conservative High Yield Fund 748203AA4 Quebecor World Inc Bond 12/13/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 74514LJX6 Commonwealth of Puerto Rico GO 5.25% 7/1/23 Bond 8/2/2006 Columbia Oregon Intermediate Fund 68607HN44 State of Oregon Certificate of Particpation Bond 2/28/2007 Columbia Oregon Intermediate Fund 68607HN36 State of Oregon Certificate of Particpation Bond 2/28/2007 Columbia Oregon Intermediate Fund 68607HN28 State of Oregon Certificate of Particpation Bond 2/28/2007 Columbia Small Cap Growth Fund I 255413106 DivX Inc Equity 9/22/2006 Columbia Small Cap Growth Fund I 255413106 DivX Inc Equity 9/22/2006 FACE VALUE BOND / SHARES PRICE # OF SHARES PRICE / PAID BY FUND NAME SELLING BROKER** PURCHASED PAR FUND Columbia Balanced Fund Credit Suisse 150,000 99.528 149,292 Columbia Balanced Fund CitiGroup 355,000 100.000 355,000 Columbia Balanced Fund Lehman Brothers 300,000 99.709 299,127 Columbia Balanced Fund UBS 225,000 99.918 224,816 Columbia Balanced Fund JP Morgan 15,000 100.000 15,000 Columbia Balanced Fund JP Morgan 10,000 100.000 10,000 Columbia Balanced Fund Morgan Stanley 71,723 15.000 1,075,845 Columbia Balanced Fund S.G. Cowen 359 15.000 5,385 Columbia Balanced Fund Goldman Sachs 200,000 100.000 200,000 Columbia Balanced Fund Citigroup 55,000 100.000 55,000 Columbia Balanced Fund Citigroup 30,000 100.000 30,000 Columbia Balanced Fund JP Morgan 1,241 59.000 73,219 Columbia Balanced Fund Susquahanna 41 59.000 2,419 Columbia Balanced Fund Morgan Stanley 17,511 26.000 455,286 Columbia Balanced Fund Merrill Lynch 205,000 99.816 204,623 Columbia Balanced Fund Deutsch Bank 280,000 99.757 279,320 Columbia Balanced Fund Lehman 100,000 99.941 99,941 Columbia Balanced Fund Deutsch Bank 280,000 99.757 279,320 Columbia Balanced Fund Lehman 100,000 99.9410 99,941 Columbia Conservative High Yield Fund CitiGroup 4,215,000 100.000 4,215,000 Columbia Conservative High Yield Fund JP Morgan 2,615,000 100.000 2,615,000 Columbia Conservative High Yield Fund JP Morgan 1,845,000 100.000 1,845,000 Columbia Conservative High Yield Fund Lehman Brothers 2,750,000 100.000 2,750,000 Columbia Conservative High Yield Fund Lehman Brothers 2,060,000 100.000 2,060,000 Columbia Conservative High Yield Fund Morgan Stanley 4,835,000 100.000 4,835,000 Columbia Conservative High Yield Fund JP Morgan 7,475,000 100.000 7,475,000 Columbia Conservative High Yield Fund Citigroup 7,700,000 100.000 7,700,000 Columbia Conservative High Yield Fund Citigroup 3,850,000 100.000 3,850,000 Columbia Conservative High Yield Fund Citigroup 2,415,000 100.000 2,415,000 Columbia Oregon Intermediate Fund Citigroup 150,000 104.065 156,098 Columbia Oregon Intermediate Fund Goldman Sachs 100,000 104.065 104,065 Columbia Oregon Intermediate Fund Merrill Lynch 100,000 104.065 104,065 Columbia Oregon Intermediate Fund Morgan Stanley 500,000 104.065 520,325 Columbia Oregon Intermediate Fund UBS 50,000 104.065 52,033 Columbia Oregon Intermediate Fund Chase 100,000 104.065 104,065 Columbia Oregon Intermediate Fund Citigroup 2,800,000 107.921 3,021,788 Columbia Oregon Intermediate Fund Citigroup 2,780,000 108.094 3,005,013 Columbia Oregon Intermediate Fund Citigroup 2,630,000 108.181 2,845,160 Columbia Small Cap Growth Fund I JP Morgan 17,811 16.000 284,976 Columbia Small Cap Growth Fund I SG Cowen 1,781 16.000 28,496 1 COLUMBIA FUNDS SERIES TRUST I NSAR FILING DATE 2/28/07 10f-3 TRANSACTIONS 9/1/06 - 2/28/07 NOTE / BOND / PURCHASE FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION EQUITY DATE Columbia Small Cap Growth Fund I 482423100 Keefe, Bruyette & Woods Equity 11/8/2006 Columbia Mid Cap Growth Fund 62948N104 NYMEX Holdings Equity 11/16/2006 Columbia Mid Cap Growth Fund 62948N104 NYMEX Holdings Equity 11/16/2006 Columbia Mid Cap Growth Fund 848574109 Spirit Aerosystems Holdings Equity 11/20/2006 Columbia Strategic Investor Fund 62948N104 NYMEX Holdings Equity 11/16/2006 Columbia Strategic Investor Fund 62948N104 NYMEX Holdings Equity 11/16/2006 FACE VALUE BOND / SHARES PRICE # OF SHARES PRICE / PAID BY FUND NAME SELLING BROKER** PURCHASED PAR FUND Columbia Small Cap Growth Fund I Merrill Lynch 4,323 21.000 90,783 Columbia Mid Cap Growth Fund JP Morgan 12,814 59.000 756,026 Columbia Mid Cap Growth Fund Susquahanna 427 59.000 25,193 Columbia Mid Cap Growth Fund Morgan Stanley 181,002 26.000 4,706,052 Columbia Strategic Investor Fund JP Morgan 10,159 59.000 599,381 Columbia Strategic Investor Fund Susquahanna 339 59.000 20,001 *BAS was the affiliated underwriter participating in the new issue syndicate.
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