0001140361-13-041623.txt : 20131112 0001140361-13-041623.hdr.sgml : 20131111 20131112115630 ACCESSION NUMBER: 0001140361-13-041623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLIPSAGER HENRIK C CENTRAL INDEX KEY: 0001198676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 131208722 MAIL ADDRESS: STREET 1: 160 OACIFIC AVE CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc1.xml FORM 4 X0306 4 2013-11-11 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001198676 SLIPSAGER HENRIK C 551 FIFTH AVENUE SUITE 300 NEW YORK CITY NY 10176 1 1 0 0 President & CEO Common Stock 2013-11-11 4 S 0 5000 27.5961 D 221256 D Common Stock 2013-11-11 4 M 0 20000 19.05 A 241256 D Common Stock 2013-11-11 4 S 0 17037 27.6074 D 224219 D Stock Options 19.05 2013-11-11 4 M 0 20000 0 A 2015-01-08 Common Stock 20000 0 D Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.77, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4. Includes 38,865 unvested RSUs, 69,677 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 8,882 performance shares earned but not vested with respect to performance shares granted on 1/11/2011 and DERs related thereto. Stock options granted under the 2006 Equity Incentive Plan. 25% exercisable on 1/8/2009 and 25% on the anniversary date of each of the following three years. By: Barbara L. Smithers, by power of attorney 2013-11-12