0001140361-17-002402.txt : 20170120 0001140361-17-002402.hdr.sgml : 20170120 20170120160518 ACCESSION NUMBER: 0001140361-17-002402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170119 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCLURE JAMES P CENTRAL INDEX KEY: 0001198682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 17538603 MAIL ADDRESS: STREET 1: 160 PACIFIC AVE STE. 222 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc1.xml FORM 4 X0306 4 2017-01-19 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001198682 MCCLURE JAMES P ONE LIBERTY PLAZA 7TH FLOOR NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock 2017-01-19 4 M 0 6649 25.30 A 141838 D Common Stock 2017-01-19 4 S 0 6649 39.50 D 135189 D Stock Options 25.30 2017-01-19 4 M 0 6649 0 D 2020-09-06 Common Stock 6649 6649 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.325 to $39.81, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. Includes 21,151 unvested RSUs, 82,478 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,123 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,547 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. Stock options granted under the 2006 Equity Incentive Plan. 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years. By: Barbara L. Smithers, by power of attorney 2017-01-20