0001140361-17-023130.txt : 20170531
0001140361-17-023130.hdr.sgml : 20170531
20170531173326
ACCESSION NUMBER: 0001140361-17-023130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170526
FILED AS OF DATE: 20170531
DATE AS OF CHANGE: 20170531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOGAN RANDALL J
CENTRAL INDEX KEY: 0001189049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 17882467
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2017-05-26
0
0000077360
PENTAIR plc
PNR
0001189049
HOGAN RANDALL J
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
1
0
0
Chairman & Chief Exec. Officer
Common Shares
2017-05-26
4
M
0
220000
34.18
A
222012
D
Common Shares
2017-05-26
4
S
0
220000
66.0268
D
2012
D
Common Shares
7768
I
By GRAT
Common Shares
454115
I
By Trust
Common Shares - Deferral Plan
59903.625
I
Plan Agent
Common Shares - ESOP
2196.6718
I
By ESOP
Employee Stock Option (right to buy)
34.18
2017-05-26
4
M
0
220000
0
D
2009-01-02
2018-01-02
Common Shares
220000
0
D
Since the date of the reporting person's last ownership form, 85,774 shares previously reported as directly beneficially owned by the reporting person have been transferred and are now indirectly beneficially owned by Trust.
The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Since the date of the reporting person's last ownership form, 2,173 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.
Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan
2017-05-31