0001273902-16-000231.txt : 20160913 0001273902-16-000231.hdr.sgml : 20160913 20160913171020 ACCESSION NUMBER: 0001273902-16-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC INC CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhode Jason P CENTRAL INDEX KEY: 0001310422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17795 FILM NUMBER: 161883433 MAIL ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-12 0 0000772406 CIRRUS LOGIC INC CRUS 0001310422 Rhode Jason P 800 WEST 6TH STREET AUSTIN TX 78701 1 1 0 0 President & CEO Common Stock 2016-09-12 4 M 0 50000.0 7.87 A 179680 D Common Stock 2016-09-12 4 S 0 50000.0 48.555 D 129680 D Common Stock 2016-09-12 4 M 0 40156.0 7.87 A 169836 D Common Stock 2016-09-12 4 S 0 40156.0 48.5805 D 129680 D Non-Qualified Stock Option (right to buy) 7.87 2016-09-12 4 M 0 50000.0 0.0 D 2017-06-06 Common Stock 50000 40156 D Non-Qualified Stock Option (right to buy) 7.87 2016-09-12 4 M 0 40156.0 0.0 D 2017-06-06 Common Stock 40156 0 D This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 24, 2015, as amended on May 31, 2016 and August 23, 2016. The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.13 to $49.63. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.07 to $49.625. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. The option vested on a 4-year schedule: 25% of the shares became exercisable on 6/6/2008; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 6/6/2011. Only vested shares can be exercised under this option. The options were set to expire in 2017. Dr. Rhode continues to beneficially own 717,703 shares, which includes 588,023 shares issuable upon exercise of vested stock options held by Dr. Rhode and 129,680 shares held directly. By: Gregory Scott Thomas attorney-in-fact For: Jason P. Rhode 2016-09-13