0001140361-16-069162.txt : 20160608
0001140361-16-069162.hdr.sgml : 20160608
20160608175223
ACCESSION NUMBER: 0001140361-16-069162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160606
FILED AS OF DATE: 20160608
DATE AS OF CHANGE: 20160608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 471
STREET 2: SHARP STREET, WALKDEN
CITY: MANCHESTER
STATE: X0
ZIP: M28 8BU
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOGAN RANDALL J
CENTRAL INDEX KEY: 0001189049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 161704425
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2016-06-06
0
0000077360
PENTAIR plc
PNR
0001189049
HOGAN RANDALL J
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
1
0
0
Chairman & Chief Exec. Officer
Common Shares
2016-04-05
5
G
0
122335
0
D
2622
D
Common Shares
2016-04-05
5
G
0
122335
0
A
360776
I
By Trust
Common Shares
2016-06-06
4
M
0
105483
30.05
A
108105
D
Common Shares
2016-06-06
4
S
0
105483
60.4236
D
2622
D
Common Shares
2016-06-07
4
M
0
105483
30.05
A
108105
D
Common Shares
2016-06-07
4
S
0
105483
61.00
D
2622
D
Common Shares - Deferral Plan
58581.345
I
Plan Agent
Common Shares - ESOP
2090.0970
I
By ESOP
Employee Stock Option (right to buy)
30.05
2016-06-06
4
M
0
105483
0
D
2008-01-03
2017-01-03
Common Shares
105483
210965
D
Employee Stock Option (right to buy)
30.05
2016-06-07
4
M
0
105483
0
D
2008-01-03
2017-01-03
Common Shares
105483
105482
D
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 3, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $59.91 to $60.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in an exempt transaction not required to be reported pursuant to Section 16(a).
One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan
2016-06-08