<SEC-DOCUMENT>9999999997-21-005299-index.html : 20211018
<SEC-HEADER>9999999997-21-005299.hdr.sgml : 20211018
<ACCEPTANCE-DATETIME>20211018095132
<PAPER>
ACCESSION NUMBER:		9999999997-21-005299
CONFORMED SUBMISSION TYPE:	X-17A-5
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210430
FILED AS OF DATE:		20210629
DATE AS OF CHANGE:		20211018
EFFECTIVENESS DATE:		20210629
PERIOD START:           	20200501

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			R.W. SMITH & ASSOCIATES, LLC
		CENTRAL INDEX KEY:			0000771491
		IRS NUMBER:				464360627
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			0430

	FILING VALUES:
		FORM TYPE:		X-17A-5
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-34240
		FILM NUMBER:		21004810

	BUSINESS ADDRESS:	
		STREET 1:		111 TOWN SQUARE PLACE
		STREET 2:		STE 1500
		CITY:			JERSEY CITY
		STATE:			NJ
		ZIP:			07310
		BUSINESS PHONE:		201-217-8031

	MAIL ADDRESS:	
		STREET 1:		111 TOWN SQUARE PLACE
		STREET 2:		STE 1500
		CITY:			JERSEY CITY
		STATE:			NJ
		ZIP:			07310

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RW SMITH & ASSOCIATES, LLC
		DATE OF NAME CHANGE:	20141113

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	R.W. SMITH & ASSOCIATES, INC.
		DATE OF NAME CHANGE:	20141103

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	R.W. SMITH & ASSOCIATES, LLC
		DATE OF NAME CHANGE:	20141017
</SEC-HEADER>
<DOCUMENT>
<TYPE>X-17A-5
<SEQUENCE>1
<FILENAME>9999999997-21-005299.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
Document 1 - file: 9999999997-21-005299.paper
</DOCUMENT> </SEC-DOCUMENT>