S-3/A 1 d16712a3sv3za.htm AMENDMENT NO. 3 TO FORM S-3 sv3za
 

As filed with the United States Securities and Exchange Commission on September 7, 2004
Registration No. 333-117319


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


Amendment No. 3

to
Form S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


                 
Jurisdiction of
Names of Incorporation I.R.S. Employer
Co-Registrants or Organization Identification No.



M.D.C. HOLDINGS, INC. 
    Delaware       84-0622967  
RICHMOND AMERICAN HOMES OF CALIFORNIA, INC. 
    Colorado       77-0084376  
RICHMOND AMERICAN HOMES OF MARYLAND, INC. 
    Maryland       52-0814857  
RICHMOND AMERICAN HOMES OF NEVADA, INC. 
    Colorado       88-0227698  
RICHMOND AMERICAN HOMES OF VIRGINIA, INC. 
    Virginia       54-0570445  
RICHMOND AMERICAN HOMES OF ARIZONA, INC. 
    Delaware       86-0277026  
RICHMOND AMERICAN HOMES OF COLORADO, INC. 
    Delaware       84-1256155  
M.D.C. LAND CORPORATION
    Colorado       84-0831548  
RAH OF TEXAS, LP
    Colorado       81-0545696  
RAH TEXAS HOLDINGS, LLC
    Colorado       35-2175328  
RICHMOND AMERICAN CONSTRUCTION, INC. 
    Delaware       86-0540418  
RAH OF FLORIDA, INC. (formerly known as Richmond American Homes of California (Inland Empire), Inc.)
    Colorado       84-1590389  
RICHMOND AMERICAN HOMES OF TEXAS, INC. 
    Colorado       75-2115660  
RICHMOND AMERICAN HOMES OF UTAH, INC. 
    Colorado       02-0574838  
RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC. 
    Colorado       54-2019401  
RICHMOND AMERICAN HOMES OF ILLINOIS, INC. 
    Colorado       02-0701597  
RICHMOND AMERICAN HOMES OF DELAWARE, INC. 
    Colorado       02-0701599  
RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC. 
    Colorado       02-0701595  
RICHMOND AMERICAN HOMES OF FLORIDA, LP
    Colorado       02-0701603  
RICHMOND AMERICAN HOMES OF NEW JERSEY, INC. (formerly known as Richmond American Homes One, Inc.)
    Colorado       02-0701583  
RICHMOND AMERICAN HOMES TWO, INC. 
    Colorado       02-0701585  
RICHMOND AMERICAN HOMES THREE, INC. 
    Colorado       02-0701586  
RICHMOND AMERICAN HOMES FOUR, INC. 
    Colorado       02-0701587  
RICHMOND AMERICAN HOMES FIVE, INC. 
    Colorado       02-0701590  
RICHMOND AMERICAN HOMES SIX, INC. 
    Colorado       02-0701591  
RICHMOND AMERICAN HOMES SEVEN, INC. 
    Colorado       02-0701593  


3600 S. Yosemite Street, Suite 900

Denver, Colorado 80237
(303) 773-1100
(Address, including zip code and telephone number, including area code,
of registrant’s principal executive office)

Joseph H. Fretz, Esq.

Secretary and Corporate Counsel
3600 S. Yosemite Street, Suite 900
Denver, Colorado 80237
(303) 773-1100
(Name, address, including zip code and telephone number, including area code,
of agent for service)


With a copy to:

Garth B. Jensen, Esq.

Holme Roberts & Owen LLP
1700 Lincoln Street, Suite 4100
Denver, Colorado 80203
(303) 861-7000


    Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement, as determined by market conditions.


 

         If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.    o

         If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box.    þ

         If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of earlier effective registration statement for the same offering.    o

         If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o

         If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.    o


    Pursuant to Rule 429 under the Securities Act of 1933, this registration statement contains a combined prospectus that also relates to $550,000,000 of other securities registered on Form S-3, registration no. 333-107859, which have not been offered or sold as of the date of the filing of this registration statement and for which MDC previously paid registration fees of $65,670. This registration statement constitutes a post-effective amendment to the prior related registration statement, pursuant to which the total amount of unsold previously registered securities may be offered and sold as any of the securities registered hereunder, and such post-effective amendment shall hereafter become effective concurrently with the effectiveness of this registration statement and in accordance with Section 8(c) of the Securities Act of 1933. If the previously registered securities are offered and sold prior to the effective date of this registration statement, the amount of previously registered securities so sold will not be included in the prospectus hereunder.


