0001567619-19-015717.txt : 20190802 0001567619-19-015717.hdr.sgml : 20190802 20190802162603 ACCESSION NUMBER: 0001567619-19-015717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20190802 DATE AS OF CHANGE: 20190802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 19996318 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2019-07-31 0 0000077360 PENTAIR plc PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 1 1 0 0 President & CEO Common Shares 2019-07-31 4 M 0 58991 22.24 A 59345 D Common Shares 2019-07-31 4 F 0 45452 39.0641 D 13893 D Common Shares - ESPP 131.699 I Plan Agent Common Shares - Deferral Plan 61619.573 I Plan Agent Common Shares - ESOP 865.5340 I Plan Agent Employee Stock Option (right to buy) 22.24 2019-07-31 4 M 0 58991 0 D 2020-01-04 Common Shares 58991 0 D Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options. The price in Column 4 is a weighted average price. The prices actually received ranged from $39.040 to $39.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include monthly purchases under the ESPP in exempt transaction(s) pursuant to Rule 16b-3(c). Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). This option is presently exercisable in full. /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2019-08-02