0001567619-21-000638.txt : 20210106 0001567619-21-000638.hdr.sgml : 20210106 20210106171819 ACCESSION NUMBER: 0001567619-21-000638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fishman Robert P CENTRAL INDEX KEY: 0001399744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 21511685 MAIL ADDRESS: STREET 1: 1700 S. PATTERSON BOULEVARD CITY: DAYTON STATE: OH ZIP: 45479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2021-01-04 0 0000077360 PENTAIR plc PNR 0001399744 Fishman Robert P 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 0 1 0 0 EVP, CFO & CAO Common Shares - Restricted Stock Units 2021-01-04 4 A 0 8248 0 A 47030.696 D Employee Stock Option (right to buy) 51.53 2021-01-04 4 A 0 34100 0 A 2031-01-04 Common Shares 34100 34100 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Robert P. Fishman 2021-01-06