0001567619-21-009705.txt : 20210512 0001567619-21-009705.hdr.sgml : 20210512 20210512164519 ACCESSION NUMBER: 0001567619-21-009705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKO JOHN H CENTRAL INDEX KEY: 0001208753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 21915751 MAIL ADDRESS: STREET 1: 1600 TECHNOLOGY WAY CITY: LATROBE STATE: PA ZIP: 15650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2021-05-10 0 0000077360 PENTAIR plc PNR 0001208753 JACKO JOHN H 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 0 1 0 0 EVP & Chief Growth Officer Common Shares 2021-05-10 4 M 0 10066 38.68 A 10790 D Common Shares 2021-05-10 4 S 0 10066 69.522 D 724 D Common Shares 2021-05-10 4 M 0 9159 45.42 A 9883 D Common Shares 2021-05-10 4 S 0 9159 69.5934 D 724 D Common Shares 2021-05-10 4 M 0 11754 37.77 A 12478 D Common Shares 2021-05-10 4 S 0 11754 69.4396 D 724 D Common Shares - Restricted Stock Units 18610.346 D Employee Stock Option (right to buy) 38.68 2021-05-10 4 M 0 10066 0 D 2027-02-28 Common Shares 10066 0 D Employee Stock Option (right to buy) 45.42 2021-05-10 4 M 0 9159 0 D 2028-05-02 Common Shares 9159 4580 D Employee Stock Option (right to buy) 37.77 2021-05-10 4 M 0 11754 0 D 2029-01-02 Common Shares 11754 7212 D The price in Column 4 is a weighted average price. The prices actually received ranged from $69.482 to $69.560. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $69.560 to $69.620. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $69.420 to $69.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). This option is presently exercisable in full. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for John H. Jacko 2021-05-12