0001140361-13-024321.txt : 20130606 0001140361-13-024321.hdr.sgml : 20130606 20130606112108 ACCESSION NUMBER: 0001140361-13-024321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130604 FILED AS OF DATE: 20130606 DATE AS OF CHANGE: 20130606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUSK JAMES S CENTRAL INDEX KEY: 0001199076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 13896346 MAIL ADDRESS: STREET 1: C/O GLOWPOINT, INC. STREET 2: 430 MOUNTAIN AVE, SUITE 301 CITY: MURRAY HILL STATE: NJ ZIP: 07974 4 1 doc1.xml FORM 4 X0306 4 2013-06-04 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001199076 LUSK JAMES S 551 FIFTH AVENUE SUITE 300 NEW YORK NY 10176 0 1 0 0 Executive Vice President/CFO Common Stock 2013-06-04 4 M 0 2656 19.48 A 49915 D Common Stock 2013-06-04 4 S 0 2656 25.4078 D 47259 D Stock Options 19.48 2013-06-04 4 M 0 2656 0 A 2015-01-07 Common Stock 2656 2656 D All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 21, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.5147, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Includes 37,146 unvested RSUs, 3,395 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,546 performance shares earned but not vested with respect to performance shares granted on 1/11/2011, and DERs related thereto. Stock options granted under the 2006 Equity Incentive Plan. 25% exercisable on 1/7/2009 and 25% on the anniversary date of each of the followng three years. By: Barbara L. Smithers, by power of attorney 2013-06-06