-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CmhCrUEgfy5s6eu0LqPw1DAJsYKFBqaYeCslw2hjTzMtRJpspHiVBQStbOWqJq49 L5ElWvZn4Hn2hCkF2ZVMyA== 0000891836-05-000274.txt : 20050523 0000891836-05-000274.hdr.sgml : 20050523 20050523203632 ACCESSION NUMBER: 0000891836-05-000274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050505 FILED AS OF DATE: 20050523 DATE AS OF CHANGE: 20050523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 05852748 BUSINESS ADDRESS: STREET 1: 85 BROAD ST STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 05852749 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 4 1 sc0127-05_ex.xml FORM 4 X0202 4 2005-05-05 1 0001311370 Lazard Ltd LAZ, LDZ 0000886982 GOLDMAN SACHS GROUP INC/ 85 BROAD ST NEW YORK NY 10004 0 0 1 0 0000769993 GOLDMAN SACHS & CO 85 BROAD ST C/O GOLDMAN SACHS & CO NEW YORK NY 10004 0 0 1 0 Class A Common Stock 2005-05-05 4 P 0 194000 24.9 A 3968000 I See Footnote Class A Common Stock 2005-05-05 4 P 0 500000 24.8 A 4468000 I See Footnote Class A Common Stock 2005-05-05 4 S 0 22500 24.5 D 4445500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 20100 24.4 A 4465600 I See Footnote Class A Common Stock 2005-05-05 4 P 0 70400 24.39 A 4536000 I See Footnote Class A Common Stock 2005-05-05 4 P 0 9500 24.38 A 4545500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 85700 24.30 A 4631200 I See Footnote Class A Common Stock 2005-05-05 4 P 0 64300 24.29 A 4695500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 180000 24.25 A 4875500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 30000 24.21 A 4905500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 70000 24.20 A 4975500 I See Footnote Class A Common Stock 2005-05-05 4 S 0 80000 24.20 D 4895500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 25000 24.19 A 4920500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 25000 24.16 A 4945500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 800 24.10 A 4946300 I See Footnote Class A Common Stock 2005-05-05 4 S 0 800 24.04 D 4945500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 1097000 24.00 A 6042500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 10000 25.00 A 6052500 I See Footnote Class A Common Stock 2005-05-05 4 P 0 22500 25.00 A 6075000 I See Footnote Class A Common Stock 2005-05-06 4 P 0 13200 25.00 A 6088200 I See Footnote Class A Common Stock 2005-05-06 4 S 0 33300 24.35 D 6054900 I See Footnote Class A Common Stock 2005-05-06 4 S 0 12100 24.30 D 6042800 I See Footnote Class A Common Stock 2005-05-06 4 S 0 3600 24.28 D 6039200 I See Footnote Class A Common Stock 2005-05-06 4 S 0 200 24.26 D 6039000 I See Footnote Class A Common Stock 2005-05-06 4 S 0 4800 24.25 D 6034200 I See Footnote Class A Common Stock 2005-05-06 4 S 0 500 24.24 D 6033700 I See Footnote Class A Common Stock 2005-05-06 4 S 0 4500 24.22 D 6029200 I See Footnote Class A Common Stock 2005-05-06 4 S 0 1500 24.21 D 6027700 I See Footnote Class A Common Stock 2005-05-06 4 S 0 46000 24.20 D 5981700 I See Footnote Class A Common Stock 2005-05-06 4 S 0 1600 24.18 D 5980100 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 100000 24.30 A Class A Common Stock 26550 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 100000 24.65 A Class A Common Stock 126550 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 8500 24.75 A Class A Common Stock 135050 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 5000 24.90 A Class A Common Stock 140050 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 50000 25.00 A Class A Common Stock 190050 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 S 0 100000 24.35 D Class A Common Stock 90050 I See Footnote 6.625% Equity Security Unit 2005-05-05 4 P 0 55150 24.15 A Class A Common Stock 145200 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 P 0 305575 25.00 A Class A Common Stock 450775 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 P 0 25000 24.30 A Class A Common Stock 475775 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 P 0 25000 24.15 A Class A Common Stock 500775 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 P 0 52750 24.00 A Class A Common Stock 553525 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 S 0 315575 25.00 D Class A Common Stock 237950 I See Footnote 6.625% Equity Security Unit 2005-05-06 4 S 0 5000 24.40 D Class A Common Stock 232950 I See Footnote 6.625% Equity Security Unit 2005-05-09 4 P 0 25000 23.60 A Class A Common Stock 257950 I See Footnote 6.625% Equity Security Unit 2005-05-09 4 P 0 1500 23.35 A Class A Common Stock 259450 I See Footnote 6.625% Equity Security Unit 2005-05-09 4 S 0 50000 23.875 D Class A Common Stock 209450 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 S 0 25000 23.843 D Class A Common Stock 184450 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 S 0 50000 23.671 D Class A Common Stock 134450 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 S 0 5000 23.90 D Class A Common Stock 129450 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 S 0 3600 23.95 D Class A Common Stock 125850 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 P 0 250000 23.917 A Class A Common Stock 375850 I See Footnote 6.625% Equity Security Unit 2005-05-10 4 S 0 100000 23.945 D Class A Common Stock 275850 I See Footnote 6.625% Equity Security Unit 2005-05-11 4 P 0 22700 23.55 A Class A Common Stock 298550 I See Footnote 6.625% Equity Security Unit 2005-05-11 4 S 0 118000 23.572 D Class A Common Stock 180550 I See Footnote 6.625% Equity Security Unit 2005-05-12 4 S 0 550 23.69 D Class A Common Stock 180000 I See Footnote 6.625% Equity Security Unit 2005-05-12 4 S 0 1000 23.50 D Class A Common Stock 179000 I See Footnote 6.625% Equity Security Unit 2005-05-12 4 S 0 200 23.34 D Class A Common Stock 178800 I See Footnote 6.625% Equity Security Unit 2005-05-12 4 P 0 25000 23.05 A Class A Common Stock 203800 I See Footnote 6.625% Equity Security Unit 2005-05-13 4 S 0 1800 22.8 D Class A Common Stock 202000 I See Footnote 6.625% Equity Security Unit 2005-05-13 4 S 0 2000 22.9 D Class A Common Stock 200000 I See Footnote The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. The securities reported herein as indirectly purchased and sold were purchased and sold and were beneficially owned directly by Goldman Sachs International ("GSI"). Without admitting any legal obligation, GSI or an affiliate will remit appropriate profits, if any, to the Issuer. GSI is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1. May 15, 2008, subject to earlier exercise upon certain events. /s/ Ted Chang, Attorney-in-Fact 2005-05-23 -----END PRIVACY-ENHANCED MESSAGE-----