0001140361-16-069162.txt : 20160608 0001140361-16-069162.hdr.sgml : 20160608 20160608175223 ACCESSION NUMBER: 0001140361-16-069162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160606 FILED AS OF DATE: 20160608 DATE AS OF CHANGE: 20160608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 161704425 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2016-06-06 0 0000077360 PENTAIR plc PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman & Chief Exec. Officer Common Shares 2016-04-05 5 G 0 122335 0 D 2622 D Common Shares 2016-04-05 5 G 0 122335 0 A 360776 I By Trust Common Shares 2016-06-06 4 M 0 105483 30.05 A 108105 D Common Shares 2016-06-06 4 S 0 105483 60.4236 D 2622 D Common Shares 2016-06-07 4 M 0 105483 30.05 A 108105 D Common Shares 2016-06-07 4 S 0 105483 61.00 D 2622 D Common Shares - Deferral Plan 58581.345 I Plan Agent Common Shares - ESOP 2090.0970 I By ESOP Employee Stock Option (right to buy) 30.05 2016-06-06 4 M 0 105483 0 D 2008-01-03 2017-01-03 Common Shares 105483 210965 D Employee Stock Option (right to buy) 30.05 2016-06-07 4 M 0 105483 0 D 2008-01-03 2017-01-03 Common Shares 105483 105482 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 3, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $59.91 to $60.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in an exempt transaction not required to be reported pursuant to Section 16(a). One-third of the stock options became exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan 2016-06-08