0001214659-20-005530.txt : 20200610
0001214659-20-005530.hdr.sgml : 20200610
20200610170409
ACCESSION NUMBER: 0001214659-20-005530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST NATHANIEL H.
CENTRAL INDEX KEY: 0001535393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 20955386
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANGROVE PARTNERS
CENTRAL INDEX KEY: 0001535392
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 20955387
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-9535
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mangrove Partners Master Fund, Ltd.
CENTRAL INDEX KEY: 0001569227
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 20955388
BUSINESS ADDRESS:
STREET 1: MAPLES CORP. SVCS, PO BOX 309
STREET 2: UGLAND HOUSE, S. CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 2128979537
MAIL ADDRESS:
STREET 1: 645 MADISON AVE, 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN VIRGINIA CORP
CENTRAL INDEX KEY: 0000077159
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 231184320
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16285 PARK TEN PLACE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 7137226500
MAIL ADDRESS:
STREET 1: 16285 PARK TEN PLACE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO
DATE OF NAME CHANGE: 19670501
4
1
marketforms-49019.xml
PRIMARY DOCUMENT
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2020-06-05
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0000077159
PENN VIRGINIA CORP
PVAC
0001569227
Mangrove Partners Master Fund, Ltd.
645 MADISON AVE, 14 FLOOR
NEW YORK
NY
10022
false
false
true
false
0001535392
MANGROVE PARTNERS
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
0001535393
AUGUST NATHANIEL H.
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
Common stock of $0.01 par value
2020-06-08
4
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Common stock of $0.01 par value
2020-06-08
4
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Common stock of $0.01 par value
2020-06-08
4
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Common stock of $0.01 par value
2020-06-08
4
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false
545831
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Cash settled total return swap (obligation to buy)
2020-06-05
4
S
true
106976
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2022-11-14
Common stock of $0.01 par value
106976
0
D
These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
/s/ Nathaniel H. August, as Director of Mangrove Partners as Investment Manager
2020-06-10
/s/ Nathaniel H. August, Director
2020-06-10
/s/ Nathaniel H. August
2020-06-10