0000902691-18-000015.txt : 20180829
0000902691-18-000015.hdr.sgml : 20180829
20180829170236
ACCESSION NUMBER: 0000902691-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180828
FILED AS OF DATE: 20180829
DATE AS OF CHANGE: 20180829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZEL LARRY A
CENTRAL INDEX KEY: 0000902691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08951
FILM NUMBER: 181044883
MAIL ADDRESS:
STREET 1: 4350 S. MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDC HOLDINGS INC
CENTRAL INDEX KEY: 0000773141
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 840622967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037731100
MAIL ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-08-28
0000773141
MDC HOLDINGS INC
MDC
0000902691
MIZEL LARRY A
4350 S. MONACO STREET
SUITE 500
DENVER
CO
80237
1
1
1
0
Chairman of the Board and CEO
Common Stock $.01 Par Value
2018-08-28
4
M
0
32060
25.91
A
143927
D
Common Stock $.01 Par Value
2018-08-28
4
S
0
32060
32.20
D
111867
D
Common Stock $.01 Par Value
4853
I
By 401(k)
Common Stock $.01 Par Value
3512562
I
By Ari Capital Partners, LLLP
Common Stock $.01 Par Value
22680
I
By Cascia Holdings, LLC
Common Stock $.01 Par Value
1122660
I
By Cheston Enterprises Trust
Common Stock $.01 Par Value
1122660
I
By Courtney Enterprises Trust
Common Stock $.01 Par Value
1544749
I
By CGM Capital, LLLP
Non-Statutory Stock Option (right to buy)
25.91
2018-08-28
4
M
0
32060
0
D
2011-12-30
2018-12-30
Common Stock $.01 Par Value
32060
0
D
Shares sold at an average sale price of $32.20. These shares were sold in multiple transactions at prices ranging from $32.01 to $32.61 inclusive. The reporting person undertakes to provide to M.D.C. Holdings, Inc., any security holder of M.D.C. Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.
Reporting Person may be deemed to have beneficial ownership of the shares held by Ari Capital Partners, LLLP ("Ari Capital"). The sole general partner of Ari Capital is CVentures, Inc. ("CVentures") which has approximately a 1% partnership interest in Ari Capital. Reporting Person and family members are the beneficiaries of various trusts which own approximately 50.7% of the stock of CVentures. Also, Reporting Person is a director and chairman of the board of CVentures and may be deemed to control the other approximately 49.3% of the common stock of CVentures. A trust, of which Reporting Person is the sole beneficiary, is the sole limited partner of Ari Capital, and has approximately a 99% partnership interest in Ari Capital. Reporting Person and Reporting Person's spouse are trustees of the trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by Cascia Holdings LLC ("Cascia"). Cascia holds 2,268,000 shares. Reporting Person's spouse, who is the sole manager of Cascia, holds all of the voting LLC units in Cascia, which constitutes 1% of the total outstanding LLC units in Cascia and represents a pecuniary interest in 22,680 shares. Two separate trusts (Cheston Enterprises Trust and Courtney Enterprises Trust) hold all of Cascia's nonvoting LLC units, which constitute 99% of the total outstanding LLC units in Cascia. Reporting Person's spouse is one of the trustees of each of the two trusts and Reporting Person's family members are the beneficiaries of these trusts.
Reporting Person may be deemed to have beneficial ownership of these shares which are beneficially owned by this trust. Reporting Person's spouse is a trustee of this trust and a family member of Reporting Person is the beneficiary of this trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by CGM Capital LLLP ("CGM Capital"). The general partner of CGM Capital is CVentures, Inc. ("CVentures"), which has a 1% partnership interest in CGM Capital. A trust, of which Reporting Person's spouse is the sole beneficiary, is the sole limited partner of CGM Capital, and has a 99% partnership interest in CGM Capital. Reporting Person and Reporting Person's spouse are trustees of this trust.
Represents a stock option under the Company's 2001 Employee Plan, which meets all of the requirements under Rule 16b-3.
Larry A. Mizel
2018-08-29