0001214659-20-005530.txt : 20200610 0001214659-20-005530.hdr.sgml : 20200610 20200610170409 ACCESSION NUMBER: 0001214659-20-005530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200610 DATE AS OF CHANGE: 20200610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUST NATHANIEL H. CENTRAL INDEX KEY: 0001535393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13283 FILM NUMBER: 20955386 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANGROVE PARTNERS CENTRAL INDEX KEY: 0001535392 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13283 FILM NUMBER: 20955387 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-9535 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mangrove Partners Master Fund, Ltd. CENTRAL INDEX KEY: 0001569227 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13283 FILM NUMBER: 20955388 BUSINESS ADDRESS: STREET 1: MAPLES CORP. SVCS, PO BOX 309 STREET 2: UGLAND HOUSE, S. CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 2128979537 MAIL ADDRESS: STREET 1: 645 MADISON AVE, 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16285 PARK TEN PLACE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 7137226500 MAIL ADDRESS: STREET 1: 16285 PARK TEN PLACE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 4 1 marketforms-49019.xml PRIMARY DOCUMENT X0306 4 2020-06-05 true 0000077159 PENN VIRGINIA CORP PVAC 0001569227 Mangrove Partners Master Fund, Ltd. 645 MADISON AVE, 14 FLOOR NEW YORK NY 10022 false false true false 0001535392 MANGROVE PARTNERS 645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022 false false true false 0001535393 AUGUST NATHANIEL H. 645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022 false false true false Common stock of $0.01 par value 2020-06-08 4 S false 646 18.0917 D 1728736 D Common stock of $0.01 par value 2020-06-08 4 S false 654 18.0917 D 1728082 D Common stock of $0.01 par value 2020-06-08 4 S false 50000 17.9696 D 1678082 D Common stock of $0.01 par value 2020-06-08 4 S false 545831 17.8486 D 1132251 D Cash settled total return swap (obligation to buy) 2020-06-05 4 S true 106976 15.8981 D 2022-11-14 Common stock of $0.01 par value 106976 0 D These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. /s/ Nathaniel H. August, as Director of Mangrove Partners as Investment Manager 2020-06-10 /s/ Nathaniel H. August, Director 2020-06-10 /s/ Nathaniel H. August 2020-06-10