0001144204-15-017844.txt : 20150323 0001144204-15-017844.hdr.sgml : 20150323 20150323172738 ACCESSION NUMBER: 0001144204-15-017844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150316 FILED AS OF DATE: 20150323 DATE AS OF CHANGE: 20150323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHAMPIONS ONCOLOGY, INC. CENTRAL INDEX KEY: 0000771856 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 521401755 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 BUSINESS PHONE: 410-369-0365 MAIL ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS BIOTECHNOLOGY, INC. DATE OF NAME CHANGE: 20070220 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS SPORTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19860319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Ronnie CENTRAL INDEX KEY: 0001504443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17263 FILM NUMBER: 15719932 MAIL ADDRESS: STREET 1: 855 N. WOLFE STREET, SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 4 1 v405330_form4.xml OWNERSHIP DOCUMENT X0306 4 2015-03-16 0 0000771856 CHAMPIONS ONCOLOGY, INC. CSBR 0001504443 Morris Ronnie C/O CHAMPIONS ONCOLOGY, INC. ONE UNIVERSITY PLACE, SUITE 307 HACKENSACK NJ 07601 1 1 0 0 President Option to purchase Common Stock 0.41 2015-03-16 4 A 0 2190958 0 A 2020-10-25 Common Stock 2190958 2190958 D Option to purchase Common Stock 0.41 2015-03-16 4 A 0 2190959 0 A 2020-10-25 Common Stock 2190959 2190959 D Option to purchase Common Stock 0.41 2015-03-16 4 A 0 1347977 0 A 2013-11-05 Common Stock 1347977 1347977 D Option to purchase Common Stock 0.41 2015-03-16 4 A 0 1347977 0 A 2013-11-05 Common Stock 1347977 1347977 D Option to purchase Common Stock 0.41 2015-03-16 4 A 0 193210 0 A 2013-11-05 Common Stock 193210 193210 D Option to purchase Common Stock 0.41 2015-03-16 4 A 0 1084298 0 A 2015-03-16 Common Stock 1155400 1155400 D Fully vested upon grant. Fully vested upon grant. Vested as to 561,655 shares on grant; remainder vests quarterly over period ending on November 4, 2016, with the next vesting to occur on May 5, 2015. Vesting to occur upon completion of performance criteria that have not been set. Fully vested upon grant. Vested as to 271,075 shares on grant; remainder vests quarterly over period ending on November 4, 2015, with the next vesting to occur on May 5, 2015. /s/ Ronnie Morris 2015-03-23