    The co-registrants hereby amend this registration statement on such date or dates as may be necessary to delay its effective date until the co-registrants shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.




 

PURPOSE OF REGISTRATION STATEMENT

      This registration statement registers $450,000,000 of securities to be offered by M.D.C. Holdings, Inc. and the co-registrants. Some of the co-registrants are newly-formed entities that currently do not have operations or significant assets. Of the $1,000,000,000 of securities under the combined prospectus to which this registration statement relates, $550,000,000 of the securities have already been registered on Form S-3, registration no. 333-107859.


 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 
Item 16. Exhibits.
         
Exhibit No. Description


  1 .1*   Form of Underwriting Agreement.
  4 .1(a)+   Form of Senior Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .1(b)+   Form of Senior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .1(c)+   Form of Junior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .2++   Indenture dated as of December 3, 2002, by and among M.D.C. Holdings, Inc. and U.S. Bank National Association.
  5 .1   Opinion of Holme Roberts & Owen LLP.
  12 .1+++   Computation of ratios of earnings to fixed charges.
  23 .1++   Consent of Ernst & Young LLP, Independent Auditors.
  23 .2   Consent of Holme Roberts & Owen LLP (included in Exhibit 5.1).
  24 .1++   Powers of Attorney.
  25 .1++   Statement of Eligibility of Trustee — U.S. Bank National Association.


  *  MDC will file any underwriting agreement that it may enter into as an exhibit to a Current Report on Form 8-K which is incorporated by reference into this registration statement.

  +  Incorporated by reference to Amendment No. 1 to Form S-3 Registration Statement filed by MDC on April 6, 1999 (registration No. 333-70381).
 
 ++  Previously filed.
 
+++  Incorporated by reference to Form 10-Q filed by MDC for the quarter ended June 30, 2004.

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SIGNATURES

      Pursuant to the requirements of the Securities Act of 1933, as amended, each co-registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on the 7th day of September, 2004.

  M.D.C. HOLDINGS, INC.
  RICHMOND AMERICAN HOMES OF CALIFORNIA, INC.
  RICHMOND AMERICAN HOMES OF MARYLAND, INC.
  RICHMOND AMERICAN HOMES OF NEVADA, INC.
  RICHMOND AMERICAN HOMES OF VIRGINIA, INC.
  RICHMOND AMERICAN HOMES OF ARIZONA, INC.
  RICHMOND AMERICAN HOMES OF COLORADO, INC.
  M.D.C. LAND CORPORATION
  RAH OF TEXAS, LP
  RAH TEXAS HOLDINGS, LLC
  RICHMOND AMERICAN CONSTRUCTION, INC.
  RAH OF FLORIDA, INC.
  RICHMOND AMERICAN HOMES OF TEXAS, INC.
  RICHMOND AMERICAN HOMES OF UTAH, INC.
  RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC.
  RICHMOND AMERICAN HOMES OF ILLINOIS, INC.
  RICHMOND AMERICAN HOMES OF DELAWARE, INC.
  RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC.
  RICHMOND AMERICAN HOMES OF FLORIDA, LP
  RICHMOND AMERICAN HOMES OF NEW JERSEY, INC.
  RICHMOND AMERICAN HOMES TWO, INC.
  RICHMOND AMERICAN HOMES THREE, INC.
  RICHMOND AMERICAN HOMES FOUR, INC.
  RICHMOND AMERICAN HOMES FIVE, INC.
  RICHMOND AMERICAN HOMES SIX, INC.
  RICHMOND AMERICAN HOMES SEVEN, INC.

  By:  /s/ PARIS G. REECE
 
  Paris G. Reece III
  Authorized Officer

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      Pursuant to the requirements of the Securities Act of 1933, this registration statement or amendment thereto has been signed by the following persons in the capacities indicated, on the 7th day of September, 2004.

