-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHL7GQFGc/PbFSGrEv/z7yWLXud0vxz66qUdMBtrAzEw6YuDfpCfOawJxQZABAgY aUL5c6vm5++sXdxfAEAwvw== 0001198676-07-000001.txt : 20070315 0001198676-07-000001.hdr.sgml : 20070315 20070315200206 ACCESSION NUMBER: 0001198676-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070313 FILED AS OF DATE: 20070315 DATE AS OF CHANGE: 20070315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 160 PACIFIC AVENUE STREET 2: SUITE 222 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157334000 MAIL ADDRESS: STREET 1: 160 PACIFIC AVENUE STREET 2: SUITE 222 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLIPSAGER HENRIK C CENTRAL INDEX KEY: 0001198676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 07697807 BUSINESS ADDRESS: STREET 1: ABM INDUSTRIES INC. STREET 2: 160 PACIFIC AVE. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 MAIL ADDRESS: STREET 1: 160 OACIFIC AVE CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-13 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001198676 SLIPSAGER HENRIK C 160 PACIFIC AVE SUITE 222 SAN FRANCISCO CA 94111 1 1 0 0 Chief Executive Officer Common Stock 2007-03-15 4 M 0 60000 10 A 71454 D Common Stock 2007-03-15 4 S 0 3000 25.89 D 68454 D Common Stock 2007-03-15 4 S 0 500 25.86 D 67954 D Common Stock 2007-03-15 4 S 0 1500 25.85 D 66454 D Common Stock 2007-03-15 4 S 0 400 25.76 D 66054 D Common Stock 2007-03-15 4 S 0 3700 25.75 D 62354 D Common Stock 2007-03-15 4 S 0 200 25.72 D 62154 D Common Stock 2007-03-15 4 S 0 3300 25.7 D 58854 D Common Stock 2007-03-15 4 S 0 1200 25.69 D 57654 D Common Stock 2007-03-15 4 S 0 900 25.68 D 56754 D Common Stock 2007-03-15 4 S 0 3600 25.67 D 53154 D Common Stock 2007-03-15 4 S 0 2500 25.66 D 50654 D Common Stock 2007-03-15 4 S 0 4500 25.65 D 46154 D Common Stock 2007-03-15 4 S 0 600 25.64 D 45554 D Common Stock 2007-03-15 4 S 0 5300 25.63 D 40254 D Common Stock 2007-03-15 4 S 0 500 25.62 D 39754 D Common Stock 2007-03-15 4 S 0 5300 25.61 D 34454 D Common Stock 2007-03-15 4 S 0 4700 25.6 D 29754 D Common Stock 2007-03-15 4 S 0 300 25.59 D 29454 D Common Stock 2007-03-15 4 S 0 3200 25.58 D 26254 D Common Stock 2007-03-15 4 S 0 1800 25.57 D 24454 D Common Stock 2007-03-15 4 S 0 600 25.56 D 23854 D Common Stock 2007-03-15 4 S 0 2000 25.55 D 21854 D Common Stock 2007-03-15 4 S 0 200 25.54 D 21654 D Common Stock 2007-03-15 4 S 0 200 25.53 D 21454 D Common Stock 2007-03-15 4 M 0 31000 9 A 52454 D Common Stock 2007-03-13 4 A 0 14504 0 A 66958 D Stock Options 10 2007-03-15 4 M 0 60000 0 D 1997-03-18 2007-03-18 Common Stock 60000 0 D Stock Options 25.74 2007-03-13 4 A 0 58885 0 A 2014-03-13 Common Stock 58885 58885 D Performance Shares 2007-03-13 4 A 0 14504 0 A Common Stock 14504 14504 D Stock Options 9 2007-03-15 4 M 0 31000 0 D 1997-03-18 2007-03-18 Common Stock 31000 9000 D The term of the exercised options would have expired on March 18, 2007, ten years from the date of grant. Mr. Slipsager is exercising expiring options and selling shares sufficient to pay the exercise price, payroll taxes and brokerage commissions. Stock option grant under the 2006 Equity Incentive Plan. 25% exercisable on 03/13/2008 and 25% on the anniversary date of each of the following 3 years. Performance shares granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Shares vest based on three-year profit margin and revenue targets in the period ending 10/31/2009. Dividend equivalent rights will accrue. Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the 2nd anniversary and 50% on the 4th anniversary, and will be settled in shares of common stock. Dividend equivalent rights will accrue. Includes 14,504 RSUs. s/ Henrik C. Slipsager 2007-03-15 -----END PRIVACY-ENHANCED MESSAGE-----