-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZXnHd/MJ++F1T7WJNiSB9XxfoolHlPvH0xHuo04gFllSgt0Yuuhl3yVqsEa3jLe SqXRwxCp2SeUvNxH9OKlTw== 0001044307-01-500006.txt : 20010214 0001044307-01-500006.hdr.sgml : 20010214 ACCESSION NUMBER: 0001044307-01-500006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000730 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 1535907 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: HORTON KEITH D CENTRAL INDEX KEY: 0001044277 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA COAL CO STREET 2: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 BUSINESS PHONE: 5404312831 MAIL ADDRESS: STREET 1: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 5 1 form500kdh.htm 1

FORM 5
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b)
Form 3 Holdings Reported
Form 4 Transactions Reported.

U.S. Securities and Exchange Commission
Washington, DC 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

  
 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding company Act of 1935 or Section 30(f) of the Investment company act of 1940

  

1.Name and Address of Reporting Person*
Horton Keith D.

2.Issuer Name and Ticker or Trading Symbol

Penn Virginia Corporation (PVA)

6.Relationship of Reporting Person to Issuer
(Check all applicable)

(Last) (First) (Middle)
6909 Duff-Patt Road

3.IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####

4.Statement for Month/Year
12/00

__ ___ Director
___X__ Officer (give title)
Executive Vice President

_____ 10% Owner
_____ Other (Specify)

(Street)
Duffield, VA 24244

5.If Amendment, Date of Original
(Month/Year)


7.Individual or Joint/Group Filing
(Check applicable line)

X Form filed by one Reporting Person
Form filed by more than one Reporting Person

(City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned




1.Title of Security
(Instr. 3)




2.Transaction Date



3.Transaction Codec-
(Instr. 8)




Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)


5.Amount of Securities Benefi-cially Owned at End of Month (Instr. 3 and 4)


6.Ownership Form:
Direct (D)
Indirect (I)
(Instr. 4)


7.Nature of
Indirect
Beneficial
Ownership
(Instr. 4)



Amount


(A) or(D)


Price

Common Stock $6.25 par value

          

2,458 (a)*

I

ESOP

Common Stock $6.25 par value

          

6,897 (a)*

I

401(k)
           

5,440(a)*

I

Spouse ESOP
           

2,070(a)*

I

Spouse 401(K)
                 
                 
                 
                 

*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

FORM 5 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (M/D/Y)

4. Transaction code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or disposed of (D) (Instr. 3,4,5)

6. Date Exercisable and Expiration Date (M/D/Y)

7. Title and Amount of Underlying Securities (Instr. 3,4)

8. Price of Derivative Security (Instr. 5)

9. Number of Derivative Securities Beneficially Owned at End of Month (Insr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)
     

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of shares

        

Nonqualified Stock Options

$17.375

2/8/00

A

9,000

  

2/8/01

2/7/09

Common Stock $6.25 par

9,000

0

85,000

D

  
                     

20,000

I

Spouse
                           
                           
                           
                           
                           
                           
                           
                           
                           


Explanation of Responses:
(a) * Exempt transactions under rule 16b-3(c). The reported information is based on quarterly plan statements from December 31, 1999 to September 30, 2000.

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.



Keith D. Horton



February 14, 2001
 

** Signature of Reporting Person

Date
 

By:
________________________________________
Nancy M. Snyder
General Counsel and Corporate Secretary Authorized Signer

  


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