-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, blDNGMqvJfUtAGyG6MbMBmXvPmn06hAPOgEHOjbsp+SSgFIWAcGT7R53StTxKkxN gq674D3eZVvQAxwnPIFFRw== 0000950131-94-000211.txt : 19940215 0000950131-94-000211.hdr.sgml : 19940215 ACCESSION NUMBER: 0000950131-94-000211 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 GROUP MEMBERS: ADVISORY RESEARCH INC/HELLER DAVID B GROUP MEMBERS: DAVID B. HELLER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAMSAY HEALTH CARE INC CENTRAL INDEX KEY: 0000773136 STANDARD INDUSTRIAL CLASSIFICATION: 8060 IRS NUMBER: 630857352 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-36612 FILM NUMBER: 94507697 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE STE 1400 STREET 2: ONE POYDRAS PLZ CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045252505 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE SERVICES OF AMERICA INC DATE OF NAME CHANGE: 19881120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC/HELLER DAVID B CENTRAL INDEX KEY: 0000902584 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 132831881 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ramsay Health Care, Inc. ------------------------ (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 75158220 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages - ----------------------- --------------------- CUSIP NO. 75158220 13G PAGE 2 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Advisory Research, Inc. #36-2831881 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 751,000 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 751,000 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 751,000 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 75158220 13G PAGE 3 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David B. Heller SSN ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 751,000 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 751,000 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 751,000 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(a) NAME OF ISSUER: -------------- Ramsay Health Care, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- One Poydras Plaza 639 Loyola Ave., Suite 1400 New Orleans, LA 60113 ITEM 2(a) NAME OF PERSON FILING: --------------------- Advisory Research, Inc. David B. Heller ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------------------------------------------------------- Two Prudential Plaza 180 N. Stetson, Suite 5780 Chicago, Illinois 60601 ITEM 2(c) CITIZENSHIP: ----------- Advisory Research, Inc. is a Delaware corporation. Mr. Heller is a United States citizen. ITEM 2(d) TITLE OF CLASS OF SECURITIES: ---------------------------- Common Stock, $.01 par value per share ITEM 2(e) CUSIP NO.: --------- 75158220 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d- 2(b), CHECK WHETHER THE PERSON FILING IS AN: -------------------------------------------------------------- (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act Page 4 of 8 Pages (e) [x] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) ITEM 4 OWNERSHIP: --------- (a) Amount Beneficially Owned: Advisory Research, Inc.: 751,000 Heller: 751,000 (b) Percent of Class: Advisory Research, Inc.: 9.7% Heller: 9.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: Advisory Research, Inc.: 751,000 Heller: 751,000 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: Advisory Research, Inc.: 751,000 Heller: 751,000 As of December 31, 1993, Advisory Research, Inc. directly beneficially owned 751,000 shares. Mr. Heller is the President and sole shareholder of Advisory Research, Inc. As a result of such Page 5 of 8 Pages relationship, Mr. Heller may be deemed to indirectly beneficially own the 751,000 shares directly beneficially owned by Advisory Research, Inc. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- Not applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares reported hereunder. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: --------------------------------------------------------------- Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 6 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1994 ADVISORY RESEARCH, INC. By: /s/ David B. Heller -------------------------- Name: David B. Heller Its: President Page 7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1994 /s/ David B. Heller ------------------------- David B. Heller Page 8 of 8 Pages EXHIBIT 1 --------- SCHEDULE 13G JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement agree as follows: (i) The undersigned and each other person executing this joint filing agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of the undersigned and each other person executing this joint filing agreement; and (ii) The undersigned and each other person executing this joint filing agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this joint filing agreement is responsible for the completeness or accuracy of the information concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in one or more counterparts by each person executing this joint filing agreement, and each such counterparts shall be an original but all of which, taken together, shall constitute but one and the same instrument. Dated: February 14, 1994 ADVISORY RESEARCH, INC. By: /s/ David B. Heller ------------------------- Name: David B. Heller Its: President /s/ David B. Heller ------------------------- David B. Heller -1- -----END PRIVACY-ENHANCED MESSAGE-----