-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L03tRGkK3Uyl5YEjhxkfno4rfIJWLeUPvBcXDiuQ5WIGePFpbFMUnsN8VHbhgYAh hb1FhceNZvkg7VqVWwTNNg== 0001181431-04-050429.txt : 20041103 0001181431-04-050429.hdr.sgml : 20041103 20041103111317 ACCESSION NUMBER: 0001181431-04-050429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041102 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IVAX CORP CENTRAL INDEX KEY: 0000772197 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 161003559 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 3055756000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: IVAX CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IVACO INDUSTRIES INC DATE OF NAME CHANGE: 19871213 FORMER COMPANY: FORMER CONFORMED NAME: INLAND VACUUM INDUSTRIES INC DATE OF NAME CHANGE: 19870611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09623 FILM NUMBER: 041115195 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 BUSINESS PHONE: 3055756001 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 4 1 rrd56671.xml FORM 4 X0202 4 2004-11-02 0 0000772197 IVAX CORP IVX 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BLVD. MIAMI FL 33137 1 1 1 0 Chairman of the Board and CEO Common Stock, $.10 par value per share 2004-11-02 2004-11-02 4 P 0 25000 13.3652 A 30500660 I Frost Gamma Investments Trust Common Stock, $.10 par value per share 406250 I Frost Alpha Investments Trust Common Stock, $.10 par value per share 937 D Common Stock, $.10 par value per share 7545250 I Frost Nevada Investments Trust Common Stock, $.10 par value per share 382107 I By Wife Common Stock, $.10 par value per share 3847 I 401(K) Common Stock, $.10 par value per share 175781 I Frost Phi Investments Trust Put Options (Obligation to Buy) 12.00 2004-11-02 4 S 0 100 206.25 D 2004-11-02 2006-01-21 Common Stock 12500 5100 I Frost Nevada Investments Trust Put Options (Obligation to Buy) 14.00 2004-11-02 4 S 0 100 316.1875 D 2004-11-02 2006-01-21 Common Stock 12500 5100 I Frost Nevada Investments Trust These assets are held by Frost-Nevada Investments Trust, of which the reporting person is the trustee and Frost-Nevada Limited Partnership is the sole and exclusive beneficiary. The reporting person is one of four limited partners of Frost-Nevada Limited Partnership and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P.. During April 2002 Frost Beta, L.P. became a limited partner of Frost-Nevada L.P.. The reporting person is the sole shareholder of Frost Beta, Inc., the sole general partner of Frost Beta, L.P.. Frost Alpha Charitable Remainder Trust is the only limited partner of Frost Beta, L.P.. Frost Alpha, L.P. is a beneficiary of Frost Alpha Charitable Remainder Trust. Frost-Nevada Corporation is the sole member of Frost Alpha LLC, which is the sole general partner of Frost Alpha, L.P. The reporting person and the Frost 2001 Charitable Lead Annuity Trust are the sole limited partners of Frost Alpha L.P.. On January 31, 2003 the Frost Alpha 2003 Charitable Lead Annuity Trust (CLAT Jan 03) became a limited partner of Frost-Nevada Limited Partnership. On December 31 2003 the Frost Alpha December 2003 Charitable Lead Annuity Trust (CLAT Dec 03) became a limited partner of Frost-Nevada Limited Partnership. Frost Alpha, L.P. has a remainder interest in CLAT Jan 03 and CLAT Dec 03. The reporting person is not the trustee of the charitable trusts described in notes 1,2 and 4, but continues to report beneficial ownership of all securities. These assets are held by Frost Alpha Investments Trust, of which the reporting person is the trustee and Frost Alpha Limited Partnership is the sole and exclusive beneficiary. The reporting person and the Frost 2001 Charitable Lead Annuity Trust are the sole limited partners of Frost Alpha Limited Partnership. Frost-Nevada Corporation is the sole member of Frost Alpha LLC, which is the sole general partner of Frost Alpha L.P. The reporting person is the sole shareholder of Frost-Nevada Corporation. These shares are jointly owned by the reporting person and Patricia Frost, his wife. These assets are held by Frost Gamma Investments Trust, of which the reporting person is the trustee and Frost Gamma Limited Partnership is the sole and exclusive beneficiary. The reporting person is the sole limited partner of Frost Gamma, L.P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc. and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. The reporting person is also the sole shareholder of Frost-Nevada Corporation. Pursuant to Rule 16a-1(a)4, the reporting person disclaims beneficial ownership of these shares. These assets are held by Frost Phi Investments Trust, of which the reporting person is the trustee and Frost Phi, LLLP is the sole and exclusive beneficiary. The reporting person is the sole limited partner of Frost Phi, LLLP and the sole shareholder of Frost Phi, Inc., the general partner. /s/ Phillip Frost, M.D. 2004-11-03 EX-99.1 2 rrd47249_53323.htm JOINT FILER INFORMATION rrd47249_53323.html 
JOINT FILER INFORMATION

NAME: 			Frost Alpha Investments Trust
ADDRESS:			4400 Biscayne Blvd
				Miami, FL 33137

Designated Filer:		Phillip Frost, M.D.

Issuer and Ticker Symbol: 	IVAX  CORPORATION

Date of Event Requiring
Statement:			November 02, 2004


FROST ALPHA INVESTMENTS TRUST

	by:           /s/  Phillip Frost, M.D.
		Phillip Frost, M.D., Trustee




JOINT FILER INFORMATION

NAME: 			Frost Gamma Investments Trust
ADDRESS:			4400 Biscayne Blvd
				Miami, FL 33137

Designated Filer:		Phillip Frost, M.D.

Issuer and Ticker Symbol: 	IVAX  CORPORATION.

Date of Event Requiring
Statement:			November 02 , 2004

FROST GAMMA INVESTMENTS TRUST

	by:           /s/ Phillip Frost, M.D.
		Phillip Frost, M.D., Trustee






JOINT FILER INFORMATION

NAME: 			Frost-Nevada Investments Trust
ADDRESS:			4400 Biscayne Blvd
				Miami, FL 33137

Designated Filer:		Phillip Frost, M.D.

Issuer and Ticker Symbol: 	IVAX  CORPORATION

Date of Event Requiring
Statement:			November 02, 2004

FROST-NEVADA INVESTMENTS TRUST

	by:           /s/ Phillip Frost, M.D.
		Phillip Frost, M.D., Trustee






JOINT FILER INFORMATION

NAME: 			Frost Phi Investments Trust
ADDRESS:			4400 Biscayne Blvd
				Miami, FL 33137

Designated Filer:		Phillip Frost, M.D.

Issuer and Ticker Symbol: 	IVAX  CORPORATION

Date of Event Requiring
Statement:			November 02, 2004

FROST PHI INVESTMENTS TRUST

	by:           /s/  Phillip Frost, M.D.
		Phillip Frost, M.D., Trustee
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