0001140361-16-076772.txt : 20160815 0001140361-16-076772.hdr.sgml : 20160815 20160815183314 ACCESSION NUMBER: 0001140361-16-076772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 161834296 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 4 1 doc1.xml FORM 4 X0306 4 2016-08-11 0 0000077360 PENTAIR plc PNR 0000905631 JONES DAVID A /WI 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2016-08-11 4 M 0 10000 32.73 A 19982 D Common Shares 2016-08-11 4 S 0 10000 65.00 D 9982 D Nonqualified Stock Option (right to buy) 32.73 2016-08-11 4 M 0 10000 0 D 2017-02-26 Common Shares 10000 0 D Phantom Stock Units (Deferred Compensation) Common Shares 28531.081 28531.081 I Plan Agent The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017. This stock option is vested and exercisable. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). /s/ John K. Wilson, Attorney-in-Fact for David A. Jones 2016-08-15