MDC OFFICERS AND DIRECTORS

  Principal Executive Officer:
 
  /s/ *
 
  Larry A. Mizel,
  Chairman of the Board of Directors
  and Chief Executive Officer
 
  Chief Operating Officer:
 
  /s/ *
 
  David D. Mandarich,
  Director, President and
  Chief Operating Officer
 
  Principal Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Executive Vice President, Chief Financial
  Officer and Principal Accounting Officer
 
  Other Directors:
 
  /s/ *
 
  David E. Blackford
 
  /s/ *
 
  Steven J. Borick
 
  /s/ *
 
  William B. Kemper
 
  /s/ *
 
  Herbert T. Buchwald
 
  /s/ *
 
  Gilbert Goldstein

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CO-REGISTRANT OFFICERS AND DIRECTORS

  RICHMOND AMERICAN HOMES OF CALIFORNIA, INC.
  RICHMOND AMERICAN HOMES OF MARYLAND, INC.
  RICHMOND AMERICAN HOMES OF NEVADA, INC.
  RICHMOND AMERICAN HOMES OF VIRGINIA, INC.
  RICHMOND AMERICAN CONSTRUCTION, INC.
  RAH OF FLORIDA, INC.
  RICHMOND AMERICAN HOMES OF TEXAS, INC.
  RICHMOND AMERICAN HOMES OF UTAH, INC.
  RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC.
  RICHMOND AMERICAN HOMES OF ILLINOIS, INC.
  RICHMOND AMERICAN HOMES OF DELAWARE, INC.
  RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC.
  RICHMOND AMERICAN HOMES OF NEW JERSEY, INC.
  RICHMOND AMERICAN HOMES TWO, INC.
  RICHMOND AMERICAN HOMES THREE, INC.
  RICHMOND AMERICAN HOMES FOUR, INC.
  RICHMOND AMERICAN HOMES FIVE, INC.
  RICHMOND AMERICAN HOMES SIX, INC.
  RICHMOND AMERICAN HOMES SEVEN, INC.
 
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Executive Vice President, Director
 
  RICHMOND AMERICAN HOMES OF ARIZONA, INC.
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Vice President, Director
 
  RICHMOND AMERICAN HOMES OF COLORADO, INC.
  Principal Executive Officer:
 
  /s/ *
 
  David D. Mandarich,
  President

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  Principal Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Vice President and Director
 
  M.D.C. LAND CORPORATION
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  President and Director
 
  Other Directors:
 
  /s/ *
 
  Herbert T. Buchwald
 
  /s/ MICHAEL TOUFF
 
  Michael Touff
 
  RAH OF TEXAS, LP

  By:  RICHMOND AMERICAN HOMES OF TEXAS, INC.,
  its General Partner
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Executive Vice President, Director
 
  RAH TEXAS HOLDINGS, LLC
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  President and Sole Manager

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  RICHMOND AMERICAN HOMES OF FLORIDA, LP

  By:  RAH OF FLORIDA, INC.
  its General Partner
  Principal Executive, Financial and Accounting Officer:
 
  /s/ PARIS G. REECE
 
  Paris G. Reece III,
  Executive Vice President, Director

* By: /s/ JOSEPH H. FRETZ  

 
Joseph H. Fretz,  
Attorney in fact  

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Exhibit Index

         
Exhibit No. Description


  1 .1*   Form of Underwriting Agreement.
  4 .1(a)+   Form of Senior Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .1(b)+   Form of Senior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .1(c)+   Form of Junior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4 .2++   Indenture dated as of December 3, 2002, by and among M.D.C. Holdings, Inc. and U.S. Bank National Association.
  5 .1   Opinion of Holme Roberts & Owen LLP.
  12 .1++   Computation of ratios of earnings to fixed charges.
  23 .1++   Consent of Ernst & Young LLP, Independent Auditors.
  23 .2   Consent of Holme Roberts & Owen LLP (included in Exhibit 5.1).
  24 .1++   Powers of Attorney.
  25 .1++   Statement of Eligibility of Trustee — U.S. Bank National Association.


  *  MDC will file any underwriting agreement that it may enter into as an exhibit to a Current Report on Form 8-K which is incorporated by reference into this registration statement.

  +  Incorporated by reference to Amendment No. 1 to Form S-3 Registration Statement filed by MDC on April 6, 1999 (registration No. 333-70381).
 
 ++  Previously filed.
 
+++  Incorporated by reference to Form 10-Q filed by MDC for the quarter ended June 30, 2004.

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