-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8T6UaTFML/jF3WwwDrpmptrLV5PdgVT6/XUk+FGJMWLVJYfamSYIzKw1IzzCn/V IVKing6hpSd1hLjg87Lh/A== 0000077159-00-000031.txt : 20000215 0000077159-00-000031.hdr.sgml : 20000215 ACCESSION NUMBER: 0000077159-00-000031 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 543186 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] OFFICER IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). / / Form 3 Holdings Reported / / Form 4 Transactions Reported - ----------------------------------------------------------------- 1. Name and Address of Reporting Person Cadigan John D. ---------------------------------------------- (Last) (First) (Middle) 18207 Sunset Way ---------------------------------------------- (Street) Edmonds, WA 98026 ---------------------------------------------- (City) (State) Zip) 2. Issuer Name and Ticker or Trading Symbol Penn Virginia Corporation (PVA) ---------------------------------------- 3. Statement for Month/Year December 1999 ---------------------------------------- 4. If Amendment, Date of Original (Month/Year) ----------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) /X/ Director / / 10% Owner / / Officer (give title below) / / Other (specify below) ------------------------------------- 6. Individual or Joint/Group Filing (Check applicable line) / X/ Form Filed by one Reporting Person / / Form filed by more than one Reporting Person
TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2. Transaction Date 3. Transaction 1. Title of Security (Mo/Day/Yr) Code --------------------------------- ------------ ------------ Common Stock ($6.25 par value) 5/4/99 A 4. Securities Acquired (A) or Disposed of (D) ------------------------------- 1. Title of Security Amount (A) or (D) Price --------------------------------- -------- ---------- --------- Common Stock ($6.25 par value) 600 A $21.00 5. Amount of Securities 6. Ownership Beneficially Form: Owned at End Direct (D) of Issuer's or Indirect 1. Title of Security Fiscal Year (I) --------------------------------- -------------- ------------ Common Stock ($6.25 par value) 4,800 D 1,400 I 2,000 I 10,475 I 7. Nature of Indirect Beneficial 1. Title of Security Ownership --------------------------------- ------------------------------ Common Stock ($6.25 par value) --- Keogh Corporate Affiliate Trust
Page -2- TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED(e.g. puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction of Derivative Date 1. Title of Derivative Security Security (Mo/Day/Yr) --------------------------------- ------------- ----------- Nonqualified Stock Options $18.75 1/4/99 5. Number of Derivative Securities Acquired (A) or Disposed of (D) -------------- 1. Title of Derivative Security 4. Transaction Code (A) (D) ---------------------------------- ----------------- ------ ------ Nonqualified Stock Options A 200 --- 7. Title and Amount of 6. Date Exercisable Underlying and Expiration Securities Date ------------- (Mo/Day/Year) Amount ----------------- or Date Expira- Number Exer- tion of 1. Title of Derivative Security cisable Date Title Shares ---------------------------------- -------- -------- ------ ------ Nonqualified Stock Options 1/4/00 1/3/09 Common 200 9. Number of Derivative Securities 8. Price of Beneficially Derivative Owned at End 1. Title of Derivative Security Security of Year ---------------------------------- ----------------- -------------- Nonqualified Stock Options 0 10,800 10. Ownership of Derivative 11. Nature of Security Indirect Direct (D) or Beneficial 1. Title of Derivative Security Indirect (I) Ownership ------------------------------ ---------------- ------------- Nonqualified Stock Options D ---
Explanation of Responses: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. John D. Cadigan February 14, 2000 - ----------------------------- ---------------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder ------------------------- Nancy M. Snyder General Counsel and Corporate Secretary Authorized Signer -----END PRIVACY-ENHANCED MESSAGE-----