SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SLIPSAGER HENRIK C

(Last) (First) (Middle)
551 FIFTH AVENUE
SUITE 300

(Street)
NEW YORK CITY NY 10176

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ABM INDUSTRIES INC /DE/ [ ABM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/31/2012 M 40,000 A $16.825 267,649 D
Common Stock 08/31/2012 S 11,993 D $20.25 255,656 D
Common Stock 08/31/2012 S 300 D $20.2501 255,356 D
Common Stock 08/31/2012 S 100 D $20.2507 255,256 D
Common Stock 08/31/2012 S 2,300 D $20.2525 252,956 D
Common Stock 08/31/2012 S 900 D $25.255 252,056 D
Common Stock 08/31/2012 S 6,104 D $20.26 246,952 D
Common Stock 08/31/2012 S 200 D $20.2601 245,752 D
Common Stock 08/31/2012 S 100 D $20.2625 245,652 D
Common Stock 08/31/2012 S 1,500 D $20.265 244,152 D
Common Stock 08/31/2012 S 5,803 D $20.27 238,349 D
Common Stock 08/31/2012 S 300 D $20.2701 238,049 D
Common Stock 08/31/2012 S 100 D $20.2711 237,949 D
Common Stock 08/31/2012 S 100 D $20.2725 237,849 D
Common Stock 08/31/2012 S 300 D $20.275 237,549 D
Common Stock 08/31/2012 S 2,000 D $20.28 235,549 D
Common Stock 08/31/2012 S 300 D $20.2801 235,249 D
Common Stock 08/31/2012 S 100 D $20.2825 235,149 D
Common Stock 08/31/2012 S 100 D $20.285 235,049 D
Common Stock 08/31/2012 S 1,200 D $20.29 233,849 D
Common Stock 08/31/2012 S 200 D $20.2901 233,649 D
Common Stock 08/31/2012 S 100 D $20.295 233,549 D
Common Stock 08/31/2012 S 1,200 D $20.3 232,349 D
Common Stock 08/31/2012 S 100 D $20.3001 232,249 D
Common Stock 08/31/2012 S 100 D $20.3019 232,149 D
Common Stock 08/31/2012 S 100 D $20.305 232,049 D
Common Stock 08/31/2012 S 100 D $20.31 231,949 D
Common Stock 08/31/2012 S 431 D $20.32 231,518 D
Common Stock 08/31/2012 S 100 D $20.323 231,418 D
Common Stock 08/31/2012 S(1) 100 D $20.34 231,318(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(3) $16.825 08/31/2012 M 40,000 (4) 09/09/2012 Common Stock 40,000 $0.00 40,000 D
Explanation of Responses:
1. All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on March 28, 2012.
2. Includes 46,452 unvested RSUs, 52,215 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 17,089 performance shares earned but not vested with respect to performance shares granted on 1/11/2010 and 1/11/2011, and DERs related thereto.
3. Stock options granted under the 2002 Price-Vested Plan.
4. Exercisable over the first four years in percentages tied to the price of ABM common stock and after eight years from the date of grant, if not previously vested.
Remarks:
By: Barbara L. Smithers, by power of attorney 09/04/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.