0001140361-16-062482.txt : 20160428 0001140361-16-062482.hdr.sgml : 20160428 20160428175942 ACCESSION NUMBER: 0001140361-16-062482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160427 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frykman Karl R. CENTRAL INDEX KEY: 0001594766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 161601527 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD., SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2016-04-27 0 0000077360 PENTAIR plc PNR 0001594766 Frykman Karl R. 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 0 1 0 0 President Aquatic Systems Common Shares 2016-04-27 4 M 0 5236 29.96 A 33351 D Common Shares 2016-04-27 4 M 0 6664 31.56 A 40015 D Common Shares 2016-04-27 4 S 0 11900 60 D 28115 D Employee Stock Option (right to buy) 29.96 2016-04-27 4 M 0 5236 0 D 2008-01-16 2017-01-16 Common Shares 5236 0 D Employee Stock Option (right to buy) 31.56 2016-04-27 4 M 0 6664 0 D 2008-03-01 2017-03-01 Common Shares 6664 0 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Karl R. Frykman 2016-04-28