0001140361-17-001629.txt : 20170112 0001140361-17-001629.hdr.sgml : 20170112 20170112115514 ACCESSION NUMBER: 0001140361-17-001629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170110 FILED AS OF DATE: 20170112 DATE AS OF CHANGE: 20170112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIACOBBE SCOTT J CENTRAL INDEX KEY: 0001669102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 17524542 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 4 1 doc1.xml FORM 4 X0306 4 2017-01-10 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001669102 GIACOBBE SCOTT J ONE LIBERTY PLAZA 7TH FLOOR NEW YORK NY 10006 0 1 0 0 Pres - Building & Energy Common Stock 2017-01-10 4 A 0 2527 0 A 35428 D Common Stock 2017-01-10 4 A 0 2504 0 A 37932 D Common Stock 2017-01-10 4 A 0 2443 0 A 40375 D Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue. Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2016. These performance shares vest on 1/14/2017. Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2014, based on TSR performance in the 3 year period ending 10/31/2016 as compared to the S&P 600. These awards vest on 9/8/2017. Includes 13,170 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 4,871 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 2,443 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 625 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto. By: Barbara L. Smithers, by power of attorney 2017-01-12