0001567619-19-015717.txt : 20190802
0001567619-19-015717.hdr.sgml : 20190802
20190802162603
ACCESSION NUMBER: 0001567619-19-015717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190731
FILED AS OF DATE: 20190802
DATE AS OF CHANGE: 20190802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauch John L
CENTRAL INDEX KEY: 0001390036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 19996318
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: REGAL HOUSE, 70 LONDON ROAD
STREET 2: TWICKENHAM
CITY: LONDON
STATE: X0
ZIP: TW13QS
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD, SUITE 900
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2019-07-31
0
0000077360
PENTAIR plc
PNR
0001390036
Stauch John L
5500 WAYZATA BLVD., SUITE 900
GOLDEN VALLEY
MN
55416
1
1
0
0
President & CEO
Common Shares
2019-07-31
4
M
0
58991
22.24
A
59345
D
Common Shares
2019-07-31
4
F
0
45452
39.0641
D
13893
D
Common Shares - ESPP
131.699
I
Plan Agent
Common Shares - Deferral Plan
61619.573
I
Plan Agent
Common Shares - ESOP
865.5340
I
Plan Agent
Employee Stock Option (right to buy)
22.24
2019-07-31
4
M
0
58991
0
D
2020-01-04
Common Shares
58991
0
D
Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
The price in Column 4 is a weighted average price. The prices actually received ranged from $39.040 to $39.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
End-of-period holdings include monthly purchases under the ESPP in exempt transaction(s) pursuant to Rule 16b-3(c).
Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
This option is presently exercisable in full.
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
2019-08-02